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Articles 1-87 out of 87 article(s) Title Author Type Date Words FINRA Fines Broker-Dealer For Improper Soft Dollar Payments. Dec 2, 2009 4329 Research and Markets: World Network Access Control Products Market. Nov 26, 2009 712 Mortgage Fraud Risk Index Jumps 11 Percent. Company overview Oct 27, 2009 703 Canadian Registration Regime Effective As Of September 28, 2009 : "National Instrument 31-103 Registration Requirements And Exemptions Now In Force". Oct 8, 2009 693 IMF Report Confirms High Level Of Compliance. Sep 29, 2009 737 FDIC Approves Phase Out Of Temporary Liquidity Guarantee Program - Debt Guarantee Program To End October 31, 2009. Sep 16, 2009 2715 New National Instrument 31-103 To Take Effect September 28, 2009. Sep 3, 2009 7800 Interthinx[R] Analytics Team Unveils New National Mortgage Fraud Risk Index. Company overview Aug 25, 2009 711 Research and Markets: The Need for Regulatory Compliance Fuels Investment in the Pharmaceuticals and Life Sciences IT Market in Malaysia. Aug 14, 2009 688 File Transfer is Not What it Used to Be. Aug 12, 2009 848 Recent developments. Aug 12, 2009 1382 LogLogic Research Uncovers Cyber Attacks at U.S. Energy Companies. Aug 5, 2009 516 Community Banks Say Meeting TILA and RESPA Requirements Top List of Key Compliance Concerns According to Survey. Jul 7, 2009 412 Removing from state administrative agencies. Rector, Emily M. Jul 1, 2009 18211 TD AMERITRADE Institutional Survey: Regulatory Change is Top Concern among Advisors. Jun 23, 2009 955 Parliamentarian System is the solution to rid of the individual rule (Report). Jun 21, 2009 2478 FDIC Levies Special Premium Based On Assets; Obtains Greater Borrowing Authority Under Helping Families Save Their Homes Act. May 28, 2009 5787 Research and Markets: North American Pulp and Paper Manufacturers Require Cost-Effective, Energy-Efficient Water and Wastewater Treatment Technologies and Services. May 12, 2009 500 United States: KU Athletics releases report that includes plans for $24.6 million Olympic Village. Mar 27, 2009 363 Research and Markets: China Pharmaceutical Regulatory Report 2009 (W/Appendix) Provides A Comprehensive and Insightful Guide to This Complex Industry. Report Feb 20, 2009 188 New Best Practice Report by APQC and Ernst & Young Reveals How Successful Organizations Put Process Measures and Analytics to Effective Use. Nov 11, 2008 794 Employment and Training Program Grants: Labor Has Outlined Steps for Additional Documentation and Monitoring but Assessing Impact Still Remains an Issue. Nov 1, 2008 483 Defense Health Care: Additional Efforts Needed to Ensure Compliance with Personality Disorder Separation Requirements. Nov 1, 2008 794 CESR Consultation Paper On UCITS Management Company Passport. Green, Peter Oct 28, 2008 3038 Survey Finds that Automated Order Sets Deliver Benefits in Process Improvements, Regulatory Compliance and Patient Safety. Oct 20, 2008 616 OIG Issues Supplemental Compliance Program Guidance For Nursing Facilities: Quality Of Care Is Top Risk Area. Oct 17, 2008 4130 Examine IT Governance, Risk and Compliance Management in the Real World. Oct 8, 2008 802 Research and Markets: The Enterprise Content Management (ECM) Market Will Grow from US$1.6 Billion in 2006 to US$3.5 Billion by 2012. Oct 6, 2008 1874 More oversight for labor compliance companies: state says 'bad apples' oversaw some public work projects. Fine, Howard Sep 22, 2008 344 New Massachusetts law may present reporting challenges. Langdon, Mark Sep 1, 2008 1305 International Study: Securing Personally Identifiable Information Among Companies' Top Struggles. Aug 5, 2008 474 Survey Finds Each Regulatory Compliance Effort Remains Its Own Domain; Silo Approach Prevails across Most Organizations. Jul 14, 2008 521 Irish bookies welcome regulatory report. Jul 12, 2008 297 US Banking Agencies Publish Basel II "Standardized" Risk Capital Proposal for Non-Core Banks. Jul 2, 2008 6212 The Verdict is In: Xerox Survey Reveals Legal Professionals Facing E-discovery Challenges. Jun 2, 2008 630 Ciprico Receives Notice from NASDAQ Due to Delayed Filing of Quarterly Report. May 28, 2008 262 XBRL: not just for external reporting; If you think XBRL is just for financial reporting by public companies to the SEC, think again. XBRL promises to be for business reporting what the Universal Product Code (UPC) has become for retailers--a means of standardizing, managing and simplifying processes. Willis, Mike; Sinnett, William M. May 1, 2008 2148 Tier1 Research: Several New Trends Help Managed Hosting Sector Experience Tremendous Growth in 2007. Apr 15, 2008 675 Compassoft Receives "Positive" Rating in Spreadsheet Control MarketScope Report From Leading Analyst Firm. Mar 25, 2008 479 SEC Votes to Propose Exemptive Rules Relating to ETFs and to Amend Privacy Rules. Mar 5, 2008 2809 Regulatory Compliance Is another Area of IT Spend Where the Agenda Is Set By Outside Influences, According To New Study 'Making the Most of the Convergence of IT Risk and Operations Management'. Feb 12, 2008 401 Government Insights Profiles Small Business Government Contractors That Meet Technical, Contract, and Regulatory Requirements. Dec 20, 2007 510 The Report `Thought Leader Compensation: Establishing Fair-Market Value Procedures' Is Backed With Real-World Metrics From More Than 40 Top Pharmaceutical, Biotechnology And Medical Devices Companies. Dec 18, 2007 1672 Connecticut Hospital Association Partners with Quantros(TM) to Collect, Report and Analyze Quality Program Data. Nov 13, 2007 579 F1000 Organizations Report that, While Regulatory Compliance Remains a Top Concern, Information Security Staffing Has Risen in Importance for 2008, According to New Research from TheInfoPro. Nov 8, 2007 519 GAO Issues Report On Enhancements To SEC Examination Program. Report Oct 10, 2007 4452 Polivec Study Shows Growing Acceptance of Regulatory Compliance but Disagreement on Who's Responsible and Who Pays. Sep 26, 2007 749 SafeNet Lauds Report Citing Decreased Security Breaches Via Encryption Solutions. Report Sep 5, 2007 603 FinCEN Issues Patriot Act Rule Mandating Enhanced Due Diligence for Certain Correspondent Bank Accounts. Aug 22, 2007 4729 Michigan Health & Hospital Association Service Corporation Partners With Quantros(TM) to Collect, Report and Analyze Quality Program Data. Jul 23, 2007 424 SEC Votes To Adopt Antifraud Rule Under Investment Advisers Act Directed At Advisers To Pooled Investment Vehicles. Company overview Jul 19, 2007 3500 Best-in-Class Companies Prioritize Trade Compliance and Global Supply Chain Visibility as Top Global Trade Management (GTM) Areas for Improvement in 2007. Jun 29, 2007 594 Study Finds Investment Advisors Can Dramatically Increase Profits, Firm Valuations with Investment In Electronic Document Management Technology. Jun 27, 2007 688 Review Of SEC's Semi-Annual Regulatory Agenda. Jun 8, 2007 4209 RCN Statement Re: FCC's Inside Wiring Ruling Report and Order and Declaratory Ruling (FCC 07-111). May 31, 2007 243 SecureInfo Study Finds Information Security Awareness Training for Government Workers Falls Short. May 29, 2007 673 China Energy Market Organisation And Regulation Report Available Now. May 22, 2007 187 Business Performance Matches Regulatory Compliance in Driving Enterprise Risk Management. May 22, 2007 677 Regulatory Compliance - Key Challenge for European Wood Coating Manufacturers. May 17, 2007 594 The Italy Energy Market Organisation and Regulation Report Provides Detailed Analysis on the Four Main Energy Sources, Coal, Oil, Gas and Electricity. May 16, 2007 195 Japan Energy Market Organisation and Regulation Report is Available Now. May 2, 2007 187 Key Market Factors Produced for the for Main Energy Sources, Coal, Oil, Gas and Electricity, in New UK Energy Market Organisation and Regulation Report. May 1, 2007 196 Myth vs. reality: Sarbanes-Oxley and ERM; A recent IIA Research Foundation study finds that most companies are not leveraging compliance efforts to implement enterprise risk management. Roth, James Apr 1, 2007 3120 TheInfoPro's Latest Study Shows that 70% of the Fortune 1000 are Increasing Their Information Security Budgets Because of Regulatory Compliance Issues. Mar 13, 2007 492 Banking Agencies Publish Supplemental Guidance On Basel II-Operational Risk Advanced Measurement Approach. Feb 28, 2007 3181 ESG Research Finds Information Security Concerns are Paramount at Remote Offices. Feb 27, 2007 812 Fitch Comments on Changing U.S. Life Reinsurance Landscape. Nov 17, 2006 299 Regulatory Compliance IT Spending Set to Drop Slightly Across European Banking Sectors. Oct 18, 2006 201 Striving to Comply - Security Compliance and Control Market Fueled by New Government and Industry Regulations, According to IDC. Oct 17, 2006 564 Guy Carpenter and Mercer Oliver Wyman Publish Solvency II: Preparing for the Dawning of a New Day; Report Examines Potential Impact of Solvency II Regulatory Requirements on the Insurance Industry. Sep 10, 2006 617 FRB Amends Regulation E Affecting Payroll Cards and Insufficient Funds Fees. Aug 30, 2006 2331 Neverfail Builds Legal Industry Momentum with High Availability and Disaster Recovery Solutions. Industry overview Aug 21, 2006 549 Osc Issues List of "Top Ten" Deficiencies of Limited Market Dealers. Aug 9, 2006 1915 Gain An Insight Into The Regulatory Requirements For Drug Approval. Jul 13, 2006 225 Survey: Performance Management Tops Priority List for HR Systems. Jun 26, 2006 779 Rating Agency Scrutiny Driving Improvements in ERM, According to Latest Tillinghast CFO Survey; ERM Becoming an Increasingly High-Profile Business Strategy. May 4, 2006 976 MAINMAN(R) Crane & Hoist Inspection Minimizes Downtime and Maximizes ROI. May 2, 2006 562 Alistair McKenzie ACMA. Brief article May 1, 2006 122 Raymond Cobb ACMA. Brief article May 1, 2006 90 Financial Insights Releases Annual Top 10 Strategic Initiatives for Risk Management; Institutions will be looking well beyond regulatory compliance in 2006. Jan 24, 2006 331 BNA International launches "World Communications Regulation Report". Dec 23, 2005 239 BNA International launches "World Communications Regulation Report". Dec 1, 2005 239 Kintera FundWare Offers Nonprofits Proactive Strategies for Facing Potential Financial Regulatory Compliance; Report Outlining Accountability, Transparency and Fraud Prevention Tips Available for Download at www.fundware.com/accountabilityreport. Nov 2, 2005 747 Survey Shows Accountants Left to 'Get on With' Regulatory Requirements Despite Lack of Training and Support. Oct 20, 2005 811 Governance best practices. Brief Article Aug 1, 2005 101 Smart regulation, smart governance: the federal government has set itself a daunting task with its smart regulation report, but there are signs it might be creating worthwhile change. Banigan, John Jun 1, 2005 1308 Survey finds only 18% of providers ready for HIPAA. Naditz, Alan May 1, 2005 645