Printer Friendly
The Free Library
14,550,258 articles and books
Member login
User name  
Password 
 
Join us Forgot password?

SEC, NASAA form task force.


The SEC and the North American North American

named after North America.


North American blastomycosis
see North American blastomycosis.

North American cattle tick
see boophilusannulatus.
 Securities Administration Association (NASAA NASAA

See North American Securities Administrators Association (NASAA).
) will form a 12-member task force to eliminate spats spat 1  
v.
A past tense and a past participle of spit1.



spat 2  
n. pl. spat or spats
1.
 between state and federal regulators.

The task force will explore protocols, procedures and best practices for the cooperation and coordination of enforcement cases between federal and state authorities, hoping to avoid duplication or overlapping efforts.

The SEC and NASAA will each select six panel members.
COPYRIGHT 2003 California Society of Certified Public Accountants
No portion of this article can be reproduced without the express written permission from the copyright holder.
Copyright 2003, Gale Group. All rights reserved. Gale Group is a Thomson Corporation Company.

 Reader Opinion

Title:

Comment:



 

Article Details
Printer friendly Cite/link Email Feedback
Title Annotation:SEC News; Securities and Exchange Commission and North American Securities Administrators Association
Publication:California CPA
Article Type:Brief Article
Geographic Code:1USA
Date:Nov 1, 2003
Words:64
Previous Article:And the winner is ...(in the spotlight)(accountants Mel Mesuda and Andy Sale present Emmy results)(Brief Article)
Next Article:Investors to get more mutual fund information.(SEC News)(Securities and Exchange Commission)(Brief Article)
Topics:



Related Articles
Financial adviser regulation alert; federal and state efforts could make it harder for many CPAs to conduct business.
The shell company: going public with a Pandora's box.
To register or not, that's the question. (accountant's exception to SEC investment adviser registration requirements)
SEC launches online investment adviser database.
GOING FOR BROKER; FEES SURPRISE OLDER INVESTORS.(Business)
SURF DAY TRIES TO NET ON-LINE FRAUD.(BUSINESS)
SCHEMES TARGET ETHNIC GROUPS.(BUSINESS)
The top 10 scams.(frauds)
The many faces of fraud.(Agent/Broker)
Is your broker a crook? If your money is lost and your financial adviser is missing, here's what you can do to recoup your investment.(INVESTING)

Terms of use | Copyright © 2009 Farlex, Inc. | Feedback | For webmasters | Submit articles