Roth Capital Partners NYC Institutional Investor Conference Sept 7-8, 2005 Offers Taste of China, Sessions on PIPE and Registered Direct Offerings; More Than 200 Micro and Small Cap Companies to Present.NEWPORT BEACH Newport Beach, residential and resort city (1990 pop. 66,643), Orange co., S Calif., on Newport Bay and the Pacific Ocean; inc. 1906. It is a popular seaside resort and yachting center. Manufactures include electrical and medical equipment, computers, boats, and adhesives. , Calif. -- With a taste of China on the agenda and special sessions on PIPE and Registered Direct Offerings, the Roth Capital Partners Roth Capital Partners, LLC, is a full service Investment Banking firm, specializing in the small and micro cap markets. Roth’s focus, according to its official website, "has been, is, and will continue to be providing the full spectrum of investment banking services, Stock Conference, scheduled for September September: see month. 7-8 at the Westin New York New York, state, United States New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of at Times Square, will take institutional investors Institutional Investor A non-bank person or organization that trades securities in large enough share quantities or dollar amounts that they qualify for preferential treatment and lower commissions. on an international road to discovery of small and micro-cap Micro-cap Micro cap refers to a company with a market capitalization of between $50 million to $300 million. Notes: A micro cap stock isn't the smallest classification (nano-cap is even smaller), but it is getting pretty small. opportunities. China is emerging as one of the world's fastest growing economies. As it works its way toward developing a market economy, China is catching the eye of the global investment community. In keeping with Roth Capital's mission to bring new ideas "New Ideas" is the debut single by Scottish New Wave/Indie Rock act The Dykeenies. It was first released as a Double A-side with "Will It Happen Tonight?" on July 17, 2006. The band also recorded a video for the track. to institutional investors, it is adding Chinese-based companies trading on the U.S. Exchanges. Some of the scheduled companies include: China BAK Bak Bak A member of the bcl-2 family expressed in a wide range of cells which, when overexpressed in NGF-deprived sympathetic neurons accelerates apoptosis, and counteracts Bcl-2's apoptosis-protecting effects. See Bcl-2. Battery, Inc. (CBBT CBBT Chesapeake Bay Bridge Tunnel ), and PacificNet Inc. (PACT). Roth Capital also will feature panel sessions on structuring PIPE (Private Placement in Public Equity) and Registered Direct offerings. The PIPE session will explore key regulatory issues that companies must address when structuring an offering. Utilizing real world situations, the panel will guide companies through scenarios that will illustrate the impact of Nasdaq shareholder approval rules on the process. PIPE panel speakers will include David Compton Compton, city (1990 pop. 90,454), Los Angeles co., S Calif., a suburb between Los Angeles and Long Beach; inc. 1888. It has aircraft, electronic, and steel industries. Largely African American, Compton is a noted center for rap music. , Director, Listing Qualifications at Nasdaq; Eric ERIC Educational Research Information Clearinghouse ERIC Educational Resources Information Center ERIC ERISA Industry Committee ERIC Epidemiologic Research and Information Center (Durham, NC) Cohen cohen or kohen (Hebrew: “priest”) Jewish priest descended from Zadok (a descendant of Aaron), priest at the First Temple of Jerusalem. The biblical priesthood was hereditary and male. , Senior Partner at Bryan Cave Bryan Cave is an international law firm based in St. Louis, Missouri, USA. Founded in 1873 as King, Phillips & Stewart, it is one of the 35 largest law firms in the world. Its partners include former US Senators Jack Danforth and Alan Dixon, former New York Mayor Ed Koch and and Byron Roth, Chairman and CEO (1) (Chief Executive Officer) The highest individual in command of an organization. Typically the president of the company, the CEO reports to the Chairman of the Board. of Roth Capital. Roth Capital has been on the forefront of PIPEs, and in 2004 was ranked the #1 PIPE placement agent both in terms of number of transactions and dollars raised. The Registered Direct Offering panel will discuss the benefits and advantages with respect to both firm commitment underwritings Firm commitment underwriting An underwriting in which an investment banking firm commits to buy and sell an entire issue of stock and assumes all financial responsibility for any unsold shares. and PIPEs and will review best practices. The panelists include: Stuart Bressman, Partner, Brown Raysman Millstein Felder Felder refers to: Persons
Roth Capital Partners Stock Conferences are the largest in the nation for micro- micro- - prefix and small-cap Small-cap A stock with a small capitalization, meaning a total equity value of less than $500 million. small-cap 1. Of or relating to the common stock of a relatively small firm having little equity and few shares of common stock companies. Though the special sessions are attracting investor interest, the main event continues to be the 200-plus companies that will be presenting. "Small companies can sometimes get lost among the giants of Wall Street, but can be worthwhile additions to the investment portfolio," said Rusty rust·y adj. rust·i·er, rust·i·est 1. Covered with rust; corroded. 2. Consisting of or produced by rust. 3. Of a yellowish-red or brownish-red color. 4. Hoss, Director of Research for Roth Capital Partners. "We'll be shedding light on some companies that may become tomorrow's leaders, in industry sectors such as Technology, Healthcare, Financial Services The examples and perspective in this article or section may not represent a worldwide view of the subject. Please [ improve this article] or discuss the issue on the talk page. and Consumer Products." The market cap of the presenting companies is primarily under $1 billion, with an average market cap of approximately $350 million. Supporting sponsors of the 2005 New York Stock Conference include Cingular; Regard Wireless Enterprise Solutions; Sony Ericsson For an arrangement of Sony Ericsson products, see list of Sony Ericsson products Sony Ericsson is a joint venture established in 2001 by the Japanese consumer electronics company Sony Corporation and the Swedish telecommunications company Ericsson to make mobile phones. ; Thomson Financial Thomson Financial A major provider of information, analytical tools, and consulting services to the financial community. The firm, a division of Thomson Corporation, is best known to investors for its First Call segment, which publishes consensus earnings ; Bloomberg Bloomberg A major global provider of 24-hour financial news and information including real-time and historic price data, financials data, trading news and analyst coverage, as well as general news and sports. ; Business Wire; Bryan Cave; Wall Street Webcasting; Brown Raysman Millstein Felder & Steiner LLP; Capital IQ, a division of Standard & Poors; Lowenstein Sandler Lowenstein Sandler P.C. is a major corporate law firm with its primary offices in Roseland, New Jersey and New York, New York. The firm is the largest firm in New Jersey. An AmLaw 200 firm with over 270 attorneys, Lowenstein Sandler represents public and private companies, PC; Vintage Filings, LLC (Logical Link Control) See "LANs" under data link protocol. LLC - Logical Link Control ; The Global Consulting Group; Dorsey & Whitney, LLP; Reynolds & Reynolds, Inc.; Catalyst Financial Resources, LLC; Stroock & Stroock & Lavan, LLP; The American Stock Exchange American Stock Exchange (AMEX) Stock exchange in the U.S. Originally known as “the Curb,” it began as an outdoor marketplace in New York City c. 1850. It moved indoors to its present location in the Wall Street area in 1921. ; and arca/ex. For registration information for this invitation-only conference, contact your Roth Capital Partners representative, or the conference desk at 800-678-9147. For more information on the conference and updated list of company presenters, visit the conference website at: www.rothcp.com/2005%20NYC%20Conference%20Web%20Site/Roth%20NYC05.html. Media inquiries and press credentials CREDENTIALS, international law. The instruments which authorize and establish a public minister in his character with the state or prince to whom they are addressed. If the state or prince receive the minister, he can be received only in the quality attributed to him in his credentials. only: contact Nevena Orbach of The Orbach Company, Inc. at 818-904-0500. About Roth Capital Partners, LLC: With corporate headquarters in Newport Beach, California Newport Harbor redirects here. For the MTV reality series, see . Newport Beach, incorporated in 1906, is a city in Orange County, California, 10 miles south of downtown Santa Ana. and offices in strategic locations in the Western United States Noun 1. western United States - the region of the United States lying to the west of the Mississippi River West Santa Fe Trail - a trail that extends from Missouri to New Mexico; an important route for settlers moving west in the 19th century , Roth Capital Partners, LLC is a full service investment bank serving corporate and institutional clients throughout the world. Offering a wide array of investment banking services including: initial public offerings, follow-ons, PIPEs, private placements, mergers and acquisitions, investment research, and institutional sales and trading, the firm is perhaps best known for finding, funding and fostering the growth of emerging companies. It is a member of the National Association of Securities Dealers National Association of Securities Dealers (NASD) Nonprofit organization formed under the joint sponsorship of the investment bankers' conference and the SEC to comply with the Maloney Act, which provides for the regulation of the OTC market. (NASD NASD See: National Association of Securities Dealers NASD See National Association of Securities Dealers (NASD). ), the Securities Industry Association (SIA Sia (sī`ə) or Siaha (sī`əhə), in the Bible, family returned from the Exile. SIA - Serial Interface Adaptor ), and the Securities Investor Protection Corporation Securities Investor Protection Corporation (SIPC) A nonprofit corporation that insures customers' securities and cash held by member brokerage firms against the failure of those firms. (SIPC (Simply Interactive PC) An earlier umbrella term from Microsoft and Intel for a PC that works like a home appliance. For example, it has a sealed case, uses external connectors for expansion and boots in just a couple of seconds. ). Visit the Roth Capital Partners website at www.rothcp.com. Presenting Companies as of August 30, 2005 (subject to change): COMPANY TICKER Access Integrated Technologies AIX Accredited Home Lenders LEND Ace Cash Express Inc AACE Actuate Corp ACTU Adeza Biomedical Corp ADZA Administaff Inc ASF Aeroflex Inc ARXX Airspan Networks AIRN Alpha Pro Tech APT Alvarion Ltd ALVR Amerigon Inc ARGN Amerityre Corporation AMTY Anadigics Inc ANAD Applix Inc APLX Aptimus Inc. APTM aQuantive Inc AQNT Ariba Inc ARBA Art Technology Group ARTG Ashworth Inc ASHW Authentidate Holding ADAT Auxilium Pharmaceuticals AUXL Avant Immunotherapeutics AVAN Avid Technology AVID Bankrate Inc RATE Barrett Business Services BBSI Barrier Therapeutics BTRX Benihana Inc BNHNA Bentley Pharmaceuticals BNT BioSphere Medical Inc. BSMD Buckle Inc BKE CABG Medical Inc CABG Cache Inc CACH Caprius Inc CAPS Captiva Software CPTV Cardiotech International CTE Cash America International CSH Casual Male Retail Group CMRG Celebrate Express Inc BDAY Century Casinos Inc CNTY Chardan China Acquisition CAQC China Bak Battery CBBT CKE Restaurants Inc CKR Clarient Inc. CLRT Cognos Inc COGN Collagenex Pharmaceuticals CGPI Collectors Universe Inc CLCT Collegiate Pacific BOO Concurrent Computer Corp CCUR Connetics Corp CNCT Cortex Pharmaceuticals COR CryoCor CRYO Curon Medical Inc CURN Cutera Inc CUTR Cyberkinetics Neurotechnology Systems CYKN Deb Shops Inc DEBS Delta Financial Corp DFC Digital Generation Systems DGIT Diomed Holdings Inc DIO Ditech Communications DITC Dollar Financial Group DLLR Dot Hill Systems HILL Dress Barn Inc DBRN Dyadic International, Inc. DIL ECC Capital Corp ECR eMagin Corp EMA Emrise Corp ERI Entrust Inc. ENTU EVCI Career Colleges EVCI Ezcorp Inc EZPW FalconStor Software FALC First Cash Financial Services FCFS Flow International FLOW Full House Resorts Inc FLL Fusion Telecommunications Intl Inc FSN Genesis Microchip GNSS Gevity HR GVHR Glycogenesys Inc. GLGS GP Strategies Corp GPX GuruNet Corp ANSW Halozyme Therapeutics HTI Hawk Corp HWK Hemosense HEM Henry Bros Electronics Inc HBE Hollywood Media Corp HOLL Hyperion Solutions Corp HYSL Hythiam Inc. HYTM I-Flow Corp IFLO II VI Inc IIVI Imax Corp IMAX Infocrossing Inc IFOX Informatica Corporation INFA InfoSearch Media ISHM Innovo Group INNO Integral Vision INVI Interchange Corp INCX Intermap Technologies, Inc. IMP.TO International Displayworks IDWK Ionatron Inc IOTN Isle of Capris Casinos ISLE Joseph A Bank Clothiers JOSB K2 Inc KTO Kintera Inc. KNTA Kopin Corp KOPN Kuhlman Company, Inc KHLM KV Pharmaceuticals KV-A Lakes Entertainment LACO Landec Corp LNDC LCC International Inc LCCI Lifecell Corp LIFC Lipid Sciences LIPD LivePerson Inc LPSN Matrixx Initiatives MTXX MDCA Partners MDCA Medical Action Industries MDCI Medis Technologies MDTL Metretek Technologies MEK MGP Ingredients Inc MGPI Microtek Medical Holdings MTMD Microtune Inc TUNE Middleby Corp MIDD Mobility Electronics MOBE Monterey Gourmet Foods PSTA MRU Holdings MHOI MRV Communications Inc MRVC Nano-Proprietary Inc NNPP Napco Security Systems NSSC Natus Medical Inc. BABY Neogen Corp NEOG Neoprobe Corp NEOP Nevada Gold & Casinos UWN New Frontier Media NOOF Newtek Business Services NKBS NTN Communications NTN Nutrisystem Inc. NTRI OneTravel Holdings OTV ONYX Software ONXS Optical Communication Products OCPI Orange 21 Inc ORNG Orthovita Inc VITA Oscient Pharmaceuticals OSCI OSI Systems, Inc OSIS Oxigene Inc OXGN PacificNet Inc PACT Paladin Labs Inc. PLB PAR Technology Corporation PTC Perficient Inc PRFT Poore Brothers Inc SNAK Pro-Dex PDEX Progressive Gaming International PGIC Prospect Medical Holdings PZZ Provide Commerce PRVD Psychemedics Corp PMD QLT Inc QLTI Radyne Corp RADN Rubio's Restaurants RUBO Salix Pharmaceuticals SLXP Savient Pharmaceuticals SVNT Sigma Designs Inc SIGM SLS International SITI SM&A WINS Somanetics Corp SMTS Sonic Solutions SNIC Sonus Pharmaceuticals SNUS Spectrum Pharmaceuticals Inc SPPI Sportsman's Guide SGDE SPSS Inc SPSS Stage Stores Inc STGS Stamps.com Inc STMP Stinger Systems Inc STIY Strategic Diagnostics SDIX Sun Healthcare Group SUNH Sunrise Telecom SRTI Symmetricom Inc SYMM SYS SYS Targeted Genetics TGEN Taro Pharmaceutical Industries TARO Tasker Capital TKER TechTeam Global TEAM TeleCommunication Systems TSYS The KNOT Inc. KNOT The Medicines Company MDCO The Sands Regent SNDS Think Partnership Inc. THK Transact Technologies TACT Trident Microsystems TRID Trinity Biotech TRIB Tumbleweed Communications TMWD UCN Inc UCNN Ultimate Software Group ULTI Universal Display Corp PANL USA Technologies USTT Varsity Group Inc VSTY VaxGen Inc VXGN Ventiv Health Inc VTIV Viisage Technology VISG WebSideStory Inc WSSI Western Alliance Bancorp WAL Wireless Facilities WFII World Heart Corp WHRT WPT Enterprises Inc WPTE Xenonics Holdings XNN Yak Communications YAKC Youbet.com Inc UBET |
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