Does Resection of Heterotopic Ossification of the Elbow Result in Satisfactory Functional Outcomes?
Heterotopic bone formation plays a major role in the extrinsic causes of stiff elbow and has been depicted to arise in several situations including traumatic (intra-articular or extra-articular fractures, dislocations, post-surgery), neurogenic (head or spinal trauma) and congenital (fibrodysplasia ossificans progressiva) conditions andsevere burns (1-5). The pathophysiology of heterotopic ossification (HO) still remains unclear and the condition is likely to be multifactorial (4,6,7). Histologically, HO is the formation of mature lamellar bone in extraosseous soft tissues (8). The energy of trauma seems to be the major determinant of HO formation. Low energy traumas like simple elbow dislocation cause HO formation in 3% of cases and the prevelance increases up to 45% with high energy distal humerus fractures (5,6,9).
HO prophylaxis is controversial and could only be effective by understanding patients' risk factors, utilizing less invasive surgical techniques and implementing perioperative non-steroidal anti-inflammatory drugs (NSAIDs). Low dose irradiation can be preferred in selected cases (6,7,10). Extensive HO can result in clinically significant contractures or complete ankylosis of the elbow (8). If elbow motion does not progress with non-operative treatment (physical therapy and splinting), removal of heterotopic ossifications should be taken into account at an appropriate time (4,11). Although surgery is technically challenging, recent studies revealed significant improvements in range of motion after excision of the heterotopic bone with early assistive physical therapy and splinting (11-14).
We, therefore, aimed to evaluate the mid-term functional outcomes of open surgical procedures for HO, regarding the resection of heterotopic bone formation and the release of contracted tissues around the elbow.
This is an institutional review board (IRB) approved retrospective study in which all patients who were diagnosed as having stiff elbow due to HO and underwent surgical resection at a single institution from 2006 to 2013 were included. Patients with the diagnoses of intrinsic type stiffness such as osteochondritis dissecans, osteoarthritis, inflammatory arthritis, intra-articular fractures, synovial chondromatosis were excluded. Patients with severe elbow instability or deformity, and with skeletal immaturity were also excluded.
Main indication for surgical excision was clinically symptomatic or disabling HO of the elbow. The patients' demographics, etiology of HO, surgical approach and treatment modality, range of motion (ROM) in sagittal and coronal planes, type of splint used, complications, functional scores such as Quick Disabilities of the Arm, Shoulder and Hand Score (Q-DASH), and Mayo Elbow Performance Score (MEPS) were evaluated. All clinical and functional evaluations were done at two time points; before the operation and at the latest follow-up. All the joint motions were measured utilizing a goniometer. Heterotopic bone formation was classified by the Hastings and Graham classification preoperatively on X-rays (15) (Table 1). Three dimensional computerized tomography (CT) was obtained in selected patients.
The preoperative evaluation of the initial pathology and the location of the HO were the major determinants of the preferred surgical approach (Figure 1). Each patient was placed in the supine position under general anesthesia. An inter-scalene catheter was placed for pain relief and immediate initiation of physical therapy postoperatively. A tourniquet was applied and the arm was draped free. Firstly, a lateral incision was performed and the lateral extensors (extansor carpi radialis longus and bracioradialis muscles) were first subperiosteally elevated, and the anterior capsule of the elbow joint was exposed (Figure 2). The capsule was then elevated from the lower end of the humerus, exposing the radiocapitellar joint. Debridement of the joint was performed in combination with anterior capsulectomy. If the radial head was hypertrophied or deformed, it was excised to improve the range of motion. A retractor was used during the entire procedure to protect the neurovascular bundle. A subperiosteal dissection provides the exposure of the posterior humerus and release of the capsular adhesions (Figure 3). By the removal of the fibrous tissues from the olecranon fossa, further extension of the elbow can be achieved. Sometimes the tip of the olecranon process was osteotomized and removed. Then, medial incision was performed and ulnar nerve was exposed and protected (Figure 4). Next, the flexor and pronator muscle origins were subperiosteally detached and the anterior capsule was stripped with the periosteum from the distal end of the humerus. Further inspection of the humero-ulnar joint was done to find any bony blocks. Any extra-articular ossified masses or osteophytes were excised. The collateral ligaments were released but preserved in selected cases. To avoid bony avulsion, release of the collateral ligament may be necessary. After the soft tissue was completely released, the remaining bony blocks were excised. A V-Y plasty of triceps can be helpful to gain more flexion if flexion more than 90[degrees] is not possible due to tightness of the tendon out in this step. Finally, flexion and extension of the elbow were checked passively to evaluate the gain in movement (Figure 5). A meticulous bleeding control should be carried out after the pneumatic tourniquet is released. Subcutaneous ulnar nerve transposition was performed if necessary. After surgery, the wound was closed with suction drainage. The arm was placed in a long arm splint in full extension (Figure 6). A single posterior approach can also be used in particular patients, especially in the presence of a posterior bar between the olecranon and distal humerus. Another case, who underwent lateral and medial release with heterotopic ossification removal is illustrated in Figure 7.
Post-operative physiotherapy and medication were chosen for each case upon the pre-operative and peri-operative evaluation of the pathology. Pain relief was obtained by using inter-scalene catheter and intravenous ports. Drains were discontinued and early active assistive motion and continuous passive motion (CPM) exercises for flexion-extension and supination-pronation within tolerable limits of pain were initiated one day after surgery under the supervision of the physiotherapist. Nighttime splinting was continued for the deficient in motion for 3 weeks.
All the patients received oral NSAIDs (indomethacine 75 mg per day) for postoperative pain relief and to prevent the recurrence of HO. The catheters were discontinued 12 hours before discharge. A single low dose (700 cGy) of radiation therapy (RT) was applied in selected cases on the day of surgery. The physical therapy and medication regimen were continued for at least 6 weeks postoperatively. Patients were followed closely for the recurrence of stiffness.
Statistical analyses were performed using student t-test for parametric data, the Mann Whitney U (Wilcoxon rank test) and Kruskal Wallis test for non-parametric data as appropriate. SPSS Version 20.0 (SPSS Inc, Chicago, IL, USA) was used; a p value less than 0.05 was considered significant.
There were 19 patients (16 males, 3 females) with a mean age of 38.6 (range 15-69) years at the time of surgery. The etiology of the HO formation was operated extra-articular distal humerus fracture in 8 patients, complex elbow dislocation in 4 patients, isolated head trauma and long term intensive care administration in 4 patients, repetitive low energy trauma in 3 patients. The pre-operative mean flexion-extension arc was 27.4[degrees] and supination-pronation arc was 48.9[degrees]. According to the Hastings and Graham classification; heterotopic bone formation was 2A in 5 patients, 2C in 6 patients and 3C in 8 patients. Pre-operative mean Q-DASH score was 68.2 and MEPS was 37.5. Radial head resection was performed in 13 patients. Patient demographics and surgical details can be seen in Table 2.
At an average follow-up of 36[+ or -]8 months, significant improvement in flexion-extension arc (from 27.4[degrees] to 99; 71.3[degrees] improvement) and supination-pronation arc (from 48.9[degrees] to 102.3[degrees]; 53.4[degrees] improvement) were noted (p<0.001) (Table 3). The mean Q-DASH score was decreased from 68.2 to 17.1 and mean MEPS was improved from 37.5 to 85.6 with statistical significance (p<0.001) (Table 4). At their last follow-up, 13 patients described themselves as very satisfied, 3 patients as satisfied and 3 patients as dissatisfied.
We also compared these results with another cohort from the same institution in which all patients underwent the same type of operation in the presence of intrinsic type elbow stiffness (osteochondritis dissecans, osteoarthritis, inflammatory arthritis, intra-articular fractures, synovial chondromatosis). The improvement in ROM in both planes were statistically significantly higher if HO was caused by an extra-articular pathology (30.5[degrees] vs. 49.5[degrees], p<0.001).
A peri-operative supracondylar humerus fracture occurred in 2 patients, which was immediately fixed by plate. Two patients were re-operated for recurrence of ectopic bone formation. No neuro-vascular injuries were noted in any patient.
HO is a common extrinsic cause of clinically relevant elbow stiffness, which can affect the performance of daily life activities, especially when the dominant side is affected (1-5). Although the exact cause and mechanism leading to HO formation is not clearly identified, the prevalence in the literature has been reported as 3%-45% after any degree of elbow injury (4-7, 9). The main aim of this study was to evaluate a single institution's mid-term functional outcomes of open surgical procedures for HO, including the resection of heterotopic bone formation and the release of contracted tissues around the elbow.
According to Abrams et al. (6) patient-related factors, such as gender and age were not associated with HO. Salazar et al. (8) showed that hypertension, high body mass index, and absence of intraoperative anterior ulnar nerve transposition may negatively affect the total flexion-extension arc. Some recent studies showed that longer time to mobilization after elbow injury may be a significant cause of clinically relevant HO (5, 16). Previous studies have also shown that the severity of elbow dislocation correlates with restrictive HO (9, 17). The interval from trauma to surgery and the number of surgical procedures within 4 weeks of injury were found to be related with restrictive HO (5). On the other hand, the muscle interval used to approach the elbow during surgery may have an influence to the development of HO (5).
Wiggers et al. (5) reported that although the radiographic evidence of HO could be found in up to 33% of patients who had operative treatment of an elbow fracture after at least 4 months following injury, only 10% of patients had restricted elbow motion. When restriction starts, the timing of surgery is controversial. Charalambous and Morrey (18) recommend surgery for elbow stiffness within a minimum 6 months after injury. Koh et al. (12) showed that surgical results were poor when surgery was performed 19 months after the initial injury. In our study, open release procedure was performed at a mean time of 13 months after first identification of heterotopic ossification formation.
Before the decision of surgical release, both the patient and surgeon should be well aware of the expected benefits and complications after resection of HO. The classic columnar procedure described by Mansat and Morrey (19), is safe and easy procedure to perform and is reliable for an extrinsic elbow stiffness. However, with this lateral approach, it is difficult to release a medial component and ulnar nerve. Capsular release alone cannot resolve the limitation of motion caused by heterotopic bone formation (20). Some authors recommend a posterior approach rather than an anterior, medial, or lateral approach in cases of severe contracture (20). We utilized a posterior approach with using a posterior ulno-humeral bar in cases without severe anterior heterotopic bone formation. We strongly recommend limited dissection in order to prevent hematoma and recurrence of HO regardless of the surgical approach used.
For activities of daily living, an elbow range of motion of 30[degrees]-130[degrees] flexion/extension and 50[degrees] pronation to 50[degrees] supination is necessary (21). Although restoration of full elbow motion is unlikely, improved scores and increased ROM after surgery have been reported (1-3, 8, 15, 22-24). In one of the largest retrospective studies of 39 patients (43 elbows) in whom HO was treated with excision, overall mean flexion-extension arc of motion was improved from 35[degrees] to 103[degrees] at an average of 13 months follow-up (8). Similarly, in our series, mean flexion-extension arc was improved from 27.4[degrees] to 99.2[degrees] and mean supination-pronation arc was improved from 48.9[degrees] to 102.3[degrees]at an average of 36[+ or -]8 months.
Although patients with an ankylosis gain more increase in motion and in functional scores than those who have limited motion, restoration of normal motion is unlikely (22). The reason for this might be a less extensive surgical approach performed for the patients with partial restriction of motion as compared to patients with ankylosis of the elbow.
Complications are recurrence of HO, fracture during or after operation, infection and wound complications, while nerve palsies are reported as slightly high in the literature (1, 8, 13). Similarly, we had an overall complication rate of 21% including intra-operative fracture (two cases) and recurrence of heterotopic bone formation (two cases). Recurrence of HO is common after excision. The timing of surgery has always been controversial. Classically, surgery is recommended after maturation of the heterotopic bone (3, 4).
This study has some limitations. The retrospective nature of the study is an obvious limitation. Large prospective series are unlikely to be published because elbow contractures secondary to heterotopic ossification is not a common situation. In addition, the observers in this study were not blinded and a simple goniometer was used for ROM measurements.
Open surgical release of contracted tissues around the elbow and resection of heterotopic bone formation is a preferable procedure for treating stiff elbow. However, well programmed surgical technique and rehabilitation are required. Excision of heterotopic bone and releasing the contracted elbow capsule can contribute to a substantial rise in scope of motion and improvement in clinical scores. Surgeons must take into consideration the risk of fracture and neurovascular injury during the operation and patients should be followed up closely for the recurrence of stiffness.
Ethics Committee Approval: This IRB approved study includes procedures in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration.
Informed Consent: In this study, informed consent was obtained from all participants.
Peer Review: Externally peer-reviewed.
Concept: M.K., A.C.A., Design: M.K., H.D., Data Collection or Processing: M.K., Analysis or Interpretation: M.K., Y.S., Literature Search: A.E., Writing: Y.S.
Conflict of Interest: No conflict of interest was declared by the authors.
Financial Disclosure: The authors declared that this study received no financial support.
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[iD] Mehmet KAPICIOGLU (1), [iD] Yavuz SAGLAM (2), [iD] Ali ERSEN (3), [iD] Ata Can ATALAR (3), [iD] Mehmet DEMIRHAN (4), [iD] Hayati DURMAZ (3)
(1) Bezmialem Vakif University Faculty of Medicine, Department of Orthopedics and Traumatology, Istanbul, Turkey
(2) Biruni University Faculty of Medicine, Department of Orthopedics and Traumatology, Istanbul, Turkey
(3) Istanbul University Istanbul Faculty of Medicine, Department of Orthopedics and Traumatology, Istanbul, Turkey
(4) Koc University Faculty of Medicine, Department of Orthopedics and Traumatology, Istanbul, Turkey
Address for Correspondence: Yavuz Saglam, Biruni University Faculty of Medicine, Department of Orthopedics and Traumatology, Istanbul, Turkey
Phone: +90 536 320 50 05 E-mail: firstname.lastname@example.org ORCID ID: orcid.org/0000-0003-4475-8211
Cite this article as: Kapicioglu M, Saglam Y, Ersen A, Atalar AC, Demirhan M, Durmaz H. Does Resection of Heterotopic Ossification of the Elbow Result in Satisfactory Functional Outcomes? Bezmialem Science 2019;7(2):124-31.
Table 1. The Hastings and Graham classification Radiographic and Class Anatomic Findings Heterotopic ossification I without functional limitation Partial limitation of II (flexion or extension) and/or (pronation or supination) Ankylosis with total limitation III of (flexion or extension) and/or (pronation or supination) Sub-classification of Subclass Class II and Class III Limitation in A flexion/extension plane Limitation in B supination/pronation plane Limitation in both planes C Table 2. Demographic and surgical details of the patients Initials Sex Age Etiology Surgical approach 1 UK M 16 Simple elbow dislocation Combined (**) 2 MO M 21 Operated distal Posterior humerus fracture 3 OS M 23 Head trauma and Posterior ICU (*) administration 4 AK M 30 Simple elbow dislocation Lateral 5 MBM M 32 Head trauma and Posterior ICU (*) administration 6 KS M 35 Complex elbow Combined (**) fracturedislocation 7 HM M 37 Complex elbow Combined** fracturedislocation 8 NO M 37 Head trauma and Posterior ICU (*) administration 9 TD M 37 Operated distal Posterior humerus fracture 10 CY M 41 Operated distal Posterior humerus fracture 11 HY F 41 Operated distal Posterior humerus fracture 12 HG M 43 Operated distal Posterior humerus fracture 13 DD M 43 Complex elbow Combined (**) fracturedislocation 14 TT M 48 Simple elbow dislocation Combined (**) 15 GM F 50 Complex elbow Combined** fracturedislocation 16 AK M 69 Operated distal Posterior humerus fracture 17 TO M 42 Head trauma and Posterior ICU (*) administration 18 NE F 36 Operated distal Posterior humerus fracture 19 AC M 44 Operated distal Posterior humerus fracture Initials The hastings and Ulnar Radial head graham nerve resection classification transposition 1 UK Class IIA - - 2 MO Class IIC + + 3 OS Class IIIC + + 4 AK Class IIC - + 5 MBM Class IIC + + 6 KS Class IIIC - + 7 HM Class IIC + + 8 NO Class IIIC + + 9 TD Class IIA + - 10 CY Class IIA - - 11 HY Class IIA + - 12 HG Class IIIC - + 13 DD Class IIC + + 14 TT Class IIC - + 15 GM Class IIIC + + 16 AK Class IIA + - 17 TO Class IIIC + + 18 NE Class IIIC + + 19 AC Class IIIC + + (*) Intensive Care Unit, (**) Lateral and Medial approach Table 3. Comparison of pre- and post- operative mean range of motion of elbow lumn5 Pre-operative Post-operative Improvement Flexion- Extencion Arc 27.4[degrees] 99.2[degrees] 71.3[degrees] Supination-Pronation Arc 48.9[degrees] 102.3[degrees] 53.4[degrees] p value Flexion- Extencion Arc p<0.001 Supination-Pronation Arc p<0.001 Table 4. Comparison of pre- and post-operative average functional scores Pre-operative Post-operative Improvement p value Q-DASH (*) 68.2 17.1 p<0.001 Q-DASH (*) MEPS (**) 37.5 85.6 p<0.001 MEPS (**) (*) Quick Disabilities of the Arm, Shoulder and Hand Score, (**) Mayo Elbow Performance Scores
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|Title Annotation:||Original Article|
|Author:||Kapicioglu, Mehmet; Saglam, Yavuz; Ersen, Ali; Atalar, Ata Can; Demirhan, Mehmet; Durmaz, Hayati|
|Date:||Apr 1, 2019|
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