Printer Friendly

-David Sharpe becomes general counsel for ROI.

BANKING AND CREDIT NEWS-March 12, 2012--David Sharpe becomes general counsel for ROI(C)2012 M2 COMMUNICATIONS

12 March 2012 -- Canadaian fund managment company ROI Management Ltd said on Friday that it had appointed David Sharpe as general counsel for ROI Management and ROI Advisors Ltd, together referred to as ROI, effective immediately.

Sharpe will head ROI's compliance department and will be in charge of solving general legal and regulatory issues.

Sharpe's latest position before joining ROI was vice president, legal and chief compliance officer at CI Financial (TSE:CIX).

During his career, Sharpe has also served as director of investigations at the Mutual Fund Dealers Association of Canada, senior vice president and chief compliance officer at Citigroup's (NYSE:C) Primerica Financial Services and as chief risk and compliance officer at B2B Trust.

((Comments on this story may be sent to

COPYRIGHT 2012 Normans Media Ltd.
No portion of this article can be reproduced without the express written permission from the copyright holder.
Copyright 2012 Gale, Cengage Learning. All rights reserved.

Article Details
Printer friendly Cite/link Email Feedback
Publication:M2 Banking & Credit News (BCN)
Date:Mar 12, 2012
Previous Article:-Citi aims at further expanding in mainland China.
Next Article:-JP Morgan, RBC arrange Kimco Realty depositary shares offering.

Terms of use | Privacy policy | Copyright © 2019 Farlex, Inc. | Feedback | For webmasters