Element Pointe Advisors names chief compliance officer.
BANKING AND CREDIT NEWS-April 17, 2019-Element Pointe Advisors names chief compliance officer
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Wealth management firm Element Pointe Advisors has announced it has expanded its leadership team with the addition of Heath Wruble as Chief Compliance Officer, the company said.
Wruble is the newest member of Element Pointe's team, joining Chief Executive Officer David Savir and President and Chief Investment Officer Carlos Dominguez. In his position as Chief Compliance Officer, Wruble will oversee the firm's compliance and regulatory functions and will have responsibility for the administration of all compliance and operational policies and procedures.
Prior to joining Element Pointe Advisors, Wruble was responsible for managing regulatory relations and compliance for Kestra Financial, one of the largest independent broker-dealer and registered investment advisory firms in the US. Previously, he worked for the State of Florida Office of Financial Regulation and as a Vice President in the regulatory group of Bear Stearns.
Element Pointe Advisors is an independently owned SEC-registered investment advisor and wealth management firm based in Miami, Florida. Element Pointe specializes in investment management, comprehensive wealth management, and family office services for high net worth and ultra-high net worth clients.
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|Publication:||M2 Banking & Credit News (BCN)|
|Date:||Apr 17, 2019|
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