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AN OPERATING SYSTEM APPROACH TO SECURING E-SERVICES.

Implementing Trusted Linux, an ideal platform for e-services application hosting.

As MORE AND more services turn electronic and are exposed to the public world of the Internet, many will become attractive and lucrative targets to would-be attackers. A large number of Internet security breaches take place via compromising the applications forming the electronic services.

The applications forming e-services are in general sophisticated and contain many lines of code. It is not surprising that there are bugs in some of this code. Indeed, with such large applications it is difficult to guarantee otherwise. Offering a service over the Internet means exposing it to a large population of attackers capable of probing the service for vulnerabilities. It is not unlikely, and has been shown to be the case in the past, that some of these bugs can and will be exploited, leading to security violations.

Increasingly, single machines are being used to host multiple services concurrently (ISP, ASP, xSP service provision). It is becoming critically important that not only is the security of the host platform protected from application compromise attacks but also the applications are adequately protected from each other in the face of attack.

This article looks at some of the problems surrounding application compromise in more detail and puts forward our approach to solving these problems. We do not attempt to guarantee that the application services are bug-free (a difficult problem). Instead, we have found that the effects of this type of attack, and quite a few others, can be usefully mitigated by adding specific properties to the OSs used to host those applications.

Specifically, we look at Trusted Linux, HP Laboratories' implementation of a secure version of Linux, which we believe is an ideal platform for e-service application hosting.

Using the OS to Counter Application Compromise

Tackling application compromise at the OS level by kernel-enforced controls is an attractive proposition. The controls implemented in the kernel cannot be overridden or subverted from user space by any application or user. The controls apply to all applications irrespective of the individual application code quality. The downside of this approach is that the controls may be too broad to be useful; in practice this appears not to be the case, certainly for a large class of Internet service-type applications. We shall see evidence of this later in the detailed discussion of Trusted Linux and how it can be configured and deployed.

There are two basic requirements at the system level in order to protect against application compromise and its effects. First, the application should be protected from attack as much as possible; the exposed interfaces to the application should be as narrow as possible; access to those interfaces should be as well controlled as possible. Second, there should be some guaranteed limit on the amount of damage that an application can do to the system and other applications on the system should it be compromised.

These two requirements are fairly well captured by the abstract property of containment. An application is contained if it has strict controls placed on the resources (file, process, network, and ipc) it can access (and what type of access it has, for example, read-only) even if the application has been compromised. Containment also protects an application from external attack and interference.

Once an application has been compromised (for example, by a buffer overflow attack) it can be exploited in several ways by an attacker to breach the security of a system. The containment property has the potential to mitigate many of these exploits; in some cases the exploits are entirely eliminated. Some of the benefits of containment can be only achieved at the application design level. However, if implemented correctly it can be useful to effectively secure a large number of existing applications without application modification.

The most common exploits following the compromise of an application can be roughly categorized as one of four types (though the consequences of a particular attack may be a combination of any or all of these):

1. Misuse of privilege to gain direct access to protected system resources. If an application is running with special privileges (such as an application running as root on a standard Unix OS) then an attacker can attempt to use that privilege in unintended ways. For example, the attacker can use that privilege to gain access to protected OS resources or interfere with other applications running on the same machine.

2. Subversion of application-enforced access controls. This type of attack gains access to legitimate resources (for example, resources that are supposed to be exposed by the application) but in an unauthorized fashion. For example, a Web server that enforces access control on its content before serving it is an example of an application susceptible to this type of attack. Since the Web server has uncontrolled direct access to the content, so does an attacker if able to gain control of that Web server.

3. Supply of bogus security decision-making information. This type of attack is usually an indirect attack. Here the compromised application is not normally the main service but a support one such as an authorization service. That compromised security service can then be used to supply bogus or forged information and thus gain the attacker access to the main service. This is another way for the attacker to gain unauthorized access to resources legitimately exposed by the application.

4. Illegitimate use of unprotected system resources. This is where the attacker gains access to local resources of the machine that are not protected but nonetheless would not normally be exposed by the application. Typically, these local resources are then used to launch further attacks. For example, it may be possible for an attacker to gain shell access to the hosting system. From here, staged attacks may then be launched on other applications on the machine or across the network.

With containment, Type 1 exploits are much less serious; even if the attacker makes use of the application privilege the resources that can be accessed are bounded by what has been made available in the application's container. This is also true for Type 4 unprotected resource access--using containment we can block access to (or at least put tight controls on) the network from a contained application. By using containment to limit the exposure of applications to attack we can help against exploits of Type 3. We can guarantee the only access to support services is from legitimate clients (the application services).

Type 2 exploits usually have to be solved at the application design or at least the configuration level. The design principle here is that large sophisticated applications (such as a Web server) should not be trusted to carry out access control checks. This also implies that they should not have direct access to the resources being protected. The code responsible for making access control decisions should be single-purpose and as small and bug-free as possible. Hopefully, compromise of this code is unlikely. This code and the resources it is designed to protect should be hosted in their own compartment. Using containment, we can arrange that access to protected resources from the large untrusted application must go through the smaller, more trusted application [2]

Theoretically, it seems that containment is a very useful property to have in an OS.

In Figure 1, containment is used to ensure that applications are kept separated from one another as well as critical system resources. An application can't interfere with the processing of another application or get access to its sensitive data. Containment is used to ensure only the interfaces (input and output) that a particular application needs to function are exposed by the OS. This limits both the scope for attack on a particular application and also the amount of damage that can be done should the application be compromised. Containment helps to preserve the integrity of the hosting platform as a whole and not just individual applications.

[Figure 1 ILLUSTRATION OMITTED]

Implementing Containment

Kernel-enforced containment mechanisms in OSs have been available for several years, typically in those designed for the handling and processing of classified (military) information [3, 4]. These types of OSs are often termed "trusted" OSs.

The containment property is usually achieved through a combination of mandatory access control (MAC) and privileges. MAC protection schemes enforce a particular policy of access control to the system resources such as files, processes, and network connections. This policy is enforced by the kernel and cannot be overridden by a user or compromised application. Most current trusted OSs use the BellLaPadula policy model [1]. This is a formal model developed on behalf of military organizations in which the flow of information around the system is predictable. Privileges break down the power of the super user. With them, an application can be given just the privilege it needs.

Despite offering the attractive property of containment, trusted OSs have not been used widely outside of the classified information processing arena. The reasons for this seem twofold.

First, attempts at adding trusted OS features to conventional OSs have usually resulted in the loss of underlying OS personalities. The OSs have no longer supported standard applications or management tools. No longer can the OSs be used or managed in standard ways. They are much more complicated than their standard counterparts.

Second, they have typically implemented a form of containment that is too strong and restrictive, that is, the contained applications can no longer function normally. Substantial (and often expensive) integration efforts usually have to be made to work around this type of problem.

These are the two main issues we have attempted to address with our implementation of Trusted Linux.

The Trusted Linux OS

Trusted Linux is a layered extension of the standard Linux OS at the kernel level (with user-level support). It has the containment property we believe is essential in guarding against application compromise.

Similar to the traditional trusted OS approach we achieve the property of containment by kernel-level mandatory protection of processes, files, and network resources. However, our mandatory controls are somewhat different than those found on traditional trusted OSs. We have attempted to reduce some of the application integration and management problems associated with traditional trusted OSs.

The key concept of our trusted OS is the compartment. Services and applications on the machine are run within separate compartments.

We use simple mandatory access controls and process labeling to realize the concept of a compartment. Each process is given a label; processes with the same label belong to the same compartment. We enforce kernel-level mandatory checks to ensure that processes from one compartment cannot interfere with processes from another compartment. The access controls are very simple--labels either march or they don't. There is no hierarchical ordering of labels within the system such as there is in the Bell-LaPadula model.(1)

File system protection is also mandatory. Unlike traditional trusted OSs, we do not use labels to directly control access to the file system; each compartment has a section of the file system associated with it. This section of file system is a chroot of the main file system. Processes running within a particular compartment only have access to that section of the file system. More important, via kernel controls, we remove the ability of a process to transition to root from within a compartment so that the chroot cannot be escaped. We also have the ability to make selected files within the chroot immutable.

Flexible communication paths between compartments and network resources are provided via narrow, kernel-level controlled interfaces to TCP/UDP plus most IPC mechanisms. Access to these communication interfaces is governed by rules specified by the security administrator on a per-compartment basis. Unlike traditional trusted OSs we don't have to override our mandatory access controls with privilege or resort to the use of user-level trusted proxies to allow communication between compartments and/or network resources.

Together these features give us a system that offers containment and also has enough flexibility to make application integration relatively straightforward. This in turn reduces the management overhead and pain of deploying and running a trusted system.

Kernel Implementation

Within the kernel, each system resource we wish to protect has been extended with a tag indicating the compartment in which the resource belongs. Examples of such resources include data structures describing

* individual processes;

* shared-memory segments;

* semaphores, message queues; and

* sockets, network packets, network interfaces and routing-table entries.

The assignment of the tag occurs largely through inheritance, with the init-process initially being assigned to compartment 0. Any kernel objects created by a process inherit the current label of the running process. An example of the tag added to the kernel socket data structure is shown here:
struct socket {
  ...
#ifdef TL INTJX
  unsigned long compartment;
#endif
};


At appropriate points in the kernel, access-control checks are performed through the use of hooks to a dynamically loadable security module that consults a table of rules indicating which compartments are allowed to access the resources of another compartment. This occurs transparently to the running applications.

Access Control Rules

Each security check consults a table of rules. Each rule has the form:
source ->
destination method m [attr]
                     [netdev n]
where:

source/destination is one of:
  COMPARTMENT (a named compartment)
  HOST        (a fixed IPv4 address)
  NETWORK     (an IPv4 subnet)
  m:          supported kernel mechanism
              e.g., tcp, udp, msg (message
              queues), shm (shared-memory)
attr:         attributes further qualifying
              the method m
  n:          a named network-interface if
              applicable such as eth0


An example of such a rule that allows processes in the compartment named "WEB" to access shared memory segments (using shmat/shmdt()) from the compartment named "CGI" would look like:
COMPARTMENT:WEB -> COMPARTMENT: CGI
      METHOD shm


Present also are certain implicit rules, which allow some communications to take place within a compartment. For example, a process is allowed to see the process identifiers of processes residing in the same compartment. This allows a bare minimum of functionality within an otherwise unconfigured compartment. An exception is compartment 0, which is relatively unprivileged, and where more restrictions are applied. Compartment 0 is typically used to host kernel-level threads (such as the swapper).

In the absence of a rule explicitly allowing a cross-compartment access to take place, all such attempts fail. The net effect of these rules is to enforce mandatory segmentation across individual compartments, except for those that have been explicitly allowed to access another compartment's resources.

The rules are directional in nature. One effect of the directional nature of the rules is that they match the connect/accept behavior of TCP socket connections. Consider a rule used to specify allowable incoming HTTP connections of the form:
HOST:* -> COMPAR2/VIEZIT: X
  METHOD TCP PORT 80


This rule specifies only incoming TCP connections on port 80 are to be allowed, but not outgoing, connections (see Figure 2).

[Figure 2 ILLUSTRATION OMITTED]

The directionality of the rules permits the reverse flow of packets to occur in order to correctly establish the incoming connection without allowing outgoing connections to take place.

Protocol Stack Virtualization

Because most of the data structures used in the IP protocol stack are tagged, it is possible to partially virtualize its operation on a per-compartment basis. In particular, we can specify individual routing tables for each configured compartment. The segmentation of the data used within the IP stack covers highlevel constructs like sockets all the way down to individual IP fragments and ARP cache entries (see Figure 3).

[Figure 3 ILLUSTRATION OMITTED]

Other virtualized subsystems include the System V IPC mechanisms and the process table. When the ipcs command is invoked, it will show only the IPC objects in the current compartment. Similar restrictions are in place for process listings using ps. The virtualization occurs based on the context of the calling process and no user-level commands need to be modified to work in a compartmented fashion.

Installation and Configuration

Trusted Linux is designed to install in a layered fashion over standard Red Hat installations. No change to the file system is required. The installation replaces the vanilla Linux kernel and any network services that remain will start in compartment 0 upon the next reboot.

Specific software packages are available for the use of Apache together with a multicompartmented gateway agent (MCGA) that performs CGI sandboxing by executing individually named CGI binaries in separate compartments.

Figure 4 shows a typical configuration hosting three HTTP servers each in their own compartments with another three compartments hosting the MCGA agents.

[Figure 4 ILLUSTRATION OMITTED]

Each package can be installed in its own compartment, with the number of compartments limited by disk space (the tags are the size of a machine word each). This allows the possibility of hosting multiple instances of a Web server independently of each other and to also prevent security breaches in one affecting the others.

The applications integrated without source modifications so far include: Apache, Jakarta/Tomcat, HP OpenMail, and BEA WebLogic Server.

Performance

Initial tests indicate most aspects of performance fall within a few percentage points of a vanilla Linux kernel. A test system comprising twin Pentium III 733MHz CPUs, 256MB RAM and dual Intel EtherExpress Pro/100Mb NICs gave the following figures shown in Table 1 running Apache 1.3.12 using the HTTP GET operation on a static 1024B HTML file. The test program was the ab-utility from the Apache distribution, invoked as

ab -n 100000 -c 50 [url]

Table 1. Configuration example (Apache+Jakarta/VMs).
Configuration              HTTP GET

Linux-2.4.0-test 5         3298
Trusted Linux based on     3265
Linux-2.4.0-test5          (1% penalty)


Configuration Example: Apache+Jakarta/VMs

Here, we describe how to compartmentalize a setup comprising an externally facing Apache Web server configured to delegate the handling of Java servlets or the serving of JSP files to two separate instances of Jakarta/Tomcat each running in its own compartment. By default, each compartment uses a chrooted file system so as not to interfere with other compartments.

Figure 5 shows the Apache processes residing in one compartment (WEB). This compartment is externally accessible using the rule:
HOST:* -> COMPARTMENT:WEB
  METHOD TCP PORT 80 NETDEV eth0


[Figure 5 ILLUSTRATION OMITTED]

The presence of the NETDEV component in the rule specifies the network interfaces Apache is allowed to use. This is useful for restricting Apache to using only the external interface on dual/multi-homed gateway systems. This is to help prevent a compromised instance of Apache from being used to launch attacks on back-end networks through internally facing network interfaces.

The WEB compartment is allowed to communicate with two separate instances of Jakarta/Tomcat (TOMCAT1 and TOMCAT2) via two rules, which take the form:
1.
COMPARTMENT: WEB -> COMPARTMENT: TOMCAT1
   METHOD TCP PORT 8007

2.
COMPARTMENT: WEB -> COMPARTMENT: TOMCAT2
   METHOD TCP PORT 8008


The servlets in TOMCAT1 are allowed to access a back-end host called Server1 using this rule:
COMPARTMENT:TOMCAT1 ->HOST:SERVER1
 METHOD TCP ...


However, TOMCAT2 is not allowed to access any back-end hosts at all. The kernel will deny any such attempt from TOMCAT2. This allows one to selectively alter the view of a back-end network depending on which services are being hosted and to restrict the visibility of back-end hosts on a per-compartment basis.

It is worth emphasizing at this point that these four rules are all that is needed for this example configuration. In the absence of any other rules, the servlets executing in the Java VM cannot initiate any outgoing connections. In particular, Java VM cannot be used to launch attacks on the internal back-end network on interface ethl. In addition, Java VM may not access resources from other compartments (shared-memory segments, Unix-domain sockets), nor be reached directly by remote hosts. In this case, mandatory restrictions have been placed on the behavior of Apache and Jakarta/Tomcat without recompiling or modifying their sources.

Summary

We have described a platform based on Linux that implements the containment property to dynamically separate running services. The main use of the platform is to host (multiple) services in a compartmented fashion. This places guaranteed limits on the amount of damage that can be done via a compromised service. In particular, a compromised service can't be used to interfere with other services on the same platform. Likewise, the base integrity of the platform as a whole is protected from attack by a compromised service.

Trusted Linux represents a comfortable middleground between the heavyweight approach of traditional trusted OSs and conventional OSs by offering strict kernel-level access controls without requiring existing applications to be rewritten to take advantage of new security features.

Trusted Linux has been designed to incrementally secure vanilla Linux installations by layering a more secure kernel and leaving any unconfigured services in a relatively unprivileged compartment. The approach taken can be extended to other flavors of Unix (HPUX, Solaris) and can be broadened to cover more communications mechanisms.

One of the interesting possibilities of the current prototype is to extend the format of the access control rules to cover compartments on remote hosts in a secure fashion, perhaps by implicitly securing all compartment-to-compartment communications through the use of IPSec.

(1) In most implementations of the Bell-LaPadula model, resource labels have two components to them: an ordered sensitivity level and zero or more compartment names. Our labels just have a single compartment name and no sensitivity level.

REFERENCES

[1.] Bell, D. and Lapadula, L. Secure computer systems. Unified exposition and multics interpretation. Mitre Tech. Rep. MTR-1997, Mitre Corporation, 1975.

[2.] Dalton, C.I. and Griffin, J.F. Applying military grade security to the Internet. Computer Net. and ISDN Syst. 29, 15, (Nov. 1997).

[3.] Hewlett-Packard Co. HP-UX 10.16 CMW security features guide, 1996.

[4.] Sun Microsystems Corporation. Trusted Solaris Operating System; www.sun.com/trustedsolaris.

CHRIS DALTON (cid@hplb.hpl.hp.com) is a research engineer at Hewlett Packard Laboratories, Bristol, U.K.

TSE HUONG CHOO (tchoo@hplb.hpl.hp.com) is a research engineer at Hewlett Packard Laboratories, Bristol, U.K.
COPYRIGHT 2001 Association for Computing Machinery, Inc.
No portion of this article can be reproduced without the express written permission from the copyright holder.
Copyright 2001 Gale, Cengage Learning. All rights reserved.

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Title Annotation:Product Information
Author:Dalton, Chris; Choo, Tse Huong
Publication:Communications of the ACM
Geographic Code:1USA
Date:Feb 1, 2001
Words:3644
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