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Title Author Type Date Words
Nikola response 'tacit admission of securities fraud,' Hindenburg says. Sep 15, 2020 265
Investors' Suit Alleges Firm Inflated Stock with Misleading Claims About Its Covid Test. Andrew G. Simpson Jun 17, 2020 1082
Regulation by Selective Enforcement: The SEC and Initial Coin Offerings. Park, James J.; Park, Howard H. May 28, 2020 13980
Embrace the SEC. Rodrigues, Usha R. May 28, 2020 9239
Court freezes RM169m worth of assets belonging to Asia Media founder Ricky Wong. May 10, 2020 289
Addressing the Auditor Independence Puzzle: Regulatory Models and Proposal for Reform. Gelter, Martin; Gurrea-Martinez, Aurelio May 1, 2020 19498
Citron calls GSX 'worst Chinese fraud since 2011,' says up to 70% of sales fake. Apr 14, 2020 206
'Natwest Three' banker blasts US extradition. JAMES BOOTH @Jamesdbooth1 Feb 11, 2020 277
Ex-Brexit secretary says Mike Lynch extradition damages sovereignty. STEFAN BOSCIA @Stefan_Boscia Feb 10, 2020 188
PS10M BAIL FOR PINCHED LYNCH; BILLIONAIRE SUBMITS HIMSELF FOR ARREST TRAVEL BAN AS EXTRADITION ROW HEATS UP MP URGES HOME SECRETARY TO INTERVENE. JESS CLARK @jclarkjourno Feb 6, 2020 481
Securities & Exchange Commission vs. Elon Musk & the First Amendment. Markham, Jerry W. Dec 22, 2019 17341
ExxonMobil Cleared In NY Securities Fraud Climate Change Case. Marcy Kreiter Dec 11, 2019 410
Exxon Mobil Gets Trial Win In Case Over Records On Cost Of Climate Change. Dave Royse Dec 10, 2019 448
ExxonMobil Cleared In NY Securities Fraud Climate Change Case. Marcy Kreiter Dec 10, 2019 410
US Demands Extradition Of British Software CEO Amid Court Battle. Thomas Kika Dec 2, 2019 269
Businessman with criminal past pitches $19 fares on 747s Airline: SEC said businessman misused his investors' money. Ian Duncan The Washington Post Nov 28, 2019 734
SEC Revokes Registration of Adviser Engaged in $60 Million Fraud. Nov 27, 2019 455
SEC Revokes Registration of Adviser Engaged in $60 Million Fraud. Nov 26, 2019 456
SEC Awards Over $260,000 to Whistleblowers for Their Help in Spotting Securities Fraud. Nov 18, 2019 326
SEC Awards Over $260,000 to Whistleblowers for Their Help in Spotting Securities Fraud. Nov 15, 2019 330
The Rise and Rise of D&O: Corporations and their insurers must deploy risk mitigation strategies to rein in pricey lawsuits. Horgan, Paul Nov 1, 2019 569
DAZED AND CONFUSED: REVAMPING THE SEC'S UNPREDICTABLE CALCULATION OF CIVIL PENALTIES IN THE TECHNOLOGICAL ERA. Liebmann, Samuel N. Nov 1, 2019 15304
Former Apple lawyer indicted for insider trading of Apple stock. Oct 24, 2019 236
Exxon lawyer slams NY climate suit as trial opens, Bloomberg says. Oct 22, 2019 144
NWOP: Court order denying release of political prisoner leads to demand for liberty or death sentence. Oct 15, 2019 485
Uncovering bribes hidden in books and records: Studying areas flagged in SEC enforcement actions can help companies construct better fraud controls. Scheck, Howard; Buchanan, Greg; Creecy, Katy Oct 1, 2019 2746
SEC Brings New Charges in Multimillion Dollar Boiler Room Schemes. Sep 24, 2019 600
SEC Brings New Charges in Multimillion Dollar Boiler Room Schemes. Sep 23, 2019 637
Corporate Dualism: Applying a Dual-Standard of Liability Under Section 14(e)'s Tender Offer Antifraud Provisions. Bay, Katlyn M. Sep 22, 2019 8594
Washington, DC Press Event. Aug 26, 2019 158
General Electric shares slide after claims of $38bn accounting fraud. Aug 16, 2019 179
SEC Charges Reggie Middleton With Fraud, Alleges ICO Manipulation. Aug 14, 2019 377
Suburban company's executives charged with fraud. Jul 20, 2019 271
Feds charge Mundelein executive. Jul 20, 2019 218
NanoMech Investors Pursue Claims of Self-Dealing, More: Ex-CEO Jim Phillips faces questions, allegations of breached fiduciary duty. Waldon, George Jul 1, 2019 1047
Schaumburg man admits to a stock fraud scheme. Jun 14, 2019 114
Federal White Collar Crime: Cases and Materials, 7th Edition. Book review Jun 1, 2019 139
Time-barred. May 1, 2019 329
Suit accuses Apple of securities fraud over iPhone demand slump, Reuters says. Apr 17, 2019 101
Abraaj founder Arif Naqvi, managing partner arrested on fraud charges. Apr 13, 2019 433
Abraaj founder Arif Naqvi, managing partner arrested on fraud charges. Apr 13, 2019 431
Boeing shareholder files class-action lawsuit over 737 Max safety risks. Apr 11, 2019 426
Former sports radio host Carton gets 42 months in prison. Apr 5, 2019 120
REGULATING HIGH-FREQUENCY TRADING: THE CASE FOR INDIVIDUAL CRIMINAL LIABILITY. Cosme, Orlando Mar 22, 2019 11464
SEC says Musk's contempt defense 'borders on the ridiculous'. Mar 19, 2019 718
Shapiro Bieging Barber Otteson Welcomes Associate Will Dunne. Mar 13, 2019 297
Lumber Liquidators agrees to $33M penalty for securities fraud. Mar 12, 2019 146
Lumber Liquidators settles matters with U.S. Attorney's Office, DOJ, SEC. Mar 12, 2019 243
Key Chamber Personnel. Feb 25, 2019 461
Banks and banking - Pyramid scheme - Conspiracy - Aiding and abetting. Feb 5, 2019 462
Securities - Accountant - Pyramid scheme. Feb 5, 2019 415
Securities - Payment processing companies - Aiding and abetting. Feb 5, 2019 564
Taxpayers are again denied theft loss for 'pump and dump' fraud: The taxpayers could not prove on remand there was no reasonable prospect of recovery by the end of the tax year. Reichert, Charles J. Feb 1, 2019 909
International justice boosts Africa's fight against corruption. Games, Dianna Feb 1, 2019 518
Securities - False statements - Tangible equity. Jan 28, 2019 593
Criminal - Restitution. Jan 28, 2019 715
Class action filed against Immunomedics for misleading shareholders. Lindner, Linda Brief article Jan 7, 2019 275
Inferences fail to support securities fraud class claim. Olson, Kris Dec 20, 2018 1881
SECURITIES LIABILITY AND THE ROLE OF D&O INSURANCE IN REGULATING INITIAL COIN OFFERINGS. Parlow, Adrian Dec 1, 2018 14362
The White Law Group Announce Securities Fraud Investigation Into OptionSellers.com. Nov 28, 2018 247
With days to go, contest for attorney general shows signs of a competitive race. Nov 4, 2018 1389
SAYING DISGORGEMENT FROM ITSELF: SEC ENFORCEMENT AFTER KOKESH v. SEC. Butler, Patrick L. Nov 1, 2018 15702
In notable shift, Attorney General Ken Paxton begins TV offensive against Democratic opponent. Oct 25, 2018 647
SEC embracing analytics as tool to catch crooked traders. Murphy, Pat Oct 25, 2018 1806
Securities - Preliminary injunction - Derivative action. Oct 23, 2018 811
Man on PS125m US fraud rap; Belfast-born former soldier held in jail. Oct 22, 2018 278
Justin Nelson discusses Attorney General Ken Paxton and the media. Oct 18, 2018 512
Deborah R. Meshulam, Partner with DLA Piper LLP (US), to Speak at The Knowledge Group's The Securities Fraud Landscape: Recent Trends and Developments Event. Oct 17, 2018 480
Tesla stock owners will have to vote on Musk's return. Oct 12, 2018 406
Democrat challenging Ken Paxton targets loophole used by Paxton to fund legal defense. Oct 11, 2018 695
Lauren Hunt, Vice President with Analysis Group, to Speak at The Knowledge Group's The Securities Fraud Landscape: Recent Trends and Developments Webinar. Oct 11, 2018 511
Greenlight Comment Adds To Tesla Losses From Musk Mocking SEC. Oct 6, 2018 668
Musk Mocks SEC Days After Fraud Settlement. Oct 5, 2018 688
Tesla's Musk mocks SEC over fraud settlement. Oct 5, 2018 740
The Knowledge Group Has Scheduled a Live Webcast on The Securities Fraud Landscape: Recent Trends and Developments and Their Implications for the Year Ahead. Oct 3, 2018 288
Elon Musk agrees to pay $20 million and quit as Tesla chairman in deal with SEC. Oct 1, 2018 214
SEC Chairman Says Tesla Settlement In 'Best Interests' Of Shareholders. Sep 30, 2018 121
Fly Intel: Top five weekend stock stories. Sep 30, 2018 366
Tesla without Musk at the wheel? That's what the SEC wants. Sep 29, 2018 1224
Tesla's Musk May Settle SEC Lawsuit But Ready For Fight. Sep 29, 2018 1036
Tesla's Musk settles with SEC, will pay $20M and step down as Chairman. Sep 29, 2018 286
Regulators accuse Tesla's Elon Musk of securities fraud; The commission is asking the court for an order that would stop Mr Musk from being "an officer or director" of any public company. Sep 28, 2018 315
US regulators charge Tesla CEO Elon Musk with fraud. Sep 28, 2018 457
US Regulators Charge Tesla CEO Elon Musk with Fraud. Sep 28, 2018 229
SEC sues Elon Musk over Tesla 'privatisation' tweet. Sep 28, 2018 293
SEC charges Tesla's Elon Musk with securities fraud. Sep 27, 2018 280
Broker-dealer exec pleads guilty to role in $86M fraud. Sep 7, 2018 327
Printing company settles fraud claims for $50M. Sep 4, 2018 517
Two plead guilty in $147M pump-and-dump scheme. Aug 22, 2018 236
Another New York scandal. Aug 9, 2018 343
Rep. Chris Collins indicted on insider trading charges. Aug 8, 2018 350
2 Texas congressmen bought stock in company at center of insider trading case against New York congressman. Aug 8, 2018 908
SC firm settles securities fraud claim for $43M. Chaney, Matt Aug 7, 2018 463
The "Reg.A Money Show" Publishes Podcast Explaining Whether or Not Security Token Offerings Require Blue Sky Law Registration. Aug 5, 2018 429
Chicago man charged with illegally trading Lake Forest company stock. Jul 25, 2018 202
In re-election bid, Attorney General Ken Paxton emphasizes record as Democrat seizes on indictment. Jul 25, 2018 2877
E. Setauket man charged in multimillion dollar fraud scheme. Jul 25, 2018 301
Lemelson CIO calls on Congress to probe SEC failure to prosecute Ligand. Jul 13, 2018 255
Tech firm, former CEO sentenced in $3M fraud scheme. Jun 28, 2018 344
Shapiro Bieging Barber Otteson Welcomes Partner Kevin Schutte. May 23, 2018 352
Wells Fargo to resolve securities fraud class action. May 17, 2018 201
Wells Fargo to resolve securities fraud class action. May 17, 2018 199
Wells Fargo reaches $480M deal to resolve California class action. May 4, 2018 107
Company could be liable for employee fraud. Lightle, Rebecca M. Mar 12, 2018 1751
Four Other Martin Shkrelis That Are Still Free. Mar 11, 2018 1177
'Pharma Bro' gets 7 years for fraud. Mar 10, 2018 293
Self-promoting 'Pharma Bro' sentenced to prison in fraud. Mar 9, 2018 962
Medical reimbursement scheme was material omission. Lightle, Rebecca M. Mar 5, 2018 1593
FIA arrests mastermind who conned millions through fake website in Pakistan. Mar 3, 2018 143
Kokesh v. SEC: The Demise of Disgorgement. Chang, Jacqueline K. Mar 1, 2018 10166
DECENTRALIZED PUBLIC LEDGER SYSTEMS AND SECURITIES LAW: NEW APPLICATIONS OF BLOCKCHAIN TECHNOLOGY AND THE REVITALIZATION OF SECTIONS 11 AND 12(A)(2) OF THE SECURITIES ACT OF 1933. Bolin, Kelsey Mar 1, 2018 10957
In new disclosure, Texas AG Ken Paxton says he received $84,000 in gifts for his legal defense in 2017. Feb 13, 2018 503
Law Firm Nightmare: Clients Using Lawyer Services for Ponzi Schemes. Fucile, Mark J. Jan 1, 2018 2253
The Seventh Circuit Widens a Split Among the Circuits on SLUSA Preemption of State Class Actions. Roeder, Steven J. Jan 1, 2018 3852
Broker's opinion of value may be used to update appraised values in court-approved orderly sale of properties. Mueller, Scott B. Jan 1, 2018 682
Kokesh Footnote Three Notwithstanding: The Future of the Disgorgement Penalty in SEC Cases. Bainbridge, Stephen M. Jan 1, 2018 6028
Court of Criminal Appeals to review Paxton prosecutor pay ruling. Dec 20, 2017 465
Lessons to learn from SEC accounting and auditing enforcements: 5 principles can help prevent, detect, or correct the most frequent securities law violations adjudicated by the SEC. Kanter, Howard A. Dec 1, 2017 2221
Texas Attorney General Ken Paxton draws first Democratic challenger for 2018. Nov 8, 2017 790
2 plead guilty to $86M fraud scheme. Oct 18, 2017 361
Attorney General Ken Paxton's trial is delayed for a third time. Oct 4, 2017 892
Hearing in Paxton case to consider prosecutors' push for another trial delay. Oct 3, 2017 661
Court of Criminal Appeals stays ruling that voided Paxton prosecutor pay. Sep 25, 2017 483
Steve Madden gets serious about shoes for men. Sep 24, 2017 425
Paxton prosecutors want Court of Criminal Appeals to help them get paid. Sep 19, 2017 452
Martin Shkreli Jailed After Facebook Post On Hillary Clinton. Gayathri Anuradha Sep 14, 2017 631
Former PSG bankruptcy plan finally emerges. Brief article Sep 1, 2017 216
'Pharma Bro' Martin Shkreli convicted of securities fraud, conspiracy. Aug 5, 2017 261
"I did not know," - An innocuous statement by Minister Ravi Karunanayake. Aug 3, 2017 1181
Celesq[R] Announces August 2017 CLE: IP; Cybersecurity, Data Privacy and Security; Corporate, Securities, White Collar Law. Jul 27, 2017 738
Texas Attorney General Ken Paxton's criminal trial set for Dec. 11. Jul 27, 2017 351
MR Securities case: LHC directs NAB to complete investigations in 4 months. Jul 7, 2017 271
Paxton's "friends" are still helping attorney general pay for his legal defense. Jul 5, 2017 714
Ex-CFO of American Realty Capital Found Guilty of Fraud. Jul 5, 2017 1255
Trial date still uncertain as new judge holds first hearing in Paxton case. Jun 29, 2017 487
Las Vegas Firm Busted in Phony LGBT Resort Scam: Enforcement. Jun 16, 2017 1210
Paxton gets new judge in securities fraud case. Jun 13, 2017 425
High court won't get involved in Paxton judge dispute. Jun 7, 2017 292
Paxton prosecutors want high court to overturn judge removal. Jun 2, 2017 353
Texas appeals court: Ken Paxton judge must rescind recent orders. May 30, 2017 340
Paxton, prosecutors tangle over court's jurisdiction to oust judge. May 24, 2017 611
SEC Halts Alleged Fraud by Unregistered Firm: Enforcement. May 19, 2017 651
Appeals court puts Paxton case on hold as lawyers push for new judge. May 16, 2017 480
Paxton lawyers say judge didn't have authority for 2017 rulings. May 10, 2017 546
Attorney General Ken Paxton still pushing for new judge in criminal trial. Apr 25, 2017 392
Despite Ken Paxton's request, judge to stay on in his case. Apr 17, 2017 368
SEC Bars Broker for Aiding Brothers' Securities Fraud. Mar 27, 2017 463
Never settle for second best? Cy pres distributions in securities class action settlements. Hills, Brianna S. Mar 22, 2017 11078
Ex-Rep, Radio Host in Texas Arrested for $6M Fraud. Dec 22, 2016 404
Ex-LPL Rep Gets 5 Years in Jail for Ponzi Sceme. Dec 12, 2016 361
The role of blue sky laws after NSMIA and the JOBS act. Campbell, Rutheford B., Jr. Dec 1, 2016 12044
Paxton moves closer to trial in criminal fraud case. Nov 1, 2016 514
Court of Criminal Appeals declines to hear Paxton case, setting stage for trial. Oct 12, 2016 521
Judge Dismisses SEC Case Against Ken Paxton. Oct 7, 2016 613
Insider Trading Cases Might Become Much Easier To Prosecute. Oct 6, 2016 409
Avoiding investment fraud. Oct 1, 2016 513
Paxton Due Back in Court as Legal Woes Persist. Sep 1, 2016 1053
Ex-Comverse CEO pleads guilty to fraud, a decade after fleeing U.S. Aug 24, 2016 131
The Brief: Paxton Keeps Up Fight Against Securities Fraud Charges. Aug 3, 2016 1088
Attorney General Paxton Launches Final Appeal in Securities Fraud Case. Aug 2, 2016 593
Paxton Lawyers Seek Dismisal of SEC Case. Jun 9, 2016 402
Appeals Court Upholds Securities Fraud Charges Against Paxton. Jun 1, 2016 470
'Pharma Bro' Shkreli Could Face New Charges. May 3, 2016 391
Single-firm event studies, securities fraud, and financial crisis: problems of inference. Baker, Andrew C. May 1, 2016 7046
Single-firm event studies, securities fraud, and financial crisis: problems of inference. Baker, Andrew C. May 1, 2016 15510
Enforcement: Class-Action Plaintiff Recruiter Bilked Retirees, SEC Says. Apr 22, 2016 1189
SEC Charges Ken Paxton With Securities Fraud. Apr 11, 2016 797
Enforcement: Fund Manager Paid Barred Nephew's Bills With Investor Money, SEC Says. Apr 1, 2016 1701
The intersection of fee-shifting bylaws and securities fraud litigation. Sjostrom, William K., Jr. Feb 1, 2016 17441
Distortion other than price distortion. Velikonja, Urska Feb 1, 2016 12567
Federal securities fraud litigation as a lawmaking partnership. Fisch, Jill E. Feb 1, 2016 15535
Market intermediation, publicness, and securities class actions. Sale, Hillary A.; Thompson, Robert B. Feb 1, 2016 7748
Market intermediation, publicness, and securities class actions. Sale, Hillary A.; Thompson, Robert B. Feb 1, 2016 22127
Price impact, materiality, and Halliburton II. Ferrell, Allen; Roper, Andrew Feb 1, 2016 12735
Event studies in securities litigation: low power, confounding effects, and bias. Brav, Alon; Heaton, J.B. Feb 1, 2016 13271
From the publisher. Collin, Jonathan Feb 1, 2016 2566
How the SEC's crowdfunding rules for funding portals save the two-headed snake: drawing the proper balance between integrity and cost. Archambault, Patrick Jan 1, 2016 14010
Are you afraid of the dark? How the New York Attorney General is shedding light on dark pools and high frequency trading. Marciello, Jordan M. Jan 1, 2016 12633
Do the merits matter? Empirical evidence on shareholder suits from options backdating litigation. Curtis, Quinn; Myers, Minor Jan 1, 2016 7574
Do the merits matter? Empirical evidence on shareholder suits from options backdating litigation. Curtis, Quinn; Myers, Minor Jan 1, 2016 14282
Vegas fraud convictions linked to NH bankruptcy case: two officials of firm tied to USA Springs financing are found guilty, another pleads. Sanders, Bob Dec 25, 2015 619
Advisor of Many Aliases Charged by SEC With Fraud (Again). Dec 23, 2015 311
SEC Enforcement: Soccer Club Charged in Boiler Room Scam. Dec 18, 2015 933
Sweetheart settlements, the financial crisis, and impunity: a case study of SEC v. Citigroup Global Markets, Inc. Calathes, William; Yeager, Matthew G. Dec 17, 2015 7934
More time behind bars for pyramid scam queen. Dec 10, 2015 774
Multitel's Baladjays convicted of securities fraud. Dec 9, 2015 628
Coal Baron Guilty Of Mine Safety Violations. Dec 4, 2015 267
Rethinking Janus: preserving primary-participant liability in SEC antifraud enforcement actions. Gaught, Greg Dec 1, 2015 18421
Scot says he's not behind US fraud. Nov 8, 2015 185
SEC, DOL Enforcement: Salsa-Dancing Day Trader, Analyst Charged With Insider Trading. Nov 6, 2015 1128
Scottish Trader's Tweets Sent Stocks Reeling: SEC. Nov 6, 2015 469
Paxton Lawyers File Motions to Dismiss Securities Fraud Charges. Nov 2, 2015 300
Morrison, the restricted scope of Securities Act section 11 liability, and prospects for regulatory reform. Grundfest, Joseph A. Sep 22, 2015 10770
Morrison, the restricted scope of Securities Act section 11 liability, and prospects for regulatory reform. Grundfest, Joseph A. Sep 22, 2015 34278
News for whistleblowers. Balbi, Amanda Brief article Sep 1, 2015 175
Paxton Surrenders in Securities Fraud Indictment. Aug 3, 2015 1919
Slouching towards Monell: the disappearance of vicarious liability under section 10(b). Lipton, Ann M. Jul 1, 2015 9116
Slouching towards Monell: the disappearance of vicarious liability under section 10(b). Lipton, Ann M. Jul 1, 2015 22057
Iterative regulation of securities markets after Business Roundtable: a principles-based approach. Cox, James D. Jun 22, 2015 11323
The tale of a whale. Le Guyader, Louis P. Apr 1, 2015 3379
Halliburton and the dog that didn't bark. Lipton, Ann M. Mar 22, 2015 11070
Halliburton II: a loser's history. Pritchard, A.C. Mar 22, 2015 11589
Form vs. function in rule 10b-5 class actions. Rose, Amanda M. Mar 22, 2015 5097
Halliburton and the integrity of the public corporation. Park, James J. Mar 22, 2015 5862
The future of price distortion in federal securities fraud litigation. Fisch, Jill E. Mar 22, 2015 7181
Company officer receives more than $475,000 in whistleblower award. Mar 3, 2015 425
Company officer receives more than $475,000 in whistleblower award. Mar 3, 2015 465
SEC Gives First Whistleblower Award to Former Company Officer. Mar 2, 2015 316
Securities class action outlook for 2015. Feb 27, 2015 488
Securities class action outlook for 2015. Feb 27, 2015 524
Congressional investigations: Plaintiffs' use to allege securities fraud violations. Feb 10, 2015 1048
Congressional investigations: Plaintiffs' use to allege securities fraud violations. Feb 10, 2015 1088
Public compensation for private harm: evidence from the SEC's fair fund distributions. Velikonja, Urska Feb 1, 2015 7137
Public compensation for private harm: evidence from the SEC's fair fund distributions. Velikonja, Urska Feb 1, 2015 24837
Six-figure fine. Brief article Jan 19, 2015 276
Crowdfunding & investor education: empowering investors to mitigate risk & prevent fraud. Friesz, Cody R. Jan 1, 2015 12109
From basic to Halliburton: judges made the securities class action mess, but who can clean it up? Henderson, M. Todd; Pritchard, Adam C. Dec 22, 2014 6017
Securities fraud: Opinions on trial at the Supreme Court. Dec 17, 2014 953
SEC Enforcement: Nationwide to Pay $140M in 13-Year ERISA Settlement. Dec 17, 2014 2787
Securities fraud: Opinions on trial at the Supreme Court. Dec 17, 2014 987
Unregistered stock complaint. Brief article Dec 1, 2014 238
Is the upcoming Supreme Court term's biggest securities class action case in jeopardy? Sep 24, 2014 445
Leave time for trouble: the limitations periods under the securities laws. Kaufman, Michael J.; Wunderlich, John M. Sep 22, 2014 39156
CVS Caremark faces $3.2 billion investor lawsuit after class action certification. Sep 15, 2014 462
Economic citizen on the run. Brief article Jul 1, 2014 189
Bar higher for securities class action lawsuits. Hananel, Sam Jun 24, 2014 236
Prosecutors may face difficulties in prosecuting alleged inside trader Rengan Rajaratnam. Jun 16, 2014 405
Securities law - Eighth Circuit rejects knowledge requirement in assessing civil liability for corporate executives who deceive auditors - SEC v. Das. Bagley, Ian Case note Jun 1, 2014 5685
Business partner fight. May 26, 2014 379
Eugene man sentenced for fraud. May 22, 2014 617
Pyramid scheme in Marlboro is charged with securities fraud. Nicodemus, Aaron Apr 16, 2014 494
The next class action frontier: Halliburton and fraud-on-the-market presumption. Apr 3, 2014 1145
Event horizon: a Supreme Court case and other factors could have major impacts on the D&O space in 2014. Savino, Angelo G. Apr 1, 2014 1437
Innocent abroad? Morrison, Vilar, and the extraterritorial application of the Exchange Act. Herz-Roiphe, Daniel E. Apr 1, 2014 5846
Cast of characters. Mar 31, 2014 1286
Securities litigation after Amgen: it's time to reassess the fraud-on-the-market presumption. Booth, Richard A. Mar 22, 2014 3035
Supreme Court weighs securities fraud case changes. Mar 6, 2014 582
Supreme Court weighs securities fraud case changes. Mar 6, 2014 543
Sword or shield? Setting limits on SLUSA's ever-growing reach. Glass, Cecilia A. Mar 1, 2014 19318
Proffering the right evidence: proving loss causation and damages under SEC rule 10b-5. King, S. Austin Mar 1, 2014 10510
'I'm not the only one' best quotes of 2013. Column Dec 23, 2013 1020
Bull in the China market: the gap between investor expectations and auditor liability for Chinese financial statement frauds. Barber, Phillip Dec 22, 2013 7518
Bull in the China market: the gap between investor expectations and auditor liability for Chinese financial statement frauds. Barber, Phillip Dec 22, 2013 16675
SEC targets individuals: directors and officers are now at significant risk under the Commission's new enforcement approach. Zacharias, Carol A.N. Dec 22, 2013 730
SEC Demands Former Goldman Sachs VP Fabrice Tourre's Salary Details. Nov 14, 2013 342
SEC, DOL, FINRA Enforcement: SAC Capital Could Plead Guilty. Oct 31, 2013 1324
Securities Law - Second Circuit accepts Rule 10b-5 pleading of economic loss after share-price recovery. Alexander, James M. Case note Sep 22, 2013 7287
Inteliquent says no restatement required. Brief article Aug 26, 2013 135
Inteliquent says no restatement required. Brief article Aug 26, 2013 133
7 arrested over $140 million penny stock fraud scheme. Aug 14, 2013 232
US accuses Bank of America of securities fraud. Aug 7, 2013 905
US' SEC Fines UBS $50m For CDO Securities Fraud. Aug 7, 2013 560
U.S. Accuses Bank of America of Mortgage-Backed Securities Fraud. Aug 7, 2013 899
Fraud-on-the-market class certification: theory, tolling and materiality. Kelly, William J., III Jul 1, 2013 2268
The Knowledge Congress Has Scheduled a Live Webcast on Securities Law: Fraud-on-the-Market Theory Demystified. Jun 25, 2013 504
Skilling's sentence reduced to 14 years. Jun 24, 2013 246
The truth-on-the-market defense and its relevance in SEC enforcement actions. Chang, Lucy Jun 22, 2013 12299
Promoting fictitious bonds for tax payments leads to conviction for "sovereign citizen". Nevius, Alistair M. Jun 1, 2013 433
Shofner, facing extortion charges, resigns position. May 27, 2013 412
U.S. criminal securities fraud case against Maxim Bakiyev dismissed. May 10, 2013 332
Ex-Enron CEO reaches agreement with DOJ to reduce prison sentence. May 9, 2013 192
Plaintiffs' lawyers must identify anonymous witnesses in Aeropostale securities fraud case. May 2, 2013 234
The cost of securities fraud. Velikonja, Urska May 1, 2013 7294
The cost of securities fraud. Velikonja, Urska May 1, 2013 20273
American rogue trader admits role in $1bln Apple stock fraud. Apr 17, 2013 188
The trouble with Basic: price distortion after Halliburton. Fisch, Jill E. Apr 1, 2013 17497
Lies without liars? Janus Capital and conservative securities jurisprudence. Langevoort, Donald C. Apr 1, 2013 15651
First stock broker found guilty of securities fraud fined P2M. Mar 31, 2013 365
Washington's troublesome revolving door. Paradiso, Tony Mar 22, 2013 608
Coming to a close: 2 ex-Cabletron execs settle civil charges with sec. Sanders, Bob Mar 8, 2013 286
Criminal liability of CPAs in federal securities fraud and tax fraud cases: knowledge, willful blindness, and unawareness. Ehrlich, Craig P.; Williams, Joanne D. Mar 1, 2013 6848
The LIBOR scandal and litigation: how the manipulation of LIBOR could invalidate financial contracts. Rayburn, C. Cowden W. Mar 1, 2013 10007
Supreme Court's Amgen decision makes it easier for shareholders to bring class actions. Feb 28, 2013 343
Securities class actions and bankrupt companies. Park, James J. Feb 1, 2013 19760
Crowdfunding securities. Schwartz, Andrew A. Feb 1, 2013 14691
9th Circuit says Madoff investors can't sue SEC. Jan 29, 2013 305
U.S. Securities Fraud Class Actions Tumble. Jan 23, 2013 484
Securities class action filings drop sharply. Jan 23, 2013 296
Semion Mogilevich: The World's Most Powerful Mobster That You Probably Never Heard Of. Dec 30, 2012 786
Scienter pleading and Rule 10b-5: empirical analysis and behavioral implications. Donelson, Dain C.; Prentice, Robert A. Dec 22, 2012 5862
Scienter pleading and Rule 10b-5: empirical analysis and behavioral implications. Donelson, Dain C.; Prentice, Robert A. Dec 22, 2012 25718
Peter Madoff gets 10 years behind bars. Dec 21, 2012 336
Helping yourself while serving two masters: do specialists violate rule 10B-5 when they interposition? Asudulayev, Roman Dec 1, 2012 20491
The thirteenth stroke: an approach to "ultimate authority" after Janus. Power, Andrew Nov 1, 2012 18509
Former Digi CFO Charged with Securities Fraud (StarTribune). Oct 2, 2012 129
Beyond Morrison: the effect of the "presumption against extraterritoriality" and the transactional test on foreign tender offers. Soshkina, Vladislava Oct 1, 2012 13290
Janus Capital Group: how "making" a statement leads to insulation from liability. Talia, Colin Sep 22, 2012 10554
Baviera case: A dangerous precedent? Aug 30, 2012 790
SEC issues $50,000 in first whistleblower award. Aug 22, 2012 423
Madoff trustee asks for $2.4 billion for victims. Jul 27, 2012 238
6 of the strangest lawsuits making headlines. Jul 25, 2012 828
Former Bixby Energy CFO Sentenced (FBI). Jul 18, 2012 119
A different tack: citing Supreme Court ruling ex-Cabletron exec seeks dismissal of charges. Sanders, Bob Jul 13, 2012 402
Regulatory cooperation that overlaps borders. Kranc, Joel Jul 1, 2012 1489
Allocating regulatory resources. Aviram, Amitai Jun 22, 2012 17454
JPMorgan Sued for Investor Fraud. Jun 18, 2012 355
The JOBS Act creates opportunities ... and risks: The JOBS Act will dramatically change the legal and regulatory landscape across the U.S. by encouraging IPOs through relaxed regulation. But what are the potential effects of reduced regulatory burden and increased risk of securities fraud litigation? Stocker, Michael Jun 1, 2012 1981
Will JOBS act enable more securities fraud? The recently passed JOBS Act eliminates regulatory requirements in initial public offerings and loosens other reporting obligations of public companies. These changes will weaken a number of investor protections and could provide opportunities for greater securities fraud. Verschoor, Curtis C. Jun 1, 2012 1583
Judge OKs Skilling's pursuit for new trial. May 29, 2012 245
Reviewing 5 of May's top stories. May 25, 2012 793

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