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Browse Securities fraud topic

Investigations subtopic

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1-44 out of 44 article(s)
Title Author Type Date Words
Uncovering bribes hidden in books and records: Studying areas flagged in SEC enforcement actions can help companies construct better fraud controls. Scheck, Howard; Buchanan, Greg; Creecy, Katy Oct 1, 2019 2746
The White Law Group Announce Securities Fraud Investigation Into OptionSellers.com. Nov 28, 2018 247
SEC embracing analytics as tool to catch crooked traders. Murphy, Pat Oct 25, 2018 1806
MR Securities case: LHC directs NAB to complete investigations in 4 months. Jul 7, 2017 271
Congressional investigations: Plaintiffs' use to allege securities fraud violations. Feb 10, 2015 1048
Congressional investigations: Plaintiffs' use to allege securities fraud violations. Feb 10, 2015 1088
The government's assault on private-sector colleges and universities. Biddle, Craig Essay Jun 22, 2011 8512
SEC, cure thyself: Congress must step in to stop the agency's 'securities fraud' threat to journalists. Editorial Aug 1, 2010 501
On second thought ... FRM Probe Church agrees to SEC request. Sanders, Bob Brief article Jul 16, 2010 318
AG's office caught in the middle of 'Ponzi' probe: what did the agency know about Financial Resources Mortgage and when did it know it? Sanders, Bob Case overview Feb 12, 2010 1739
FRM investors fume over lack of information. Sanders, Bob Feb 12, 2010 915
Oman uncovers $220 million investment fraud. Brief article Feb 3, 2010 227
Obama administration establishes corporate fraud task force. Barlas, Stephen Jan 1, 2010 404
Daily Wrap Up - August 17. Brief article Aug 17, 2009 238
HUD inspector general battling fraud in booming FHA program. Conference news Jun 1, 2009 650
SEC accuses Californian of fraud; state investigating. Henry, John Mar 9, 2009 431
State investigates Marcus & Millichap. Pincus, Adam Brief article Feb 25, 2009 270
Stating his case: ex-Enterasys exec seeks dismissal of charges. Sanders, Bob Brief article Jan 18, 2008 280
Smith Barney investigation. Brief article Jun 4, 2007 254
New Riverstone probe: grand jury investigation revealed. Sanders, Bob Nov 10, 2006 336
Answer please: fraud-based interviewing; ask probing questions and assess the response. Hall, John J. Aug 1, 2005 2593
Wake-up call at D'Works. Guider, Elizabeth Jul 18, 2005 347
Benton Co. man ordered to stop brokering securities. Moritz, Gwen Jul 4, 2005 351
Tracking the cybercrime trail: in addition to knowing how to follow the bits of evidence, forensic detectives must know how to work with law enforcement. Sartin, Bryan Sep 1, 2004 2908
Danish authorities freeze bank accounts due to fraud in the US - report. Brief Article May 10, 2004 164
BIDDERS LINE UP AS FBI PROBES HLR. Brief Article Mar 22, 2004 284
Dodgy dealings of Salinas Pliego: TV Azteca boss faces slew of investigations in wake of Unefon financing scandal. Hummings, Randolf Mar 1, 2004 1752
Parmalat scandal widens. Brief Article Feb 1, 2004 119
CANADIANS TAKE BIG LOSSES. Jan 1, 2003 399
Top cop: State Attorney General Eliot Spitzer gains spotlight for tough stance on corporate crime. (Inside New York). Leffall, Jabulani Oct 21, 2002 1003
Securities Department investigates LR man. (Banking & Finance). Friedman, Mark Brief Article Oct 21, 2002 115
Summer of scandal: accounting tricks, software scams, price fixing make 2002 a tech summer to forget. (Business of Technology). Piven, Joshua Industry Overview Aug 1, 2002 2633
Finland wants help from Europol in fight against investment fraud. Brief Article Mar 28, 2002 111
In Desperate Times: More Savvy and Cooperation at the SEC. McCrary, Deanna Dec 1, 2001 1491
A station of our own--not yet. (BTW). Brief Article Nov 1, 2001 203
Field of Schemes. BECKER, EUGENE S.; REIN, ERIC S. Jul 1, 2000 2840
Board oversight of SEC investigations. FERRARA, RALPH C.; KHINDA, PHILIP S. Brief Article Mar 22, 2000 729
Former Assistant U.S. Attorney Edward Rial Joins Financial Fraud Unit. Brief Article Mar 1, 2000 220
SEC backs off Denver: city spent $2 million defending itself. Shafroth, Frank Brief Article Oct 21, 1996 284
The basics for local officials about SEC action. Interview Jun 24, 1996 1750
The basics for local officials concerned with SEC actions. Jun 10, 1996 2548
SEC pelts municipalities with enforcement action. Shafroth, Frank Dec 18, 1995 780
Another scandal on Wall Street: how protected is your account? Mack, Gracian Jul 1, 1994 686
T-bill stakes. Cockburn, Alexander column Sep 9, 1991 270

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