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Miniaturized antenna solution based on lossy planar microresonators to conjointly control radiation and selectivity.

1. Introduction

Due to efforts increasingly important to miniaturize mobile terminals, the volume dedicated to the antenna and the filter function in RF front ends becomes more and more limited. In this context, an important effort on the design of the antenna is needed. Furthermore, in future wireless communication systems, with the proliferation of communication standards with bandwidths increasingly close to each other, higher selectivity is required. So, higher order filtering functions are needed. The specifications of these filtering communication systems are currently met by the use of miniaturized external filters SAW (surface acoustic wave [1]) or BAW (bulk acoustic wave [2]). Considering the overall integration of RF front ends, it seems more and more appropriate to lighten the filtering function itself by distributing it on the other functions of the system, such as LNA (low noise amplifier) or antenna. The simultaneous control of selectivity and radiation performances in a reception or emission chain takes part of solutions to miniaturize the systems. This last point presents also the interest to reduce the interconnections between functions and therefore noise and losses in the system. However, codesign of filtering and radiating structures requires a compromise between bandwidth selectivity and radiation efficiency.

In this paper, we are specifically interested in proposing a solution of compact antenna with the possibility for the antenna to contribute significantly to the filtering performance of the transceiver. Several papers have already been published on antenna/filter codesign [3-10], but studies are limited to the insertion of a filtering function close to, or in, the volume of the antenna, without taking into account the uncontrolled radiation of the filter in the rejected bandwidth. Studies are also limited to the increase of the frequency response selectivity only, without modifying the radiation function. In another example, Bourtoutian et al. [11] propose an improved method to achieve the codesign of a filtering and radiating structure by using the antenna as the last resonator of the filter. However, the filter resonators have limited radiation influence in this method; the filtering and radiation performances were not optimized simultaneously.

In this context, we are interested in this problem and attempt to define and propose a new design method to improve both of them simultaneously. In order to obtain precise bandwidth selectivity, a filter design concept by predistortion is introduced to take into account resonators' radiation loss in the filtering function. This concept was first proposed by Livingston [12]. We have applied it to a planar structure currently used in SiP (system in package) or SoP (system on package) [13] technologies. We will present the description of the resonator and discuss this method in Sections 2 and 3, and original solution will be presented in Section 4. At last, some conclusions will be derived.

2. Resonator Characterization

Resonators are key structures in the design of both filters and antennas [14]. Each one can be completely defined by its resonance frequency and its unload quality factor [Q.sub.u] (1) which depends on the reactive energy stored in the resonator and on loss:

[Q.sub.u] = 2[pi] Energy stored/Energy dissipated by cycle (1)

For a resonator in planar technology, dissipated energy is related to the material loss (conductors and dielectric substrate) and the radiation loss. Figure 1 shows the example of a 2nd order lossy filter equivalent circuit, where [R.sub.n] represents the loss in the nth resonator (n = 1,2). In the same manner, [L.sub.n] and [C.sub.n] are reactive elements linked to resonant frequency. [J.sub.nm] are admittance inverters that represent couplings between nth and mth resonators, between input and first resonator, and between last resonator and output. [] and [R.sub.out] are input and output impedances.

In the same manner, a planar antenna can be represented by a resonator [LCR.sub.r] [R.sub.m] coupled with an admittance inverter [J.sub.01] modeling the matching circuit of the antenna (Figure 2). In this equivalent circuit, L and C are reactive elements linked to resonant frequency. [R.sub.r] represents the radiation loss and [R.sub.m] the material loss. [] is the input impedance.

For the filter design, we focus on the transmission characteristics and try to obtain high unload quality factor resonators by different methods in limited dimensions. For the antenna design, we focus on the matching characteristics and try to obtain high radiation efficiency resonators by different technologies. In other words, the antenna is a kind of filter loaded by air resistance (377 [OMEGA]), and the resonators are the key structures to control the radiation and the bandwidth selectivity.

We propose to apply the method we propose to the elementary structure of a quasi-lumped planar microresonator constituted by a very short open-ended microstrip line and a shorting via-hole (as shown in Figure 3). Equivalent models for selectivity and radiation behaviors have been proposed previously [15-17].

This microresonator is compact (around [[lambda].sub.0]/4 x [[lambda].sub.0]/19 at the resonant frequency) and has a monopole-like radiation pattern. In this kind of structure, the unload quality factor of this resonator is variable by dimensions and is mainly dependent on the radiation loss. It seems quite easy to realize a compromise between radiation behavior and bandwidth selectivity. Furthermore, it is theoretically possible to modify the metallization shape without changing its total area and the via-hole position, without any impact on the resonance frequency. However, the shape of the metallization and the position of the via-hole lead to the possible existence of higher order modes and therefore also to the level of reactive energy stored and to the radiation losses in the resonator.

3. Solution to Conjointly Control Radiation and Selectivity

A miniaturized antenna solution is first based on the control of the structure selectivity bandwidth and radiation efficiency, according to the template set for the filtering performances, in which the power supplied to each resonator will be partly radiated. The starting point is then to couple the radiating resonators to obtain the desired bandwidth. Secondly, to control the radiation of each resonator as accurately as possible, radiation losses have to be predominant compared to losses in the materials. This will have an impact on both the materials used and the geometry of the resonator. As the resonators are lossy resonators, predistortion techniques should then be used to control the filtering performance [12]. These techniques are used to compensate the effects of energy dissipation in filters so that their responses can be conformed to ideal filters at the price of higher insertion loss. The loss of each resonator is taken into account in the filter design and the bandwidth is controlled despite these losses.

The proposed design solution is following five steps (see Figure 4).

(1) A suitable geometry of resonator is chosen, in which it is possible to control radiation performances while ensuring miniaturized dimensions. The quality factor of this resonator must be variable and is mainly dependent on the radiation loss. The defined equivalent circuit of this resonator is suitable to use the techniques of classic filter synthesis. Some characteristic of the chosen resonators are necessary to learn about, such as their radiation model and the circuit model with closed-form expressions of the unloaded quality factor. This step is the key point in our solution. For the remainder of the study, we chose the microresonator mentioned in Section 2 as a beginning to validate our solution.

(2) A lossless filter equivalent circuit with selective bandwidth and center frequency clearly defined is designed by a classic filter design method.

(3) The load resistance of the previous filter is changed to 377 [OMEGA], which is the air resistance, to model the radiation.

(4) The couplings between each resonator are modified by predistortion techniques to take into account the radiation and material loss while maintaining the bandwidth and selectivity defined in each resonator.

(5) An antenna with conjointly control of radiation and bandwidth selectivity is designed by using the microresonator mentioned in first step.

Considering the coupling of several resonators and placing them in such positions that the energy can be coupled to all resonators within control, it is possible to synthesize a filtering antenna in which each resonator radiates part of the energy until all available energy from the generator is radiated.

In this solution, it is necessary to work concurrently with an electromagnetic approach, to understand and control the various electromagnetic phenomena, and with equivalent model, to define the structure of the basic filter. After the choice of the resonator, the next step is to design a nonradiating filter constituted by several resonators in order to respect the expected bandwidth. In this paper, we propose to design a second-order filter. This step is necessary to validate the equivalent circuit defined for the planar resonator and for the filter.

4. Experiments and Results

4.1. Design of a Second-Order Filter Using Controlled Loss Microresonators. To make a filter, it is necessary

(i) to control the resonance frequency and the quality factor of the resonators constituting the filter;

(ii) to control the coupling between filter and generator, between filter and load, and between resonators inside the filter.

A second-order pass-band filter can be designed using two coupled resonators. The coupling is controlled by the gap dimensions (included in [J.sub.nm]-inverters in Figure 1) between them and between resonators and I/O feeding lines. For a low loss filter, the resonators are constituted by metallizations above and below a substrate as thin as possible, with the highest possible permittivity to confine electrical field in the dielectric substrate. The shorting via-holes have to be placed at one corner of the metallizations in order to decrease the insertion loss [17]. For several coupled resonators, when two via-holes are positioned on either side of a gap, the optimum position for vias is obtained when vias are located on opposite corners.

From there, the filter is converted into a radiating one. To increase the radiation losses, each elementary resonator must be modified to have the lowest possible quality factor. This requires the use of a dielectric substrate of permittivity as low as possible to avoid confining the electric field in the substrate. This also requires the use of a dielectric substrate with the lowest possible losses, such as air or ROHACELL51HF foam (thickness = 3 mm, tan [delta] [approximately equal to] 0, relative permittivity = 1.06) for example. Another modification is the position of the shorting via-hole on the resonator. We can show that the optimum position of the via-hole to increase radiation is at the center of the resonator because it does not alter the radiation of the slots. The unload Q factor and resonance frequency [f.sub.0] can be obtained theoretically with the radiation model [16]. Predistortion techniques are finally applied to take into account the radiation loss. Figure 5 presents the structure of the proposed radiating filter fabricated on ROHACELL51HF. Its equivalent circuit model is identical to that of Figure 1.

The geometrical and electromagnetic parameters of each resonator are given in Table 1.

The shape of the measured frequency response (Figure 6) is identical to that of the simulation. The measured center frequency of this filter is 2.6 GHz (difference of about 2% with the simulated one) with 8% bandwidth. The insertion loss in the bandwidth is about 2 dB. The bandwidth is slightly different from that of the simulation (approximately 18% of the relative bandwidth) due to the variation in the level of insertion loss along the bandwidth.

Due to the ability of this filter to radiate and its very small dimensions relative to working wavelengths, it is relatively difficult to completely control the measurement environment. This difficulty, combined with the influence of access connectors [18], may partly explain the ripples on the upper part of the study domain and therefore the variation on the bandwidth.

The radiation performances of this filter, loaded on 50 [OMEGA], are shown in Figure 7. The material is lossless and the short circuit is in patch centre, so patch edges radiate like a quasi-omnidirectional pattern [16]. The dimensions of each resonator are small enough to be considered as almost localized so the resulting radiation pattern is a quasi-omnidirectional pattern. Finally, resonators are close to each other (around [[lambda].sub.0]/40) so far-field radiation patterns of the resonators are in phase and form the same radiation pattern as a single resonator. By this way, the radiation pattern is controllable. The maximum radiation gain is about 3 dBi. Figure 7 presents the radiation patterns against the bandwidth. We found that the radiation patterns are similar to each other along the bandwidth with similar gain levels (from [+ or -]2 to [+ or -]5 dBi). This filter therefore presents strong radiation ability in its passband, and it shows a compromise between radiation pattern and filtering.

With this solution, the energy can be coupled to all of the resonators to realize a filtering function, in which each resonator contributes to the radiation behavior. The insertion loss increase is caused by the radiation loss, since the material loss in this substrate can be neglected.

To finish, in the next section, the structure of the function has to be modified to realize a filtering antenna. The first step is to remove the output. The next step is the modification of the quality factor of each resonator to reflect the variation of the load value between the previous radiating filter and the final antenna.

4.2. Design of a Bandwidth Controllable Antenna by the Modification of Radiating Filter. To switch from the filter to the antenna, it is necessary to remove the output port of the filter. In this case, the structure can still be regarded as a filter for which load is an infinite load resistance. This load is distributed and constituted by the loss of each resonator; the radiating resistance is spread over the different resonators.

So, an antenna is a lossy resonator in which the matching network coupling is represented by an admittance inverter ([J.sub.01] in Figure 2) in its equivalent circuit. This matching network presents resistive loss which will reduce the radiated energy.

The proposed approach is to work on the equivalent circuit of the radiating filter proposed in the previous step. A controllable bandwidth antenna can be obtained by modifying the terminal resonator in the equivalent circuit and passing on this change on other resonators and on the different couplings. This will change the structure, particularly the position of the resonators relative to each other.

The quality factor of each resonator can be neither too high, which will lead to weak radiation, nor too small, which will lead to weak coupling between resonators and poor bandwidth selectivity.

To increase the radiation efficiency of this structure like for the radiating filter, a thick substrate with low permittivity and low loss has to be chosen, such as ROHACELL51HF or air.

Figure 8 presents the structure of the proposed antenna on ROHACELL51HF and its equivalent circuit model. [R.sub.p1] and [R.sub.p2] represent the radiation loss in each resonator. [C.sub.01], [C.sub.02], and [C.sub.12] represent series capacitances induced by the gaps. The dimensions of each resonator are 30 x 6 [mm.sup.2] ([[lambda].sub.0]/4 x [[lambda].sub.0]0/19) with center shorting via-holes (diameter = 0.6 mm). The measured unload quality factor of these resonators at resonance frequency 2.67 GHz is about 110-130. The relative positions of these two resonators are determined by comparing with the frequency response to obtain the desired filter pattern.

Figure 9 presents the reflection coefficient for the proposed structure (HFSS simulation and measurement). The measured antenna presents 6.45% bandwidth which is similar to the radiating template of the filter. As expected, the antenna center frequencies and bandwidths are very similar (about 1% discrepancy for the center frequency and 12% for the relative bandwidth). The presence of a SMA connector was partly taken into account in the simulations.

The far-field radiation pattern of this antenna (Figure 10) is similar to that of the radiating filter and the single resonator [15], with a maximum gain about 4 dBi. As shown in Figure 10, the radiation patterns are also similar with frequency in the bandwidth, between 2.55 GHz and 2.75 GHz, within 4 dBi difference, but there is an important attenuation in gain level out of the bandwidth, visible at 2.8 and 2.85 GHz especially on Gain Phi = 90[degrees]. Figure 11 illustrates the radiation gain versus frequency in different planes cuts. The gain variation versus Phi, in different degrees, proves that the radiation behavior has the same variation trend. Note that there is a transmission zero just before the pass-band, about 2.53 GHz due to the coupling between the input and the second resonator (the same evolution as for the low loss filter [17]). Each resonator in this antenna is a contributor of filtering and radiation at the same time. This proposed antenna presents filter characteristics; it can be called "filtering antenna" which presents a compromise between radiation efficiency and bandwidth selectivity.

5. Conclusion

We have proposed a new miniaturized antenna solution based on planar microresonators. The approach consists in controlling conjointly the radiation efficiency and the bandwidth selectivity of the antenna. Several steps are necessary. First step is the choice of the elementary resonator that must be compact. In this paper, we proposed a planar quasilumped resonator for its geometry relatively simple and its ability to radiate more or less depending on the via-hole position. In a second step, several resonators of this kind are combined to form a nonradiating and then a radiating filter using a predistortion technique. Finally, in order to have an antenna, such structure has to be modified to become unloaded. In this solution, each resonator is both a radiating element and a matching element for the other resonators to realize the filtering function. A 2nd order planar antenna was successfully realized to validate this approach but the solution can also be used for higher order structures. Thus, synthesized antenna is a compact structure (dimensions of each resonator are 30 x 6 [mm.sup.2], i.e., [[lambda].sub.0]/4 x [[lambda].sub.0]/19; note that the geometry of the elementary resonator can optimize the dimensions and the filtering function of the target antenna by using other miniaturization technologies, such as LTCC). It presents relatively constant gain and radiation patterns on the frequency bandwidth with a 6.45% relative bandwidth (quality factor around 110~130) and an important attenuation in gain level out of the bandwidth.

Prospects to this work are twofold. First, the geometry of the elementary resonator can be different from the proposed one, in order to present more couplings between resonators and thus offer improved selectivity for a more compact structure. Furthermore, the ability of this antenna to include a filtering function without increasing the volume of the antenna constitutes also a great advantage for the miniaturization of the communication systems. Indeed, with the proliferation of communication standards with bandwidths increasingly close to each other, higher selectivity is required. Higher order filtering functions are required. It becomes necessary to lighten the filtering function by distributing it on the other functions of the system. This last point presents also the interest to reduce the interconnections between functions and therefore losses.

Conflict of Interests

The authors declare that there is no conflict of interests regarding the publication of this paper.


The authors would like to acknowledge the support of French Research National Agency which has financed this work through SRAMM project. Parts of this work were also supported by the National Natural Science Foundation of China (nos. 61401158 and 61302056), National Engineering Technology Research Center for Mobile Ultrasonic Detection (no. 2013FU125X02), the Fundamental Research Funds for the Central Universities of SCUT (nos. 2014ZM0040, 2013ZM0082, and 2014ZB0030), and the Project-sponsored by SRF for ROCS, SEM.


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Biyun Ma, (1) Anne Chousseaud, (2) and Serge Toutain (2)

(1) School of Electronics and Information Engineering, South China University of Technology, 381 Road Wushan, Guangzhou 510640, China

(2) LUNAM University, University of Nantes, IETR CNRS 6164, Polytech Nantes, La Chantrerie, rue Christian Pauc, BP 50609, 44306 Nantes, France

Correspondence should be addressed to Biyun Ma;

Received 14 March 2014; Revised 1 September 2014; Accepted 1 September 2014; Published 13 October 2014

Academic Editor: Matteo Pastorino

Table 1: Geometrical and electromagnetic characteristics of the filter.

Width of the capacitive        W = 30 mm
patch of each resonator

Length of the capacitive       L = 6.2 mm
patch of each resonator

Diameter of the shorting       D = 0.6 mm

Substrate thickness            H = 3 mm

Shorting via-hole position     Center

Unload quality factor          [Q.sub.u] = 120-150 (HFSS simulation)

                                           100-130 (measurement)

Resonance frequency            [f.sub.0] = 2.76 GHz (HFSS simulation)

                                           2.71 GHz (measurement)
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Title Annotation:Research Article
Author:Ma, Biyun; Chousseaud, Anne; Toutain, Serge
Publication:International Journal of Antennas and Propagation
Date:Jan 1, 2014
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