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Laws, regulations and rules subtopic

Articles

1-38 out of 38 article(s)
Title Author Type Date Words
Goldman Sachs Fined $1M By CFTC. Neer Varshney Nov 27, 2019 271
SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank. Sep 19, 2019 1871
SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank. Sep 19, 2019 2029
SEC and CFTC Charge Options Clearing Corp. With Failing to Establish and Maintain Adequate Risk Management Policies. Sep 5, 2019 664
SEC and CFTC Charge Options Clearing Corp. With Failing to Establish and Maintain Adequate Risk Management Policies. Sep 4, 2019 756
ICE's bitcoin futures launch stalls over CFTC regulation talks, WSJ reports. Mar 22, 2019 106
CFTC Chairman Likens Cryptocurrency Growth To Internet. Sep 17, 2018 550
Crypto Prediction Market on Blockchain Raises Regulatory Concerns. Jul 27, 2018 934
Futures Markets Regulation. Irwin, Scott H. Report Mar 1, 2018 6873
Heads or tails: how Europe will become the global hub for Bitcoin business if the United States does not reexamine its current regulation of virtual currency. Ficcaglia, Gregory V. Jan 1, 2017 17624
Hot Drinks in Ecuador - New Study Released. May 27, 2016 366
Meltem F. Kodaman, Counsel, Sutherland Asbill & Brennan LLP to Speak at KC's Event. May 6, 2015 428
Information protection law to safeguard personal data in Oman. Apr 28, 2015 507
New Oman Information Law to secure privacy. Apr 28, 2015 448
New Market Research Report: Laundry Care in Ecuador. Apr 27, 2015 456
New Study: Analgesics in Ecuador. Apr 27, 2015 469
CFTC nominee pledges increased focus on enforcement of futures market rules. Mar 17, 2014 629
Outlook of mineral mining. Feb 1, 2014 3074
US CFTC Authorises SGX as Asia's First Derivatives Clearing Organization. Dec 30, 2013 479
The new regulation of swaps: a lost opportunity. Nazareth, Annette L.; Rosenberg, Gabriel D. Essay Sep 1, 2013 5453
FTA with Singapore, Mexico. Feb 1, 2013 186
Paper Tiger: the validity of CFTC position-limit rulemaking under Dodd-Frank. Notini, Andrew Feb 1, 2013 14703
CFTC May Delay Some Overseas Swap Rules. Dec 7, 2012 1190
Dealing with new US regulations on derivatives. Nov 7, 2012 1031
REMA Commends the CFTC's Ruling on the Swap Definition for Nonfinancial Commodities. Jul 13, 2012 331
Swaps Exemptions for Insurers Upheld by CFTC. Jul 11, 2012 930
Insurers Win Exemption in CFTC Swaps Definitions. Jul 11, 2012 480
New procedures for DTC payments effective in early 2011. Brief article Dec 1, 2010 244
US CFTC unveils new tools to stop manipulation. Oct 27, 2010 645
TFIFx, a TFI Markets Trading Platform, Welcomes the 2010 New CFTC Forex Trading Regulation. Oct 26, 2010 254
CFTC Priorities at Golden Networking's Derivatives Leaders Forum 2010 as Work Starts on Implementing New Financial Regulations. Jul 12, 2010 689
Financial Regulation: Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches. Jun 1, 2010 906
CFTC seeks public comment on proposed regulations regarding retail FOREX transactions. Jan 21, 2010 402
CFTC seeks public comment on proposed regulations regarding retail FOREX transactions. Jan 20, 2010 402
options. Jan 1, 2010 9450
FINANCIAL SERVICES : CEBS PUBLISHES ADVICE ON COMMODITIES SUPERVISION. Brief article Jan 8, 2007 260
U.S. sugar policy debate evolves. May 1, 2006 532
AMERICAN CARGILL GETS GREEN LIGHT TO BUY ITALIAN BULK CARGO SHIPPING FIRM. Brief Article Feb 8, 2006 179

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