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Browse Insider trading in securities topic

Laws, regulations and rules subtopic

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1-116 out of 116 article(s)
Title Author Type Date Words
UAE imposes ban on insider trading. Issac John Jun 16, 2020 475
Regulation by Selective Enforcement: The SEC and Initial Coin Offerings. Park, James J.; Park, Howard H. May 28, 2020 13980
Tea reforms to bring accountability at KTDA - Senator Maina. Apr 20, 2020 647
UAE bourses ban insider trading until Q1 results. Waheed Abbas Financial report Mar 15, 2020 454
Andhra Legislative Assembly passes resolution for comprehensive probe on 'insider trading in Amaravati capital area'. ANI Jan 22, 2020 356
LONDON BRIEFING: China Seeks To Boost Stock Listings In New Year. Dec 30, 2019 1539
China slashes red tape for IPOs. Dec 29, 2019 383
China Approves Change To Securities Law To Give Boost To IPOs. Dec 28, 2019 361
Sri Lankan billionaire Raj Rajaratnam released after 8 years in prison. Sep 9, 2019 333
PRIVACY GOVERNANCE FOR INSTITUTIONAL TRUST (OR ARE PRIVACY VIOLATIONS AKIN TO INSIDER TRADING?). Martin, Kirsten May 1, 2019 14079
Securities Regulation. Van Doren, Peter Book review Mar 22, 2019 521
Ban on insider trading takes effect in UAE. Mar 18, 2019 239
AT THE WATER'S HEDGE: INTERNATIONAL INSIDER-TRADING ENFORCEMENT AFTER MORRISON. Hamilton, Hugh B., III Feb 1, 2019 16673
Abu Dhabi, Dubai financial markets ban insider trading. Dec 16, 2018 242
SECURITIES LAW IN THE SIXTIES: THE SUPREME COURT, THE SECOND CIRCUIT, AND THE TRIUMPH OF PURPOSE OVER TEXT. Pritchard, A.C.; Thompson, Robert B. Nov 1, 2018 32777
SEC case vs Ongpin not yet over - Duterte. Aug 5, 2018 337
SECP fails to register major cases against insider traders, market manipulators. Feb 17, 2018 737
Poetic Expansions of Insider Trading Liability. Anderson, John P. Jan 1, 2018 4240
Insider Trading and the Myth of Market Confidence. Anderson, John P. Jan 1, 2018 6535
Kokesh Footnote Three Notwithstanding: The Future of the Disgorgement Penalty in SEC Cases. Bainbridge, Stephen M. Jan 1, 2018 6028
The Road Not Taken: A Comparison of the E.U. and U.S. Insider Trading Prohibitions. Gevurtz, Franklin A. Jan 1, 2018 6413
"Maximalism with an Experimental Twist": Insider Trading Law at the Supreme Court. Gubler, Zachary J. Jan 1, 2018 6912
Tipper/Tippee Insider Trading as Unlawful Deceptive Conduct: Insider Gifts of Material Nonpublic Information to Strangers. Heminway, Joan MacLeod Jan 1, 2018 14516
Making Up Insider Trading Law As You Go. Henning, Peter J. Jan 1, 2018 9446
The Fiduciary Principle of Insider Trading Needs Revision. Karmel, Roberta S. Jan 1, 2018 5589
Insider Information and the Limits of Insider Trading. Yadav, Yesha Jan 1, 2018 7232
There are no stock-market 'rules'. Aug 14, 2017 668
Insider traders use technology to remain below regulatory radar. Apr 1, 2017 618
"Look then to be well edified, when the fool delivers the madman": insider-trading regulation after Salman v. United States. Walsh, James Mar 22, 2017 8474
Beyond Dirks: gratuitous tipping and insider trading. Nagy, Donna M. Sep 22, 2016 24825
Enforcement: Advisor Inflated AUM, Stole From Client, SEC Says. Aug 12, 2016 1142
Ongpin fined P174M for insider trading. Jul 23, 2016 390
SOUTH INDIAN BANK LTD Q1 results on July 08, 2016. Financial report Jun 29, 2016 167
Cybersecurity Is SEC's Top Enforcement Focus, Officials Say. Jun 1, 2016 928
SEC Highlights Its Cybersecurity Efforts. May 6, 2016 1098
On switch transactions. Mar 28, 2016 348
SEC Bars Steven Cohen From Managing Money Until 2018. Jan 8, 2016 546
Insider trading B-side: relevance, timeliness and position influence. Girao, Luiz Felipe de Araujo Pontes; Martins, Orleans Silva; Paulo, Edilson Ensayo Oct 1, 2015 8222
Insider trading: there oughta be a law--or not: a recent appeals court ruling has Congress thinking about adopting a European approach to insider trading. Booth, Richard A. Sep 22, 2015 3882
New securities law to enhance investor protection and check insider trading. Jun 16, 2015 335
Protecting market integrity in an era of fragmentation and cross-border trading. Austin, Janet Mar 22, 2015 17249
New law expected to have harsher penalties for stock exchange fraud, manipulation. Jan 8, 2015 861
Relatives, vendors come under insider trading scanner. Dec 1, 2014 376
SEC Enforcement: HSBC to Pay $12M Over Cross-Border Breaches. Nov 26, 2014 1156
Sebi unveils stringent insider trading norms. Nov 20, 2014 337
Insider trading: everyone's doing it. Mangu-Ward, Katherine Brief article Sep 12, 2014 211
Smart Options. Sep 1, 2014 733
Abandoning the 'mosaic theory': why the 'mosaic theory' of securities analysis constitutes illegal insider trading and what to do about it. Davidowitz, Aaron S. Jun 22, 2014 9719
Unintended consequences. Moritz, Gwen May 5, 2014 784
Ex-SAC fund manager found guilty of insider trading. Feb 7, 2014 337
EP passes new rules to punish financial market manipulators. Feb 4, 2014 218
Stricter rules ahead for insider trading. Jan 1, 2014 382
Tough laws to rein in market cheats. Nov 11, 2013 605
SAC's Cohen To Remain Under Investigation, But Statute Of Limitations Is Fast Running Out. Jul 8, 2013 294
Japan enacts bill to ease curbs on banks' investment in firms. Jun 17, 2013 325
FINANCIAL SERVICES : MARKET ABUSE: EP AND COUNCIL CLARIFY THEIR POSITIONS. Brief article May 17, 2013 237
Ex-employee of Thomson Reuters sues over firing. Apr 5, 2013 271
When your patients disclose 'insider information'. Mossman, Douglas Dec 1, 2012 1764
Helping yourself while serving two masters: do specialists violate rule 10B-5 when they interposition? Asudulayev, Roman Dec 1, 2012 20491
FINANCIAL MARKETS : MARKET ABUSE: MEPS TOUGHEN CRIMINAL SANCTIONS. Oct 11, 2012 550
BANKING : LIBORGATE': COMMISSION TO PROPOSE CRIMINAL SANCTIONS. Jul 20, 2012 667
Japan eyes tougher regulations on insider trading. Jul 9, 2012 511
UPDATE1: Japan weighs tougher regulations on insider trading. Jul 9, 2012 562
SEC settling with more individual defendants. Jun 27, 2012 293
Insider trading in Malaysia; sanctions and enforcement. Kadir, Rokiah; Muhamad, Suriyani Apr 1, 2012 3649
'Beyond a no-brainer'. Editorial Feb 4, 2012 564
ENERGY MARKET INTEGRITY AND TRANSPARENCY : REMIT REGULATION IN FORCE. Jan 11, 2012 411
ENERGY MARKET INTEGRITY AND TRANSPARENCY : REMIT REGULATION IN FORCE. Jan 5, 2012 411
Insider trading regulations in Taiwan: a remark on recent developments. Chen, Edgar Y.; Yang, Ya-Wen Jan 1, 2012 2806
Rule 10b5-l plans: put them to work: if properly designed, disclosed, and followed, 10b5-l plans can accomplish virtually any executive's investment goals, without being limited by insider-trading policies. So why aren't more executives using them? Rains, Darryl P.; Day, Peter H. Jan 1, 2012 1875
FINANCIAL REGULATION : EU TO PUT AN "END TO OPACITY" IN FINANCIAL MARKETS. Oct 21, 2011 628
ELECTRICITY AND GAS : COUNCIL ADOPTS MARKET INTEGRITY AND TRANSPARENCY REGULATION. Oct 19, 2011 270
ELECTRICITY AND GAS : COUNCIL ADOPTS MARKET INTEGRITY AND TRANSPARENCY REGULATION. Oct 11, 2011 270
ENERGY : COMPROMISE REACHED ON MARKET INTEGRITY AND TRANSPARENCY. Jul 1, 2011 434
Hedge funds must follow ethical requirements: the conviction of Raj Rajaratnam highlights several critical ethics issues concerning hedge funds. The use of expert networks to facilitate insider trading is just one example that lays bare the need for greater scrutiny to prevent unethical trading. Verschoor, Curtis C. Company overview Jul 1, 2011 1495
The derivatives market's helpful enemies. May 25, 2011 644
Ex-Goldman director sues US SEC over Galleon case. Mar 18, 2011 248
Insider trading inside the beltway. Bainbridge, Stephen M. Jan 1, 2011 14716
Permanently reviving the temporary insider. Prentice, Robert A. Jan 1, 2011 27959
ENERGY : NEW RULES TO PREVENT MARKET MANIPULATION AND INSIDER TRADING. Dec 9, 2010 415
Charge of insider trading can be exempted conditionally. Liu, Philip Brief article Oct 22, 2010 300
The "Volcker Rule": proposals to limit "speculative" proprietary trading by banks. Carpenter, David H.; Murphy, M. Maureen Report Jun 1, 2010 12260
The "Volcker Rule": proposals to limit "speculative" proprietary trading by banks. Report Jun 1, 2010 446
Revised law makes indictment of insider trading more difficult. Liu, Philip Brief article May 5, 2010 261
A middle ground on insider trading: allowing price-decreasing insider trading could signal when equities are overvalued. Lambert, Thomas A. Dec 22, 2009 4865
Daily Wrap Up - Nov 30. Survey Nov 30, 2009 549
Criminal insider trading: prosecution. legislation, and justification. Brody, Steve Report Oct 1, 2009 5480
Japan to double fines for insider trading. Jun 9, 2008 213
Kyodo economic news summary -4-. Jun 9, 2008 351
Insider Trading: Global Developments and Analysis. Jun 1, 2008 111
Securities law - First Circuit limits scope of "safe harbor" disclosure loophole under misappropriation theory of insider trading. Manning, Matthew R. Mar 22, 2008 5738
Law and the market: the impact of enforcement. Coffee, John C., Jr. Dec 1, 2007 34736
Insiders and the law: the impact of regulatory change on insider trading. Gilbert, Aaron; Tourani-Rad, Alireza; Wisniewski, Tomasz Piotr Nov 1, 2007 8440
Ontario Regulators Lift Restrictions on Hollinger Insider Trading. Staff, E&P Brief article Apr 11, 2007 219
Insider trading laws and stock markets around the world: an empirical contribution to the theoretical law and economics debate. Beny, Laura Nyantung Jan 1, 2007 30786
ISOs and AMT: improving the odds when gambling with the IRS. Takacs, Natalie Bell Aug 1, 2006 2635
The essential role of securities regulation. Goshen, Zohar; Parchomovsky, Gideon Feb 1, 2006 31627
Understanding insider trading by top executives: buying and selling by top managers isn't always what it seems. True insider information is actually a very small motivator, an MIT professor finds. Jenter, Dirk C. May 1, 2004 1129
Insider abstention. Fried, Jesse M. Nov 1, 2003 17156
SECURITIES MARKETS: COMMISSION PUBLISHES DOCUMENTS ON IMPLEMENTING MARKET ABUSE DIRECTIVE. Mar 12, 2003 368
Don't run the risk: avoid insider trading liability by staying alert to insider trading risks and taking steps to protect against illegal acts. Keaveney, Thomas Dec 1, 2002 3323
FINANCIAL SERVICES: MINISTERS AGREE ON COMMON POSITION FOR MARKET ABUSE PROPOSAL. Brief Article Jul 24, 2002 150
Should directors ever sell? (Director Accountability). Meyer, Pearl Panel Discussion Jun 22, 2002 6247
SEC proposes faster Form 8-K reporting and other reforms. (SEC News). Greenspan, Alan Brief Article Jun 1, 2002 229
FINANCIAL SERVICES: EUROPEAN PARLIAMENT CRACKS DOWN ON INSIDER TRADING AND MARKET ABUSE. Brief Article Mar 16, 2002 307
FINANCIAL SERVICES: MEPS FINE-TUNE INSIDER DEALING RULES. Brief Article Mar 2, 2002 235
Substitutes for insider trading. Ayres, Ian; Bankman, Joseph Nov 1, 2001 29651
FINANCIAL SERVICES: COMMISSION PROPOSES DIRECTIVES ON SINGLE PROSPECTUSES AND MARKET ABUSES. Jun 2, 2001 2615
Insider trading: the "possession versus use" debate. Schoen, Karen Nov 1, 1999 23856
SEC Rule 14e-3 in the wake of United States v. O'Hagan: proper prophylactic scope and the future of warehousing. Lobb, Jeff May 1, 1999 13608
The insider trading debate. Hu, Jie; Noe, Thomas H. Jul 1, 1997 9212
Insider trading and the dual role of information. ten Oever, Jonathan E.A. Jan 1, 1997 3069
Rounding the peg to fit the hole: a proposed regulatory reform of the misappropriation theory. Beeson, Jonn R. Jan 1, 1996 30900
An accountant's guide to the SEC's new insider trading regulations. Rosen, Robert C. Feb 1, 1993 2351
Impact of SEC insider trading rules on executive compensation arrangements. Kesner, Michael S. Nov 1, 1991 1580
New SEC rules speed exercise of insiders' stock options. Fuersich, Janet Aug 1, 1991 355

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