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Browse Portfolio management topic

Laws, regulations and rules subtopic

Articles

1-40 out of 40 article(s)
Title Author Type Date Words
Stocks that might fit best in a Biden or Trump portfolio. Sep 29, 2020 592
Portfolio Optimization with Asset-Liability Ratio Regulation Constraints. Sheng, De-Lei; Shen, Peilong Apr 30, 2020 6849
SEC Proposes to Modernize Regulation of the Use of Derivatives by Registered Funds and Business Development Companies. Nov 25, 2019 2077
CONTENT CAN A 60/40 SPLIT PORTFOLIO DELIVER BETTER OUTCOMES? SCHRODERS TALK David Brett explains why some investors avidly follow the 60/40 rule. May 23, 2019 596
Consider the alternative. Hodari, Aaron Mar 26, 2019 1047
Fee on PSEi-tracking investments worries fund managers. Oct 8, 2018 415
How well are Africa's sovereign wealth funds managed? As the small print says, investments can go up or down, and with many vultures hovering, African sovereign wealth funds need strong governance structures and competent investment managers. Raji, Rafiq Jul 1, 2018 1130
In Style: FWD Group's investment chief says local regulations in Asia influence insurers' strategies. Lai, Iris Jan 1, 2018 538
Complexities in Financial Network Topological Dynamics: Modeling of Emerging and Developed Stock Markets. Tang, Yong; Xiong, Jason Jie; Jia, Zi-Yang; Zhang, Yi-Cheng Jan 1, 2018 19543
Uncompensated risk: the orphan of modern portfolio theory. Sarenski, Theodore J.; Vernazza, J. Ben Jun 1, 2017 2804
401(k) plan investment selection: passive fund management versus active fund management. Geller, Sheldon M. Dec 1, 2016 1515
New EFSA regulations increase competition among asset management companies offsetting losses. Feb 7, 2016 803
SECP announce measures for sustainable growth of fund management industry. Dec 8, 2015 336
Allocating portfolio management fees. Sharp, Andrew D.; Webre, Taylor A. Sep 1, 2014 2018
New SCA Investment Management Regulations. May 26, 2014 1783
Royal London gets regulatory greenlight to buy Co-operative life insurance, asset management units. Jul 26, 2013 257
Royal London gets regulatory greenlight to buy Co-operative life insurance, asset management units. Jul 26, 2013 271
Taking MENA's temperature. Jun 30, 2013 1845
Tailor-Made Investing. Apr 1, 2013 878
Capital tactics: two asset management experts discuss investment demands and solutions facing reinsurers today. Goch, Lynna Interview Jan 1, 2013 1420
Turkish asset management companies. Nov 26, 2012 738
SEC accuses dead fund manager of luring govt. officials into $34 mln Ponzi scheme. Jun 25, 2010 858
STRUCTURAL FUNDS : EP PLENARY ADOPTS CRISIS RELIEF REGULATION. Brief article May 6, 2010 277
Climbing the ERM tree: the history and complexity of enterprise risk management. Bugalla, John; Franklin, Barry; Gooch, Corey Company overview May 1, 2010 1823
Myths about mutual fund fees: economic insights on Jones v. Harris. Johnsen, D. Bruce Mar 22, 2010 29572
The morals of the marketplace: a cautionary essay for our time. Mitchell, Lawrence E. Jan 1, 2009 10860
Does private equity belong in your client's portfolio? Dowd, Michael Nov 1, 2008 603
STRUCTURAL FUNDS : MANAGEMENT OF REVENUE-GENERATING PROJECTS' TO BE SIMPLIFIED. Brief article Sep 24, 2008 219
COHESION POLICY : "QUALITY OF PROGRAMMES HAS MADE A QUANTUM LEAP". May 16, 2008 520
Sustainable income. Jones, Dan Sep 1, 2007 1178
II. Industry hallmarks: conflicted management and redeemable securities. Freeman, John P. Jun 22, 2007 1357
STRUCTURAL FUNDS : PARLIAMENT GIVES GREEN LIGHT TO NEW REGULATIONS. Brief article Jun 26, 2006 271
FINANCIAL SERVICES : PARLIAMENT DEBATES LEEWAY FOR IMPLEMENTING MIFID. Apr 7, 2006 491
INVESTMENT SERVICES : EP COMMITTEE REPORT ON ASSET MANAGEMENT CALLS FOR UCITS REVIEW. Mar 22, 2006 467
Detecting improper portfolio management activity. Anderson, Seth C.; Jones, Lynn Comer Sep 1, 2005 2691
Build customized bond portfolios: take your registered investment advisory practice to the next level. Zimmerman, Stuart Apr 1, 2005 2752
SEC releases final rule on portfolio manager disclosure. Bell, Allison Brief Article Sep 6, 2004 268
REGIONAL POLICY: COMMISSION TO SIMPLIFY FUND MANAGEMENT. May 3, 2003 368
NEW PRIVACY RIGHTS? Brief Article Oct 1, 2000 259
Fiduciary decision making and the nature of private pension fund investment behavior. Johnson, Steven B.; VanDerhei, Jack L. Mar 1, 1989 4001

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