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Trends in freshwater microcrustaceans studies in Brazil between 1990 and 2014/ Tendencias nos estudos de microcrustaceos de agua doce no Brasil entre 1990 e 2014.

1. Introduction

Microcrustaceans are efficient in transferring energy and biomass between producers and consumers and are useful for monitoring water quality (Landa et al., 2007) and climate changes (Richardson, 2008; Vadadi-Fulop et al., 2012). Copepoda, Ostracoda and Branchiopoda (Cladocera (Diplostrasca), Conchostraca, Notostraca and Anostraca) are the most abundant among microcrustacean groups frequently found in freshwater/inland systems such as rivers, lakes, reservoirs, phytothelmas, and wetlands (Thorp and Covich, 2001)

Efforts to increase the awareness of biodiversity in freshwater have been made, such as those published by Hydrobiologia (vol. 595) where some microcrustacean groups were considered. In this issue, general information about these organisms can be found for cladocerans (Forro et al., 2008), copepods (Boxshall and Defaye, 2008), ostracods (Martens et al., 2008) and large branchiopods (Brendonck et al., 2008). In Brazil some compilations concerning freshwater biodiversity and its state-of-art where produced by Rocha (2003) for Brazil and by Ismael et al. (1999) for Sao Paulo State. Based on an assessment of all these publications, it is evident that taxonomy enhancement, distributional patterns, access to informational databases and new technics are important to support the research.

In the early 2000's several scientiometric studies of limnological areas of Brazil were conducted (Thomaz et al., 2010; Melo et al., 2006; Padial et al., 2008; Nabout et al., 2015a), highlighting advances made since the 1970s and ongoing trends. In addition, a scientiometric study focused on climatic change has been recently reported (Nabout et al., 2012), as has a phytoplankton-based study (Carneiro et al., 2008). Marques and Lamas (2006) conducted an important study into the current state of Brazilian zoological taxonomy and highlighted several important local aspects of this science, and Borges et al. (2014) pointed out that one main gap in cerrado biome researches concerns freshwater organisms.

In Brazilian territory, the first studies of microcrustaceans were published at the end of the 19th and the beginning of 20th centuries, initially focusing on taxonomy (Sars, 1901; Van Douve, 1912; Wright, 1936; Kiefer, 1933). After the 1970s, papers addressing the ecology of microcrustaceans began to appear more frequently, starting with Sao Paulo reservoir research (Matsumura-Tundisi and Tundisi, 1976; Rocha et al., 1982), Rio Doce Valley Lake studies (Matsumura-Tundisi & Okano, 1983; Matsumura-Tundisi et al., 1984) and some Amazonian works (Brandorff, 1978; MatsumuraTundisi et al., 1983); these currently represent the majority of such studies coming out of Brazil (e.g., Landa et al., 2007; Nogueira et al., 2008).

Here we focus our analyses on the principal microcrustacean groups, addressing six key questions: 1) In which federated states are these organisms best studied?; 2) Which environments have been analyzed?; 3) Which are the principal groups of microcrustaceans studied?; 4) How many articles addressing microcrustaceans were produced in each year between 1990 and 2014?; 5) Which are the main lines of study addressing microcrustaceans?; and 6) Which are the publication destinations for Brazilian microcrustacean studies? The data presented here completes a long-standing gap in our knowledge of these organisms in Brazil and has been used to propose the future directions for research in this field within Brazil.

2. Material and Methods

Only studies addressing continental waters were included in our analysis (i.e., excluding studies focused on oceans, seas and estuaries due the interference of these kinds of organisms). Book chapters and special volumes were not included. Studies were identified using Google Scholar, ISI Web of Knowledge, Scopus and Scielo. Studies about plankton in general were divided according to crustacean group. The complete list of papers used here are shown in Supplementary file S1. The following keywords were used to search for interesting papers: microcrustaceans, Copepoda, Cyclopoida, Calanoida, Harpacticoida, Ergasilidae, Cladocera, Ostracoda, Conchostraca, zooplankton, reservoir, river, ponds, reservoirs, wetlands, caves, lakes, limnology, ecology, aquatic, taxonomy, systematics, morphology and biogeography. These keywords were searched individually, and in pairs using the plus sign, and "1990-2014". Papers found during this period were separated for analysis.

With the papers, a spreadsheet was divided according to microcrustacean group: Copepoda (sub-divided into Calanoida, Cyclopoida, Harpacticoida and Ergasilidae), Ostracoda and Branchiopoda (sub-divided into Diplostraca (Cladocera), Conchostraca, Notostraca and Anostraca). The Brazilian microcrustacean studies found were divided according to the federative states addressed (27 in total), year of publication (between 1990 and 2014), type of environment (natural lakes, reservoirs for water supply, hydropower generation reservoirs, urban reservoirs, floodplains, rivers, pools, ponds, wetlands, phytothelmata, caves or other) and line of investigation (ecology, biogeography, taxonomy, ecotoxicology, phylogeny, molecular biology or other). For studies developed in more than one federated state, all relevant states were added to the spreadsheet. For studies with overlapping data groups, the category "several" was created within each type of environment; for other categories, the study was duplicated within each of the relevant sub-groups. Studies with very specific lines of investigation (e.g., in applied sciences) were included in the "other" category, which was also done for the crustacean groupings. Journals were also ranked according to the number of published articles addressing microcrustaceans and the journal impact factor (according to the ISI) for 2013 was noted. A linear regression analysis was performed between the number of published microcrustacean articles and the impact factors of the destination journals.

3. Results

We identified 179 studies addressing selected groups of microcrustaceans, which are listed in a Supplementary file S1. Almost all of the 27 Brazilian federated states (plus one Federal District) (Figure 1A) have produced a microcrustacean study, excepting four: Amapa-AP, Roraima-RR, Alagoas-AL and Espirito-Santo-ES. The most of the studies were published in the states of Sao Paulo (27%), Minas Gerais (9%) and Parana (8%).

The most studied environments were hydroelectric reservoirs (22%), multiple environments (22%), rivers (14%) and reservoirs (including artificial small lakes for ornamentation, aquiculture and water supply) (11%) (Figure 1B). Pools, ponds, small lakes, wetlands and phytothelma were not often studied. Branchiopoda Cladocera (48%) and Copepoda (48%) were the most studied groups (Figure 1C). Among the Branchiopoda, no studies addressed the Notostraca, Anostraca or Conchostraca order.

There was an increase in the frequency of microcrustacean studies after 2001 (Figure 1D). Although few microcrustacean studies were published in 2007, 2012 and 2014, these years tended to be followed by years with large numbers of microcrustacean publications.

Ecology was the most common line of investigation, accounting for almost half of the publications, with taxonomy as the next most popular approach (Figure 1E).

Three journals accounted for 44% (77 articles) of the Brazilian microcrustacean publications included in our analyses (Table 1). These were Revista Brasileira de Biologia (Brazilian Journal of Biology), which accounted for 21.8% of the articles; Hydrobiologia accounting for 13.2%; and Acta Limnologica Brasiliensia accounting for 9.1%. Other journals, each with fewer than eight articles, accounted for the remaining 56% of published articles.

No significant linear regression ([r.sup.2] = 0.0034; p = 0.7) was identified between the number of published microcrustacean articles and the journals impact factors (Figure 2).

4. Discussion

The data group analyzed in this work comprised an important part of the studies on microcrustaceans in Brazil between 1990-2014 and the general trends observed allow us to propose some important future directions for the field. Thus, this microcrustacean study came to add information to other Brazilian scientiometric studies in limnology (e.g., Thomaz et al., 2010; Melo et al., 2006; Padial et al., 2008; Nabout et al., 2015a) and help to emphasize the gaps and biases for researchers and policy makers.

Regarding the Brazilian regions in which microcrustacean research had been conducted, studies tended to be concentrated around ancient research centers and were related to the number of active scientists, which is in line with previous studies (Melo et al., 2006; Abt, 2007). There is a greater number of research centers (and microcrustacean researchers) in the states of Sao Paulo, Minas Gerais and Parana, which together accounted for almost half of the published studies. This result is similar if we consider the number of limnology articles published in the journal Hydrobiologia by Brazilian researchers (Melo et al., 2006) and also the taxonomy in general (Marques and Lamas, 2006), highlighting the leadership of the State of Sao Paulo, as determined by the strength of this state's research agency (FAPESP--"Fundacao de Amparo a Pesquisa do Estado de Sao Paulo"). This funding body is one the oldest in Brazil and has a history of supporting special limnological research programs, thus strengthening many research groups and post-graduate programs (Silva, 1996). Moreover, at the beginning of the 2000s, the Biota/FAPESP program supported taxonomy research studies, including many crustacean groups). Borges (2011) and Botelho and Almeida (2012) demonstrated the importance of this state's research agency for science, innovation and technology in Brazil and found that the low publication rate of other Brazilian states is related to the relatively young age of these states' research agencies. Sao Paulo is the richest state in Brazil and a state law secures 1% of commercial taxes for this agency (Sao Paulo, 2014).

A similar number of publications were recorded for the states of Minas Gerais and Parana, which each host a significant number of researchers specializing in microcrustaceans and limnology. The Research Center for Ichthyology, Limnology and Aquaculture (NUPELIA-UEM) is based in Parana. NUPELIA-UEM is currently responsible for a large proportion of Brazil's limnological research articles, most of which involve strong international collaborations (Melo et al., 2006).

This current scenario could change in the future because of the emergence and growth of other research centers, fostered by the current expansion in scientific research investments currently underway in Brazil. This is the case for states where emerging centers have been installed in recent years and are very promising such as Rio Grande do Norte with a Post-Graduate Program in Ecology (Chellappa et al., 2013) and Para, with a Post-Graduate Program in Amazonic Continental Aquatic Resources of the Amazonia.

In contrast, it will be necessary to invest in resources and training for microcrustacean researchers in states with little or no history of such research for inland waters, notably Alagoas, Espirito Santo, Acre, Amapa, Maranhao, Piaui, Rondonia, Roraima and Tocantins, among others. These same states have been highlighted by Marques and Lamas (2006) for the necessity of investment in taxonomy research. Marques and Lamas (2006) also propose the types and amounts of investments needed in Brazilian research.

Reservoirs (artificial lakes) and rivers are the environments in which microcrustaceans have been most studied. For the former, there have been great incentives for studies (especially financial) about hydroelectric reservoirs, as Brazil's energy matrix is over 90% dependent on dams (Tundisi and Matsumura-Tundisi, 2003). This result also agrees with Melo et al. (2006) on limnological studies in Brazil.

Brazil is rich in river environments, and some of the most important centers for limnological research in the country (e.g., NUPELIA/UEM) have research bases situated on the banks of large rivers (e.g., the Parana River). This baseline survey enabled the production of several scientific articles in this region, especially in flood plains and also in various types of environments such as reservoirs.

The most studied microcrustacean groups (cladocerans and copepods) were abundant in open water reservoirs and rivers. These organisms have been studied in Brazil since the mid-1900s, as have ostracods. However, there historically have been fewer Brazilian specialists in ostracods than in cladocerans and copepods, indicated by the low number of published articles. For other groups of Branchiopoda (such as Notostraca, Anostraca and Conchostraca), current knowledge is minimal, suggesting an immediate need for specialist training, especially of taxonomists to provide reliable identification bases.

Since 2000 there has been an increase in the frequency of microcrustacean studies. One reason possibly was due to the exponential expansion of the internet after 2000, bringing the global network and ease of access, despite the low Brazilian internet data capacity when compared to high technology countries (Adena, 2014). Another important contribution was the implementation of Scielo (Scientific Electronic Library Online) in 1998, the principal Brazilian free access platform (Meneghini et al., 2006). Marques and Lamas (2006) mention the "spontaneous action" and "induced action" of the Brazilian government in research after 1990, which certainly contributed to the development of several areas of study in this country. It is important to emphasize that 30% of the resources for scientific research in Brazil since 2003 have been destined for particular geopolitical areas, as the North, Northeast and Center-West.

Ecology was identified as the most common line of investigation, reflecting the intensive efforts that have been made in this area since the 1980s. This was essentially the result of all the newly established researchers having been taught by only a few core professors or researchers, for example, in the state of Sao Paulo (e.g., Professor Jose Galizia Tundisi of the University of Sao Paulo and the Federal University of Sao Carlos (UFSCar). After the 1980s, centers of excellence in ecology and limnology were formed (Silva, 1996), resulting in greater representation of the area in the study of microcrustaceans. In 1997, the Brazilian government implemented the Long-Term Ecological Research Network Program (PELD in Portuguese), contributing directly to the growth of ecologists, and in the states of Amazonas, Sao Paulo, Minas Gerais and Parana, aquatic ecology has a strong influence.

Taxonomy was very well represented especially in the early 1900s, when virtually all the microcrustacean fauna were described, especially by foreign researchers visiting Brazil on expeditions (Kiefer, 1933; Wright, 1936). However, we found that taxonomy was decreasing in the number of studies after 1990, which is in line with a general declining trend in taxonomy (Marques and Lamas, 2006). Not many new species have been described recently, probably due to the combination of few taxonomists and an absence of sampling in some states of northern Brazil. This absence can be attributed to the large land area and the concentration of studies around a few locations (Perbiche-Neves et al., 2014), and to a majority of the sampled environments being rivers and reservoirs, although many new species are expected in different environments (e.g., caves, humid rocks).

The taxonomic resolution of species within various microcrustacean groups is another long-running goal for taxonomists, which, together with systematists, should also prepare for the various major phylogenetic groups. The systematic and phylogeny, though old, have been neglected by Brazilian students. Molecular techniques have contributed to the development of complex phylogenies with many taxonomic groups; however, phylogenies using traditional morphological data appear to have been neglected. Although there are examples of some studies that combine molecular and morphological approaches (Wyngaard et al., 2010), this is rare within Brazil. While such a combination approach is likely to become increasingly popular in Brazil, more time is required to obtain and analyze the data. Other lines of investigation (e.g., biogeography and molecular biology) have been widely applied and may be considered emerging research fields.

Acta Limnologica Brasiliensia was the most popular publication destination for microcrustacean research articles. The large number of publications can be accounted for by the long-standing tradition of zooplankton studies in Brazil. This journal publishes many kind of studies, including descriptive manuscripts. The high number of publications in Hydrobiologia maintains a tradition of limnological publications in this journal (Melo et al., 2006), possibly associated with such advantages as special and normal numerous volumes each year, wide comprehensiveness of areas, generally fast review, and the sheer number of volumes per year. Sharing similar features is the Brazilian Journal of Biology, which has a general scope across biology and publishes many volumes.

Few ecology papers on microcrustaceans from Brazil have been published in other relevant journals (e.g., Freshwater Biology, Oikos and Ecology). One possible explanation for this is that these journals are reluctant to include regional or local studies, unlike the other journals cited previously. Also, the lack of a strong theoretical basis and concepts relevant to the computational and numerical tools used by modern ecological studies might prejudice the acceptance of such articles. Similarly, few taxonomy studies have been published in important journals, such as Zootaxa, Biological Journal of Linnaean Society, Journal of Natural History and Zookeys. Few papers well-grounded in revision or new species descriptions have been produced, which have been distributed among several prestigious journals, including those mentioned above. However, many of these journals charge expensive publication rates for Brazilians and the post-graduate policy for publishing is irregular.

There was no significant correlation between the number of published microcrustacean articles and the impact factor of the destination journal. This result suggests that we have not had an increase in the quality (impact factor) of publications according to the number of accepted papers; it is possible that this scenario will change in the long term. The main reason may be related to the preference by Brazilian microcrustacean researchers to publish in more traditional journals for limnology and crustacean areas in contrast, for example, with few researches concentering many works with metacommunities, which were published in journals with a high-impact factor.

The study of microcrustaceans in Brazil is more associated with limnology than with carcinology, as shown by the relative number of studies addressing these organisms in the beginning 2010's Brazilian scientific meetings. We propose that it would be useful to create a new specific event for microcrustacean groups in Brazil (within other conferences, for example), with the aim of bringing together researchers that currently attend different events.

Finally, we propose some future topics and goals for microcrustacean studies in Brazil. Production of keys and guides for the correct identification of species will be critical. Connected to this, there is an urgent need to expand the training of taxonomists; it will first be necessary to establish the existing fauna in the country focusing especially in descriptive papers. Studies involving multiple states, environments and taxonomic groups had considerable importance among the papers produced, and this combination has proved beneficial to knowledge of these organisms and biodiversity in general. We must also invest in emerging fields, such as molecular biology with systematics, aiming to reveal the historical processes affecting microcrustacean life. In the field of ecology, futures studies require a strong theoretical basis and experimental design, and should be written for a wide range of readers (rather than as local studies, as have been produced in Brazil in recent decades). We suggest conducting studies in the states mentioned above for which there are currently few available articles and to address phytothelmatas environments, caves, pools of water, mountains, hygropetric, mosses, and other less commonly studied environments. The trend for publishing within three particular journals is likely to be maintained for years to come, given their wide acceptance and dissemination. Another important trend identified here is the disappearance of roles -- single author, as mentioned by Nabout et al. (2015b). Another is the emergence of publication in open access journals with data investigations that form in a robust and reliable database as Scielo. These are a key to increasing scientific dissemination (Lawrence and Giles, 1999; Lawrence et al, 2001).


We thank to anonymous reviewer for suggestion and remarks for improve the quality of this manuscript.


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W.M. Silva (a), *, G. Perbiche-Neves (b)

(a) Laboratorio de Ecologia, Universidade Federal de Mato Grosso do Sul--UFMS, Campus Pantanal, Av. Rio Branco, 1270, CEP 70304-902, Corumba, MS, Brazil

(b) Centro de Ciencias da Natureza, Universidade Federal de Sao Carlos--UFSCar, Campus Lagoa do Sino Buri, SP, Brazil

* e-mail:

Received: October 29, 2015--Accepted: May 13, 2016--Distributed: August 31, 2017 (With 2 figures)

Caption: Figure 2. Linear regression between number of papers and impact factor of the journals.
Table 1. Total number of studies on microcrustaceans per journal,
including Brazilian and international journals. The impact factor
(I.F.) was added according to 2013 year.

Journal Name                                           Total   I.F.

Brazilian Journal of Biology                           39      0.67
Hydrobiologia                                          23      2.21
Acta Limnologica Brasiliensia                          15      0.27
Nauplius                                               7       0.21
Zootaxa                                                8       1.06
Biota Neotropica                                       7       0.69
Checklist                                              6       0.3
Acta Scientarum Biological Sciences                    5       0
Iheringia Serie Zoologia                               5       0.50
Zoologia (Curitiba)                                    5       0.65
Zoological Journal of Linnean Society                  4       2.65
Journal of Plankton Research                           3       2.23
Revista Landa                                          3       0
Proceedings of the Biological Society of Washington    3       0.56
Verhandlungen des Internationalen Verein Limnologie    3       0
Brazilian Archives of Biology and Technology           2       0.45
International Review of Hydrobiology                   2       1.01
Journal of Crustacean Biology                          2       1.19
Journal of Natural History                             2       0.92
Lakes and Reservoirs: Research and Management          2       0
Latin American Journal of Aquatic Sciences             2       0.42
Limnologica                                            2       1.66
Systematic Parasitology                                2       1.04

Journal Name                                           Total   I.F.
Biological Perspectives                                1       0
Bios                                                   1       0
Biotemas                                               1       0
Boletim do Instituto de Pesca de Sao Paulo             1       0.34
Brazilian Journal of Aquatic Sciences and Technology   1       0
Crustaceana                                            1       0.47
Freshwater Biology                                     1       2.9
Frontiers in Zoology                                   1       2.3
Interdisciplinary Journal of Applied Science           1       0
International Journal of Biodiversity                  1       0
International Journal of Ecology and Environmental     1       0
International Journal for Zoology                      1       1.94
Journal of Limnology                                   1       1.08
Journal of Marine Systems                              1       2.48
Limnetica                                              1       0.78
Limnotemas                                             1       0
Oecologia Australis                                    1       0
Oecologia                                              1       3.24
Pan American Journal of Aquatic Sciences               1       0
Studies on NeotropicalFauna and Environment            1       0.56
Amazoniana                                             1       0.23
Revista Brasileira de Zoociencias                      1       0
PlosOne                                                1       3.5

Figure 1. Number of studies about microcrustaceans in Brazilians
States (A), in type of environment (B), in higher taxonomic
level groups (C), in year between 1990 and 2014 (D), and in study
lines area (E).

Studies per type of environment

Natural Lakes   7%
Reservoirs      11%
Reservoirs      22%
Reservoirs      4%
Floodplains     7%
Ponds, Lakes
and Wetlands    4%
Other           6%
Several         22%

Studies per groups

Calanoida       32%
Cyclopoida      12%
Harpacticoida   3%
Ostracoda       3%
Ergalisidae     2%
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Title Annotation:Original Article
Author:Silva, W.M.; Perbiche-Neves, G.
Publication:Brazilian Journal of Biology
Date:Jul 1, 2017
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