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Prevalence of dental caries and caries-related risk factors in premature and term children.


Advances in medicine, combined with the monitoring and technologies used in intensive care units, have provided favorable prognosis with decreased mortality and incidence of damage to premature newborns.

The birth of low weight, premature infants (< 37 weeks) is a costly social, family and public health problem. (1) Preventive and health promoting measures are necessary to improve the quality of life of these children. Thus, knowledge of the risk factors to which these children are subjected is of paramount importance in adopting such measures.

Low gestational age and low birth weight are among the key factors in determining the incidence of neonatal complications. Among the most prevalent oral diseases in these children are dental enamel opacities and hypoplasias. [2,3] The source of these defects is related to disturbances during amelogenesis. [4] Hypoplastic areas are reported as susceptible to dental caries, (5,6) as ultrastructural analysis showed a more porous, less mineralized enamel with irregular surfaces. This allows the accumulation of bacteria and promotes the colonization of Streptococcus mutatis, resulting in carious lesions. (7,8) Considering the multifactorial etiology of caries, one should be aware of the risk factors associated with this disease so as to decrease its prevalence and prevent these children's pain and suffering. (9,10)

By knowing that children born prematurely may have changes in their dental structures, and that these may be related to the development of caries, concern should be focused on their risk groups. In light of this evidence, this study aimed to evaluate the relationship between enamel defects and other risk factors for dental caries with the prevalence of dental caries in the dentitions of children born prematurely, as compared to those born term.

Material and Methods

This sample consisted of 80 children of both genders, born between 2000 and 2004 at the Hospital Regional da Asa Sul (HRAS) in Brasilia, Brazil, who had participated in a previous study, (2) and are currently aged between 5 and 10 years. Forty of the children were preterm, and 40 were term.

This study was approved by the Research Ethics Committee of the Catholic University of Brasilia (UCB) under number 161/2008.

The children were recruited to go to the university to participate in this study. A questionnaire was used to obtain data such as name, age, gender, family income, residence address, parents' occupation, diet and exposure to fluoride. (2) The presence of enamel defects, socioeconomic factors, maternal education level, exposure to fluoridated water, cariogenic diet and oral hygiene habits were assessed as possible risk factors associated with the occurrence of dental caries. (11)

Regarding the categorization of family socioeconomic status, the standard variables defined by the National Household Sample Survey (PNAD) were applied. (12) For the calculation of income, the minimum wage in force in the months covered by the survey (R$465.00) was considered. These variables were classified into 2 groups: one [less than or equal to] 1/2 minimum wage (G1), and one above 1/2 minimum wage (G2). (13) To analyze the diet, a survey of the parents' memory of food intake over the last 24 hours (14) was carried out. The intake of more than 5 cariogenic foods within a one day period was labeled as a cariogenic diet. The population was divided into 2 categories: five or fewer sweet snacks per day, and more than five sweet snacks per day. (15)

Exposure to fluoride was considered as either systemic or topical. The former refers to children living in areas with fluoridated water supply, and the latter to those who made regular use of fluoridated toothpaste. (16)

Hygiene habits were assessed according to the amount of daily tooth brushing. Two daily tooth brushings indicated a lower risk factor for caries, and below this number indicated a probable risk factor. (16)

Subsequently, the children were examined under artificial light in a dental chair. Mouth mirror and sickle probe were used in the oral examination. Before the examination, each tooth was cleaned with gauze in order to remove gross plaque or food deposits, and to dry the surfaces. The tooth surfaces were examined for the presence of enamel structural defects and dental caries, using the Decayed, Missing or Filled Teeth Index (dmft) for deciduous teeth, and (DMFT) for permanent teeth. A tooth was considered present when any part of its clinical crown was exposed in the oral cavity. (14,17,18)

White spot carious lesions (active and inactive) were recorded for the purpose of differential enamel opacity diagnosis. (14) These were not factored into the DMFT.

The same examiner, validated in a previous pilot study, performed the evaluations. To establish the degree of intra-examiner concordance the Kappa index was used in 10% of the sample, in agreement with World Health Organization (WHO) guidelines. Subjects were reexamined one week after the initial examination (Kappa - 0.90 for opacities, hypoplasia and white spots; and 0.96 for cavitated and/or restored carious lesions).

For the diagnosis of enamel defects, codes were used according to the criteria of the Developmental Defects of Enamel Index (DDE Index).4 Enamel hypoplasia was defined as a break in the continuity of the enamel, in the form of pits, grooves, or missing enamel. Enamel opacity was defined as a change in the translucency of enamel, without a break in the enamel continuity. The extent, type and color of each defect were recorded. Subsequently, these variables were classified into 4 groups: demarcated opacity, diffuse opacity, hypoplasia and other defects.

Data analysis

To compare the scores obtained for opacity, hypoplasia and caries, the nonparametric Mann-Whitney test was performed at the 5% significance level.

To study the possible risk factors associated with the occurrence of caries, a multivariate logistic regression was performed. The occurrence of caries was the dependent variable. Type of birth was considered a risk factor, and the following variables were seen as potential confounders: tooth brushing, fluoridated drinking water, maternal education level, diet, enamel opacity, hypoplasia and per capita income.


The children's mean age was 6.3 years for the premature group, and 7.6 years for the term group. Of the total sample, 21 children had deciduous dentition and 59 had mixed dentition, with an average of 14 deciduous and 8 permanent teeth present in the oral cavity.

The average weight of the premature infants was 1,255 g, and of the term infants was 3,398 g. Thirty six of the 40 premature infants were born with very low birth weight, leading us to classify them within the same risk group.

Opacity was found in 64% of the children. Hypoplasia was detected in 22.5% of the sample. When the children were divided into premature (Gl) and term (G2) groups, opacity was detected in 65% of G1 and 62.5% of G2. The difference was not statistically significant (p = 0.8161). Hypoplasia was found in 37.5% and 7.5% of the children in G1 and G2, respectively. This difference was statistically significant (p = 0.0013).

Six hundred and eleven teeth were assessed in G1: 43 (7%) had demarcated opacity, 0 (0%) had diffuse opacity and 42 (6%) had hypoplasia. Five hundred and five teeth were examined in group G2: 19 (3.76%) showed demarcated opacity, 0 (0%) showed diffuse opacity and 4 (0.8%) showed hypoplasia. A statistically significant difference was found between the groups in terms of demarcated opacity (p = 0.0174) and hypoplasia (p < 0.001).

The means of the total DMFT indices for children in the premature (Gl) and term (G2) groups were 0.95 and 2.07, respectively. Children in the term group had higher mean dental caries scores than children in the premature group (p - 0.0164).

Of all compromised teeth found in both groups, 51.67% were decayed, 40% were filled and 8.33% were missing, as shown in Graph 1.

As regards DMFT, the children in group 1 and group 2 showed, respectively, 72.97% and 42.17% decayed teeth (p = 0.002), 0.0% and 12.05% missing teeth (p = 0.064) and 27.03% and 45.78% filled teeth (p = 0.053), as shown in Graph 2. The percentage of caries-free children in the two groups was 57.5% (G1) and 35% (G2) (p - 0.0436).

The means of dmft of children in the premature (G1) and term (G2) groups were 0.78 and 1.88, respectively. Childten in the term group had higher mean scores of dental caries in primary teeth than the children in the premature group (p = 0.0251). The results for the mean number of missing teeth and filled teeth in both groups are shown in Graph 3.

The mean DMFT index of children in the premature (G1) and term (G2) groups was found to be the same (0.18) for both groups (p = 0.9926) in permanent teeth. The results for the average number of permanent decayed, missing and filled teeth for both groups are shown in Graph 4.

After analyzing the variables that were considered as probable risk factors for the occurrence of caries, we obtained the results shown in Table 1.

By relating the type of birth--as the leading variable--to the independent variables for the occurrence of dental caries through logistic regression, we reached the following preliminary bivariate analysis results: per capita income (p - 0.39), level of parental education (p = 0.52), exposure to fluoride (p = 0.68), amount of tooth brushing (p = 0.26). diet (p = 0.09), presence of opacity (p = 0.63) and hypoplasia (p = 0.70). Diet was the only independent variable influencing the dependent variable (p = 0.09).

Based on the bivariate analysis results, diet was the only variable included--along with the type of birth variable--in the multivariate model, at the 5% significance level. By controlling the effects of the diet variable, type of birth was not found to be a risk factor for the occurrence of dental caries (p = 0.1060) with an odds ratio of 0.46 (0.18 to 1.18).


Approximately 54% of the sample had at least 1 decayed, missing or filled tooth, which reflects the socioeconomic status of this population. Children in the term group had higher mean dental caries scores than children in the premature group (p = 0.0164). Opposite results were found by Fadavi et al., (19) Maatouk et al. (20) and Lai et al. (21)

Type of birth was a risk factor for the occurrence of hypoplasia (p = 0.0034) in primary dentition, in which premature children were 7.4 times more likely to present with this defect than term children (RI - 95%). These findings agree with those of Massoni et al., (11) who found a significant correlation between low birth weight (p < 0.0001) and prematurity (p < 0.0020) with enamel defects. According to Seow, (22) very low birth weight was a risk factor for developmental enamel defects in permanent teeth (p < 0.02). Opposite results were found in this study.

As regards the number of caries-free children in the two groups, the results showed that 57.5% of children in G1 and 35% of children in G2 had DMFT = 0 (p - 0.04). It was investigated whether socioeconomic and cultural factors might be influencing these conditions, since approximately 46.5% of the population in this study was classified as living on the poverty line, based on their per capita income. Regarding education, 79% of the mothers had completed only elementary education. However, no statistical difference was found between the two groups in terms of the two variables (p = 0.3576 and p = 0.6907). Per capita income (p = 0.39) and educational level (0.52) were not risk factors for dental caries. An analysis of deciduous teeth only showed a mean draft greater in term infants (p - 0.0251), as shown in Graph 3. Other studies (22,23) showed similar results, in which premature children showed no more risk of caries than did term infants. The low DMFT values found for the premature group in this study can perhaps be explained by the fact that children had routine follow-up during the first years of life, and were therefore provided with guidance on dietary habits and oral hygiene by the Hospital's (HRAS) neonatology staff.

Concerning permanent teeth, the mean DMFT was 0.18 for both groups (Graph 4). These findings may be due to easier access to available prevention and health enhancing programs geared to school age children. These results coincide with those of Fadavi et al., (19) who found the same correlation.

Of the 80 children examined, 76 (95%) brushed their teeth with fluoridated toothpaste more than once a day. Although this variable did not correlate with caries, this habit may have contributed to the low prevalence of caries in the sample since G1 children had DMFT < 1 and G2 children had DMFT = 2. Although this study comprised children from a single hospital, our results are in line with the current scenario of decreasing prevalence of caries in Brazil. This may be due to factors like increased population access to fluoridated water programs, addition of fluoride to toothpaste and a practice paradigm shift which prioritizes preventive and health promotion activities. (24)

As regards systemic exposure to fluoride, 87.5% of children reside in regions where fluoridated water is regularly supplied. The absence of this variable was not a risk factor for caries in this study, probably due to the presence of fluoride in children's toothpaste. Opposite results were found by Cardoso et al. (21)

Only 26% of the sample followed a cariogenic diet. This might have come as a result of the follow-up that these infants received from the HRAS medical staff, who provided them with guidance concerning general health and oral care, as well as the wide-ranging oral health promotion and education programs currently implemented in the Brazilian Federal District (Brasilia). Provided that diet effects remained under control, type of birth was not a risk factor for the occurrence of caries (p - 0.1060). These findings did not coincide with the study by Oliveira et al, (14) with children from a low socioeconomic and cultural background, who followed--in their majority--a cariogenic diet: a correlation was therefore found between cariogenic diet and caries (p < 0.05).

There was no significant correlation between opacify/hypoplasia and caries (p = 0.70 and p = 0.63) (Table 1). These findings disagree with those of Oliveira et al., (14) who found a strong correlation between these variables (p = 0.0001), in which children with structural enamel defects were 15 times more likely to develop caries in comparison with children free from such defects. Hoffmann et al. (26) found the prevalence of hypoplasia, demarcated opacity and dental fluorosis in children aged 5 to 12, in primary and permanent dentition, and also found a correlation between the presence of enamel defects and tooth decay. During primary dentition, there was a positive correlation between dental caries and the three defects investigated in this study (p < 0.05). However, in permanent dentition, only hypoplasia and demarcated opacity were associated with caries (p < 0.004 and p < 0.008, respectively). Milgrom et al. (27) evaluated the relationship between dental caries and factors such as hygiene, bacteria, diet and hypoplasia. They concluded that hypoplasia is an important etiological factor in the population studied. The study by Ribeiro et al. (16) also differs from the present study, as those authors concluded that the presence of enamel defects was the only statistically significant factor associated with the development of early childhood caries. Diet, hygiene and use of fluoride were found to have no significant correlation with this condition.


In this study, the mean DMFT of the premature and term groups was not statistically significant, and was not correlated with enamel defects. Income, schooling, hygiene, fluoride exposure, diet, opacity, hypoplasia and birth weight also did not correlate with the onset of dental caries.


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Vanessa Resende Nogueira Cruvinel (a)

Danuze Batista Lamas Gravina (b)

Tatiana Degani Paes Leme Azevedo (a)

Ana Cristina Barreto Bezerra (c)

Orlando Ayrton de Toledo (c)

(a) PhD, School of Dentistry, Catholic University of Brasilia, Brasilia, DF, Brazil.

(b) Master, University of Brasilia, Brasilia, DF, Brazil.

(c) PhD, School of Dentistry, University of Brasilia, Brasilia, DF, Brazil.

Corresponding author:

Vanessa Resende Nogueira Cruvinel

Colonia Agricola Samambaia

Rua 01, Ch. 99, Casa "C"--Taguatinga

CEP: 72110-600



Received for publication on Apr 22, 2010

Accepted for publication on Jul 09, 2010
Table 1--Caries risk factors in groups G1 and G2.

Risk Variable                      Premature      Term

                                  N     %      N     %        P

Schooling < 8 years               7   17.50    8   21.05   0.6907

Per capita income of less than   16   40.00   21   52.00   0.3576
0.5 minimum wage

Tooth brushing < 2 times a day    1    2.50    3    7.50   0.2622

Absence of systemic fluoride      5   12.50    3   12.50   0.6810

Cariogenic Diet                  10   25.00   11   27.50   0.0987

Opacity                          26   65.00   25   02.50   0.6369

Hypoplasia                       15   37.50    3    7.50   0.7008

Graph 1--DMFT Index (decayed, missing and filled teeth)
for the total sample.


Decayed           52%
Missing            8%
Filled Teeth      40%

Note: Table made from pie chart.

Graph 2--Total DMFT Index (decayed, missing and filled teeth)
for the groups 1 and 2.

                  Premature GI     at term G2

Decayed              72.97            42.17
Missing                  0            12.05
Filled Teeth         27.03            45.78

Note: Table made from bar graph.

Graph 3--Mean DMFT Index (decayed, missing, or filled teeth)
of groups 1 and 2.

                 Premature GI     at term G2

Decayed               0.3             0.38
Missing                 0             0.15
Filled Teeth         0.18             0.43

Note: Table made from bar graph.

Graph 4--Total DMFT Index for Permanent teeth
(decayed, missing and filled teeth) in groups 1 and 2.

                 Premature GI     at term G2

Decayed              0.1             0.08
Missing                0             0.03
Filled Teeth           0                0

Note: Table made from bar graph.
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Title Annotation:Pediatric Dentistry
Author:Cruvinel, Vanessa Resende Nogueira; Gravina, Danuze Batista Lamas; Azevedo, Tatiana Degani Paes Leme
Publication:Brazilian Oral Research
Article Type:Perspectiva general de la enferm
Date:Jul 1, 2010
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