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1-100 out of 100 article(s)
Title Author Type Date Words
SEC Staff Provides Guidance Regarding New Oil And Gas Reporting Requirements. Nov 12, 2009 1291
Clayton Williams Energy Provides Financial Guidance for 2009. Nov 12, 2009 1335
Securities Options Litigation. Nov 11, 2009 726
Corporate And Environmental Alert - SEC Reverses Policy On Rule 14a-8 Shareholder Proposals Relating To Environmental And Climate Change Risks. Nov 11, 2009 370
Information Security Program Gives Professionals Step-by-Step Guide to Comply with State & Federal Security Laws. Nov 9, 2009 568
Battles Will Continue In Active Year For Proxy Fights. Nov 4, 2009 652
US SEC Staff Offers Guidance On Exclusion of Shareholder Proposals from Company Proxy Statements. Nov 4, 2009 1442
Energy Industry Updates For October 2009. Nov 3, 2009 1972
Proposals For Broad Regulation Of Derivatives Markets Emerge In Congress. Nov 3, 2009 5578
Canada : Nevsun Completes Cdn$32,775,000 Financing. Nov 2, 2009 192
Jersey Companies - The Hong Kong Exchange - Acceptable Overseas Jurisdictions. Oct 28, 2009 396
Obama Administration Releases Legislative Language Regarding Asset-Backed Securitization. Oct 27, 2009 1623
Personal Property Securities (Consequential Amendments) Bill 2009 - Does It Achieve The Outcome Proposed By The Senate Committee On Legal And Constitutional Affairs (Committee). Oct 27, 2009 859
SEC Proposes Amending Rules for Internet Availability of Proxy Materials. Lese, Laurence S.; Kaufman, David J.; Loos, Dietrich A.; Visalli, Peter D. Oct 26, 2009 1247
CSA Publishes Proposed Amendments To Securities Rules To Address Adoption Of International Financial Reporting Standards In Canada. Oct 26, 2009 2312
SEC Proposes Amendments To Rules Regarding Availability Of Proxy Materials. Oct 26, 2009 701
Shareholder Derivative Actions: From Cradle To Grave. Oct 21, 2009 9501
Recent Developments And Trends In Securities Litigation. Oct 21, 2009 8829
infoGROUP Reaches Agreement in Principle on SEC Investigation. Oct 20, 2009 464
Are Captive Broker-Dealers In The Tenant-In-Common (TIC) And Oil And Gas Direct Participation Industry On The Road To Extinction? Oct 20, 2009 808
Bio-Clean, Inc. Announces Live Enzyme Development Proves More Versatile Than Initially Projected. Oct 16, 2009 390
Ulta Salon, Cosmetics & Fragrance, Inc. Announces Adoption of Rule 10b5-1 Plan by Executive Officer. Oct 16, 2009 656
US SEC Does Not Plan to Vote on Proxy Access Rules in 2009. Oct 16, 2009 638
SEC Joins State and Local Governments in Considering Regulation of Investment Adviser Activities Related to Government Plans. Oct 16, 2009 3349
The Credit Crisis Loosens its Grip on Securities Litigation, Advisen Reports. Oct 14, 2009 633
Sarbanes-Oxley Act Section 404(b): SEC Again Extends Deadline For Non-Accelerated Filers To File Auditor Attestation Report. Oct 13, 2009 245
Cabinet Endorses Social Security Law System for Employees of the Greater Amman Municipality. Oct 13, 2009 227
Heidelberger Druckmaschinen AG Hereby Announces in Compliance with Art. 15 of the German Securities Trading Act:. Oct 9, 2009 482
National Broadband Network Reforms - Do Telstra's Shareholders Have Any Rights? Oct 8, 2009 1297
Neo And Canadian Hydro Decisions Provide New Perspective On Poison Pills In Canada. Adkins, Mark Oct 8, 2009 2711
Clearly erroneous trades rules set up by SEC. Oct 7, 2009 447
Porta Systems Corp. Announces One-for-500 Reverse Split; Securities Exchange Act Registration to Be Terminated. Oct 5, 2009 660
Directors' And Officers' Liability: Recent Developments Of Importance. Emes, Aaron Oct 5, 2009 2537
SEC Proposes Amendments To The Investment Advisers Act Custody Rule. Martino, Ralph De Law overview Oct 4, 2009 1183
TSX To Require Shareholder Vote In Certain M&A Transactions. Oct 1, 2009 683
SEC Publishes Section 13(d) And 13(g) Compliance & Disclosure Interpretations. Sep 29, 2009 1610
Zimmerman Reed, PLLP is Issuing the Following Statement Regarding the Boston Scientific Corporation Securities Litigation. Sep 24, 2009 306
SEC Adopts Temporary Rule Requiring Money Market Fund Portfolio Holdings And Valuation Information To Be Reported To The SEC Under Certain Circumstances. Sep 23, 2009 3405
UAT System Boosts Use of SEC Rule 17a-7 Crossing Programs. Sep 22, 2009 577
Enforceable Security? Sep 22, 2009 788
Keeping Reforms In Sight: Understanding The New Canadian Registration Requirements. Thiele, Prema Sep 22, 2009 3697
FINRA Adopts After-Hour OTC Equity Trade Reporting Rules. Rainero, Julian; Frenchman, Robert S.; Brake, Pat E., Jr.; Won Kyung Chang Sep 22, 2009 635
Ingersoll Rand CEO's Options Expected To Be Exercised Under SEC Rule 10b5-1 Plan. Sep 21, 2009 206
Changes To Securities Laws From 1 October 2009 - A Quick Summary. Sep 21, 2009 518
The SEC Proposes New Rules To Restrict "Pay To Play" Practices By Investment Advisers. Sep 18, 2009 1631
Fenwick Employment Brief - September, 2009. Case overview Sep 16, 2009 2319
SEC Issues Small Entity Compliance Guide For Regulation S-AM. Sep 16, 2009 1912
Mark Connolly, director of the state Bureau of Securities Regulation, has been elected to serve on the board of directors of the North American Securities Administrators Association. Sep 11, 2009 52
Canadian Securities Regulator Transition Office Opens For Business. Kerwin, Edward Sep 10, 2009 791
CSA Harmonizes Dealer And Adviser Registration Requirements Pursuant To National Instrument 31-103. Nicholas, Michael Sep 10, 2009 536
When Success Raises Suspicions: The SEC's Risk-Based Investigation Of General Electric's Accounting Practices. Sep 8, 2009 1291
SEC Staff Issues New Interpretations Of Regulation SHO. Sep 7, 2009 678
Daily Wrap Up - Sept 3. Sep 3, 2009 434
OTC Derivatives-In the Crosshairs of US Legislative and Regulatory Change Part III: An Update. Forrester, J. Paul; Piracci, Jamila A.; Roche, Jerome J.; Sahr, David R. Sep 2, 2009 4288
Court cites 'deficiencies' in SEC's ruling on regulating annuities. Hamilton, Jesse A. Brief article Sep 1, 2009 202
Proposed SEC Rule Would Curtail Use Of Placement Agents And Campaign Contributions By Investment Advisers To Private Investment Funds. Aug 28, 2009 1832
FSA Clarifies How Its Rules Apply To Activist Shareholders. Aug 27, 2009 1385
Broadcast Interview of Chairman and CEO James Morris of Restaurant POS Start-Up Lecere Corporation. Aug 26, 2009 196
Tri-S Security Corporation Announces Voluntary Exchange Act Deregistration. Aug 24, 2009 725
CalSTRS Comments on SEC Rules for Better Proxy Access. Aug 19, 2009 406
Luna Innovations' Delay in Filing 10-Q Causes Further NASDAQ Non-Compliance. Aug 19, 2009 703
Textron En banc reversal. Aug 19, 2009 849
Proposed SEC Rule Addresses "Pay To Play" Practices By Investment Advisers Seeking To Manage Money On Behalf Of State And Local Governments. Aug 19, 2009 4795
Court case questions securities regulation Worldly Wise. Aug 18, 2009 643
SEC Makes Permanent Rule 204 Close-Out Requirements; Form SH Short Sale And Short Position Disclosure Requirements To Cease. Aug 18, 2009 561
US SEC Again Revisits the Regulation of Short Sales. Aug 18, 2009 655
Short-Selling: Progress On International Harmonisation And Forthcoming Changes In The UK. Aug 17, 2009 427
WGNB Corp. Announces Voluntary Delisting of Its Common Stock. Aug 14, 2009 783
Clayton Williams Energy Provides Financial Guidance for 2009. Aug 13, 2009 1387
Zareba Systems Announces Filing Schedule 13E-3, Plan to Voluntarily Deregister Its Common Stock. Aug 12, 2009 926
SEC Nixes Alleged Vote-Buying Scheme. Aug 11, 2009 904
SEC Takes Unprecedented Action Under Section 304 Of SOX. Aug 11, 2009 770
ATS Corporation Announces Commencement of Stock Repurchase Program. Aug 10, 2009 657
SEC throws the book at AIG's former bosses. Aug 10, 2009 638
Courts Push Back On SEC's Pursuit Of Insider Trading By Non-Fiduciaries. Aug 9, 2009 692
Financial Regulation Reform Legislation and Securitization. Aug 9, 2009 906
Securities Law - Disqualification Order Under The Securities And Futures Ordinance. Aug 7, 2009 1270
MTM Technologies, Inc. Files Form 15 to Deregister its Common Stock With SEC. Aug 5, 2009 527
SEC Settlements Trends: 2Q09 Update. Aug 5, 2009 1462
Insider Trading Developments. Aug 5, 2009 1439
SEC Proposes Rules To Eliminate "Pay-To-Play" Practices. Reprint Aug 4, 2009 451
SEC Proposes Enhanced Executive Compensation And Corporate Governance Disclosures, Clarifications To The Proxy Solicitation Rules And "Say-On-Pay" Clarification For TARP Recipients. Aug 4, 2009 360
SEC Proposes Amendments To Investment Company Act Rules To Address Liquidity And Credit Quality Pressures On Money Market Funds. Aug 3, 2009 436
Genzyme Corporation (GENZ) Target of Investigation for Potential Securities Law Violations, Hagens Berman Announces. Jul 31, 2009 353
Malaysians protest against internal security laws. Jul 31, 2009 597
Interim Temporary Rule 204T is No Longer Temporary. Jul 30, 2009 1435
SEC Proposes Rule To Curtail "Pay To Play" Practices By Investment Advisers Seeking To Manage Money For State And Local Governments. Jul 30, 2009 5912
L-3 Announces Conversion Rate Adjustment for Its 3% Convertible Contingent Debt Securities ("CODES") Due 2035. Jul 29, 2009 394
Federal Appeals Court Orders SEC To Reconsider Rule 151A Addressing Fixed Indexed Annuities. Jul 27, 2009 1240
Registration Exemptions Finalized For International Dealers And Advisers. Jul 27, 2009 2162
PIPE Transactions In Canada: Teck Resources And China Investment Corp. Jul 27, 2009 742
SEC battles AcentsA[euro]Aoenaked short selling,AcentsA[euro]A makes promptness rule permanent. Brief article Jul 27, 2009 179
Entertainment Properties Trust Supplemental Operating and Financial Data For the Three and Six Months Ended June 30, 2009. Jul 27, 2009 676
Northland Cable Properties Eight Limited Partnership Response to Peachtree Partners Tender Offer. Jul 27, 2009 365
Northland Cable Properties Seven Limited Partnership Response to Peachtree Partners Tender Offer. Jul 27, 2009 364
SEC Will Extend Pay-To-Play Regulation To Investment Advisers. Jul 27, 2009 1501
SEC rules that Calif. IOUs are securities. Jul 22, 2009 224
The "person" at federal law: a framework and a RICO test suite. Gerardi, Michael J. Jul 1, 2009 14403
The year in governance: a month-by-month recap of the people, organizations, events, actions and reactions that defined hoard oversight in 2008. Kristie, James Movie review Jun 22, 2009 14252
What the SEC's roadmap means for the future of IFRS: rule could require U.S. public companies to use IFRS beginning in 2014. Jan 1, 2009 798

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