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Broker/dealers.

BROKER DEALERS

                                                      Total assets
Company Name                   Years in   Number of   managed by
Location Web Address           business   producers   producers

Fintegra Financial Solutions      11         275      $2.2 billion
Minneapolis, Minn.
www.Fintegra.com

First Allied Securities,          15         667      $4.1 billion
Inc.
San Diego, Calif.
www.joinfasi.com /
www.firstallied.com

First Midwest Securities.         20         190      $1.5 billion
Inc
Bloomington, Ill.
www.firstmidwestsecurities.
com

FSC Securities Corp.              50        1299      $30 billion
Atlanta, ga. www.joinfsc.com

Geneos Wealth Management,          7         270      $6.2 billion
Inc.
Centennial, Colo.
www.geneoswealth.com

Genworth Financial                28        2079      $11.5 billion
Securities Corp.
Schaumburg, Ill.
www.genworthfinancial-
securities.com

H.D. Vest Financial Services      25        5447      $21 billion
Irving, Texas www.hdvest.com

Harbour Investments               22         194      $2.7 billion
Madison, Wis.
www.harbourinv.com

Independent Financial Group        5         275      $653.6 million
San Diego, Calif.
www.ifgsd.com

ING Financial Partners            41        2057      $16.6 billion
Des Moines, Iowa
www.ingfinancialpartners.com

INVEST Financial Corporation      27        1214      $1.6 billion
Tampa, Fla.
www.investfinancial.com

Investment Centers of             24         332      $631 million
America, Inc.
Bismarck, N.D.
www.investmentcenters.com

Investors Capital                 17         663      $5.7 billion
Corporation
Lynnfield, Mass.
www.investorscapital.com

J.P. Turner & Company, LLC        12         535      $1.6 billion
Atlanta, ga.
www.jpturner.com

John Hancock Financial            40        1892      $2.8 billion
Network--Signator Investors
Inc.
Boston, Mass.
www.jhnetwork.com

Kovack Securities & Kovack        12         275
Advisors
Ft. Lauderdale, Fla.
www.kovsec.com

LaSalle St. Securities LLC        35         300      $3.8 billion
Elmhurst, Ill.
www.lasallest.com

LifeMark Securities Corp.         26         160
Rochester, N.Y.
www.lifemark.com

Lincoln Financial Network         41        7402      $10 billion
Philadelphia, Pa.
www.joinlfn.com

LPL Financial                     19       11920      $233.9 billion
San Diego, Calif.
www.joinlpl.com

M Holdings Securities, Inc.        9         628      $15.6 billion
Portland, Ore. www.mfin.com

MetLife                           25        7022      $38 billion
Securities ([dagger])
New York, N.Y.
www.metlife.com

Multi-Financial Securities        29         821      $12.4 billion
Corporation
Denver, Colo.
www.multifinancial.com

National Planning                 11        1339      $3.4 billion
Corporation
Santa Monica, Calif.
www.natplan.com

New England                       40        2278      $3.3 billion
Securities ([dagger])
Boston, Mass. www.nef.com

Northwestern Mutual               41        5819      $48.7 billion **
Milwaukee, Wis.
www.northwesternmutual.com

Pacific West Financial Group      37         336
Renton, Wash.
www.pwfinancial.com

PlanMember Securities             27         400      $2.5 billion
Carpinteria, Calif.
www.JoinPlanMember.com

Pointe Capital, Inc.               5         125      $750 million
Boca Raton, Fla.
www.PointeCapital.com

Prime Capital Services,           23         198      $3.2 billion
Inc. Poughkeepsie, N.Y.
www.primefs.com and
www.gtax.com

PRIMEVEST Financial               24        1806      $21.2 billion
Services, Inc.
St. Cloud, Minn.
www.primevest.com

Princor Financial Services        41        2410      $1.5 billion
Corporation
Des Moines, Iowa
www.princor.com

ProEquities, Inc.                 25         950
Birmingham, Ala.
www.proequities.com

Prospera Financial Services       26         120      $650 million
Dallas, Texas
www.prosperafinancial.com

Protected Investors of            75         60       $1.8 billion
America, Inc.
San Francisco, Calif.
www.protectedinvestors.com

QA3 Financial                     10         480      $1.6 Billion
Omaha, Neb. www.qa3.com

Questar Capital Corporation       12         675      $3 billion
Minneapolis, Minn.
www.questarcapital.com

Raymond James Financial           35        3125      $96.3 million
Services, Inc.
St. Petersburg, Fla.
www.advisorchoice.com

Royal Alliance                    19        1883      $38.5 billion
New York, N.Y.
www.royalalliance.com

SagePoint Financial, Inc.         38        2349      $27.2 billion
Phoenix, Ariz.
www.sagepointfinancial.com

Sammons Securities Company,        7         592      $1.3 billion
LLC
Sioux Falls, S.D.
www.sammonssecurities.com

Securities America, Inc.          25        1904      $11.2 billion
La Vista, Neb.
www.securitiesamerica.com

Securities Service Network,       26         425      $2.5 billion
Inc.
Knoxville, Tenn.
www.joinSSN.com

Sigma Financial Corporation       26         605      $760 million
Ann Arbor, Mich.
www.sigmafinancial.com

SII Investments, Inc.             40         524      $1.6 billion
Appleton, Wis.
www.siionline.com

Spire Investment Partners         12          22      $750 million
Mclean, Va.
www.joinspire.com

                                  Minimum
                                 Production
Company Name                   level required
Location Web Address           (in thousands)

Fintegra Financial Solutions        $50         Pershing and Schwab
Minneapolis, Minn.                              Institutional
www.Fintegra.com

First Allied Securities,            $150        Pershing, LLC and
Inc.                                            J.P Morgan Clearing
San Diego, Calif.                               Corp.
www.joinfasi.com /
www.firstallied.com

First Midwest Securities.           $100        Pershing and Legent
Inc
Bloomington, Ill.
www.firstmidwestsecurities.
com

FSC Securities Corp.                $150        Pershing
Atlanta, ga. www.joinfsc.com

Geneos Wealth Management,           $150        Pershing NFS
Inc.
Centennial, Colo.
www.geneoswealth.com

Genworth Financial                  N/A         Pershing LLC.
Securities Corp.
Schaumburg, Ill.
www.genworthfinancial-
securities.com

H.D. Vest Financial Services                    Wells Fargo
Irving, Texas www.hdvest.com                    Investments, LLC

Harbour Investments                 $45         Pershing, Wedbush,
Madison, Wis.                                   Morgan
www.harbourinv.com

Independent Financial Group         $100        Pershing
San Diego, Calif.
www.ifgsd.com

ING Financial Partners              $30         Pershing
Des Moines, Iowa
www.ingfinancialpartners.com

INVEST Financial Corporation         *          Pershing and
Tampa, Fla.                                     National Financial
www.investfinancial.com

Investment Centers of               N/A         Pershing
America, Inc.
Bismarck, N.D.
www.investmentcenters.com

Investors Capital                   $100        Pershing
Corporation
Lynnfield, Mass.
www.investorscapital.com

J.P. Turner & Company, LLC          $10         National Financial
Atlanta, ga.                                    Services
www.jpturner.com

John Hancock Financial              N/A         National Financial
Network--Signator Investors
Inc.
Boston, Mass.
www.jhnetwork.com

Kovack Securities & Kovack          $30         NFS/Fidelity,
Advisors                                        Pershing, TD
Ft. Lauderdale, Fla.                            Ameritrade, Schwab
www.kovsec.com

LaSalle St. Securities LLC          $80         National Financial
Elmhurst, Ill.                                  Services LLC
www.lasallest.com

LifeMark Securities Corp.           $25         NFS
Rochester, N.Y.
www.lifemark.com

Lincoln Financial Network           $25         National Financial,
Philadelphia, Pa.                               Pershing
www.joinlfn.com

LPL Financial                       $125        Self-clearing,
San Diego, Calif.                               Pershing, Mesirow
www.joinlpl.com

M Holdings Securities, Inc.          $0         Pershing
Portland, Ore. www.mfin.com

MetLife                             None        Pershing
Securities ([dagger])
New York, N.Y.
www.metlife.com

Multi-Financial Securities          $100        Pershing
Corporation CO
Denver, Colo.
www.multifinancial.com

National Planning                   $250        Pershing
Corporation
Santa Monica, Calif.
www.natplan.com

New England                         None        Pershing
Securities ([dagger])
Boston, Mass. www.nef.com

Northwestern Mutual                             Pershing, LLC
Milwaukee, Wis.
www.northwesternmutual.com

Pacific West Financial Group        $100        Pershing, National
Renton, Wash.                                   Financial
www.pwfinancial.com

PlanMember Securities               $35         Pershing
Carpinteria, Calif.
www.JoinPlanMember.com

Pointe Capital, Inc.                $50         Legent Clearing,
Boca Raton, Fla.                                RBC, Penson
www.PointeCapital.com

Prime Capital Services,             $100        National Financial
Inc. Poughkeepsie, N.Y.                         Services (NFS)
www.primefs.com and
www.gtax.com

PRIMEVEST Financial                 None        Self-clearing
Services, Inc.
St. Cloud, Minn.
www.primevest.com

Princor Financial Services         $12000       Pershing, LLC
Corporation                    net commission
Des Moines, Iowa
www.princor.com

ProEquities, Inc.                   $20         Pershing
Birmingham, Ala.
www.proequities.com

Prospera Financial Services         $300        First Clearing
Dallas, Texas                                   Corporation
www.prosperafinancial.com

Protected Investors of              N/A         National Financial
America, Inc.                                   Services
San Francisco, Calif.
www.protectedinvestors.com

QA3 Financial                       None        Pershing, TD
Omaha, Neb. www.qa3.com                         Ameritrade, Legent,
                                                and Schwab.

Questar Capital Corporation         $25         Pershing LLC
Minneapolis, Minn.
www.questarcapital.com

Raymond James Financial             $250        Raymond James &
Services, Inc.                                  Associates
St. Petersburg, Fla.
www.advisorchoice.com

Royal Alliance                       $0         Pershing
New York, N.Y.
www.royalalliance.com

SagePoint Financial, Inc.           $250        Pershing
Phoenix, Ariz.
www.sagepointfinancial.com

Sammons Securities Company,         $25         First Clearing
LLC
Sioux Falls, S.D.
www.sammonssecurities.com

Securities America, Inc.            $150        National Financial
La Vista, Neb.                                  Services, LLC
www.securitiesamerica.com                       Pershing, LLC

Securities Service Network,         $40         National Financial
Inc.                                            Services LLC &
Knoxville, Tenn.                                Pershing LLC
www.joinSSN.com

Sigma Financial Corporation         $50         First Clearing, LLC
Ann Arbor, Mich.
www.sigmafinancial.com

SII Investments, Inc.               $150        Pershing
Appleton, Wis.
www.siionline.com

Spire Investment Partners           $150        National Financial
Mclean, Va.                                     Services
www.joinspire.com

Company Name                   $ Total revenue
Location Web Address            (in millions)

Fintegra Financial Solutions        17,000
Minneapolis, Minn.
www.Fintegra.com

First Allied Securities,           240,800
Inc.
San Diego, Calif.
www.joinfasi.com /
www.firstallied.com

First Midwest Securities.           20,000
Inc
Bloomington, Ill.
www.firstmidwestsecurities.
com

FSC Securities Corp.               323,645
Atlanta, ga. www.joinfsc.com

Geneos Wealth Management,           68,064
Inc.
Centennial, Colo.
www.geneoswealth.com

Genworth Financial                 114,816
Securities Corp.
Schaumburg, Ill.
www.genworthfinancial-
securities.com

H.D. Vest Financial Services       260,837
Irving, Texas www.hdvest.com

Harbour Investments                 23,800
Madison, Wis.
www.harbourinv.com

Independent Financial Group         34,017
San Diego, Calif.
www.ifgsd.com

ING Financial Partners             255,908
Des Moines, Iowa
www.ingfinancialpartners.com

INVEST Financial Corporation       169,982
Tampa, Fla.
www.investfinancial.com

Investment Centers of               63,138
America, Inc.
Bismarck, N.D.
www.investmentcenters.com

Investors Capital                   86,234
Corporation
Lynnfield, Mass.
www.investorscapital.com

J.P. Turner & Company, LLC
Atlanta, ga.
www.jpturner.com

John Hancock Financial             211,500
Network--Signator Investors
Inc.
Boston, Mass.
www.jhnetwork.com

Kovack Securities & Kovack          25,000
Advisors
Ft. Lauderdale, Fla.
www.kovsec.com

LaSalle St. Securities LLC          41,107
Elmhurst, Ill.
www.lasallest.com

LifeMark Securities Corp.           10,000
Rochester, N.Y.
www.lifemark.com

Lincoln Financial Network          761,962
Philadelphia, Pa.
www.joinlfn.com

LPL Financial                    3,100,000
San Diego, Calif.
www.joinlpl.com

M Holdings Securities, Inc.        139,024
Portland, Ore. www.mfin.com

MetLife                            414,187
Securities ([dagger])
New York, N.Y.
www.metlife.com

Multi-Financial Securities         162,369
Corporation
Denver, Colo.
www.multifinancial.com

National Planning                  254,954
Corporation
Santa Monica, Calif.
www.natplan.com

New England                        214,925
Securities ([dagger])
Boston, Mass. www.nef.com

Northwestern Mutual                455,744
Milwaukee, Wis.
www.northwesternmutual.com

Pacific West Financial Group        51,857
Renton, Wash.
www.pwfinancial.com

PlanMember Securities               34,651
Carpinteria, Calif.
www.JoinPlanMember.com

Pointe Capital, Inc.                16,000
Boca Raton, Fla.
www.PointeCapital.com

Prime Capital Services,             37,766
Inc. Poughkeepsie, N.Y.
www.primefs.com and
www.gtax.com

PRIMEVEST Financial                212,714
Services, Inc.
St. Cloud, Minn.
www.primevest.com

Princor Financial Services         289,294
Corporation
Des Moines, Iowa
www.princor.com

ProEquities, Inc.                   94,164
Birmingham, Ala.
www.proequities.com

Prospera Financial Services         24,000
Dallas, Texas
www.prosperafinancial.com

Protected Investors of
America, Inc.
San Francisco, Calif.
www.protectedinvestors.com

QA3 Financial                      72,253
Omaha, Neb. www.qa3.com         consolidated

Questar Capital Corporation         64,500
Minneapolis, Minn.
www.questarcapital.com

Raymond James Financial          1,010,200
Services, Inc.
St. Petersburg, Fla.
www.advisorchoice.com

Royal Alliance                     448,317
New York, N.Y.
www.royalalliance.com

SagePoint Financial, Inc.          369,709
Phoenix, Ariz.
www.sagepointfinancial.com

Sammons Securities Company,         46,000
LLC
Sioux Falls, S.D.
www.sammonssecurities.com

Securities America, Inc.           484,920
La Vista, Neb.
www.securitiesamerica.com

Securities Service Network,         78,563
Inc.
Knoxville, Tenn.
www.joinSSN.com

Sigma Financial Corporation         91,415
Ann Arbor, Mich.
www.sigmafinancial.com

SII Investments, Inc.              119,583
Appleton, Wis.
www.siionline.com

Spire Investment Partners            8,000
Mclean, Va.
www.joinspire.com

This list represents those companies that chose to participate
and has been edited for space.

* $150 for OSJs; N/A for reps

** Assets represent programs of Northwestern Mutual Wealth
Management

([dagger]) A part of the MetLife Broker-Dealer group
COPYRIGHT 2009 Summit Business Media
No portion of this article can be reproduced without the express written permission from the copyright holder.
Copyright 2009 Gale, Cengage Learning. All rights reserved.

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Title Annotation:2010 PRODUCT & TREND GUIDE
Publication:Boomer Market Advisor
Date:Dec 1, 2009
Words:1799
Previous Article:Separately managed accounts.
Next Article:Annuities.
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