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2010 broker/dealer resource guide.

With so much happening in the financial services industry in general, and the broker/dealer industry in particular, we present critical information on the top broker/dealers in the industry . how does your firm stack up? What do you need to know if you're looking to make a change? chances are, one of the firms in this year's list will have the answer that's right for you.
2010 Broker/Dealer Resource Guide

 YEARS IN NUMBER OF
 COMPANY BUSINESS PRODUCERS

Ameriprise Financial 116 10,103
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC 150 5,883
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 25 352
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 26 168
Raleigh, NC www.cico.us

Center Street Securities 20 N/A
Nashville, TN

cfd Investments, Inc. 21 180
Kokomo, IN www.joincfd.com

Commonwealth Financial Network 31 1,314
Waltham, MA www.commonwealth.com

Correll Co. Investment 15 10
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services N/A 130
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. 55 N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 21 190
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 52 1,064
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. 8 235
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services 27 5,175
Irving, TX www.hdvest.com

Harbour Investments 23 190
Madison, WI www.harbourinv.com

IMS Securities, Inc. 17 135
Houston, TX
www.ims-securities.com

Investment Centers 25 324
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 13 542
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. 35 5,000
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities 13 300
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 36 300
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 5 130
San Diego, CA www.mas-bd.com

NFP Securities 13 1,750
Austin, TX www.nfp.com

PlanMember Securities 28 370
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 42 2,370
Des Moines, IA www.princor.com

Questar Capital Corporation 13 625
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 35 3,260
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 21 1,549
New York, NY
www.royalalliance.com

SagePoint Financial 40 1,554
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 9 520
Ann Arbor, MI www.joinssc.com

Securian Financial 16 1,383
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 27 605
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 17 315
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 28 991
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 12 500
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc 24 162
Greensburg, PA
www.trustmontgroup.com

Variable Investment 14 68
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. 73 2,235
Overland Park, KS
www.waddell.com

Wall Street Financial Group 16 165
Fairport, NY www.wsfg.com

Woodbury Financial Services 100 1,700
Woodbury, MN
www.woodburyfinancial.com

 TOTAL ASSETS MINIMUM
 MANAGED BY PRODUCTION
 COMPANY PRODUCERS LEVEL REQUIRED

Ameriprise Financial $270 billion N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC $21.3 billion 25,000
New York, NY
www.axa-equitable.com

Berthel Fisher & Company $3.1 billion 50,000
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies $2.5 billion 75,000
Raleigh, NC www.cico.us

Center Street Securities N/A N/A
Nashville, TN

cfd Investments, Inc. $2 billion 15,000
Kokomo, IN www.joincfd.com

Commonwealth Financial Network $51.5 billion 100,000
Waltham, MA www.commonwealth.com

Correll Co. Investment N/A 20,000
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services $1.5 billion 100,000
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc $1.5 billion 100,000
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. $30.1 biilion 150,000
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. $7.3 billion 150,000
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services $25.8 billion N/A
Irving, TX www.hdvest.com

Harbour Investments $4 billion 45,000 (GDC)
Madison, WI www.harbourinv.com

IMS Securities, Inc. N/A None
Houston, TX
www.ims-securities.com

Investment Centers $922 million 150,000
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC N/A 10,000
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. N/A 30,000
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities $3 billion 50,000
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC $4.7 billion 8,000
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. $900,000 N/A
San Diego, CA www.mas-bd.com

NFP Securities $38 billion 50,000
Austin, TX www.nfp.com

PlanMember Securities $3 billion 35,000
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services $1.9 billion 12,000
Des Moines, IA www.princor.com Net
 commission

Questar Capital Corporation $1.3 billion 25,000
Minneapolis, MN
www.questarcapital.com

Raymond James Financial $140.5 billion 250,000
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance $41 billion 150,000
New York, NY
www.royalalliance.com

SagePoint Financial $25.5 billion 50,000
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company N/A 25,000
Ann Arbor, MI www.joinssc.com

Securian Financial $11 billion N/A
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation $3 billion 50,000
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. $6 billion 150,000
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial $1.2 billion 25,000
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors $10.5 billion 150,000
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc $1.6 billion 50,000
Greensburg, PA
www.trustmontgroup.com

Variable Investment $350 million 4,000
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. $29 billion 40,000
Overland Park, KS
www.waddell.com

Wall Street Financial Group N/A 50,000
Fairport, NY www.wsfg.com

Woodbury Financial Services $21 billion 50,000
Woodbury, MN
www.woodburyfinancial.com

 $ TOTAL
 COMPANY CLEARING FIRM(S) REVENUE

Ameriprise Financial Ameriprise Financial $7.8 billion
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC LPL Financial Custom $491 million
New York, NY Clearing Services
www.axa-equitable.com

Berthel Fisher & Company National Financial $40 million
Financial Services, Inc. Services
Marion, IA www.berthel.com

Capital Investment Companies Sterne Agee $17.5 million
Raleigh, NC www.cico.us

Center Street Securities Pershing LLC N/A
Nashville, TN

cfd Investments, Inc. RBC CS, National $12.1 million
Kokomo, IN www.joincfd.com Financial Services

Commonwealth Financial Network National Financial $488.5 million
Waltham, MA www.commonwealth.com Services, Pershing
 LLC

Correll Co. Investment Southwest Securities $1 million
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services National Financial N/A
Pittsford, NY www.ensemblefs.com Services

Federated Investors, Inc. N/A $233 million
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc Pershing LLC, Penson $23 million
Bloomington, IL Worldwide, Legent
www.firstmidwestsecurities.com Clearing

FSC Securities Corp. Pershing LLC, $229 million
Atlanta, GA www.joinfsc.com National Financial
 Services

Geneos Wealth Management, Inc. Pershing LLC, $59 million
Centennial, CO National Financial
www.geneoswealth.com Services

H.D. Vest Financial Services Wells Fargo $207 million
Irving, TX www.hdvest.com Investments

Harbour Investments Pershing LLC, $22.5 million
Madison, WI www.harbourinv.com Wedbush Morgan

IMS Securities, Inc. Southwest $10.9 million
Houston, TX Securities,
www.ims-securities.com Pershing LLC

Investment Centers Pershing LLC $60 million
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC Penson Worldwide, $56 million
Atlanta, GA www.jpturner.com Ridge Clearing

Kestler Financial Group, Inc. Pershing LLC N/A
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities National Financial $27 million
Fort Lauderdale, FL Services, Pershing
www.joinksi.com LLC, IWS, TD
 Ameritrade

LaSalle St. Securities LLC National Financial $30.3 million
Elmhurst, IL Services
www.joinlasallest.com

Madison Avenue Securities, Inc. Pershing LLC $15 million
San Diego, CA www.mas-bd.com

NFP Securities National Financial $309 million
Austin, TX www.nfp.com Services

PlanMember Securities Pershing LLC $31 million
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services Pershing LLC $182 million
Des Moines, IA www.princor.com

Questar Capital Corporation Pershing LLC $55 million
Minneapolis, MN
www.questarcapital.com

Raymond James Financial Raymond James & $834 million
Services, Inc. Associates
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance Pershing LLC, $317 million
New York, NY National Financial
www.royalalliance.com Services

SagePoint Financial Pershing LLC, $227 million
Phoenix, AZ National Financial
www.sagepointfinancial.com Services

Sammons Securities Company First Clearing Corp. $28.9 million
Ann Arbor, MI www.joinssc.com

Securian Financial Pershing LLC $88.9 million
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation First Clearing Corp. $71 million
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. First Clearing $45 million
Boca Raton, FL Corp., Pershing LLC
www.summitbrokerage.com

The Capital Financial Pershing LLC $78 million
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors National Financial $60.4 million
Atlanta, GA Services
www.triad-advisors.com

Trustmont Financial Group, Inc Mesirow Financial N/A
Greensburg, PA
www.trustmontgroup.com

Variable Investment Self Clearing $4 million
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. Pershing LLC, $213 million
Overland Park, KS Self-clearing
www.waddell.com

Wall Street Financial Group National Financial $18.9 million
Fairport, NY www.wsfg.com Services, Pershing
 LLC

Woodbury Financial Services Pershing LLC $223 million
Woodbury, MN
www.woodburyfinancial.com

 % OF REVENUE PER PRODUCT

 MUTUAL VARIABLE
 COMPANY FUNDS INSURANCE ANNUTITIES LPs

Ameriprise Financial N/A N/A N/A N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC 11 19 54 0
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 22.1 1.2 12.5 7.5
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 20 10 40 5
Raleigh, NC www.cico.us

Center Street Securities 15 0 40 0
Nashville, TN

cfd Investments, Inc. 20 10 40 2
Kokomo, IN www.joincfd.com

Commonwealth Financial Network 13.81 3.1 13.81 3.33
Waltham, MA www.commonwealth.com

Correll Co. Investment 39 1 15 0
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services 25.5 10 16 1
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 5 5 5 1
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 23 3 30 5
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. 15 4 27 7
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services 28 4 18 N/A
Irving, TX www.hdvest.com

Harbour Investments 25 14 33 1
Madison, WI www.harbourinv.com

IMS Securities, Inc. 9 28 N/A N/A
Houston, TX
www.ims-securities.com

Investment Centers 24 16 25 0
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 7 1 10 N/A
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. 10 20 20 15
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities 15 5 10 0
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 38 1 14.4 N/A
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 8 0 9 25
San Diego, CA www.mas-bd.com

NFP Securities 9.9 42.8 17.1 0.02
Austin, TX www.nfp.com

PlanMember Securities 11 0 18 0
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 59 10 19 N/A
Des Moines, IA www.princor.com

Questar Capital Corporation 16 31 31 5
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 26 3 9 0
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 22 2 29 3
New York, NY
www.royalalliance.com

SagePoint Financial 25 5 33 7
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 21.7 3.6 49.3 10.9
Ann Arbor, MI www.joinssc.com

Securian Financial 9.3 2.66 23.69 N/A
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 20 6 33 6
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 12 6 24 3
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 29 3 31 15
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 22 8 15 10
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc 22 5 36 N/A
Greensburg, PA
www.trustmontgroup.com

Variable Investment 50 2 8 0
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. 48 10 17 N/A
Overland Park, KS
www.waddell.com

Wall Street Financial Group 22 0 31 10
Fairport, NY www.wsfg.com

Woodbury Financial Services 18 20 50 N/A
Woodbury, MN
www.woodburyfinancial.com

 % OF REVENUE PER PRODUCT

 INDIVIDUAL FEE
 COMPANY SECURITIES PRODUCTS OTHER

Ameriprise Financial N/A N/A N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC 1 12 3
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 19.4 12.7 24.6
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 15 10 N/A
Raleigh, NC www.cico.us

Center Street Securities 10 0 35
Nashville, TN

cfd Investments, Inc. 2 25 1
Kokomo, IN www.joincfd.com

Commonwealth Financial Network 1.5 46.22 18.23
Waltham, MA www.commonwealth.com

Correll Co. Investment 17 28 0
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services 4 44 N/A
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 75 5 4
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 4 35 N/A
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. 3 42 N/A
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services 4 28 18
Irving, TX www.hdvest.com

Harbour Investments 10 12 5
Madison, WI www.harbourinv.com

IMS Securities, Inc. 13 10 10
Houston, TX
www.ims-securities.com

Investment Centers 6 12 17
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 58 5 19
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. 10 20 5
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities 35 30 5
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 22.6 11.8 12.2
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 3 6 49
San Diego, CA www.mas-bd.com

NFP Securities 2.3 20.3 7.58
Austin, TX www.nfp.com

PlanMember Securities 1 69 2
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 2 10 N/A
Des Moines, IA www.princor.com

Questar Capital Corporation 3 7 7
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 9 35 18
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 5 39 N/A
New York, NY
www.royalalliance.com

SagePoint Financial 4 26 7
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 5.2 9.3 N/A
Ann Arbor, MI www.joinssc.com

Securian Financial 1.42 62.93 N/A
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 3 30 1
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 30 18 7
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 6 16 N/A
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 5 40 N/A
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc 3 21 13
Greensburg, PA
www.trustmontgroup.com

Variable Investment 0 0 40
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. 1 20 4
Overland Park, KS
www.waddell.com

Wall Street Financial Group 11 24 2
Fairport, NY www.wsfg.com

Woodbury Financial Services N/A 8 4
Woodbury, MN
www.woodburyfinancial.com

 % OF PAYOUT PER PRODUCT

 MUTUAL VARIABLE
 COMPANY FUNDS INSURANCE ANNUTITIES

Ameriprise Financial N/A N/A N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC 50-80 50-80 50-80
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 70-90 70-90 70-90
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 70- 90 70-90 70-90
Raleigh, NC www.cico.us

Center Street Securities N/A 0 N/A
Nashville, TN

cfd Investments, Inc. 75-92 90-92 75 to 92
Kokomo, IN www.joincfd.com

Commonwealth Financial Network up to 95 up to 95 up to 95
Waltham, MA www.commonwealth.com

Correll Co. Investment up to 90 up to 90 up to 90
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services 85 70 85
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 90 90 90
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 90-95 95 90-95
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. up to 93 up to 95 Up to 93
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services 50-90 100 50-90
Irving, TX www.hdvest.com

Harbour Investments up to 92 up to 100 up to 92
Madison, WI www.harbourinv.com

IMS Securities, Inc. up to 90 up to 90 up to 90
Houston, TX
www.ims-securities.com

Investment Centers 75-92 75-92 75-92
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 85-90 85-90 85-90
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. up to 90 up to 90 up to 90
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities 90 100 90
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 85-92 85-92 85-92
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 70-90 70-90 70-90
San Diego, CA www.mas-bd.com

NFP Securities 65-95 96 65-95
Austin, TX www.nfp.com

PlanMember Securities up to 90 up to 100 up to 90
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 45-85 N/A varies
Des Moines, IA www.princor.com

Questar Capital Corporation 65-92 65-100 62-92
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 90-96 90-96 90-96
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 90-95 95 90-95
New York, NY
www.royalalliance.com

SagePoint Financial 90-93 90-95 90-93
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 50-90 50-90 50-90
Ann Arbor, MI www.joinssc.com

Securian Financial 30-93 30-93 30-93
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 80-90 100 80-90
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 80-95 80-100 80-95
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 90 90 90
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 85-92 90 85-92
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc 90 90 90
Greensburg, PA
www.trustmontgroup.com

Variable Investment 75 100 75
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. 50 to 85 50-85 50 to 85
Overland Park, KS
www.waddell.com

Wall Street Financial Group up to 95 up to 95 up to 95
Fairport, NY www.wsfg.com

Woodbury Financial Services up to 95 up to 95 up to 95
Woodbury, MN
www.woodburyfinancial.com

 % OF PAYOUT PER PRODUCT

 INDIVIDUAL
 COMPANY LPs SECURITIES

Ameriprise Financial N/A N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC N/A 50-80
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 70-90 70-90
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 70-90 70-90
Raleigh, NC www.cico.us

Center Street Securities N/A N/A
Nashville, TN

cfd Investments, Inc. 75-92 75 to 92
Kokomo, IN www.joincfd.com

Commonwealth Financial Network up to 95 up to 95
Waltham, MA www.commonwealth.com

Correll Co. Investment up to 90 up to 90
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services 85 85
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 70-90 90
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 90-95 70-80
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. Up to 93 Up to 83
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services 50-90 N/A
Irving, TX www.hdvest.com

Harbour Investments up to 92 up to 92
Madison, WI www.harbourinv.com

IMS Securities, Inc. up to 90 up to 90
Houston, TX
www.ims-securities.com

Investment Centers 75-92 75-85
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 85-90 85-90
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. up to 90 up to 90
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities n/a 90
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 85-92 85-92
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 70-90 60-80
San Diego, CA www.mas-bd.com

NFP Securities 65-95 65-95
Austin, TX www.nfp.com

PlanMember Securities up to 90 up to 90
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 45-85 45-85
Des Moines, IA www.princor.com

Questar Capital Corporation 65-92 65-92
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 80-86 85-91
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 90-95 70-80
New York, NY
www.royalalliance.com

SagePoint Financial 90-93 80-83
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 50-90 50-90
Ann Arbor, MI www.joinssc.com

Securian Financial N/A 30-93
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 80-90 70-80
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 80-95 80-95
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 90 75
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 85-92 85-92
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc N/A 90
Greensburg, PA
www.trustmontgroup.com

Variable Investment 0 0
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. N/A 50 to 85
Overland Park, KS
www.waddell.com

Wall Street Financial Group up to 95 up to 95
Fairport, NY www.wsfg.com

Woodbury Financial Services up to 95 up to 95
Woodbury, MN
www.woodburyfinancial.com

 % OF PAYOUT PER PRODUCT

 FEE
 COMPANY PRODUCTS OTHER

Ameriprise Financial N/A N/A
Minneapolis, MN
www.joinameriprise.com

AXA Advisors, LLC 50-80 50-80
New York, NY
www.axa-equitable.com

Berthel Fisher & Company 70-90 70-90
Financial Services, Inc.
Marion, IA www.berthel.com

Capital Investment Companies 70- 90 70-90
Raleigh, NC www.cico.us

Center Street Securities N/A N/A
Nashville, TN

cfd Investments, Inc. 67 to 100 75-92
Kokomo, IN www.joincfd.com

Commonwealth Financial Network up to 95 up to 95
Waltham, MA www.commonwealth.com

Correll Co. Investment up to 90 up to 90
Services Corp.
Hickory Hills, IL
www.cciscinvestments.com

Ensemble Financial Services 90 N/A
Pittsford, NY www.ensemblefs.com

Federated Investors, Inc. N/A N/A
Pittsburgh, PA
www.federatedInvestors.com

First Midwest Securities, Inc 90 70-90
Bloomington, IL
www.firstmidwestsecurities.com

FSC Securities Corp. 90-95 90-95
Atlanta, GA www.joinfsc.com

Geneos Wealth Management, Inc. up to 95 N/A
Centennial, CO
www.geneoswealth.com

H.D. Vest Financial Services N/A N/A
Irving, TX www.hdvest.com

Harbour Investments up to 92 up to 92
Madison, WI www.harbourinv.com

IMS Securities, Inc. up to 90 up to 90
Houston, TX
www.ims-securities.com

Investment Centers 75-92 75-92
of America, Inc.
Bismarck, ND
www.investmentcenters.com

J.P Turner & Company, LLC 85-90 85-90
Atlanta, GA www.jpturner.com

Kestler Financial Group, Inc. up to 90 up to 90
Leesburg, VA
www.kestlerfinancial.com

Kovack Securities 90 90
Fort Lauderdale, FL
www.joinksi.com

LaSalle St. Securities LLC 85-92 85-92
Elmhurst, IL
www.joinlasallest.com

Madison Avenue Securities, Inc. 80-90 70-90
San Diego, CA www.mas-bd.com

NFP Securities 65-95 65-95
Austin, TX www.nfp.com

PlanMember Securities up to 90 up to 90
Carpenteria, CA
www.joinplanmember.com

Princor Financial Services 45-85 N/A
Des Moines, IA www.princor.com

Questar Capital Corporation 65-92 65-92
Minneapolis, MN
www.questarcapital.com

Raymond James Financial 85-100 Varies
Services, Inc.
St. Petersburg, FL
www.advisorchoice.com

Royal Alliance 90-95 90-95
New York, NY
www.royalalliance.com

SagePoint Financial 90-93 90-93
Phoenix, AZ
www.sagepointfinancial.com

Sammons Securities Company 50-90 N/A
Ann Arbor, MI www.joinssc.com

Securian Financial 30-93 N/A
Services, Inc.
St. Paul, MN
www.securianfinancial.com

Sigma Financial Corporation 80-90 80-90
Ann Arbor, MI
www.sigmafinancial.com

Summit Brokerage Services Inc. 80-95 80-95
Boca Raton, FL
www.summitbrokerage.com

The Capital Financial 90 90
Group/H. Beck, Inc.
Rockville, MD www.cfginc.com

Triad Advisors 90-100 N/A
Atlanta, GA
www.triad-advisors.com

Trustmont Financial Group, Inc 90 90
Greensburg, PA
www.trustmontgroup.com

Variable Investment 0 0
Advisors, Inc.
Sioux Falls, SD N/A

Waddell & Reed, Inc. 60 to 85 N/A
Overland Park, KS
www.waddell.com

Wall Street Financial Group up to 95 up to 95
Fairport, NY www.wsfg.com

Woodbury Financial Services up to 95 up to 95
Woodbury, MN
www.woodburyfinancial.com
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Date:Jun 18, 2010
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