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Laws, regulations and rules subtopic

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1-101 out of 101 article(s)
Title Author Type Date Words
PH pursues peso-yen trading settlement. Sep 7, 2021 538
Amost no change under new trading regulations at HoSE. Jul 6, 2021 305
Shorter WESM trading interval to start next month - DOE. May 24, 2021 580
Dubai issues new LPG trading rules. Arab News May 15, 2021 161
SEC approves list of securities buyers. Apr 26, 2021 526
Crypto platform Vebitcoin blocked by Turkey. Reuters News Service Apr 24, 2021 215
Stock Market Trading Rules and Corporate Share Repurchases. Rhyne, Brett M. Jan 1, 2021 706
Wildlife trader convicted for illegal shipment of 700 tarantulas worth P311,000 in 2019. Dec 10, 2020 386
EGX publishes mandatory trading fees based on rules, laws: infographic. Egypt Today staff Oct 14, 2020 200
Personal liability risk reactivated for struggling businesses - comment; The reactivation of wrongful trading rules last month marks the return of personal liability risk for directors of businesses that continue to trade while on the brink of insolvency. Lucy McCann Oct 5, 2020 572
NYSE American suspends trading in Lilis Energy, commences delisting. Jun 29, 2020 203
Decree drafted to empower SSC to halt market trading. Jun 18, 2020 455
Are relaxed Sunday trading rules the answer to growth? The row is set to re-emerge as a stimulus to aid retail recovery. Ronan Hegarty Jun 13, 2020 723
GSE changes trading rules. Jun 3, 2020 535
Trump's backward march on trade. Anne O. Krueger Jan 27, 2020 1118
REVISIT THE TRADING SYSTEM FDR ENVISIONED. Baltzan, Beth; Cerruti, Francesco Jan 1, 2020 877
Hot money attraction. Asghar, Arooj Nov 3, 2019 1445
Shay Zakhaim, Group CEO of USG talks regulation, building trust and their partnership with Sheffield United. Oct 28, 2019 174
NYSE suspends trading in Superior Energy shares, to commence delisting process. Sep 26, 2019 102
Are Market Data Fees Too High? Should We Care? Brannon, Ike; Jennings, Robert Mar 22, 2019 1814
SEC Fines Digital Currency Exchange EtherDelta. Nov 9, 2018 479
NYSE American to suspend trading in India Globalization Capital. Oct 29, 2018 137
Energy Producer Statkraft to Integrate Nasdaq's SMARTS for Trade Surveillance. Oct 27, 2018 335
Deutsche Bank to pay $205M to settle New York forex probe. Jun 20, 2018 341
Cleaning up the excesses in the crypto-currency stable. May 27, 2018 564
NYSE suspends trading in PetroQuest, to commence delisting proceedings. May 7, 2018 137
Is Trump getting his way on global trade? Apr 2, 2018 1008
The Need for Speed: Regulatory Approaches to High Frequency Trading in the United States and the European Union. Woodward, Megan Nov 1, 2017 15045
Evaluating Stock-Trading Practices and Their Regulation. Fox, Merritt B.; Haeberle, Kevin S. Jun 22, 2017 16280
Stock Market Futurism. Fox, Merritt; Rauterberg, Gabriel Jun 22, 2017 8393
Recovering the Promise of the Orderly and Fair Stock Exchange. Macey, Jonathan; Swensen, David Jun 22, 2017 7927
FINRA Safe Harbor Doesn't Save Barclays From Big SEC Fine. May 5, 2017 464
HYCM seals European presence with CySEC regulation. Mar 31, 2017 341
HYCM seals European presence with CySEC regulation. Mar 31, 2017 339
A 'CIS' law at last? Feb 9, 2017 728
Trump's health pick gets grilled on stock trading, the ACA. Jan 18, 2017 979
Harry Frischer, Partner, Proskauer Rose LLP to Speak at The KG's Event. Sep 16, 2016 669
FINRA Peeks Behind the Trading Algorithm's Curtain. Apr 22, 2016 611
The Volcker Rule: clarifying the anti-evasion provision to facilitate compliance. Tandon, Vinita Mar 1, 2016 11321
FINRA OKs Changes to Communications Rules, Seeks Public Comment. Apr 16, 2015 483
The human factor risk of athletic scandals. Vazquez, Ray Dec 1, 2014 1093
Bahrain margin trading rules. Jun 10, 2014 178
SEC Fines Dark Pool Operator Liquidnet for Misusing Customer Info. Jun 6, 2014 579
MCC: Companies to prepare for the Law on Financial Discipline: The Law on Financial Discipline is aimed at regulating obligations among private entities in terms of payment of the obligations within 60 days, unless both parties agree otherwise with a maximum up to 120 days. Mar 1, 2014 590
The quote exception rule: giving high frequency traders an unintended advantage. McInish, Thomas H.; Upson, James Statistical data Sep 22, 2013 10858
Government should not overregulate the HFT market. Bell, Holly A. Essay Sep 1, 2013 4224
Tim Aron, Partner, Katten Muchin Rosenman UK LLP to Speak at KC's Critical Regulatory Changes for Banks and Financial Institutions in the UK Live Webcast. Jul 20, 2013 670
-Canadian regulators look to strengthen 3rd-party electronic trading rules. Jul 8, 2013 284
-Canadian regulators look to strengthen 3rd-party electronic trading rules. Jul 8, 2013 280
The trading system and the trading participants in the BSE. Guni, Claudia Nicoleta Report Dec 1, 2012 1867
FSC plans to allow intraday trading in December. Nov 27, 2012 327
FSC boosts offsetting ceilings for credit trading. Liu, Philip Oct 23, 2012 359
Deducting losses on worthless investment securities. Thornton, David A. Sep 1, 2012 3074
FSC expands foreign-currency position of securities firms. Liu, Philip Aug 27, 2012 327
Buy And Hold Can Officially Be Declared Dead: Wall Street SHAFT Trading Takes Its Place. Aug 7, 2012 581
Japan eyes tougher regulations on insider trading. Jul 9, 2012 511
UPDATE1: Japan weighs tougher regulations on insider trading. Jul 9, 2012 562
No-arbitrage restrictions and the U.S. Treasury market. Ajello, Andrea; Benzoni, Luca; Chyruk, Olena Jun 22, 2012 12559
UAE BOURSES WITH EASY RULES. May 20, 2012 180
SECURITY/TRADE : COUNCIL ADOPTS RULES ON FIREARMS EXPORTS. Mar 12, 2012 365
The derivatives revolution; a trapped innovation and a blueprint for regulatory reform. Book review Dec 1, 2011 190
Taiwanese enterprises plan to float dimsum bonds directly. Liu, Philip Brief article Nov 21, 2011 286
Liquidmetal's president and CEO adopts stock trading plan under Rule 10b5-1. Sep 13, 2011 156
US regulators seek 'trading secrets'. Sep 2, 2011 792
Landec Corporation's chairman and CEO adopts Rule 10b5-1 trading plan. Aug 1, 2011 169
FSC acts against short-term transactions for offshore funds. Liu, Philip Brief article Aug 1, 2011 226
MiFID II could lead to BCN extinction. Feb 9, 2011 731
Will SLD avoid Lehman-style legal wrangling? Feb 7, 2011 947
EC MiFID consultation targets broker dark pools and automated trading. Dec 3, 2010 1278
New solutions to make microsecond trading secure. Nov 19, 2010 414
Quod Financial Meets New Sec Naked Access Regulation. Nov 5, 2010 523
SEC bans 'naked' access. Nov 4, 2010 224
Regulator further thwarts influx of hot money. Liu, Philip Brief article Oct 15, 2010 309
New Solution Created for Regulatory Margin Requirement. Jul 29, 2010 451
Europe consulted on standardising OTC derivatives trading. Jul 20, 2010 407
Currency trading rules tightened. May 26, 2010 181
Investors' risk in stock markets. Kiani, Khaleeq Apr 1, 2010 1055
Treasury plans to update definition of publicly traded debt. Almeras, Jon Mar 1, 2010 2148
Gov't may resume capital gains tax on corporate investment in securities. Brief article Oct 13, 2009 262
FINANCIAL SERVICES : MIFID STRAYS INTO DARK WATERS. Aug 25, 2009 651
Foreign investors eye Saudi shares: government proposals to liberalise the Tadawul could open the door to international buyers to take part in Saudi share trading. Smith, Pamela Ann Aug 1, 2009 999
Daily Wrap Up - July 27. Jul 27, 2009 637
High Speed Trading Under Pressure from Senator. Brief article Jul 25, 2009 199
SEC rules that Calif. IOUs are securities. Jul 22, 2009 224
Securities trader status not satisfied. Diehl, Kevin A. Feb 1, 2009 514
Norwegian financial crimes authority charges DnB NOR Bank ASA for breaking securities trading laws. Oct 23, 2008 201
D & O liability in cross-border M & A; As markets open to foreign capital, a new strain of international shareholder litigation is developing with potentially far-reaching effects on a company's directors and officers. Here's how to protect them. Finz, David Oct 1, 2008 1615
Newly amended securities trading regulations for foreign investors. Brief article Jan 1, 2008 142
Telenor ASA to delist from NASDAQ. Brief article May 23, 2007 108
The winding road of SOX compliance. Sharman, Paul A. Jan 1, 2007 1159
IPOs and SOX: global environment--global opportunities. Lewin, Rivkah Jan 1, 2007 1883
FINANCIAL SERVICES : COUNCIL TO ENDORSE CODE ON CLEARING AND SETTLEMENT. Brief article Nov 28, 2006 280
STRUCTURAL FUNDS : PARLIAMENT ABANDONS NOTION OF AN EU RESERVE. Brief article May 4, 2006 255
Chronology of Livedoor-related events after prosecution raid. Chronology Mar 20, 2006 410
SECURITIES TRADING: COMMISSION TAKES STOCK OF SETTLEMENT FINALITY DIRECTIVE. Dec 21, 2005 271
From markets to venues: securities regulation in an evolving world. Macey, Jonathan R.; O'Hara, Maureen (American financial professor) Nov 1, 2005 17406
A suitable choice: it is possible to judge objectively whether a given variable-annuity exchange is the right thing to do, based on possible future scenarios. Milevsky, Moshe A. Sep 1, 2004 1992
Board of Governors requests comment. Jun 22, 2004 1258
Alternative Investment Market roars back to life with record levels of trading activity. May 1, 2004 340
FINANCIAL REPORTING: EUROPEAN PARLIAMENT BACKS TRANSPARENCY DIRECTIVE BUT NOT QUARTERLY REPORTING. Brief Article Mar 31, 2004 285
Do the mutuals need more law? Ribstein, Larry E. Mar 22, 2004 1099

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