| Title |
Author |
Type |
Date |
Words |
| United States: Ormat Technologies, Inc. Announces Re-Purchase of Part-Ownership Interest in Certain of Its Geothermal Power Projects From an Institutional Equity Investor. |
|
|
Nov 4, 2009 |
284 |
| TD AMERITRADE CEO to Speak at Bank of America Merrill Lynch 2009 Banking and Financial Services Conference. |
|
Conference news |
Nov 4, 2009 |
383 |
| Investor Savings Crosses $7 Million Mark with XpressRouter Technology Exclusively Available from optionsXpress. |
|
|
Nov 4, 2009 |
539 |
| Scottrade Opens First Online Brokerage Office in the Kitsap Peninsula. |
|
|
Nov 3, 2009 |
374 |
| Stifel Financial Corp. to Present at the Keefe, Bruyette & Woods 2009 Securities Brokerage & Market Structure Conference. |
|
Conference news |
Nov 3, 2009 |
488 |
| China : Longtop Wins Contract with a Leading Securities Brokerage Firm in China. |
|
|
Nov 3, 2009 |
214 |
| Broadpoint.Gleacher to Present at the Keefe, Bruyette & Woods 2009 Securities Brokerage & Market Structure Conference. |
|
Conference news |
Nov 3, 2009 |
365 |
| BGC Partners to Present at the KBW 2009 Securities Brokerage & Market Structure Conference November 5th, 2009. |
|
Conference news |
Nov 2, 2009 |
417 |
| NYSE Euronext to Present at the KBW 2009 Securities Brokerage Conference. |
|
Conference news |
Nov 2, 2009 |
478 |
| Michael J. Castellano, Chief Financial Officer, Lazard, to Present at Keefe, Bruyette & Woods 2009 Securities Brokerage & Market Structure Conference on November 5, 2009. |
|
Conference news |
Nov 2, 2009 |
481 |
| optionsXpress to Present at Keefe, Bruyette & Woods Conference. |
|
Conference news |
Oct 29, 2009 |
219 |
| TD AMERITRADE Delivers Record Organic Growth in Fiscal 2009. |
|
|
Oct 27, 2009 |
1631 |
| Scottrade's Online Investing Support Arrives in Easton, Pa. |
|
|
Oct 27, 2009 |
371 |
| Schwab Declares Regular Quarterly Dividend. |
|
|
Oct 22, 2009 |
207 |
| OPEN E CRY, LLC Launches OEC System Center, an Innovative Service to Manage Futures. |
|
Company overview |
Oct 22, 2009 |
640 |
| Jefferies Group, Inc. Announces the Pricing of $300 Million of Convertible Senior Debentures. |
|
|
Oct 21, 2009 |
538 |
| Jefferies Reports Record Third Quarter Financial Results. |
|
Financial report |
Oct 20, 2009 |
341 |
| Jefferies Group, Inc. Announces $300 Million Convertible Senior Debentures Offering. |
|
|
Oct 20, 2009 |
369 |
| Are Captive Broker-Dealers In The Tenant-In-Common (TIC) And Oil And Gas Direct Participation Industry On The Road To Extinction? |
|
|
Oct 20, 2009 |
808 |
| Third Party Claims And Deeds Of Company Arrangement. |
|
Case overview |
Oct 15, 2009 |
1445 |
| Enhanced Fall Issue (07) of thinkMoney Available Online Now. |
|
|
Oct 13, 2009 |
655 |
| Jefferies Announces Management Conference Call to Discuss 2009 Third Quarter Financial Results. |
|
|
Oct 13, 2009 |
216 |
| TD AMERITRADE to Host Earnings Conference Call. |
|
|
Oct 13, 2009 |
359 |
| Presidents George W. Bush and Bill Clinton to Appear Together at TD AMERITRADE Institutional 2010 National Conference. |
|
Conference news |
Oct 12, 2009 |
544 |
| TD AMERITRADE Investor Poll: 40 Percent Say They Put New Money into the Markets. |
|
|
Oct 7, 2009 |
926 |
| TD AMERITRADE Unveils New Online Retirement Center. |
|
|
Oct 6, 2009 |
592 |
| Top 10 securities dealers: ranked by number of local registered brokers as of Jan. 1, 2009. |
Black, Kevin; Schweizer, Andrew |
Company rankings |
Oct 5, 2009 |
754 |
| TD AMERITRADE Institutional Survey: Independent Registered Investment Advisors Upbeat about Career and Economy. |
|
Company overview |
Sep 30, 2009 |
1357 |
| TD AMERITRADE Names David Kimm Chief Risk Officer. |
|
|
Sep 28, 2009 |
486 |
| Teens and Money: Fewer Financial Responsibilities Today Create More Savers among Teens. |
|
|
Sep 24, 2009 |
1192 |
| Jefferies Group, Inc. Sells an Additional $300 Million of Senior Debt. |
|
|
Sep 23, 2009 |
340 |
| Online Broker trade MONSTER Introduces Exit Plan[TM]. |
|
|
Sep 22, 2009 |
551 |
| Fitch Assigns Wachovia Securities New Construction Loan Servicer Rating of 'CCLS3+'. |
|
|
Sep 18, 2009 |
279 |
| TD AMERITRADE Institutional Puts Advisors on the Fast Track to Independence. |
|
|
Sep 17, 2009 |
1225 |
| Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Wachovia Corporation (NYSE: WB). |
|
|
Sep 15, 2009 |
596 |
| TD AMERITRADE Reports Monthly Metrics. |
|
|
Sep 14, 2009 |
508 |
| While Stockbrokers/Traders Are Laid Off, Bright Trading Remains Strong; Transitioning to Trading Tour; Bay Area Training and Recruiting. |
|
|
Sep 11, 2009 |
323 |
| CBOE Adds Online Broker trade MONSTER's paperTRADE Platform as Investor Education Resource on CBOE.com. |
|
|
Sep 10, 2009 |
574 |
| Scottrade's Asia Pacific Services Never Close. |
|
|
Sep 10, 2009 |
441 |
| Institutional Cash Distributors and Kyriba Partner to Streamline Cash and Investment Management. |
|
|
Sep 9, 2009 |
618 |
| Donald H. Layton to Complete Tenure as Chairman and CEO of E*TRADE FINANCIAL at Year's End. |
|
|
Sep 9, 2009 |
786 |
| TD AMERITRADE President and CEO to Speak at Scotia Capital Financials Summit 2009. |
|
|
Sep 9, 2009 |
295 |
| TD AMERITRADE President and CEO to Speak at Barclay's Capital Global Financial Services Conference. |
|
Conference news |
Sep 8, 2009 |
297 |
| SEC Staff Issues New Interpretations Of Regulation SHO. |
|
|
Sep 7, 2009 |
678 |
| AlarmPoint Systems Saves Global Online Brokerage Firm $1.2 Million Annually. |
|
|
Sep 3, 2009 |
334 |
| Madoff trustee in talks. |
|
Brief article |
Sep 1, 2009 |
162 |
| United States : Wells Fargo Slow to Consolidate Wachovia Into Its System. |
|
|
Aug 26, 2009 |
351 |
| Scottrade Promotes Shannon Munton to Service Center Director. |
|
|
Aug 25, 2009 |
367 |
| Scottrade Opens First Online Brokerage Office in Coeur d'Alene. |
|
|
Aug 25, 2009 |
402 |
| EFG-Hermes 'stays top broker'. |
|
|
Aug 25, 2009 |
509 |
| TD AMERITRADE Institutional Fall Regional Conference to Take Place October 19 in New York City. |
|
Conference news |
Aug 24, 2009 |
650 |
| Online Broker TradeKing[TM] Adds More "All-Star" Options Educators to its Trader Network. |
|
|
Aug 24, 2009 |
675 |
| It sounds like a far-fetched Ayn Rand story line (is there any other kind?): Andrew J. Hall, the head of Phibro, a small commodities-trading firm based in Connecticut, is being set up as a candidate for public crucifixion. |
|
Brief article |
Aug 24, 2009 |
258 |
| Scivantage Recognized as the Leader in Online Brokerage Technology by Independent Research and Consulting Firm. |
|
|
Aug 20, 2009 |
497 |
| TD AMERITRADE Reports Monthly Metrics. |
|
|
Aug 18, 2009 |
508 |
| CITIC securities net profit drops 20% in H1. |
|
Financial report |
Aug 17, 2009 |
228 |
| Fitch Downgrades Wachovia's CMBS Servicer Ratings; Removes Watch. |
|
|
Aug 14, 2009 |
553 |
| United States : Pennsylvania Securities Commission Orders Wachovia to Refund Over $300 Million. |
|
|
Aug 12, 2009 |
381 |
| United States : Pennsylvania Securities Commission Orders Wachovia to Refund Over $300 Million to More Than 1,300 for Auction Rate Securities. |
|
|
Aug 12, 2009 |
383 |
| Hong Kong : HSBC Holdings Gearing up for Shanghai IPO. |
|
|
Aug 8, 2009 |
164 |
| Regulators charge investment fund operators with fraud. |
Allen, Mike |
|
Aug 3, 2009 |
445 |
| Technology's Top Investors and Executives to Gather for the 11th Annual Pacific Crest Securities Technology Leadership Forum. |
|
|
Jul 29, 2009 |
393 |
| Schwab Declares Regular Quarterly Dividend. |
|
|
Jul 28, 2009 |
197 |
| Women More Likely to Pinch Pennies in Down Economy. |
|
|
Jul 27, 2009 |
790 |
| Stephens Inc. sues five departed analysts. |
Moritz, Gwen |
|
Jul 27, 2009 |
398 |
| High Speed Trading Under Pressure from Senator. |
|
Brief article |
Jul 25, 2009 |
199 |
| Canadian Securities Regulators Release Final Registration Rule. |
Thiele, Prema |
Law overview |
Jul 23, 2009 |
3672 |
| SEC Orders Sanctions Against Unregistered Broker-Dealers. |
Lese, Laurence |
Law overview |
Jul 22, 2009 |
680 |
| Jefferies Reports Second Quarter Financial Results. |
|
Financial report |
Jul 21, 2009 |
340 |
| Jefferies Appoints Ben Lorello Chairman of Investment Banking. |
|
|
Jul 21, 2009 |
319 |
| Jefferies Expands Global Healthcare Effort. |
|
|
Jul 21, 2009 |
320 |
| TD AMERITRADE Delivers Strong Third Quarter. |
|
|
Jul 21, 2009 |
1304 |
| Scottrade Opens First Online Brokerage Office in Lafayette, La. |
|
|
Jul 21, 2009 |
377 |
| Boston Properties Announces Second Quarter 2009 Results. |
|
Financial report |
Jul 21, 2009 |
2190 |
| TD AMERITRADE Details Plans to Purchase Auction Rate Securities. |
|
|
Jul 20, 2009 |
640 |
| Corporate Governance Developments At The NYSE And SEC. |
McCallum, Leslie |
|
Jul 17, 2009 |
572 |
| Young Estate v. RBC Dominion Securities. |
Brown, Carole J.; Shaer, Benjamin; Djahangir, Liliane |
Case overview |
Jul 16, 2009 |
732 |
| Jefferies Announces Management Conference Call to Discuss 2009 Second Quarter Financial Results. |
|
|
Jul 13, 2009 |
286 |
| United States: Broadpoint Gleacher Moves Into Real Estate Banking. |
|
|
Jul 9, 2009 |
186 |
| Broadpoint Gleacher Expands into Real Estate Investment Banking. |
|
|
Jul 7, 2009 |
418 |
| China's CITIC securities looks for partnerships in Taiwan. |
|
Brief article |
Jul 7, 2009 |
173 |
| TD AMERITRADE to Host Earnings Conference Call. |
|
|
Jul 7, 2009 |
358 |
| Amendment of NYSE Rule 452: Elimination of Broker Discretionary Voting in Director Elections. |
|
|
Jul 6, 2009 |
1075 |
| Kinder Morgan Energy Partners Announces Closing of Underwriters Overallotment Option. |
|
|
Jul 6, 2009 |
394 |
| Merriman Curhan Ford Announces Appointments in Its Investment Bank and Broker/Dealer. |
|
|
Jun 30, 2009 |
493 |
| Research and Markets: An Essential Report on Securities Brokers. |
|
|
Jun 29, 2009 |
362 |
| TD AMERITRADE Institutional Survey: Independent Registered Investment Advisors Continue to Gain New Clients from Full-Service Brokers. |
|
|
Jun 29, 2009 |
920 |
| Jefferies Group, Inc. Sells $400 Million of Senior Debt. |
|
|
Jun 26, 2009 |
332 |
| FINRA Fines Wachovia Securities $1.4 Million for Prospectus Delivery Failures, Related Supervisory Violations. |
|
|
Jun 25, 2009 |
663 |
| Samueli - A Securities Lending Transaction Gone Bust. |
|
|
Jun 25, 2009 |
840 |
| Jefferies Forecasts Record Second Quarter Net Revenues in Excess of $500 Million, with Second Quarter Net Earnings Estimated to Exceed $50 Million. |
|
|
Jun 24, 2009 |
736 |
| United States: Equity Lifestyle offering 4 million common shares. |
|
|
Jun 24, 2009 |
151 |
| Merriman Curhan Ford Names Phylis M. Esposito to Its Independent Advisory Board. |
|
|
Jun 23, 2009 |
464 |
| ELS Announces Pricing of Common Stock Offering. |
|
|
Jun 23, 2009 |
725 |
| ELS Announces Commencement of Common Stock Offering. |
|
|
Jun 22, 2009 |
691 |
| Fitch Downgrades Wachovia's CMBS Primary Servicer Rating to 'CPS2'. |
|
|
Jun 19, 2009 |
293 |
| Terex to Present at Wachovia Securities Mid-Year Equity Conference. |
|
Conference news |
Jun 19, 2009 |
214 |
| DIRECTV to Present at Wachovia Securities' 19th Annual Mid-year Equity Conference. |
|
Conference news |
Jun 18, 2009 |
127 |
| Jefferies Designated Primary Dealer by the Federal Reserve Bank of New York. |
|
|
Jun 17, 2009 |
256 |
| Securities brokerage expands. |
|
|
Jun 10, 2009 |
243 |
