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Are Bragg peaks Gaussian?

1. Introduction

The small-angle neutron scattering (SANS) technique has proven valuable for the characterization of structures in the nanometer size scale. This technique produces over 500 research publications per year. Neutron scattering is limited by modest neutron fluxes due to the inherent nature of neutron sources. In order to enhance flux-on-sample, SANS instruments use velocity selectors (for monochromation) with wide wavelength spreads. This broadens instrumental resolution. SANS data are usually analyzed by fitting to appropriate models that are smeared in order to account for non-negligible instrumental resolution effects.

Precise investigations of the SANS resolution function proceed in one of two ways, either experimentally or through simulation. Measuring scattering from samples that are characterized by Bragg peaks would cover the experimental approach since the width of Bragg peaks contains contributions from the instrumental resolution and from spread in the sample structure. Since it is difficult to find "single-crystal diffraction" samples with nanometer scale (and a range of) d-spacings to cover a wide range in scattering variable, the second approach (simulation) is used here.

Using Monte Carlo ray-tracing simulation, the SANS resolution is critically analyzed here. Using typical instrument configurations, the width of the instrumental resolution is obtained by measuring the standard deviation of the main neutron beam on the area detector. In order to simulate the resolution at finite scattering angle (or finite scattering variable Q), a single-crystal diffraction sample is used to simulate Bragg peaks. The position and standard deviation of these Bragg peaks determine the resolution function under "controlled" sample structure spread conditions. The Q = 0 and finite-Q resolution functions are analyzed and compared to analytical predictions. The effect of spread in the sample structure on the Bragg peak shape is also investigated.

2. Instrumental Resolution

The analytical equations used to predict the SANS resolution are reviewed briefly here. These are universally used for all SANS resolution corrections.

SANS instruments contain four major steps: monochromation using velocity selectors, collimation using source and sample apertures, scattering from samples with nanometer size structures and detection using position-sensitive area detectors. In order to resolve nanostructures, long flight paths (typically tens of meters) are often used. The scattering variable is defined in terms of the scattering angle [theta] and neutron wavelength [lambda] as Q = (4[pi]/[lambda]) sin ([theta]/2).

The standard deviation of the instrumental resolution function has two main contributions: one from the geometry of the beam and the other from the neutron wavelength spread. Neglecting gravity effects, the horizontal variance is expressed in the radial and perpendicular (i.e., tangential) directions as [1,2]:


The standard instrument parameters are defined as: [L.sub.1] and [L.sub.2] are the source-to-sample and sample-to detector distances, [r.sub.1] and [r.sub.2] are the source and sample apertures radii, [DELTA][x.sub.3] and [DELTA][y.sub.3] are the detector cell dimensions, [lambda] is the neutron wavelength and AX is the FWHM of the triangular wavelength distribution. This variance was calculated as the second moment averaged over source and sample apertures and detector cell as well as over the triangular wavelength distribution.

3. Monte Carlo Simulations

Using the McStas package [3], Monte Carlo ray tracing simulations were performed to simulate a realistic SANS instrument with [L.sub.1] = 10 m, [L.sub.2] = 10 m, [r.sub.1] = 1 cm, [r.sub.2] = 0.5 cm, and [DELTA][x.sub.3] = 0.55 mm (for high spatial resolution).

The direct neutron beam measured by the area detector corresponds to setting [Q.sub.x] = 0 in Eq. (1). Note that the Q-variance and the spatial variance (in the detector plane) are related by [MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII]. Here, the simulated spatial variance is obtained using one of two methods; either by fitting the simulated data for the direct beam to a 2D Gaussian function or by numerically calculating the second moment of the peaked distribution as [[sigma].sub.x.sup.2] = < [(x - < x >).sup.2] > where < x > is the average over the direct beam spot. These second moments are calculated numerically by summing over the beam spot with detector counts as the weighting factor using the OriginPro software package. Between ([10.sup.7] and [10.sup.8]) neutrons are used for each simulation.

The first result is that the calculated second moments agree well with the analytical results (obtained from Eq. (1) with [Q.sub.x] = 0), but the fits to the 2D Gaussian results are systematically some 10 % higher than the analytical results. For the instrument configuration considered, the 2D Gaussian result gives for the spatial standard deviation [[sigma].sub.x] = (7.6 [+ or -] 0.1) mm, the second moment method gives [[sigma].sub.x] = (7.0 [+ or -] 0.1) mm and the analytical result based on Eq. (1) gives [[sigma].sub.x] = 7.0 mm. This is for the resolution at Q = 0.

The direct beam central spot is represented in Fig. 1. One can notice that horizontal and vertical cuts do not follow a Gaussian shape. They are closer to a triangular shape. Note that in general, this shape is trapezoidal. In the converging geometry (with [L.sub.1] = [L.sub.2] and [r.sub.1] = 2 [r.sub.2]) considered here they become triangular. This result is solid and was checked for many other conditions.


In order to simulate the finite-Q resolution, the "single-crystal" sample module is used in the McStas simulation. A simple cubic crystalline structure is chosen by setting the (h, k, l) reflections along with the unit cell dimensions (a, b, c) as well as the width of the d-spacing distribution [DELTA]d/d and the angular "mosaic" spread [eta]. The Bragg law relates the d-spacing for a specific reflection [d.sub.hkl], the scattering angle [theta] and the neutron wavelength [lambda] as: 2[d.sub.hkl] sin ([theta]/2) = n[lambda]. The d-spacings are expressed as: 1/[d.sub.hkl.sup.2] = ([h.sup.2]/[a.sup.2]) + ([k.sup.2]/[b.sup.2]) + ([l.sup.2]/[c.sup.2]). Considering a simple structure with a = b = c = 480 [Angstrom] (large unit cell), a neutron wavelength k = 4 A, and four reflections corresponding to (h = [+ or -]1, k = [+ or -]1, l = 0), a series of Bragg peaks are obtained on the simulated area detector. The purpose of this exercise is not to simulate any specific single-crystal structure, but rather to produce well-resolved Bragg peaks. When the single-crystal is perfectly aligned along the neutron beam to satisfy the Bragg condition, only the diffraction peaks are observed with no direct beam signal on the detector. Figure 2 shows a typical case with [lambda] = 4 [Angstrom], [DELTA][lambda] = 1 [Angstrom], a narrow [DELTA]d/d = [10.sup.-3] and a mosaic spread of n = 10 arcmin. Note that the d-spacing spread [DELTA]d/d and the mosaic spread n of the crystal affect the beam divergence. For instance, small mosaic spreads tend to focus the beam while broad ones tend to broaden the beam divergence. The rightmost Bragg peak (along the horizontal x-axis) is of interest here in order to avoid any gravity effect. It is isolated and expanded in Fig. 3. Figure 4 shows that a cut across this resolution-limited Bragg peak follows a Gaussian shape function exp[- (x - < x >)2/2[[sigma].sub.x.sup.2]] in the horizontal direction.




The standard deviation of the simulated Bragg peak along the horizontal axis is calculated numerically using the 2D Gaussian fit and using the second moment method; then these values are compared to the analytical estimate using Eq. (1) as shown in Fig. 5. The Bragg peak position (determining the scattering variable) is varied by changing the neutron wavelength in order to keep the single-crystal aligned. Each time the neutron wavelength was changed, the unit cell dimensions (a, b, c) were adjusted proportionately (but keeping a = b = c) in order to keep the Bragg spots in the detector plane. The spatial standard deviation (units of mm) is used for the ordinate axis. Here also, one can see that the fit to a 2D Gaussian function (red curve in Fig. 5) is systematically between 10 % and 20 % higher than the second moment method (green curve) depending on the Q value. Moreover, the analytical approach (blue curve) is close to the second moment method at low-Q but deviates from it at high-Q. The d-spacing spread of [DELTA]d/d = [10.sup.-3] and the mosaic spread of 10 arcmin used here are reasonable since they reproduce the predicted value of the spatial standard deviation reasonably well at low-Q. This is the flat (Q-independent) part where the geometric contribution (term in square brackets in Eq. (1)) dominates. At higher Q, the wavelength spread becomes important.


4. Effect of Sample Structure

In order to observe and account for Bragg peak broadening (and distortion) due to sample structure, an asymmetric single-crystal simulated sample corresponding to a = b = 480 A but c = 250 A is used. All other parameters are kept the same as before. Both the direct beam and the Bragg peaks can be observed in Fig. 6. One can see right away in Fig. 6 as well in its expanded version (Fig. 7) that the Bragg peaks are no longer of Gaussian shape. They are not even symmetric.



The shape of the simulated data shown in Fig. 7 has contribution from a third moment (so-called skewness) in the horizontal direction. In order to account for such a third moment, the exponentially modified Gaussian (EMG) function is used as a general shape with non-zero skewness. This function is described in an Appendix and used to perform nonlinear least-squares fits to the simulated SANS data. The fit (shown in Fig. 8) yields a standard deviation [sigma] = 3.66 mm and a skewness parameter [tau] = 0.065 [mm.sup.-1]. The third moment is estimated to be [sigma] = 2.05 mm (see appendix). Note that a fit to the Gaussian function would have given an erroneous result [sigma] = 10.64 mm for the standard deviation.


5. Results and Discussion

Small-angle neutron scattering is a popular analytical method for the characterization of soft matter including polymers, complex fluids and bio-macromolecules. Resolution corrections are performed assuming a Gaussian shape function with a standard deviation calculated using a universally accepted analytical formalism (Eq. (1)). Using Monte Carlo ray tracing simulation of the instrumental resolution, Bragg peaks representing structures with large d-spacings were generated. The standard deviation of these Bragg peaks contains contributions from instrumental resolution and from sample structure spread. The instrumental resolution part was found to have a reasonably Gaussian shape. However, the predicted standard deviation is closer to the numerically estimated second moment rather than to that obtained by performing a Gaussian fit. A systematic error of at least 10% was found.

When the Bragg peak broadening contains contributions from the sample structure spread, the shape of Bragg peaks was found to be different from the Gaussian function especially for long wavelength spreads ([DELTA][lambda]/[lambda] [greater than or equal to] 10 %). Bragg peaks tend to be elongated in the radial direction and not symmetric about the peak position. The exponentially modified Gaussian function is a reliable generalization that accounts for skewness in the peak shape since it is characterized by a non-zero third moment.

Accepted: February 25, 2014

Published: March 12, 2014

6. Appendix: The Exponentially Modified Gaussian Distribution

The Gaussian distribution is given in terms of the mean p and the standard deviation o as:

[P.sub.G](x) = 1/[square root of 2 [pi][sigma]] exp -[(x - [mu]).sup.2]/2[[sigma].sup.2]] (2)

The exponential distribution is given in terms of the decay rate t as:

[P.sub.E](x) = [tau] exP [-[tau]x] (3)

The exponentially modified Gaussian distribution is a hybrid of the two and is given by the following integral:


In practice, only the positive range is relevant. After a few manipulations, the integration can be performed and yields:

[P.sub.M](x) = [tau]/2 exp [[tau].sup.2][[[sigma].sup.2]/2] + [tau]([mu]-x) Erfc [(x-[mu])/[square root of 2][sigma] + [tau][sigma]/[square root of 2] (5)

The Error function was defined as:


The first three moments of the exponentially modified Gaussian distribution are given here. The mean is the first moment:

<x> = [mu] + 1/[[tau] (7)

The variance is the second moment:

<[x.sup.2]> = [[sigma].sup.2] + 1/[[tau].sup.2] (8)

The skewness is the third moment:

<[x.sup.3]> = 2/[[tau].sup.3][(1 + 1/[[sigma].sup.2][[tau].sup.2]].sup.3/2]

Defining the third moment as [[gamma].sup.3] = <[x.sup.3]>, one can obtain the relationship:

[[tau].sup.2] = [[2.sup.2/3]/[[gamma].sup.2] - 1] 1/[[sigma].sup.2] (10)

Note that the Gaussian distribution is recovered from the exponentially modified Gaussian distribution for large t.


This work is based upon activities supported in part by the National Science Foundation under Agreement No. DMR-0944772. Help from Sylvain Desert and Emmanuel Farhi with the McStas package and from Hideo Fujii with the OriginPro software is greatly appreciated.

7. References

[1] D. F. R. Mildner and J. M. Carpenter, J. Appl. Cryst. 17, 249-256 (1984).

[2] B. Hammouda and D. F. R. Mildner, J. Appl. Cryst. 40, 250-259 (2007).

[3] P. Willendrup, E. Farhi, and K. Lehmann, McStas 1.7--A New Version of the Flexible Monte Carlo Neutron Scattering Package, Physica B--Condensed Matter 350, E735-E737 (2004). The McStas package can be downloaded from

Boualem Hammouda

National Institute of Standards and Technology, Gaithersburg, MD 20899

(1) Certain commercial equipment, instruments, or materials are identified in this paper to foster understanding. Such identification does not imply recommendation or endorsement by the National Institute of Standards and Technology, nor does it imply that the materials or equipment identified are necessarily the best available for the purpose.

Boualem Hammouda is a senior scientist in the Center for Neutron Research at NIST. He has been carrying out research in the area of small-angle neutron scattering for over two decades. The National Institute of Standards and Technology is an agency of the U.S. Department of Commerce.
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Author:Hammouda, Boualem
Publication:Journal of Research of the National Institute of Standards and Technology
Article Type:Report
Date:Jan 1, 2014
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