Undergraduate research and inquiry-based learning: is there a difference? Insights from research in New Zealand.
But what do we mean by undergraduate research and inquiry? The Council for Undergraduate Research (www.cur.org) initially defined undergraduate research as:
An inquiry or investigation conducted by an undergraduate student that makes an original intellectual or creative contribution to the discipline.
However, Beckman and Hensel (2009) challenged this definition and explored a range of meanings of undergraduate research. Table 1 shows the different dimensions they considered. This expansion of the possibilities of undergraduate research away from the requirement for original research is more attuned to the wider definition of undergraduate research espoused, for example, by Healey (2005) and Jenkins and Healey (2010), who also include the term "inquiry" alongside undergraduate research. They suggest that there are four main ways in which students could experience undergraduate research and inquiry:
* Research-led: learning about current research in the discipline
* Research-oriented: developing research skills and techniques
* Research-based: undertaking research and inquiry
* Research-tutored: engaging in research discussions
Beckman and Hensel's (2009) broadened conceptualization of undergraduate research is aligned with research-based teaching in which students undertake research and inquiry. They concluded that "there is no one correct definition. One size does not fit all" (p.44), and suggested that institutions should develop their own definitions in line with their missions and cultures.
The New Zealand Context
New Zealand, with a population of only about four million, currently has a tertiary (postsecondary) education landscape consisting of eight universities, 19 polytechnics, three wananga (established by Maori for mainly Maori students), 39 industry training organisations and 734 private training establishments. Although the universities, polytechnics, and wananga can all grant degrees, the universities are the main degree-granting bodies. The bachelor's degrees typically take three years to complete, but there are also some four-year degrees. More capable students often take an "honours" degree, which involves a further year of study at the postgraduate level and typically includes a research dissertation. All the universities offer postgraduate degrees, including certificates, diplomas, masters, and doctorates. In 2009, 52 percent of all full-time equivalent or FTE tertiary students were studying at either undergraduate or postgraduate level, with approximately 127,680 FTE students enrolled in universities (Ministry of Education 2010).
The government invests about $4 billion annually in tertiary education, or about $2.8 billion in U.S. dollars. The main governmental agencies overseeing the tertiary sector are the Ministry of Education, which sets the policy, and the Tertiary Education Commission, which is responsible for implementing policy and monitoring performance of the providers. Funding from the New Zealand government is the largest single source of income for universities, with this funding allocated based on a combinaton of enrollment (but moving toward being based on institutions' student retention and completion rates) and research performance (Ministry of Education 2010).
In New Zealand, on the part of government officials at least, there has been a strong cultural perception that teaching and research are interconnected. For example, the New Zealand Education Amendment Act of 1990 stated that at universities "research and teaching are closely interdependent and most of their teaching is done by people who are active in advancing knowledge" (Jenkins et al. 2003, 143). Given the increasing emphasis on research performance in the universities (linked to funding), current typical workload models for faculty members promote a 40:40:20 split of research, teaching, and service. Unlike the universities, polytechnics and wananga have traditionally not been intensively engaged in research, focusing instead on teaching-particularly at the certificate and diploma levels. In recent years, though, some have focused more on awarding undergraduate degrees and offering some postgraduate study. However, with changes in government funding linked to research productivity, some staff members at polytechnics and wananga are under increasing pressure to gain external research funding and to publish. Nevertheless, for most polytechnic and wananga staff their work involves heavy teaching loads and, given the often vocational focus of the institutions, some time to remain current in their professional practice.
The New Zealand Universities Quality Audit focused on the teaching-research nexus in 2000 and asked institutions to report on how the nexus was manifested on their campuses. Soon after, the Tertiary Education Strategy mandated "a research culture within which undergraduates learn to take a research-based approach to their lifelong educational development" (Ministry of Education 2002, 60). Thus there is a clear imperative for the mainstreaming of research in undergraduate education, rather than providing research programs for a small number of elite students. In line with this policy, a substantial research grant was awarded to a team to document and analyze the use of inquiry-based learning (IBL) in undergraduate education in New Zealand. But what is IBL and how does it relate to undergraduate research and inquiry? To answer these questions, this article will explore key findings from this government-funded project.
The project was undertaken by a collaborative team with researchers from the University of Otago (Rachel Spronken-Smith and Rebecca Walker), the University of Canterbury (Billy O'Steen), Christchurch Polytechnic Institute of Technology (Julie Batchelor and Helen Matthews), and Victoria University of Wellington (Thomas Angelo, who is now at La Trobe University). The study involved collecting data for 14 cases of inquiry-based learning, 10 of which are presented in a web-based report available at: http://akoaotearoa.ac.nz/projects/ inquiry-based-learning. Besides describing and evaluating these case studies, meta-analysis of the cases enabled exploration of some key questions (Table 2), including whether the teaching-research nexus can be strengthened through IBL and how different types of IBL relate to learning outcomes. In addition, a major focus for the research was to refine understandings of IBL.
Defining inquiry-based learning plagued the research team from the outset. We had great difficulty distinguishing the main features of IBL and how it differed from problem-based learning (PBL) and undergraduate research. Fortunately, the literature provided some guidance. For example, the elements of IBL that researchers (e.g., Justice et al. 2007; Kahn and O'Rourke 2004; Lee et al. 2004; Prince and Felder 2006; Weaver 1989) seemed to agree upon included:
* Learning being stimulated by a question or issue,
* Teaching in a student-centered approach with the teacher as a facilitator,
* Learning by doing,
* A move towards self-directed learning, and
* Constructing new knowledge and understanding by students.
Regarding the latter point, a key question of interest was whether the knowledge had to be new to teachers as well, that is, should students be undertaking inquiries that would generate new disciplinary knowledge? For example, PBL, particularly in medical contexts, focuses on students' learning an existing body of knowledge. Was this in keeping with inquiry?
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We aligned ourselves with the research that I and colleagues published in 2008(a) conceptually placing PBL as a subset of IBL, and both under the umbrella of active learning (Figure 1).
Parallelling our research, Philippa Levy and her team at the Centre for Inquiry in the Arts and Social Sciences at Sheffield University were exploring student conceptions of IBL (Levy 2008, 2009; Levy and Petrulis 2007; Wood and Levy 2009). Their research suggested two different framings of IBL--information-oriented or discovery-oriented. In information-oriented IBL, students were exploring questions that sought already existing answers, while in discovery-oriented IBL, they were undertaking original research and participating in building new disciplinary knowledge. Levy and her team further distinguished types of IBL based on who generated the questions (students or teachers), while in our research, we had formulated three modes of IBL: structured (in which teachers provide the question as well as a method for addressing it); guided (in which teachers provide the question but students are self-directed in terms of exploring the question); and open (in which students generate the question and determine how to answer it).
The meta-analysis of three cases of IBL (structured, guided, and open) that I and Rebecca Walker conducted (2010) found that in an open, discovery-oriented IBL course, there were very strong links between research and teaching for both students and teachers. In a guided information-oriented IBL course, there was only a moderate nexus, and in a structured information-oriented IBL course, there was little evidence of a link between research and teaching. Regarding the structured IBL course, the main objective of the course was to develop clinical skills; thus there was no intent to develop research skills. Our analysis led to the generation of a model showing the relation among level of independence (i.e., mode of inquiry), focus of learning (using Levy's 2009 framing of information-oriented or discovery-oriented IBL), and potential strength of the research-teaching nexus (Figure 2).
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[FIGURE 3a OMITTED]
The greatest potential for a strong research-teaching nexus occurs with open, discovery-oriented IBL, in contrast to structured, information-oriented IBL, which potentially has few links between research and teaching. However, note that with careful design a structured, information-oriented IBL course could be used to build inquiry and research skills.
Figure 2 provides a useful tool to conceptualize inquiry-based learning, particularly in relation to problem-based learning and undergraduate research. In the model, IBL is seen to embrace a range of teaching approaches. For example, PBL is typically more structured and, in medical contexts, often focuses on students learning an existing body of knowledge. Thus, in the model, PBL could fall under information-oriented, structured IBL. Conversely, students could be engaged in open, discovery-oriented IBL, in which they generate a research question and undertake primary research to explore the question-arguably a central goal of some types of undergraduate research. However, inquiry could encompass a plethora of tasks in both information-oriented and discovery-oriented frameworks and in a variety of modes, particularly to build research skills and capability.
Walker and I constructed the model in a stepped, podium fashion to reflect the desire that graduates should attain the highest level before graduation, though we caution that it is not necessary to assume that structured and guided IBL should precede open IBL. While that is one possible pathway of embedding IBL into a degree program, we suggest that there is a strong argument for exposing students to open IBL in their first year of university education (see for example, Healey and Jenkins 2009; Justice et al. 2009; Wood and Levy 2009).
So how does the model in Figure 2 relate to undergraduate research? If the commonly held view (at least in the United States) of undergraduate research is that it is something done by selected students, often during summer research programs, then this would fall under either guided (faculty members provide the research question) or open (students generate the question) discovery-oriented inquiry. However, if a wider view of undergraduate research, such as that purported by Beckman and Hensel (2009) were adopted, then undergraduate research would be akin to our definition of IBL. That is, it would include a range of experiences that seek to develop research capability, ranging from very structured, product-oriented activities to open, process-oriented activities.
[FIGURE 3b OMITTED]
The model presented in Figure 2 infers that the most desirable type of IBL is the open, discovery-oriented variety. But how do we know that this type of IBL is more desirable in terms of student-learning outcomes? Colleagues and I (Spronken-Smith et al. 2010a) used a survey to explore students' perceptions of learning outcomes in inquiry-based courses. As Table 2 shows, the survey was administered to 940 students across 15 inquiry-based courses. Although not providing comparative data for more traditionally taught courses, the survey results were strongly supportive of inquiry-based approaches incorporating sound practices, both in terms of providing desirable learning processes and enhanced learning outcomes. When analyzed by modes of inquiry (Figure 3a), there was a clear hierarchy, with open IBL generally rated more highly than guided and then structured IBL. Regarding framing of inquiry (Figure 3b), the results indicate that courses using discovery-oriented inquiry were more highly rated than information-oriented inquiry.
Overall, the most highly rated course design was open, discovery-oriented IBL. Furthermore, analysis revealed that the conceptual model shown in Figure 2 could also be used to illustrate the relations among the focus of learning, level of independence, and enhanced learning outcomes; not only does the darker shading infer a stronger research-teaching nexus, but it also infers better learning outcomes. Thus our findings affirm the role of open-discovery oriented IBL-similar to some of the elite types of undergraduate research-in developing higher-order learning outcomes. However, the role of structured and guided forms of IBL should not be underestimated and indeed may be essential in terms of a student's development of inquiry and research skills. Moreover, it is likely that all forms of IBL have a greater likelihood of developing better inquiry and research skills, compared to those developed in traditionally taught courses, but such a proposition requires further research.
Research in New Zealand has contributed to the growing international literature on the use of inquiry in undergraduate education. Aside from providing useful case studies of how to teach using inquiry, the research has added to the sparse theoretical base for IBL and has allowed exploration of the relation between IBL and undergraduate research. The broader definition of undergraduate research provided by Beckman and Hensel (2009) is more inclusive of the range of possibilities for developing research capability and might gain wider acceptance and usage by faculty members who are not fortunate enough to have access to grants for summer research programs. This broader definition is akin to our definition of IBL, with an important caveat: IBL necessitates a student-centered approach by definition, even for more structured, information-oriented forms, while undergraduate research need not be student-centered. For example, undergraduate research could be faculty-directed with students acting as laboratory assistants, with little input into the direction or shape of the research, and few gains in terms of learning outcomes beyond developing technical skills. But this is a pessimistic view, and indeed one that likely does not prevail. One would hope that students undertaking faculty-directed research would be involved centrally in decisions throughout the research process, so that they would achieve a more desirable set of learning outcomes.
The findings presented here result from a study across only four institutions, including three universities and one polytechnic. From this small sample it was apparent that there were distinct differences in the way inquiry was embraced and promoted at these two types of institutions. In the universities, inquiry was seen as something innovative and often quite challenging to embed, while in the polytechnic, with a much stronger teaching culture, learning through inquiry was often a preferred mode of instruction with widespread support. Future research would do well to explore these institutional differences, and indeed to include wananga (Maori institutions). The study also had a small sample size, 14 inquiry-based courses, and this meant that disciplinary differences in the use of IBL could not be teased out. Further research should explore disciplinary differences and the relative impact of different forms of IBL and undergraduate research.
The national project was funded by a New Zealand Ministry of Education "Teaching Matters Forum" grant under contract 3651-005/5.
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Higher Education Development Centre
University of Otago
PO Box 56
Dunedin, NEW ZEALAND
Rachel Spronken-Smith is an associate professor in higher education and geography and head of the Higher Education Development Centre at the University of Otago, NZ. She taught and conducted research in physical geography for many years before becoming a researcher in the field of higher education. Her main research interests now include inquiry-based learning, the teaching-research nexus, and women in academia, as well as continuing climatology research. The main aspects of her academic work in recent years include co-convening programs in women's professional development at Otago, teaching postgraduate courses in tertiary teaching, teaching in the professional-development program for academic staff, and teaching undergraduate and postgraduate geography courses.
Table 1: Continua of dimensions of undergraduate research (Beckman and Hensel 2009:40) with last two rows added by Healey and Jenkins (2009,69). Student, process centered [left and right arrow] Outcome, product centered Student initiated [left and right arrow] Faculty initiated All students [left and right arrow] Honors students Curriculum based [left and right arrow] Co-curricular fellowships Collaborative [left and right arrow] Individual Original to the student [left and right arrow] Original to the discipline Multi-or interdisciplinary [left and right arrow] Discipline-based Campus/community audience Professional audience Starting year one [left and right arrow] Capstone/final year Pervades the curriculum [left and right arrow] Focused Table 2: Overview of recent research examining inquiry-based learning (IBL) in undergraduate education in New Zealand. Research Research Research objective approach methods 1 To provide Case studies Mixed methods: examples qualitative of IBL (interviews and focus groups)and quantitative (surveys) data 2 Does IBL Meta- Mixed methods: strengthen the analysis qualitative links between (interviews and teaching and focus groups) research? and quantitative (surveys) data 3 Does IBL Meta- Quantitative enhance analysis survey data learning processes and outcomes? 4 What helps and Meta- Mixed methods: hinders the analysis qualitative effective use (interviews and of IBL? focus groups) and quantitative (surveys) data Research Sample Associated objective publications 1 To provide 10 cases from 10 cases-- examples three Spronken- of IBL institutions: Smithet al. Canterbury (2008b) Ecology University Degree- (Engineering, Spronken-Smith Sociology, & et al. (2010c) Communication University of Disorders); Canterbury Christchurch cases--O'Steen Polytechnic (2008) Institute of Technology (Fashion Design, Outdoor Education, Radio Broadcasting); University of Otago (Political Communication, Endocrinology, Field Ecology, Ecology Degree) 2 Does IBL Subset of Spronken-Smith strengthen the above: three and Walker links between cases from the (2010) teaching and University of research? Otago (Political Communication, Endocrinology, Field Ecology) 3 Does IBL 15 cases from Spronken-Smith enhance four et al. (2010a) learning institutions-- processes and including outcomes? the three institutions and disciplines in row 1(except for the Ecology Degree at Otago), plus four courses from Victoria University of Wellington (Architecture, History, Psychology, International Business) and two more from the University of Otago (Physical Geography courses) 4 What helps and 10 cases from 3 Spronken- hinders the institutions-- Smith et al. effective use (same as in (2008) of IBL? row 1) Spronken- Smith et al. (2010b)
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|Title Annotation:||From the International Desk|
|Publication:||Council on Undergraduate Research Quarterly|
|Date:||Jun 22, 2010|
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