The abyss of freedom: legitimacy, unity, and irony in Constant's Adolphe.
1: THE CONUNDRUM
L'amour a la Werther ... est un but nouveau dans la vie auquel tout se rapporte, et qui change la face de tout.
--Stendhal, De l'amour (257)
Adolphe's story is a simple one; indeed, Constant claims in one of his prefaces to have written it as a kind of gageure, an attempt to "donner une sorte d'interet a un roman dont les personnages se reduiraient a deux, et dont la situation serait toujours la meme" (30). The narrator-protagonist witnesses a friend falling in love and, deciding to emulate him, lights on an older woman named Ellenore, the Polish mistress of the Comte de P--. A love affair of sorts begins, and Ellenore sacrifices what is left of her reputation to Adolphe, bur she has by now become a burden to him, and he spends the rest of the novel oscillating between a desire to abandon her and a fear of causing her pain. In the end, worn down by Adolphe's weakness and her own frustrated passion, Ellenore dies, leaving a letter in which she explains the situation more clearly than he himself can possibly see it.
Or so, at least, it appears. Is Ellenore really on the mark when she tells Adolphe, in no uncertain terms, "vous ... n'aimez pas" (117)? It has become something of a critical commonplace that she is. (4) After all, argues Grahame Jones, if anyone who has loved is incapable of describing the experience, as Adolphe claims at the start of chapter IV ("charme de l'amour, qui vous eprouva ne saurait vous decrire!"), then he himself, who offers just such a description, can clearly not have been in love. All the more so as the way in which he portrays that ideal state ("ce detachement de tous les soins vulgaires") is belied, in the very next paragraph, by the reality of his situation ("les interets de la vie commune ne se laissent pas plier arbitrairement a tous nos desirs"). The "charme de l'amour" passage--which is in any case something of an afterthought, only appearing in the printed versions of the text--surely represents no more than a duplicitous attempt on Adolphe's part to convince the reader (and/or himself) that he has ever had feelings for Ellenore. His later admission to a mutual friend, "l'amour n'entrait pour rien dans les devoirs que je m'imposais" (96), is what should really be trusted. (5)
When we look, however, at what Adolphe tells us about his emotions, we find that they actually run through six discrete phases. We start with an ostensible indifference belied by subliminal attraction: "je pensais faire, en observateur froid et impartial, le tour de son caractere et de son esprit," writes Adolphe, "mais chaque mot qu'elle disait me semblait revetu d'une grace inexplicable ... Je ne croyais point aimer Ellenore; mais deja je n'aurais pu me resigner a ne pas lui plaire" (46-47). Next we hear about mad love (the "charme de l'amour" section we just discussed). This is then followed by a loss of ali feeling, to such an extent that "je n'etais soutenu par aucune impulsion qui partir du coeur" (69), although when Ellenore is absent, "je souffrais meme de ne pas la voir, et j'etais etonne de la peine que cette privation me causait" (67). A fourth phase witnesses the return in force of love--"je l'aimais plus que je ne l'avais jamais aimee; tout mon coeur etait revenu a elle ... l'amour etait rentre tout entier dans mon ame" (77)--except that, during the very same episode, Ellenore is right to complain "vous croyez avoir de l'amour, et vous n'avez que de la pitie" (78). And in a fifth phase, scandalously, we find a loss of the very love Adolphe claims not to have had in the first place. "L'intimite perdit tous ses charmes," he claims, "et l'amour toute sa douceur" (102); but, one wants to ask, what intimacy? what love, if Ellenore's harsh words were accurate? Finally, in a striking return to our point of departure, we hear once again of an ostensible indifference belied by subliminal attraction, by "un desir secret de retarder le moment funeste" (108), as Adolphe prepares to abandon Ellenore but finds himself, for unfathomable reasons (not, then, those of guilt and pity), unwilling to let go.
It is impossible to account for the six stages, especially those (four and five) that make no logical sense, by repeating Ellenore's assertion that Adolphe is devoid of all feeling. Nor will it do to contend, as does Tzvetan Todorov for example, that Adolphe merely talks himself into it. (6) Basing his position on remarks made by Adolphe to the effect that "les sentiments que nous feignons, nous finissons par les eprouver" (79), Todorov famously views Constant as endowing language with a magical force, the power to render true statements false and false statements true. "All words ... have an incantatory power," writes Todorov; "to write is to institute reality" ("Speech" 100). According to Todorov's Constant, words do not so much describe psychic states as generate them ("Speech" 96).
This, however, does not prevent Todorov from citing, as though it supported his own argument, Adolphe's anguished rhetorical question "pourquoi me revela-t-elle un secret que je voulais ignorer?"--a question which clearly presupposes a set of pre-linguistic data, a collection of psychic facts which can be revealed or suppressed, known or unknown, without the suppression or the revelation altering their essential nature. (7) For further confirmation, we need only look to Adolphe's description of his stinging words to the Baron de T--, who has had the gall to suggest that he, Adolphe, could ever leave Ellenore. "Je sortis en achevant ces paroles," writes Adolphe, "mais qui m'expliquera par quelle mobilite le sentiment qui me les dictait s'eteignit avant meme que j'eusse fini de les prononcer!" (89) Far from creating emotional reality, words here simply echo a feeling that "dictates" them, and which they are powerless to sustain. So while it may be tempting to accept Adolphe's assertion that "les sentiments que nous feignons, nous finissons par les eprouver"--eager as we are for ideological orientation, our standard reading habits encourage us to embrace maxims whenever they are offered--we should strenuously resist. If we are to avoid falling into Constant's trap for the unwary, we must test each general statement against the events of the story, against the specifics it purports to explain or from which it purports to derive.
Now it seems reasonable, I think, to see Constant as endorsing claims of personal disunity ("il n'y a point d'unite complete dans l'homme" ; "les sentiments de l'homme sont confus et melanges" ). It seems less so to put one's faith in a maxim that implies successive unitary conditions--"les sentiments que nous feignons, nous finissons par les eprouver"--a two-state system in which one starts out lacking an emotion, and ends up experiencing it. When Adolphe begins writing his love letter to Ellenore, we are to believe he is completely indifferent; afterwards, we are to believe he is thoroughly smitten. Yet neither claim is, strictly speaking, true. In reality, Adolphe only manages to imbue himself with "un peu de la passion que j'avais cherche a exprimer" (48; my emphasis), and he only manages this because the partial passion is already present, in non-verbalized form, within his mind. (8) "Ce qu'on ne dit pas," as he puts it elsewhere, "n'en existe pas moins" (59). Language, in Adolphe, does not create feelings: it merely brings them to consciousness. (9)
But if Adolphe is not the victim of language, and not simply indifferent, how then is it possible to account for the vagaries of his emotional state? Only, I think, by positing a profound and unremitting ambivalence. And sure enough, indications of division, far more frequent than sweeping claims of love or indifference, encrust the text at regular intervals. (10) No more an out-and-out libertine (following his father's cynical precepts) than a total romantic (in imitation of his friend), Adolphe is and remains an insuperably conflicted being, forever torn between impulse and arriere-pensee, affection and analysis, desire and calculation. (11) He is always "un melange," as he puts it, "d'enthousiasme et d'ironie" (46), always at once a living, experiencing being and "cette portion de nous qui est, pour ainsi dire, spectatrice de l'autre" (47). (Even after Ellenore's death, notes the anonymous letter-writer, Adolphe continues to be a "melange d'egoisme et de sensibilite" .) Critics like Jones are right: Adolphe is indeed not in love, according to his own definition. But it is the definition which is problematic. If love were indeed the absolute, unconditional, and reservation-free passion he describes, then he would indeed lack it; by more human standards, however, he might aptly be said both to love and not love, to have feelings to which, at the same time, be cannot lend his full assent. (12)
Ellenore has it wrong, then, about Adolphe, and he has it wrong about himself. He is not as much of a rogue as he would have us believe. (13) Adolphe's affliction is not a dearth of feeling but a surplus of internal division, one which makes a mockery of his own absolutist theory of love. Yet this in turn raises a serious question, which may indeed be the crux of the novel as a whole. If Adolphe does indeed possess sentiment, why would he claim to lack it? Why on earth would anyone make himself out to be worse than he is? It is this enigma that the present essay attempts, in two different ways, to explain.
2: BEFORE AND AFTER
Heine maintains that a true autobiography is almost an impossibility, and that man is bound to lie about himself. He considers that Rousseau certainly told lies about himself in his confessions, and even intentionally lied, out of vanity. I am convinced that Heine is right; I understand very well that sometimes one may, just out of sheer vanity, attribute regular crimes to oneself, and indeed I can very well conceive that kind of vanity.
--Fyodor Dostoevsky, Notes from Underground (35)
Here is a first answer, inspired by Dostoevsky: caddishness is, at least, an identity. In Notes from Underground, Dostoevsky presents a character who recognizes on the one hand that he "could not ... become anything: neither spiteful nor kind, neither a rascal nor an honest man, neither a hero nor an insect" (5) but who is quite happy to open his confession, on the other, by presenting himself as "a spiteful man" (3). Dostoevsky's character is living out his own claim about confession, that memoirists lie not only in their own defense but also, at times, against themselves (10, 35), since the burning desire to "be something;' to lay claim to a fixed identity, can take precedence over the desire to appear virtuous. The same, I would suggest, is true for Adolphe. He too makes himself out to be worse than he is in order to be something at all, in order to be able to characterize his (past) self in a simple, unitary way--rather like those readers of Adolphe who, according to Constant, "se calomniaient" in comparing themselves with the hero (32). Adolphe is the man who loves, who cannot love fully, who redefines love to exclude his own case, and who slanders himself, all so as to gain, in retrospect, a stable self-definition.
To the extent that Adolphe is his own primary audience, his narrative may be seen as a desperate attempt to wrest the shadow of unity from the reality of inexorable division. And it does so by flattening out a synchronic schism (on the one hand, on the other) into a diachronic sequence of simple states (before, after). As though joining Saint Paul and Saint Augustine in the claim "once I was all darkness; now I am all daylight," (14) Adolphe minimizes the role of internal conflict within his life: rather than acknowledging that he has always been and continues to be a creature of contradictions, he prefers to pretend, to others and above all to himself, that he was once a total rascal and is now an honest man. (15) His life, as he chooses to see it, falls into two discrete phases, hermetically separated by a moment of revelation (Ellenore's death has, officially, brought with it a corresponding metaphorical death within himself, the kind of clean break which would allow him to tell his tale (16)). Before that event lies experience, characterized by total darkness and turpitude; after it sits analysis, involving absolute clarity and contrition.
It is this, I would argue, which best accounts for Adolphe's relentless deployment of maxims. For the maxim, in its very structure, implies a type of vision which is utterly detached, which sees individual events only as instances of universal rules; to arrogate the right to maxim-making is to style oneself as Schopenhauer's schauendes Auge, a "spectateur indifferent" (93), a mere observer without any emotional involvement in life. The meaning of Adolphe's maxims thus resides less in their specific claims than in their general form. They are designed to sustain the fantasy of an existence purged of all contingency, a self transformed into the token of a type, its every detail now part of an overarching system. (17) As Adolphe says--in a maxim which I believe we can trust--this systematization of experience ix the only way for the soul to live in harmony with itself: "presque toujours, pour vivre en repos avec nous-memes, nous travestissons en calculs et en systemes nos impuissances et nos faiblesses" (47). (18)
Some of Adolphe's maxims, like the one just cited, may legitimately be taken to be endorsed by Constant. But in most cases, the latter is at pains to intimate his distance from their content. We have already seen that some, such as the famous "les sentiments que nous feignons ...," do not square with the reality Adolphe himself presents. And we have also already seen that a second set conflict with one another: the definition of love as including "ce detachement de tous les soins vulgaires" (60) is, we recall, immediately belied by the equally confident claim, only a handful of lines later, that "les interets de la vie commune ne se laissent pas plier arbitrairement a tous nos desirs" (60-61). Now a third set have a way of turning against their speaker.When the narrator tells us, rather bitterly, "je voulus reveiller sa generosite, comme si l'amour n'etait pas de tous les sentiments le plus egoiste" (83), he is of course accusing Ellenore of selfishness; but if maxims apply universally, then they apply to him too, and he is inadvertently admitting his own guilt. (The same goes, as we just remarked, for "nous travestissons en calculs et en systemes nos impuissances et nos faiblesses.")
There is, finally, a set of maxims that conflict not with the world, or with each other, or even with the character, but with themselves, that is to say with the very form in which they are presented. When Adolphe informs us that he has "une insurmontable aversion pour toutes les maximes communes et pour toutes les formules dogmatiques" (39), isn't this claim itself, with its emphatically repeated universal quantifer, a bit of a formule dogmatique? And then, when he goes on to declare that "je ne sais quel instinct m'avertissait ... de me defier de ces axiomes generaux si exempts de toute restriction, si purs de toute nuance" and immediately concludes the paragraph with the complaint that "les sots font de leur morale une masse compacte et indivisible, pour qu'elle se mele le moins possible avec leurs actions et les laisse libres dans tous les details" (39-40), (19) is he not guilty of an axiome general of his own? One thinks of Alexandre Dumas's famous phrase, "toutes les generalisations sont mauvaises, meme celle-ci," except that Dumas is joking and Adolphe, unfortunately for him, is being entirely serious. Ali in all, Adolphe's maxims tell on him far more than they tell about human life. In conflict with the world, with each other, with the character, and with themselves, they offer the illusion of personal unity--just as the claim of caddishness does--but Constant is always there to remind us, through the four layers of suspicion, that they do nothing more than that.
3: CONFESSION AND DIVISION
Nous n'avouons de petits defauts que pour persuader que nous n'en avons pas de grands.
--La Rochefoucauld, Maxime 327
Adolphe, then, is a the portrait of a divided soul desperately trying--and failing--to appear unified. However much use its protagonist may make of the maxim form, however much he may present himself as worse than he is, and however much he may seek to fit his narrative within the Pauline-Augustinian tradition, be remains, as narrator, no less conflicted than be ever was as character. And the writing of his story, far from resolving the conflict, simply reduplicates it, by extending it, in addition, to the level of self-analysis. Just as the character oscillates between passionate involvement and cynical detachment vis-a-vis Ellenore, so the narrator oscillates between passionate involvement and cynical detachment vis-a-vis himself. All that has happened is that the internal schism has been shifted to a higher level, Adolphe's enthousiasme now figuring as indulgence for his own past actions, his ironie as reproach. Instead of bearing the marks of a unified authorial voice, the narration betrays a continuing dichotomy of vision, detachment and contrition endlessly alternating with indulgence and self-justification.
"Certes, je ne veux point ici m'excuser," Adolphe insists at one point, "je me condamne plus severement qu'un autre peut-etre nele ferait a ma place; mais je puis au moins me rendre ici ce solennel temoignage, que je n'ai jamais agi par calcul, et que j'ai toujours ete dirige par des sentiments vrais et naturels. Comment se fait-il qu'avec ces sentiments je n'aie fait si longtemps que mon malheur et celui des autres?" (101) For Adolphe, the concluding question is rhetorical, deserving at most the answer that fate is to blame. (20) To us, however, all kinds of responses are open. For starters, what is the guarantee that acting on "true and natural" feelings will inevitably have beneficial consequences? This conflation of the natural with the good is a dangerously Rousseauist assumption. And why should we believe, second, that Adolphe has acted out of sentiment? The claim to have "jamais agi par calcul" is one of the most flagrantly groundless assertions in the entire novel. (21) Third, even if it were true both that Adolphe acted spontaneously and that spontaneous action guarantees success, can we really accept that Adolphe is making no attempt to excuse himself here, as he claims? It is, on the contrary, quite clear that Adolphe is absolving himself of all responsibility, presenting himself as his own victim ("je fraie fait ... que mon malheur"), even as--just like Rousseau in his Confessions--he arrogates to himself ("je me condamne plus severement ...") the status of the world's most scrupulously honest, most meticulously self-critical individual. (22)
But then, in a final and decisive twist, Adolphe is not even supposed to believe in such honesty in the first place. To be sure, he is happy to trumpet his own candor: "il faut etre sincere," he sighs at one point, hoping no doubt that the present virtue of honesty will outweigh past vices of deception and cruelty. (23) Yet elsewhere in the narrative--Constant's masterstroke is to make such apparently innocuous statements destroy one another--he complains that "presque jamais personne n'est tout a fait sincere ni tout a fait de mauvaise foi" (47). (24) What we have before us is a character who acknowledges in a general way that there is virtually no such thing as complete sincerity, while attempting, in his own specific case, to have his audience believe that he is telling the whole truth and nothing but the truth. (25) Here as everywhere, we feel Constant's extraordinary agility in giving his character just enough rope with which to hang himself; here as everywhere we sense mistrust at Adolphe's expense; here as everywhere we hear Rousseau's Confessions being systematically dismantled, one ploy at a time. (26)
The consequence is a serious challenge to the confessional project, to all three premises on which, whether wittingly or not, every serious autobiography depends. First, there must be a self to be described, which is to say an entity both reasonably coherent and reasonably distinct. Second, the entity in question must be transparent to itself, so that robust knowledge of its secret sentiments and motivations is possible. And third, the entity in question must be susceptible to adequate expression in language. (27) In Constant, however, not one of these demands can be met: first, the soul is never quite atone with itself; second, many of its facets are notoriously effective at evading detection; and third, since its most important states are ultimately individual, language is, by its very nature, not equipped to capture them. It is simply too blunt an instrument for that kind of precision work.
In short, "les sentiments de l'homme sont confus et melanges; ils se composent d'une multitude d'impressions variees qui echappent a l'observation; et la parole, toujours trop grossiere et trop generale, peut bien servir a les designer, mais ne sert jamais a les definir." (42) (If any of Adolphe's general pronouncements fits in with his story, it is surely this meta-maxim. (28)) All that language can do is offer the illusion of unified selfhood, the mere feeling--not even a sustainable one, in this fictional world--of wholeness. Constant would doubtless say, rather wistfully, that it would be fine indeed if language genuinely had the power to heal the rift in the soul and let us live "en repos avec nous-memes"; to make such a claim, however, would be to argue "comine si les redactions changeaient le fond des choses" (Preface 28), and descriptions do not change the essence of things. Forros of writing within the text (typically letters) confirm the sad fact, making statements and resolutions which immediately cease to operate at the next meeting; genuine emotions tend to emerge in silence. (29) It is inevitable, then, that Adolphe fares no better as narrator than he did as character. His abiding desire, to become a unified being, is simply not attainable. Language would have to be magical indeed to overcome the division of the soul. (30)
On a tort de parler en amour de mauvais choix, puisque des qu'il y a choix, il ne peut etre que mauvais.
--Marcel Proust, Albertine Disparue (190)
There is, however, a second reason for Adolphe's resistance towards the painful truth that be neither fully loves Ellenore nor entirely lacks love for her: it is that he cannot survive without a sense of necessity. The impression of unique appropriateness, "cette persuasion que nous avons trouve l'etre que la nature avait destine pour nous" (60), is for him nota luxury but a requirement; be desperately needs to believe that his beloved is secretly destined for him, that there is a single appropriate partner in the world, and that involvements must therefore be either all or nothing, either perfect fusion (with the right person) or absolute indifference (with anyone else).
The idea is of course a very old one, but it gained renewed urgency in the wake of the Revolution, the Terror, and (especially) the sacre de Napoleon in 1804, two years before the first draft of Adolphe. As Constant saw it, anyone who seized power under such conditions would inevitably expose himself to challenges from a potentially endless series of rivals--"l'usurpation ... souleve toutes les pretentions: elle met en fermentation tous les amours-propres"--and would, as a result, continually have to "justify his elevation," principally by the waging of unnecessary wars ("un usurpateur n'a de ressource que dans des guerres non interrompues"). (31) And Adolphe is, according to an unpublished prefatory fragment, a tale in which affective freedom stands, synecdochically, for freedom in love, politics, and religion. "J'ai voulu peindre dans Adolphe," writes Constant,
une des principales maladies morales de notre siecle, cette fatigue, cette incertitude, cette absence de force, cette analyse perpetuelle, qui place une arriere-pensee a cote de tous les sentiments, et qui par la les corrompt des leur naissance.... ce n'est pas dans les seules liaisons du coeur que cet affaiblissement moral, cette impuissance d'impressions durables se fait remarquer: tout se tient dans la nature. La fidelite en amour est une force comme la croyance religieuse, comme l'enthousiasme de la liberte. Or nous n'avous plus aucune force. Nous ne savons plus aimer, ni croire, ni vouloir. Chacun doute de la verite de ce qu'il dit, sourit de la vehemence de ce qu'il affirme, et pressent la fin de ce qu'il eprouve. J'ai peint une petite partie du tableau, la seule qui fut ... sans danger pour le peintre. L'histoire dira l'influence de cette disposition d'ame sur d'autres objets. Car encore une fois tout se tient. Ce qui fait qu'on est dur ou leger envers l'affection, fait aussi qu'on est indifferent a tout avenir au dela de ce monde, et vil envers toutes les puissances qui se succedent, et qu'on nomme legitimes tant qu'elles subsistent. (32)
In all three domains, passionate commitment is undermined by doubt, and doubt, in turn, owes its existence to freedom. (The fictional world of Adolphe is one in which characters are very much left to their own devices, whether by peers, parents or princes, and it is precisely this lack of constraint which is so destructive: see Delbouille, "Mauvais usage," passim.) For the liberty to choose inevitably gives rise to a perennial suspicion that another ruler, another form of government, another partner, another religion might be better suited to one's purposes than whatever is currently on offer. (33) From here, it is but a short step to an abject embrace of tyranny (figured here as Adolphe's repeated abdication of autonomy) or, at best, conative paralysis (figured here in Adolphe's final state). (34) In such a context, the existence of a domain of choice sanctioned by the nature of things would be positively salvific. And so it is no wonder that Adolphe would like to entertain the notion that Ellenore is the only one for him--that, as he puts it in a letter to her (57), "j'aurais serre dans mes bras la seule creature que la nature ait formee pour mon teur"--or that, if not, she means absolutely nothing. Adolphe's existence depends upon the romantic illusion of an all-encompassing love, a love which changes everything, providing a purpose and a meaning in a life torn by excessive possibilities. (35)
It is not, then, that Adolphe loves badly; it is simply that he loves at all. It is that he loves a human being, while insisting on applying the label "love" only to inhumanly flawless encounters; it is that he demands perfection, while lacking the capacity to fool himself that perfection is what he has; it is, in short, that he is a modern subject. These days, explains Constant,
nous avons perdu en imagination ce que nous avons gagne en connaissances. Nous sommes par la meme incapables d'une exaltation durable.... Nous trainons toujours apres nous je ne sai[s] quelle arriere-pensee qui nait de l'experience et qui defait l'enthousiasme. La premiere condition pour l'enthousiasme, c'est de ne pas s'observer soi-meme avec finesse. Or nous craignons tellement d'etre dupes et surtout de le paraitre, que nous nous observons sans cesse, dans nos impressions les plus violentes. Les anciens avaient sur toutes choses une conviction entiere; nous n'avons presque sur rien qu'une conviction molle et flottante, sur l'incomplet de laquelle nous cherchons en vain a nous etourdir. (De l'usurpation [section]7, 167)
One could barely imagine a more accurate description of Adolphe, a character who, unable to rid himself of his "arriere-pensee," finds himself constitutionally "incapable d'une exaltation durable." In at least one of the counterfactual side-narratives inevitably suggested to the reader's mind (36) there is surely a less ironic couple, a couple able to sustain this necessarily imperfect union, to keep it in a perpetual state of suspension, and thus--by means of a self-fulfilling illusion, a reciprocal pact of deception and self-deception--to achieve the life-long bond of the romantic ideal. But while Ellenore is "avide de se tromper elle-meme" (95), and Adolphe equally keen to keep things from himself ("pourquoi me revela-t-elle un secret que je voulais ignorer?" 78), both are still too self-aware to shield themselves from the truth to such an extent; like the good moderns that they are, they "cherch[ent] en vain a [s']etourdir." Always watching himself, even "dans [ses] impressions les plus violentes," torn apart by "cette portion de nous qui est, pour ainsi dire, spectatrice de l'autre" (47), Adolphe is incapable of allowing himself to believe in anything.
At some level, Adolphe knows that his love for Ellenore is neither mystically right nor entirely misplaced but, like any other, compromised and substitutable; he can lend her a certain degree of endorsement, as he could to a ruler or to a religion, but never his full assent. Only later, when she is already dead, can he pretend that his attitude towards her has all along been unitary, in one last attempt to salvage the dream of necessity. And the very same lack of inner unity which made love impossible, and which makes confession impossible, also turns out to have serious consequences in the political domain. If no choice carries sufficient legitimacy, and if we moderns are incapable even of persuading ourselves that it does, what hope is there for any fledgling democracy? However Constant's political views may have evolved subsequent to the drafting of the novella, Adolphe leaves this as an unanswered, perhaps unanswerable, question. (37) In the end, the character Adolphe stands not as an exemplar of contrition, confession, humility, and honesty, but instead as an unwitting monument to post-revolutionary vertigo.
Department of French and Italian
Stanford, CA 94305-2010
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--. "Constant Romancier: Le Probleme De L'expression." Benjamin Constant, Actes du Congres de Lausanne. Geneve: Droz, 1968: 161-69.
--. "Constant's Adolphe Read by Balzac and Nerval." Balzac and the Nineteenth Century: Studies in French Literature Presented to Herbert J. Hunt. Ed. J. Gaudon and Anthony R. Pugh D.G. Charlton. Leicester: Leicester UP, 1972. 209-24.
--. "Framework as a Suggestive Art in Constant's Adolphe." Australian Journal of French Studies 16 (1979): 6-16.
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Proust, Marcel. La Prisonniere. Paris: Gallimard, 1990.
--. Albertine Disparue. Paris: Gallimard, 1990.
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Todorov, Tzvetan. "Speech According to Constant." Trans. Richard Howard. The Poetics of Prose. Ithaca: Cornell u p, 1977. 89-107.
--. Benjamin Constant: la passion democratique. Trans. Richard Howard. Paris: Hachette, 1997.
Turnell, Martin. The Novel in France: Mme De La Fayette, Laclos, Constant, Stendhal, Balzac, Flaubert, Proust. New York: New Directions, 1951.
Unwin, Timothy. "The Narrator and His Evolution in Constant's Adolphe." Swiss-French Studies 3.2 (1982): 60-86.
--. "Maxims and Generalizations in the Novel: Constant and Flaubert" Journal of European Studies 17 (1987): 167-77. Verhoeff, Han. "'Adolphe' en parole." Revue d'Histoire litteraire de la France 75 (1975): 48-66.
--. "Adolphe" et Constant: une etude psychocritique. Paris: Klincksieck, 1976.
Vincent, K. Steven. "Character, Sensibilite, Sociability and Politics in Benjamin Constant's Adolphe." Historical Reflections/Reflexions Historiques 28 (2002): 361-83.
Weisz, Pierre. Incarnations du roman: la realite et ses formes. Saint-Aquilin-de-Pacy: Mallier, 1973.
Woollen, Geoff. "The Mise En Abyme of Literary Reception in Constant's Adolphe" French Studies Bulletin 42 (1992): 12-15.
(1) I am grateful to Thomas G. Pavel for his extremely helpful suggestions on several versions of this essay, and to Robert Lethbridge for the inspiration.
(2) Constant has little time for those who take his novella for a roman a clef. "Cette fureur de reconnaitre dans les ouvrages d'imagination les individus qu'on rencontre dans le monde," he writes in the preface to the second edition, "est pour ces ouvrages un veritable fleau. Elle ... detruit leur interet et aneantit leur utilite" (26). This of course did not stop Bourget from exclaiming "c'est bien Constant lui-meme" (20), or Sainte-Beuve (passim), Du Bos (32-33), and many others from agreeing. (Even Maurice Blanchot, while not equating Adolphe with his author, mistakes the Editeur for Constant , and Michel Charles appears to do the same .) Bourget goes so far (20) as to congratulate Constant/Adolphe--stunningly--on refusing to make any excuses for his sins. Turnell says much the same: Adolphe is Constant (97, 102), makes no excuses (81-82, 96), and thus succeeds where Rousseau failed (102). Most, however, are content to blame Constant for Adolphe's shortcomings. Thus for Weisz, who clearly identifies author and protagonist (159, 187), Adolphe's unreliability is Constant's (184), the novel is a failure (184), and Constant is - he does not mince words--a "salaud" in the Sartrean sense (188n131). Benichou's approach is more measured. The character of Ellenore, he points out (349-55), is based on three separate sources (Mme de Stael for the tempestuousness, Anna Lindsay for the demand of total love, Charlotte de Hardenberg for victimhood), as well as containing strictly imaginary elements in addition (her age, her death). This is also the position of Delbouille "Labyrinthe" 288-89; cf. Verhoeff, "Adolphe" et Constant 41.
(3) "Ce ne sont pas les sens qui sont corrupteurs; ce sont les calculs auxquels la societe nous accoutume" (59). Some critics (e.g. Turnell 97-100) have taken this seriously, viewing the novel as an indictment of society. As for whether Adolphe writes (like Rousseau) to set the story straight, there is at least evidence that, in a general way, he does not relish the idea of others taking charge of his narrative: "il m'etait demontre que l'on se racontait mon histoire, et chacun, sans doute, la racontait a sa maniere" (105). Still, the question of audience is a vexed one. At times, Adolphe seems to envision a more or less friendly set of readers, eager to learn from, rather than to judge, his mistakes; it is for such people that he occasionally casts his narrative as an exemplary or cautionary tale ("Qui que vous soyez, ne remettez jamais a un autre les interets de votre coeur" ; "je veux simplement dire, et cela pour d'autres que pour moi ..., qu'il faut du temps pour s'accoutumer a l'espece humaine" ). Yet elsewhere he anticipates--and attempts to forestall--condemnation on the readers' part ("c'est ici surtout, je le sens, que l'on m'accusera de faiblesse" ). And then at last, having finished his recit, he makes no effort to publish it, as though the most important audience were neither the imagined friends nor the imagined enemies but instead (a part of) himself. On the last point, cf. Booker (673) and Genette (Figures III 240); by contrast, Charles (221n1), Woollen (13), and Thomas (488) all take Adolphe to be writing for a real audience.
(4) In Delbouille's lapidary formulation (Genese 536), "Adolphe n'aime pas, Adolphe aime peu, Adolphe aime mal: voila en somme la courbe des opinions de la critique." I might rephrase this, however. It seems to me that the real choices are: (1) Adolphe is never in love; (1) Adolphe is in love at first, but then ceases to be; (3) Adolphe is, at any given stage, neither fully in love nor fully out of it. The first camp includes Weisz (182), Turnell (105, 109), and Verhoeff ("Adolphe en parole" 57, 63). In the second I would place Bourget (20-21), Poulet (80-82), Alexander (25-26), Dineen (1 et passim), and Niess (20). Jeanine P. Plottel (415) and C.J. Greshoff (32) appear to belong in the third, as do Fairlie ("Structure and Style" 38-40, "Constant Romancier" 164-65), Unwin ("Narrator" 68), Mercken-Spaas (44-46), and myself.
(5) See Jones, "Le sens de l'amour" 590, 592, 595, and cf. Weisz 183. It is true that the "charme de l'amour" passage is a late addition, but the "point lumineux" section (p. 56), in which Adolphe has already declared himself in (at least temporary) love, is not.
(6) This view has also been defended by Michel Charles ("Celui qui parle dit toujours la 'verite' pour la simple raison que ce qu'il dit devient la verite" ) and, more recently, by Gerard Froidevaux (82) and Wardy Poelstra (110-11). Todorov himself has reiterated the view in his book-length treatment of Constant (Benjamin Constant 135-39).
(7) Todorov, "Speech" 97. For reasons I have just mentioned, the "secret"--"vous croyez avoir de l'amour, et vous n'avez que de la pitie"--is only a partial truth. But Adolphe's way of talking about it is enough to confirm that he does not really believe in the omnipotence of language.
(8) This becomes explicit in Proust. If feigned detachment brings about genuine detachment, it is in part because "dans ces mensonges, nous sentons bien qu'il y a de la verite" (La Prisonniere 424).
(9) For a powerful critique of Todorov, see Unwin ("Narrator" 73-74), who reminds us of Adolphe's claim that "ce qu'on ne dit pas n'en existe pas moins," and Verhoeff ("<<Adolphe>> en parole" 49-58), who discusses the scene of mid-sentence "mobilite." For reasons spelled out above, however, I cannot endorse Verhoeff's proposed alternative (ibid. 57, 63), namely that Adolphe is entirely lacking in love (the first of three alternatives I presented in footnote 3).
(10) A classic example: "un nouveau besoin se fit sentir au fond de mon coeur. Il y avait dans ce besoin beaucoup de vanite sans doute, mais il n'y avait pas uniquement de la vanite; il y en avait peut-etre moins que je ne le croyais moi-meme. Les sentiments de l'homme sont confus et melanges ..." (42). But instances may be found throughout (see e.g. 47, 50, 67, 85). Perhaps even the bizarre opening of Chapter iv may be explained this way, with Adolphe's sensibility prudently stopping at a rhetorical question ("charme de l'amour, qui pourra vous peindre!") and his intellect inevitably but foolishly setting out to answer it.
(11) The seduction of Ellenore is explicitly cast as an attempt by Adolphe to emulate his father, that "observateur froid et caustique" (26), to become himself an "observateur froid et impartial" (46). Jones ("Le sens de l'amour" 594) recognizes that Adolphe matches neither of his models, but does not draw what I take to be the necessary conclusion.
(12) Cf. Fairlie: "Neither Adolphe nor Ellenore can later admit as love anything less than the total, isolated, self-sufficient ecstasy" ("Stylization of Experience" 40) Love, on Adolphe's definition, is "ce jour subit repandu sur la vie, et qui nous semble en expliquer le mystere" (Adolphe 60). Stendhal would call this "L'amour a la Werther."
(13) The preface to the third edition offers confirmation for this reading: "on decouvre combien sont profondes les racines de l'affection qu'on croyait inspirer sans la partager" (31, my emphasis). Adolphe may think, or want to think, that he has no feelings for Ellenore, but this is a serious misconception.
(14) This is a paraphrase of Ephesians 5: 8, a verse cited by Augustine at Confessions VIII: 10, 173.
(15) Cf. Freccero: "There is probably no escape from these conflicts in real life, but in literature there does seem to be a way to transform discontinuous moments into linear trajectory: by taking one moment of contradiction and transforming it into a narrative, from Augustinus to alter Augustinus, so that alternating atemporal moments are transformed into a single temporal sequence and the observing self is segregated from the observed, with which in real life it is constantly confused.... The phenomenon of conversion can be adequately represented as definitive only by extending what may be simply a moment of self-consciousness into a temporal sequence" (19-20).
(16) This trope of metaphorical death and rebirth represents, for John Freccero (20), St. Paul's most important contribution to Western patterns of self-description. Indeed the fantasy of rebirth is, he argues, that which enables autobiography in the first place: if an autobiography is to be accurate, its author must on the one hand be identical to its hero, so as to have access to all the relevant material, and on the other hand be distinct from the latter, so as to preserve the necessary objectivity. Adolphe follows Saint Paul in arrogating to himself the status of a different man, no longer subject to nihilistic tendencies ("Je trouvais qu'aucun but ne valait la peine d'aucun effort. Il est assez singulier que cette impression se soit affaiblie precisement a mesure que les annees se sont accumulees sur moi" ) and no longer tempted to defend his own actions ("Je ne veux point ici me justifier: j'ai renonce depuis longtemps a cet usage frivole et facile d'un esprit sans experience" ). Yet we know from his rhetoric that he is a persistent self-justifier, and we know from the frame that he is currently a restless, disconsolate nomad to whom nothing matters ("Il m'est egal, me repondit-il, d'etre ici ou ailleurs" ; cf. Thomas 487-89, Weisz 177-80, Russo 90-91). Nothing has really changed. As the editeur concludes, "c'est en vain qu'on brise avec les objets et les etres exterieurs, on ne saurait briser avec soi-meme" (122).
(17) Adolphe's temptation is, in fact, twofold. Although he seems to sense that the human soul is infinitely complex--"Les sentiments de l'homme sont confus et melanges; ils se composent d'une multitude d'impressions variees qui echappent a l'observation" (42)--he contrives to reduce his former self to a merely dual entity, through the relentless use of symmetrical and antithetical formulations. (Take, for example, the beautifully alliterative double-binary "plutot l'indecision que l'indifference, et des retards que des refus" 100). Having done so, Adolphe proceeds to turn this dichotic psyche into a unified whole: his elegant narration, replete with generous remarks on reality at large, is in itself the construction of a single identity. (On the first point, cf. Thomas 494.)
(18) Cf. Coman 195, and Coman 199 for maxims in general. Even the character Adolphe uses maxims to strategic, and not just philosophical, ends. In private, both he and Ellenore turn to "general ideas" in order to launch surreptitious strikes upon one another (84, 96; cf. Russo 101) and in society, Adolphe uses misogynistic maxims as a way of convincing the world that he is completely detached, indifferent, a being of pure intellection (71). This does not win him any friends, but it provides him the illusion of singlemindedness.
(19) In his article on Mme de Stael, Constant expresses much the same sentiment in his own voice--but significantly, I think, in the form of a question rather than that of a maxim. "Et ferait-on ainsi de la morale une masse compacte et indivisible, pour qu'elle se melat le moins possible aux interets journaliers, et laissat plus de liberte dans les details?" (OEuvres 868, qtd. Fairlie "Stylization of Experience" 45n2) It is of course difficult to attack generalizations without failing into this trap, and Constant does produce some anti-maxims in his theoretical writings (see e.g. De l'usurpation [section]1,136n; [section]8,173; [section]9, 176; [section]17, 218; De l'esprit de conquete [section]13, 124); still, Adolphe's performance here is just too extreme, too clumsy for there not to be irony at work. On this point, cf. Unwin "Maxims" 169; Jallat 78, 88; Thomas 492; Russo 100. Scott, who very helpfully explains Constant's resistance to generalizations, strangely misses the irony in Adolphe (see esp. 59-61); equally strangely, Fairlie, who notes the conflicts among Adolphe's maxims ("Framework" 14), does not see these as affecting the narrator's reliability (ibid. 9).
(20) Both as character and as narrator, Adolphe is happy to displace responsibility onto Ellenore (55, 99, 102), God (90, 107), or a more general "puissance surhumaine" (74). But as Constant remarks in a different context, "il ne suffit pas de se dire contraint pour etre excusable ... ce n'est pas assez de separer ses opinions de ses actes, de desavouer sa propre conduite" (De l'esprit de conquete [section]14,128). For fatality as alibi, see Hobson 309 et passim, Weisz 176-77, Sullivan 297.
(21) Two other striking examples, one from the character, the other from the narrator: "Vous savez fort bien, Ellenore, que ce n'est jamais de moi que je m'occupe le plus" (65); "cette duplicite etait fort eloignee de mon caractere naturelle" (104). On the natural and the true, cf. Russo 74, 84-85.
(22) Rousseau famously opens his Confessions by claiming that their sincerity sets him apart from, and indeed above, all other human beings--"Je forme une entreprise qui n'eut jamais d'exemple et dont l'execution n'aura point d'imitateur" (5)--and continues to brag, in the Reveries, about his stern self-judgment. "Jamais l'instinct moral ne m'a trompe," he writes here; "il a garde jusqu'ici sa purete dans mon coeur assez pour que je puisse m'y confier, et s'il se tait quelquefois devant mes passions dans ma conduite, il reprend bien son empire sur elle dans mes souvenirs. C'est la que je me juge moi-meme avec autant de severite peut-etre que je serai juge par le souverain juge apres cette vie." (l028) For an analysis of Rousseau's rhetoric, the locus classicus is of course de Man, "Excuses" (passim).
(23) "Je n'imaginais aucun moyen de partir. Je n'en decouvrais aucun pour qu'Ellenore put s'etablir dans la meme ville que moi. Peut-etre, car il faut etre sincere, peut-etre que je ne le desirais pas." (73) Notice the brilliance of the formulation, which suggests a painful admission ("il faut etre sincere") but leaves at the same time ample room for deniability ("peut-etre [...] peut-etre"). This strategy, which John T. Booker terms the "concession-rationalization" (670), offers Adolphe the best of both worlds: while implicitly inviting the reader to admire his forthrightness for confessing sins which ail commit but few admit, Adolphe still remains able to stop short of the full, possibly damaging truth. Constant's genius here consists in producing arguments which are plausible, in the sense that they apparently serve Adolphe's apologetic purpose, but which, precisely by doing so too overtly, end up subverting it. On partial sincerity, compare Genette, Figures II 282, and cf. also Stendhal (qtd. Blanchot 230-31) and Weisz (193), though these two equate Constant with Adolphe. Paul Bourget, by contrast, is totally taken in; he calls Adolphe's (purported) honesty "une vertu si rare qu'elle tient lieu de beaucoup d'autres" (qtd. Peyre 174).
(24) Constant himself is more forthright still, noting in his journal that people do not even tell themselves the whole truth: "Quelle singuliere chose que les hommes! Comme ils ne se montrent jamais ce qu'ils sont, pas meme a eux-memes." (1 December 1804, Journaux intimes 171)
(25) Henri Peyre (173) argues that it is hard to criticize Adolphe, since he himself provides all the ammunition which we would throw at him. This is certainly true for the crimes which he directly confesses; but for those which are committed in the act of narration itself, and which are only visible as it were between the lines, I believe we have Constant to thank and are justified in using them against his character. Relatedly, it has become something of a critical commonplace (Evans 303, Spencer 183, Charles 232, King 281, Russo 88-92) to say that the addition, in 1815-16, of a concluding "Lettre" and "Reponse" has served to render judgment impossible, whether because there are too many competing perspectives on offer or whether because we would feel somehow embarrassed to take up one of them for ourselves. It seems to me, however, that there is really nothing preventing us from agreeing with at least some of the Reponse. (When for example the editeur complains about "cette vanite qui s'occupe d'elle-meme en racontant le mal qu'elle a fait, qui a la pretention de se faire plaindre en se decrivant" , he is surely dead on.) The novel does indeed discreetly refrain from forcing a judgment upon us, and that is indeed one of its charms. But this does not mean that it makes judgment impossible; on the contrary, it demands that we judge, on pain, perhaps, of showing ourselves to be indecisive modern subjects. While our judgment is by no means the end and goal of our reading, it is still instrumentally necessary.
(26) Cf. Thomas 486. This critical impulse is what separates Adolphe from one of its more famous predecessors, Goethe's Werther (1774), as well as from a host of successors, including for example Sainte-Beuve's Volupte (1834). Adolphe falls rather in the company of Dostoevsky's Notesfrom Underground (1864), Proust's Recherche (1913-27), and Beckett's trilogy (1951-53).
(27) For a more detailed discussion, see Landy 110.
(28) This receives a measure of confirmation, perhaps, from the fact that Constant says something very similar in his own voice. See Constant, CEuvres 1415 and Fairlie, "Structure and Style" 242n22.
(29) Examples of genuine emotion emerging in silence may be found at the beginning (52), zenith (60) and end (116) of the affair. On this point, cf. to some extent Jallat (88); for an extremely fine analysis of letters in Adolphe, see Baguley.
(30) Even Proust's proposed solution, which painstakingly answers each of the objections in the way of unified selfhood, does not simply rely on language to do the necessary work.
(31) The two remarks cited are from De l'usurpation [section]2, 140 and [section]A2, 261. For uninterrupted war ("des guerres sans cesse renouvelees"), see De l'usurpation [section]2, 143; for justified elevation--"un usurpateur est expose a toutes les comparaisons que suggerent les regrets, les jalousies ou les esperances; il est oblige de justifier son elevation"--see ibid., 141. On the link to De l'esprit de conquete et de l'usurpation, cf. Fairlie ("Constant's Adolphe Read by Balzac and Nerval" 223), King (278, 285nz6), Bowman (42), and above all Russo (81-83, 98).
(32) Adolphe, Belles Lettres edition, 246-48 (my emphasis). Atone point in his narration, Adolphe explicitly links love with religious faith--"je la considerais comme une creature celeste. Mon amour tenait du culte" (59)--but of course such expressions are also conventional.
(33) On the issue of religion, consider Adolphe's comments about deathbed conversions: "Ma surprise n'est pas que l'homme ait besoin d'une religion; ce qui m'etonne, c'est qu'il se croie jamais assez fort, assez a l'abri du malheur pour oser en rejeter une: il devrait, ce me semble, etre porte, dans sa faiblesse, a les invoquer toutes; dans la nuit epaisse qui nous entoure, est-il une lueur que nous puissions repousser? Au milieu du torrent qui nous entraine, est-il une branche a laquelle nous osions refuser de nous retenir?" (115) Too many metaphors, too many religions, too many love objects, too many vocations (89), too many pretenders to the throne: there is no such thing in Constant as a one-to-one relation.
(34) On the abdication of autonomy, cf. De l'usurpation [section]A1, 249n: "Epuises par leurs exces," writes Constant, self-freed slaves "tendent sans cesse a retourner a la servitude." For Adolphe's repeated efforts to avoid making his own decisions, see Weisz (187) and Jones ("Devaluation" 19).
(35) "Naguere toutes mes actions avaient un but" he laments after Ellenore's death; "combien elle me pesait, cette liberte que j'avais tant regrettee!" (116).
(36) Jones calls these "para-stories" ("Para-Story," passim); Morson's term is "side-shadowing" (Morson, passim).
(37) Norman King (273) also views Constant as proposing an unanswered political question. For King, however, the crucial problem is that of finding a happy medium between excessive rationality (represented by society) and excessive sentiment (represented by Ellenore). Steven Vincent (who, incidentally, appears as fond as I am of the word "vertigo") takes a somewhat similar tack, arguing that Constant is advocating sensibilite controlled by reason (379). I am not sure I can quite go along with the idea of Adolphe as a sensible crushed by an uncomprehending society (373-74)--Vincent himself points out elsewhere that Adolphe is also excessively vain, egoistical, and self-critical (374, 378)--but the overall argument is extremely compelling.
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|Title Annotation:||Benjamin Constant|
|Publication:||Nineteenth-Century French Studies|
|Date:||Mar 22, 2009|
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