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Leveraging open and public access content from government-funded research.

The relationships among funding agencies, publishers, libraries, and the research public are filled with both tension and a search for balance. Financially, the United States government funds approximately $1.5 billion per year in R&D. This investment represents taxpayer dollars, yet the taxpayer has traditionally faced a paywall when accessing the results of these investments. Publisher payment systems intervene.

Without access to the resources held by subscribing institutions, researchers and the public face individual article fees. These can range from less than $20 to more than $100 per article. How can the public benefit from their investment in R&D?

Before blaming any participant for the paywalls, consider this: A great deal of workflow transpires in the scholarly publishing process. In its simplest form, researchers write grants; funding agencies distribute awards; the actual research is done; and results are written and submitted to journals. The publisher facilitates the peer-review system, provides a number of services and tools, and often augments content with media, advanced search capabilities, and other added content. Libraries, especially academic and research libraries, are the primary customers of publisher content, providing database and journal access to their communities.

MANDATES, POLICIES, AND INITIATIVES

Mandates, policies, and initiatives are changing the research landscape. What are current and emerging search strategies? As policies and platforms are explored, a fundamental understanding is that publisher policies, together with government and agency policies, drive full text access across platforms.

The February 2013 release of a memorandum from the White House Office of Science and Technology Policy (OSTP) began a major shift in access and delivery of scientific content in the United States. The memo, titled "Increasing Access to the Results of Federally Funded Research," mandates that the direct results of federally funded scientific research be made available to the public. The memo addresses both scholarly articles and data. Federal agencies receiving in excess of $100,000,000 in federal research and development funding were asked to submit plans to support public access to research. Now, more than 2 years later, the plans have been approved and are being released and implemented.

PUBMED

The National Institutes of Health (NIH) has led the way in sharing government-funded research with the public. Since 2005, accepted manuscripts and links to final published versions of articles have been available in PubMed Central (PMC). There is a vast amount of biomedical and life sciences literature available on the site.

PubMed Central International (PMCI) is an outgrowth of PMC, with partnerships in Canada and Europe. PMC Canada is sponsored by the Canadian Institutes of Health Research (CIHR), the National Research Council's Canada Institute for Scientific and Technical Information (NRC-CISTI), and the National Library of Medicine (NLM). Europe PMC is sponsored by the Wellcome Trust and other European funding agencies. Both the European and Canadian PMC databases receive their final published articles directly from the U.S. central site.

From its inception, PMC has created sophisticated search tools. Among its newer features is PubReader, introduced in late 2012, which optimizes content for tablets and smaller screens, and is available across a range of browsers. In February 2015, PMC made the plain text format of articles available on its FTP site. This facilitates text and data mining via downloading gzipped archive files. The extracted full text is for all of the articles in the PMC open access subset. When images, tables, and supplementary data are not needed, this text mining capability presents a powerful analysis option. Each file is greater than a gigabyte. Files are updated weekly on Saturdays, and researchers are expected to comply with copyright. PMC training continues to expand and includes handouts, videos, and tutorials.

Among the long-established PMC tools is a controlled vocabulary, Medical Subject Headings (MeSH). MeSH searches provide an authoritative, focused approach to advanced searches. MeSH has been adopted as an alternative search taxonomy for at least one publisher database, IEEE's Xplore Digital Library. The ability to bring a PubMed Central search into Xplore is very powerful. The public can search Xplore, read through abstracts, and request articles from local public libraries. Scientists and engineers can join IEEE and receive access to the Digital Library. Many academic and research institutions subscribe to Xplore, giving employees and students institutional access. MeSH in IEEE is a great example of a publisher-funder partnership.

DEPARTMENT OF ENERGY

The U.S. Department of Energy (DOE) was the first federal funding agency to publish a final plan to fulfill the requirements of the White House OSTP memorandum. PAGES (Public Access Gateway for Energy & Science) is the DOE's open portal for funded research. The database is currently in beta and will contain metadata in addition to links to the best available version of an article--either the publisher version or the author's accepted manuscript. This infrastructure provides a hybrid approach of centralized metadata and decentralized content.

PAGES functionality will be enhanced through collaborations with several publishing support organizations. One such collaboration, with FundRef, will allow PAGES to provide a standardized metadata element to identify agency funding sources for published research. Standardized names will enable searching of publications funded by specific agencies.

Search results can be filtered by full text or citation-only, as well as by author. As PAGES evolves from beta, further facets will become available. Citations can be exported in several file formats, such as CVS or XML, as well as in a number of citation formats. Results can be sorted by date or by relevance.

CENTERS FOR DISEASE CONTROL AND PREVENTION

The Centers for Disease Control and Prevention (CDC) uses Stacks as its digital archive. The National Oceanic and Atmospheric Administration (NOAA) is partnering with the CDC for its repository infrastructure. The CDC will be the systems provider, and the NOAA Central Library will be the content manager for NOAAs public access repository solution.

CDC Stacks is an online archive with several collections. The archive includes journal articles along with health resources such as the Health Alert Network and digitized historic collections such as the first 30 years of the Morbidity and Mortality Weekly Report. Collections can be searched or browsed, and many search features and facets are built into the system. A simple search box is featured, and advanced search is available. The advanced search allows search across all collections or within specific collections. Once the content is chosen, three faceted search boxes are available with Boolean logic.

Search results can be sorted by relevance, last modified, published date, title, or volume/issue. Facets include Subject; Name as Subject; Place as Subject; Genre, such as Bibliography or Conference Publication; and Document Type, such as book, journal article, newsletter, or pamphlet. Within a single result, content can be downloaded, emailed, printed, or shared. Facets within a result include Related Subjects Across Collections or You May Also Like, a titles recommendation section. Authors and document types are hyperlinked, and there is a section for funding sources. In addition to the PDF version of the content, there is frequently an option to download text and supporting content, such as pictures and graphs.

To track forthcoming CDC public access publications, navigate to the Coming Soon tab at the top of the CDC site. Articles are listed with Title, Author(s), Date Published, Source, Description, and Public Access Available Date.

DISCOVERY PLATFORMS

Federal agencies are working together on discovery platforms and services. CENDI, a federal membership organization made up of the major science agencies and other stakeholders, has helped facilitate collaborative conversations. A U.S. cross-agency search platform, Science.gov, is a result of CENDI support. There are currently 15 agencies represented, and more will be added. Search results include tabs for text, multimedia, and data. Facets include Topics, Authors, and Dates. Results can also be narrowed by content source. Alerts are available. Selected science topics are highlighted on the front page to take people to directory listings. A resource for the advanced searcher is a link to taxonomies and thesauri. Science.gov provides listings of agencies with their corresponding vocabularies.

The Clearinghouse for Open Research of the United States (CHORUS) has tools and services for funders, publishers, institutions, researchers, and the public. On the funder level, government agencies such as the Department of Energy are using CHORUS to drive their own search databases. CHORUS linking is enabled by CrossRef. Relationships with CLOCKSS and Portico ensure preservation and archiving of content. Researchers can use the CHORUS Search function to find research published by specific agencies and organizations. Several facets for narrowing search results are available.

An initiative of the Association of Research Libraries (ARL) with support from the Association of American Universities (AAU) and the Association of Public and Land-grant Universities (APLU), SHARE wants to maximize the impact of scholarly research. It collects, connects, and enhances scholarly metadata across the research life cycle to identify the various elements as part of a single research project. As of May 2015, SHARE has processed more than 750,000 research release events from 38 content providers and launched the beta version of SHARE Notify.

Parallel to the United States efforts are a number of international initiatives to create access to publicly funded research. In June 2012, a report stemming from a working group of individuals representing funders, publishers, and academia was released. "Accessibility, Sustainability, Excellence: How to Expand Access to Research Publications," also known as the "Finch Report," is an attempt to build a model for access to publicly funded research. Progress on recommendations and other initiatives is tracked on a Finch implementation site and reported by the Research Information Network (RIN). [For more information about the "Finch Report," see Joanne Ptolomey's article: "Finch and Open Access: Debating the Future of Academic Publishing," Online Searcher, Vol. 37, No. 1, Jan./Feb. 2013: pp. 31-34.--Ed.]

The University of Nottingham Centre for Research Communications is home to Securing a Hybrid Environment for Research Preservation and Access (SHERPA). SHERPA includes a number of scholarly communication tools, including the Directory of Open Access Repositories (OpenDOAR). OpenDOAR is an international directory of repositories and has grown to nearly 3,000 instances. In addition to academic repositories, agency archives such as the National Institutes for Health in the U.S. and the Wellcome Trust in the U.K. are included. The OpenDOAR team checks each listing for accuracy and adds metadata to aid in search normalization.

OpenDOAR searchers can identify individual repositories or search for content across repositories. Cross-disciplinary subjects are strongly represented, as is health, medicine, science, and technology. The social sciences are also part of OpenDOAR, with the arts and humanities areas growing. Content is largely full text. The OpenDOAR Search tool uses the Google Custom Search Engine and its indexes to search across repositories. This tool is currently on trial and the result lists do not yet include facets for narrowing results.

WORLDWIDE SCIENCE

The WorldWideScience Alliance, an international collaboration, built the website WorldWideScience.org. Maintained by U.S. DOE's Office of Scientific and Technical Information (OSTI), this global science gateway provides federated searching of databases and portals worldwide. Microsoft Translator is used to translate queries and results. Ten languages are currently supported: Arabic, Chinese, English, French, German, Japanese, Korean, Portuguese, Russian, and Spanish. More than 100 databases from more than 70 countries are indexed, and much of the content is lull text. Data sources are included. Database functionality is similar to Science.gov. Both gateways are supported by DeepWeb Technologies.

A quick comparison of OpenDOAR and WorldWideScience.org highlights content differences. Using biosurveiLLance as a search term, OpenDOAR returns approximately 47,400 hits from repositories worldwide. The identical search in WorldWideScience.org returns 1,065 results from international agency resources. OpenDOAR, still in beta, made available only the first 100 of the 47,400 stated results. Most of these results did lead to full text, but some led to paywalls.

The WorldWideScience.org results included many non-English-language titles. The Translate option is available on the results page. A test of several French titles from specific agencies revealed that content on secure pages could not be translated. Several sets of French and Russian metadata also could not be translated, along with accompanying websites. The full text was either not available or the actual document maintained its original language. While full translations are likely available among WorldWideScience.org content, this ability is still more a novelty than a feature.

EVOLUTION OF SCHOLARLY PUBLISHING

The scholarly publication landscape is evolving. This article provides an overview of several platforms, from institutional repositories to international collaborations. Government legislation, funding agency policies, and changing publisher business models will continue to impact search and access. Some of the larger changes will occur in media and data content. Paths to access at a global scale with the ability to perform text analysis, cross-disciplinary search, and data analytics are being discussed. Watch for further developments in CHORUS, SHARE, and OpenDOAR. The National Science Communication Institute (nSCI) is facilitating an international discussion on an Open Scholarship Initiative and an All Scholarship Repository. Conversations that involve all stakeholders are critical.

Government-funded research is an important piece of the evolving content landscape. While search is evolving, the direction is clear. More content across platforms and formats will be available. Search tools will continue to become more sophisticated. Staying abreast of change and competencies is now, and will remain, a constant need. Remain connected, keep reading, and search well.

Dee Magnoni (dee6122nd@gmail.com) is research library director at Los Alamos National Laboratory.

Comments? Email the editor-in-chief (marydee@xmission.com).

URLs for Cited Websites

CDC Stacks

stacks.cdc.gov

CENDI

cendi.gov

CHORUS

chorusaccess.org

CIHR

cihr-irsc.gc.ca/e/193.html

Crowd-sourced table of U.S. agency responses to OSTP memo

docs.google.com/spreadsheets/d/1PYOhBh6bglh6BkQFlpvNLOwlpzvQyguWAG8AkQMtU0s/edit#gid=0

DTIC

dtic.mil/dtic

Europe PMC

europepmc.org

Finch Report

researchinfonet.org/wp-content/uploads/2012/06/Finch-Group-report-FINAL-VERSION.pdf

Finch report implementation and review

researchinfonet.org/finch

IEEE Xplore

ieeexplore.ieee.org/Xplore/home.jsp

National Academies Press

nap.edu

National Library of Medicine

nlm.nih.gov

National Oceanic and Atmospheric Administration

noaa.gov/index.html

NRC-CISTI

cisti-icist.nrc-cnrc.gc.ca/eng/ibp/cisti/about/index.html

nSCI

nationalscience.org

OpenDOAR

opendoar.org

OSTP Memo Increasing Access to the Results of Federally Funded Research

whitehouse.gov/sites/default/files/microsites/ostp/ostp_public_access_memo_2013.pdf

PAGES

osti.gov/pages

PubAg

pubag.nal.usda.gov/pubag/home.xhtml

PMC

ncbi.nlm.nih.gov/pmc

PMC Canada

cisti-icist.nrc-cnrc.gc.ca/eng/services/cisti/pubmed-central-canada/index.html

RIN

rin.ac.uk

SHARE

share-research.org

Wellcome Trust

wellcome.ac.uk

Table 1: Choosing a Platform for Your Government-Funded Content Search

Funder             Policy Link                        Applies to
                                                      Funding Awarded
                                                      as of (date)

Bill & Malinda     gatesfoundation.org-how-we-        1-Jan-2015
Gates Foundation   work-general-information-open-
                   access-policy

CDC                cdc.gov/od/science/docs/Final-     1-Jul-2013
                   CDC-Public-Access-Plan-
                   Jan-2015_508-Compliant.pdf

DoD                dtic.mil/dtic/pdf/dod_public_      estimate 2015
                   access_plan_feb2015.pdf

DOE                energy.gov/sites/prod/files/       1-Oct-2014
                   2014/08/f18/DOE_Public_Access%
                   20Plan_FINAL.pdf

NASA               http://science.nasa.gov/media/     1-Oct-2015
                   medialibrary/2014/12/05/NASA_
                   Plan_for_increasing_access_to_
                   results_of_federally_funded_
                   research.pdf

NIH                grants.nih.gov/grants/NIH-         2008
                   Public-Access-Plan.pdf

NIST               nist.gov/data/upload/NIST-         1-Oct-2015
                   Plan-for-Public-Access.pdf

NOAA               docs.lib.noaa.gov/noaa_            1-Feb-2015
                   documents/NOAA_Research_
                   Council/NOAA_PARR_Plan_
                   v5.04.pdf

NSF                nsf.gov/pubs/2015/nsf15052/        1-Jan-2016
                   nsf15052.pdf

USDA               usda.gov/documents/USDA-Public-    1-Jan-2016
                   Access-Implementation-Plan.pdf

Funder             Search Platform

Bill & Malinda     To be specified
Gates Foundation

CDC                CDC Stacks

DoD                DTIC

DOE                PAGES

NASA               PubMed Central

NIH                PubMed Central

NIST               PubMed Central

NOAA               CDC Stacks

NSF                PAGES partnership

USDA               PubAg

Table 2: A Sampling of Agency Policies

Source        When to Use                 Notes

OpenDOAR      Allows search at the        Each repository is
              repository level. Both      visited by OpenDOAR staff
              broad in international      to check accuracy of
              coverage and specific in    information. Staff also
              single institution          assign metadata to allow
              search.                     broader searching across
                                          repositories.

Agency        Use individual funding      Platforms are at various
platforms     agency platforms for        stages of development.
              specific agency research.   Search environments range
              Ideal for known funder.     from the highly
              Can leverage specific       developed, centralized
              platform search tools.      PubMed Central to the
                                          beta, distributed PAGES
                                          to the exploratory Bill &
                                          Melinda Gates Foundation
                                          strategy.

CHORUS        Search by known agency.     CHORUS Search is in beta.
              Search results have         Results do not currently
              several facets available:   indicate whether article
              sub-agencies and research   is publicly available or
              centers; category           behind a paywall. The
              (subject or topic); type    CHORUS team is working on
              (conference paper or        this and other functions.
              journal article); year;     CHORUS linking is enabled
              publication name;           by CrossRef.
              publisher. Can search       Relationships with
              many agencies within same   CLOCKSS and Portico
              search environment.         ensure preservation and
                                          archiving of content.

Google        Search for all scholarly    Google Scholar goes
Scholar       content, across             beyond publicly funded
              content-type. Includes      research and is included
              all funding types.          here for breadth.

National      Search for ebooks           Print books may be
Academies     published by the            ordered for a charge.
Press         Acedemies. Academies        PDF downloads are free.
              include National Academy
              of Science, National
              Academy of Engineering,
              Institute of Medicine,
              and National Research
              Council.

Publisher     Use specific publisher      Special issues on
sites         site when access is         specific topics, added
              available through           media, and other
              institutional funding or    supplemental material are
              other means. Search and     often available.
              browse publications.

Science.gov   Search by topic,            Science.gov is a
              regardless of agency.       federated gateway to the
              Search results have         research of more than 60
              topic, author, and date     databases from 15 federal
              facets. Set up alerts       agencies.
              within searches.

WorldWide     Search by topic across      WorldWideScience.org is a
Science.org   international agencies      federated gateway to
              and organizations. Search   national and
              results include the         international science
              following facets: topics,   portals.
              country, authors,
              publications, publishers,
              dates
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Comment:Leveraging open and public access content from government-funded research.
Author:Magnoni, Dee
Publication:Online Searcher
Geographic Code:1USA
Date:Jul 1, 2015
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