The 25 largest securities brokerage houses in L.A. County.The 25 largest securities brokerage BROKERAGE, contracts. The trade or occupation of a broker; the commissions paid to a broker for his services. houses in L.A. County Ranked by local registered representatives
Rank Company Representatives Staff
. name . registered (county offic
es)
. address representatives . retail brok
ers
in L.A. Co. offices . insititutio
nal sales
. underwritin
g
1 Shearson Lehman Hutton Inc. 647 647
15260 Ventura Blvd. Suite 2130 10
Sherman Oaks 91403 14
2 Dean Witter Reynolds Inc. 501E 495
800 Wilshire Blvd. third fl. 6
Los Angeles 90071 15-20
3 Merrill Lynch, Pierce, Fenner & Smith 442 400
400 S. Hope St. Suite 300 30
Los Angeles 90071 12
4 Prudential Bache Securities 343 297
515 S. Figueroa St. Suite 910 6
Los Angeles 90071 22
5 Bateman Eichler, Hill Richards, Inc. 304 209
700 S. Flower St. 10
Los Angeles 90017 4
6 Integrated Resources Inc. 300 300
5743 Corsa Ave. Suite 102 250
Thousand Oaks 91362 none
7 Financial Network Investment Corp. 300 275
3858 Carson St. Suite 300 none
Torrance 90503 1
7 Drexel Burnham Lambert Inc.(2) 255(1) 108(1)
131 S. Rodeo Dr. 65E(1)
Beverly Hills 90212 65E(1)
9 Crowell, Weedon & Co. 178 174
One Wilshire Blvd. Suite 2800 4
Los Angeles 90017 3
10 Bear Steams & Co. Inc. 175 98
1800 Century Park East 45
Los Angeles 90067 32
11 American Pacific Securities Corp. 160 160
301 E. Colorado Blvd. Suite 426 none
Pasadena 91101 none
12 Titan Capital Corp. 140 140
10100 Santa Monica Blvd. 25th fl. none
Los Angeles 90067 none
13 Boardwalk Capital Corp. 140 98
30423 Canwood St. Suite 210 50
Agoura Hills 91301 7
14 Wedbush Securities Inc.(4) 120 53
615 S. Flower St. 8
Los Angeles 90017 10
15 Smith Barney, Harris Upham & Co. Inc. 113 93
333 S. Grand Ave. 10
Los Angeles 90071 10
16 Diversified Securities Inc. 90 none
3701 Long Beach Blvd. none
Long Beach 90801 none
17 Oppenheimer & Co. Inc. 75 72
2029 Century Park East Suite 3550 3
Los Angeles 90067 none
18 Kidder Peabody & Co. Inc. 75 57
333 S. Grand Ave. 13
Los Angeles 90071 8
19 Kennedy Cabot & Co. 73 73
9465 Wilshire Blvd. Suite 510 none
Beverly Hills 90212 none
20 Sutro & Co. Inc. 71 51
555 S. Flower St. 34th fl. 15
Los Angeles 90071 17
21 Goldman, Sachs & Co. 65 20
333 S. Grand Ave. 5
Los Angeles 90071 29
22 Thomson McKinnon Inc. 64 64
444 S. Flower St. Suite 2200 4
Los Angeles 90071 none
23 M.L. Stern & Co. Inc. 43 55
8350 Wilshire Blvd. none
Beverly Hills 90211 5
24 C.L. McKinney & Co. Inc. 40E 40
523 W. Sixth St. DNA
Los Angeles 90004 DNA
25 Toluca Pacific Securities Corp. 24 24
3500 W. Olive 11th fl. 2
Burbank 91505 2
Support staff Affiliations Services
. financial analysts (county offices only) . products or services
provided
(L.A. Co.) by L.A. Co. offices
. employees . exchanges
(total county) . Pacific exchange seats
. OTC issues([)
none all full svc.
1,220/37,000 11
none
none all major exchanges full svc.
NA/14,000E NA
none
none all major exchanges full svc.
800/44,000 5
none
10 all major exchanges full svc. brokerage
526/22,500 2
none
9 NYSE, AMEX, Pac., CBOE, Midwest full svc.
533/1,063 6
489
10 none asset management
500-600/5,000-6,000E none
none
3 none NA
50/50 none
none
NA all major exchanges full svc. investment ba
nking and securities
NA/10,000 2 firm
NA
6 all major exchanges pers. financial plannin
g, stocks, bonds,
388/388 9 mun. bonds, CDs, mutual
funds, annuities,
97 inst./corp. svcs., inve
stment banking
6 all major exchanges in-house full svc.
390/6,000 1
none
none none mutual funds, stocks, b
onds, insurance,
190/550 none real estate securities
8
none Wedbush & Securities Settlement all svc.s except commod
ities
140E/1,100 none
none
3 none direct participationpro
grams, mutual funds,
18/18 none ins., fee based financi
al planning, stocks,
none bonds, fixed income sec
urities/annuities
6 all major exchanges full line ret'l brokera
ge, corp. financing,
406/692 9 pub./mun. financing
1,060
none all major exchanges full svc.
203/5,600 1
none
none Philadelphia, Pacific full svc.
125/125 1
none
7 NYSE full svc. brokerage
165/2,400E 1
none
none NYSE,AMEX,CBOE full svc.
165/6,000E none
50E
none none discount brokerage, mut
ual funds, municipal
91/126 none bonds, stocks, bonds
none
NA NYSE, AMEX, Pacific, CBOE insurance, annuities, e
quities, municipal/
150/585 none corporate/govt. bonds,
unit trusts, mutual
none funds, options
none NYSE, AMEX, Pacific, Tokyo, London investment banking, equ
ity sales, fixed
125/6,800 1 income sales, real esta
te sales and
none finance
none all major exchanges insurance, annuities, s
tocks, bonds, cds,
64/5,400 2 commodities, limited pa
rtnerships, options
NA
3 none fixed income specialist
s, municipal,
90/185 none corporate, government,
unit trusts, mutual
none funds, precious metals
none
1 Pacific all except commercial
70/70 2
60
1 none all financial svc.s
7/10 NA
50
Profile Top Local executive
. parent company . name
. headquarters city . title
. year founded (ntl./local) . phone number
American Express Co. Richard J. Day
New York City exec. v.p.
1850/NA (818)907-3711
Dean Witter Reynolds Inc. Robert J. Juneman
New York City sr. v.p., regional dir.
1924/NA (213)486-4100
Merrill Lynch & Co. John R. Queen
New York City senior resident v.p.
1940/1920s (213)236-2000
The Prudential John P. Graner
New York City regional dir., Pacific South
1879/NA (213)486-5320
Kemper Group Richard J. Capalbo
Los Angeles ceo, president
1931/1931 (213)683-3500
Integrated Resources Inc. Carl Diamond
New York City chairman
1968/1971E (818)783-1830
FNI International Miles Z. Gordon
Torrance ceo, president
1983/1983 (213)543-5505
Drexel Burnham Lambert John Kissick
New York City exec. v.p., corporate finance
1935/1968 (213)281-5600
same Donald W. Crowell
Los Angeles managing partner
1932/1932 (213)620-1850
same Marshall S. Geller
New York City sr. managing dir.
1923/1966 (213)201-7700
same Robert L. Johnson
San Diego president
1925/1929 (818)577-1400
same Larry B. Roberts
Tustin CA office manager
1963/1963 (213)277-0454
The Broadwalk Group Inc. D.J. Welch
Agoura Hills president(3)
1981/1981 (818)991-7150
Wedbush Corp. Edward W. Wedbush
Los Angeles president
1925/1925 (213)620-1750
Primerica Otis M. Healy
New York City managing dir., sr. v.p.
1873/1956E (714)851-4220
same Robert J. Conway
Long Beach president
1965/1965 (213)595-7711
same Richard Wiseley
New York City managing dir.
1950/1977 (213)552-7500
same Barclay Perry
New York City managing dir.
1865/1960E (213)253-5238
same Denis A. Baudoin
Beverly Hills ceo
1960/1960 (213)550-0711
same Robert H. Bothner
San Francisco chairman
1858/1929 (213)362-3900
same P. Barker, R. Atlas
New York City partners
1869/1961 (213)617-5700
same Walter S. Mackey
New York City v.p., branch manager
NA/NA (213)624-9700
same Milford L. Stern
Beverly Hills president
1980/1980 (213)650-4001
same Charles L. McKinney
Los Angeles president
1951/1951 (213)624-6331
same Peter Blowitz
Burbank president
1983/1983 (818)955-6444
([)Over-the-counter issues in which the Los Angeles Los Angeles (lôs ăn`jələs, lŏs, ăn`jəlēz'), city (1990 pop. 3,485,398), seat of Los Angeles co., S Calif.; inc. 1850. offices make a market. (1)Company did not provide data for current survey. Data is from 1988 Book of Lists. (2)Company verified ver·i·fy tr.v. ver·i·fied, ver·i·fy·ing, ver·i·fies 1. To prove the truth of by presentation of evidence or testimony; substantiate. 2. all data except footnoted categories. Footnoted data is from 1987 Book of Lists. (3)Full title is president of The Board Group Inc. (4)Statistics reflect merger of Wedbush with Morgan Morgan, American family of financiers and philanthropists. Junius Spencer Morgan, 1813–90, b. West Springfield, Mass., prospered at investment banking. , Olmstead Olmstead may refer to: People
E - Company estimate. DNA DNA: see nucleic acid. DNA or deoxyribonucleic acid One of two types of nucleic acid (the other is RNA); a complex organic compound found in all living cells and many viruses. It is the chemical substance of genes. - Does not apply. NA - Not available. WND WND Wind WND World Net Daily WND Waarnemend WND Wilson Disease Gene (genetic medicine) WND Will Not Disclose WND Waving Not Drowning WND Why Not Design (Citrus Heights, CA) - Would not disclose. Note: The information in this list was supplied or verified by the companies themselves. Companies are ranked by 1987 revenues, or most recent revenue data available. Survey completed during the week of October October: see month. 10, 1988. |
|
||||||||||||||||||||
Printer friendly
Cite/link
Email
Feedback
Reader Opinion