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Physical therapy management of isolated anterior muscle paralysis.


This case report describes an uncommon musculoskeletal musculoskeletal /mus·cu·lo·skel·e·tal/ (-skel´e-t'l) pertaining to or comprising the skeleton and muscles.

mus·cu·lo·skel·e·tal
adj.
Relating to or involving the muscles and the skeleton.
 problem - isolated serratus anterior muscle The serratus anterior is a muscle that originates on the surface of the upper eight ribs at the side of the chest and inserts along the entire anterior length of the medial border of the scapula.  paralysis - which may be secondary to nerve entrapment or neuralgic neu·ral·gia  
n.
Sharp, severe paroxysmal pain extending along a nerve or group of nerves.



neu·ralgic adj.

Adj.
 amyotrophy amyotrophy /amy·ot·ro·phy/ (a?mi-ot´rah-fe) muscular atrophy.amyotro´phic

diabetic amyotrophy
. The report illustrates (1) that a patient may describe generalized upper-extremity weakness that is actually due to weakness of a single muscle, (2) that the approach to intervention should be based on the pathophysiology pathophysiology /patho·phys·i·ol·o·gy/ (-fiz?e-ol´ah-je) the physiology of disordered function.

path·o·phys·i·ol·o·gy
n.
1.
 of denervation denervation /de·ner·va·tion/ (de?ner-va´shun) interruption of the nerve connection to an organ or part.
denervation
 and on the protracted pro·tract  
tr.v. pro·tract·ed, pro·tract·ing, pro·tracts
1. To draw out or lengthen in time; prolong: disputants who needlessly protracted the negotiations.

2.
 healing process, and (3) that the exercise program and progression also should be based on the pathokinesiology associated with isolated serratus anterior muscle weakness. The principles outlined in this case report serve as a framework that may be useful in the physical therapy management of other peripheral neuropathies in which the prognosis for recovery is relatively good.

Isolated Paralysis of the

Serratus Anterior Muscle

Etiology

Two main causes have been proposed for isolated paralysis of the serratus anterior muscle. Some authors[1-5] attribute this phenomenon to an entrapment neuropathy en·trap·ment neuropathy
n.
Neuritis in which a neuron is continually irritated by compression created by encroachment or impingement of a nearby anatomical structure.
 involving the long thoracic nerve long thoracic nerve
n.
A nerve that arises from the fifth, sixth, and seventh cervical nerves, descends the neck behind the brachial plexus, and is distributed to the anterior serratus muscle.
. Others[6-11] include it in the general condition known as neuralgic amyotrophy.

Entrapment neuropathies are lesions of individual peripheral nerves Peripheral nerves
Nerves throughout the body that carry information to and from the spinal cord.

Mentioned in: Amyloidosis, Charcot Marie Tooth Disease
 resulting from direct compression, stretch, angulation angulation /an·gu·la·tion/ (ang?gu-la´shun)
1. formation of a sharp obstructive bend, as in the intestine, ureter, or similar tubes.

2. deviation from a straight line, as in a badly set bone.
, or vascular compromise.[4] Some nerves, such as the long thoracic nerve, are particularly vulnerable to entrapment entrapment, in law, the instigation of a crime in the attempt to obtain cause for a criminal prosecution. Situations in which a government operative merely provides the occasion for the commission of a criminal act (e.g.  because of their anatomical locations. The long thoracic nerve is a motor nerve motor nerve
n.
An efferent nerve conveying an impulse that excites muscular contraction.


Motor nerve
Motor or efferent nerve cells carry impulses from the brain to muscle or organ tissue.
 that typically arises from the cervical nerve cervical nerve
n.
Any of the nerves whose nuclei of origin are in the cervical spinal cord.
 roots of C-5, C-6, and C-7. Horwitz and Tocantins[1] dissected 100 shoulders in 50 human cadavers to study the nerve. They described the typical anatomic arrangement in which the fifth and sixth branches pierce through the scalenus medius muscle. These two branches unite shortly after exiting the scalenus medius muscle and join with the seventh and eighth branches (if present), which travel between the scalenus medius and scalenus anterior muscles. As the completed nerve pursues a vertical downward course, it passes 1.5 to 2.0 cm dorsal to the clavicle clavicle /clav·i·cle/ (klav´i-k'l) collar bone; a bone, curved like the letter f, that articulates with the sternum and scapula, forming the anterior portion of the shoulder girdle on either side.  and is angulated over the second rib before descending the thoracic wall. The only muscle it supplies is the serratus anterior muscle.

One of the anatomical features of the nerve that predisposes it to injury is that it is tethered proximally to the scalenus medius muscle and has a distal connection to the serratus anterior muscle. Because of these attachments, and its passage over the second rib, the long thoracic nerve may be stretched, with shoulder depression or lateral flexion flexion /flex·ion/ (flek´shun) the act of bending or the condition of being bent.

flex·ion
n.
1. The act of bending a joint or limb in the body by the action of flexors.

2.
 of the cervical spine to the opposite side.[1,2,12] Both forceful trauma involving shoulder depression[1-3,13] and repeated muscular stress[1,3,4,12,14] have been suggested as probable causes of entrapment injury to the nerve.

Most entrapment syndromes involving destructive lesions from mechanical friction or compression are thought to be preceded by symptoms of nerve irritation, including spontaneous pain, abnormal sensations, or muscle twitching.[5,15] Using the classification of nerve injury described by Sunderland,[16] entrapment of the long thoracic nerve would most likely be described as a second-degree injury, or axonotmesis. The pathology of a second-degree nerve injury includes axonal axonal

pertaining to or arising from an axon.


axonal degeneration
an axon dies and cannot be replaced if its cell body is destroyed.
 damage involving Wallerian degeneration, but the endoneurial sheath remains intact.[16] Complete functional recovery is expected in 3 to 12 months.[5]

Inflamed bursae Bursae
A closed sac lined with a synovial membrane and filled with fluid, usually found in areas subject to friction, such as where a tendon passes over a bone.
 in the proximity of the long thoracic nerve have also been implicated im·pli·cate  
tr.v. im·pli·cat·ed, im·pli·cat·ing, im·pli·cates
1. To involve or connect intimately or incriminatingly: evidence that implicates others in the plot.

2.
 in entrapment, either by exerting direct mechanical pressure on the nerve or by contiguous inflammation.[1,2] The nocturnal pain reported by patients when assuming the supine position has been attributed to the mechanical insult applied to the nerve in this recumbent recumbent /re·cum·bent/ (re-kum´bent) lying down.

re·cum·bent
adj.
Lying down, especially in a position of comfort; reclining.
 position.[2]

Advocates of the entrapment theory describe the patient's common complaints as dull aching pain centered about the shoulder, but also extending up the neck and down the arm[5]; shoulder pain or discomfort occurring during athletic activity, either on an acute, one-time basis or during repetitive vigorous activity[12]; and pain along the medial aspect of the scapula scapula /scap·u·la/ (skap´u-lah) pl. scap´ulae   [L.] shoulder blade; the flat, triangular bone in the back of the shoulder. scap´ular

scap·u·la
n. pl.
 and lateral aspect of arm and forearm.[4]

The second possible cause of isolated serratus anterior muscle paralysis is neuralgic amyotrophy. Neuralgic amyotrophy is an uncommon neuromuscular syndrome of weakness and atrophy of muscles around the shoulder girdle and upper extremity, typically preceded by intense pain. Other terms used synonymously to describe this syndrome include "Parsonage-Turner syndrome," "acute brachial brachial /bra·chi·al/ (bra´ke-al) pertaining to the upper limb.

bra·chi·al
adj.
Relating to the arm.



brachial

pertaining to the forelimb.
 plexitis," "paralytic paralytic /par·a·lyt·ic/ (par?ah-lit´ik)
1. affected with or pertaining to paralysis.

2. a person affected with paralysis.


par·a·lyt·ic
adj.
1.
 brachial neuritis," "shoulder-girdle neuritis neuritis (nrī`tĭs, ny ," and "brachial plexus neuropathy brachial plexus neuropathy
n.
An acute syndrome of unknown cause marked by pain in the shoulder girdle, flaccid weakness of the muscles innervated by the brachial plexus, and mild sensory loss in the affected dermatomes, usually of limited duration
."[7] Because an exact anatomical location for the lesion has not been clearly identified, the term "neuralgic amyotrophy" is preferred, as it does not confine the nerve involvement to the brachial plexus.[7,8]

No definite etiology has been established for neuralgic amyotrophy. Several precipitating factors are associated with the onset of symptoms. These factors include some form of unaccustomed strenuous exercise, recent surgery, a recent vaccination or foreign serum injection, or an antecedent infection. The infection may be viral, bacterial, or parasitic.[7]

In a study of 21 cases of neuralgic amyotrophy, Devathasan and Tong[8] used the following as their criteria for diagnosis: pain, atrophy and paralysis of shoulder girdle muscles, no report of a traumatic lesion or compression, full or partial recovery, and electromyographic (EMG EMG
abbr.
electromyogram


Electromyography (EMG)
A diagnostic test that records the electrical activity of muscles.
) results revealing denervation or reduced numbers of functioning motor units of the involved muscles.

The patients described with neuralgic amyotrophy range in age from 3 months to 84 years.[8] Men are affected more than women.[11] There is no clear prevalence of one side over the other,[10] but in the case of isolated serratus anterior muscle paralysis, the right upper extremity is predominantly affected.[3,14] In one third of the patients, both upper extremities are involved. Typically, one upper extremity is more dramatically involved than the other, which may have subclinical subclinical /sub·clin·i·cal/ (sub-klin´i-k'l) without clinical manifestations.

sub·clin·i·cal
adj.
Not manifesting characteristic clinical symptoms. Used of a disease or condition.
 findings.[9]

Neuralgic amyotrophy usually appears as pain during the convalescent con·va·les·cent
adj.
Relating to convalescence.

n.
A person who is recovering from an illness, an injury, or a surgical operation.



convalescent

1. pertaining to or characterized by convalescence.

2.
 stage of an illness or surgery.[7] The pain is occasionally transient, but usually lasts several weeks and in some cases even longer.[7] Typically, the patient complains of a sudden, severe onset in one or both shoulders. The pain is usually described as "sharp," "stabbing," "throbbing throb  
intr.v. throbbed, throb·bing, throbs
1. To beat rapidly or violently, as the heart; pound.

2. To vibrate, pulsate, or sound with a steady pronounced rhythm:
," or "aching."[9] Many patients are awakened at night with the onset of symptoms.[7] The discomfort is commonly worse at night and disturbs or prevents sleep. It may be intense enough to require strong analgesia analgesia /an·al·ge·sia/ (an?al-je´ze-ah)
1. absence of sensibility to pain.

2. the relief of pain without loss of consciousness.
.[17]

Location of the pain was detailed by Ferrini et al[10] in their observation of 58 cases over the course of 12 years. The regional distribution and percentage of incidence of pain was scapular scap·u·lar or scap·u·lar·y
adj.
Of or relating to the shoulder or scapula.


scapular,
adj pertaining to the region of the scapulae.


scapular

pertaining to the scapula.
 (74%), side of neck (45%), shoulder (48%), axilla axilla /ax·il·la/ (ak-sil´ah) pl. axil´lae   [L.] the armpit.ax´illary

ax·il·la
n. pl. ax·il·lae
See armpit.
 (15%), arm (76%), forearm (22%), and hand (36%).[10] Weakness is usually apparent once the pain subsides.

The likely muscle involvement, in order of decreasing frequency, is as follows: deltoid deltoid /del·toid/ (del´toid)
1. triangular.

2. the deltoid muscle.


del·toid
adj.
1. Of or relating to the deltoid muscle.

2.
, supraspinatus, infraspinatus, serratus anterior, biceps brachii, triceps triceps, any muscle having three heads, or points of attachment, but especially the triceps brachii at the back of the upper arm. One head originates on the shoulder blade and two on the upper-arm bone, or humerus.  brachii, and wrist and finger extensors.[7] Sensory loss may occur, but is not as prevalent as motor loss and does not necessarily follow the same distribution as the motor loss.

The differential diagnosis includes a number of other pathological conditions such as poliomyelitis poliomyelitis (pō'lēōmī'əlī`tĭs), polio, or infantile paralysis, acute viral infection, mainly of children but also affecting older persons. , motor neuron disease motor neuron disease: see amyotrophic lateral sclerosis. , cervical disk disease Cervical Disk Disease Definition

Cervical disk disease refers to a gradual deterioration of the spongy disks in the top part of the spine.
Description
, cervical spondylosis, muscular dystrophy, diabetic amyotrophy, entrapment neuropathy, and primary shoulder disorders (such as rotator cuff tears, impingement syndromes, or calcifying calcifying

mineralized.


calcifying aponeurotic fibroma
locally aggressive nodular masses that involve membranous bones, particularly those of the canine skull (zygomatic arch), and rarely metastasize.
 tendinitis).[14,17,18]

The prognosis for patients who have neuralgic amyotrophy is good. Tsairis et al[9] described the outcome of 84 patients with neuralgic amyotrophy and reported functional recovery in 80% at 2 years and in 90% at 3 years. The measurement of functional recovery in this study was not clearly described, but seemed to be based on the patient's self-report.

Pathokinesiology of Isolated

Serratus Anterior Muscle

Paralysis

One action of the serratus anterior muscle is to hold the medial border of the scapula firmly against the thorax thorax, body division found in certain animals. In humans and other mammals it lies between the neck and abdomen and is also called the chest. The skeletal frame of the thorax is formed by the sternum (breastbone) and ribs in front and the dorsal vertebrae in back. .[19] When the serratus anterior muscle is paralyzed par·a·lyze  
tr.v. par·a·lyzed, par·a·lyz·ing, par·a·lyz·es
1. To affect with paralysis; cause to be paralytic.

2. To make unable to move or act: paralyzed by fear.
, the inferior angle of the scapula The inferior angle of the scapula, thick and rough, is formed by the union of the vertebral and axillary borders; its dorsal surface affords attachment to the Teres major and frequently to a few fibers of the Latissimus dorsi.  becomes more prominent (Fig. 1), because there is virtually no other muscle to hold it against the thorax.(20) The other actions of the serratus anterior muscle are scapular upward rotation and abduction Abduction
Balfour, David

expecting inheritance, kidnapped by uncle. [Br. Lit.: Kidnapped]

Bertram, Henry

kidnapped at age five; taken from Scotland. [Br. Lit.
, which it can perform coupled with the forces of the upper and lower trapezius tra·pe·zi·us
n.
A muscle with origin from the superior nuchal line, the external occipital protuberance, the nuchal ligament, the spinous processes of the seventh cervical and thoracic vertebrae, with insertion into the lateral third of the posterior
 muscles, as the arm is elevated overhead (Fig. 2). Without concurrent upward rotation and abduction of the scapula, full humeral hu·mer·al
adj.
1. Of, relating to, or located in the region of the humerus or the shoulder.

2. Relating to or being a body part analogous to the humerus.



humeral

of or pertaining to the humerus.
 elevation cannot be achieved (Fig. 3).

The serratus anterior and trapezius muscles are also important in lending proximal stability to the shoulder girdle. They are synergists for the deltoid muscle deltoid muscle
n.
A muscle with origin from the lateral third of the clavicle, the lateral border of acromion process, and the lower border of spine of scapula, with insertion to the side of the shaft of the humerus, with nerve supply from the axillary
 acting at the glenohumeral joint.[21] If the deltoid muscle acts on the scapula with the humerus humerus: see arm.  fixed, it produces downward scapular rotation.[21] Without the serratus anterior muscle functioning as a scapular stabilizer stabilizer: see airplane. , both the humerus and the scapula move toward one another as the deltoid muscle contracts. As a result, the deltoid muscle becomes actively insufficient, or too short to develop adequate tension (Fig. 4).

Clinical Implications of Long

Thoracic Neuropathy and the

Subsequent Shoulder

Pathokinesiology

In this article, we have differentiated three stages associated with isolated long thoracic nerve injuries: acute, intermediate, and late. In the acute stage, denervation causes pain and changes in muscle physiology that result in fibrosis and eventually contracture contracture /con·trac·ture/ (-cher) abnormal shortening of muscle tissue, rendering the muscle highly resistant to passive stretching. .[16] The goals of treatment are to reduce pain, to prevent contracture, and to educate the patient regarding activity modification and upper-extremity Protection. Range of motion (ROM) can be used to prevent contracture of denervated denervated Neurology Nervelessness; loss of neural connections. See Chemical denervation.  muscles and the joints they surround. Protection of the shoulder joint is essential, beginning in the acute stage. With isolated serratus anterior muscle weakness, the scapula (and the glenoid fossa fossa /fos·sa/ (fos´ah) pl. fos´sae   [L.] a trench or channel; in anatomy, a hollow or depressed area.

acetabular fossa  a nonarticular area in the floor of the acetabulum.
 it houses) no longer upwardly rotates to accommodate the humeral head during overhead use of the upper extremity. The humeral head may impinge on the acromial process if the arm is used overhead without the normal scapulohumeral rhythm. The patient must be aware of the potential for injury and is advised to avoid overhead use of the extremity until the normal mechanics can be achieved. The patient should also avoid heavy lifting due to the lack of proximal stability at the shoulder. If nerve entrapment is suspected, the patient should eliminate causative occupational factors as well.[5]

The intermediate stage begins when the pain subsides. During this stage, the nerve is in the process of healing, but significant weakness exists. The denervated muscle still is at risk for contracture, as are the antagonist muscles. The goal of treatment is to maintain full ROM. Clinically, it has been established that stretching paralyzed muscles delays and may even prevent functional recovery once the involved muscles are reinnervated; therefore, stretching of the denervated muscle should be avoided.[16] If a muscle functions unopposed, in time it will adjust to its new position by becoming structurally shortened. Hence, coupled with the risk of contracture of the denervated muscle is the potential for shortening of the antagonist.[16] The antagonists to upward rotation of the scapula are the rhomboid rhomboid /rhom·boid/ (rom´boid) [Gr. rhombos rhomb +-oid ] having a shape similar to a rectangle that has been skewed to one side so that the angles are oblique. , levator levator /le·va·tor/ (le-va´tor) pl. levato´res  
1. a muscle that elevates an organ or structure.

2. an instrument for raising depressed osseous fragments in fractures.
 scapulae, and pectoralis minor muscles.[19,22] Passive stretching of these muscles is used to retain muscle length. Strengthening of the serratus anterior muscle begins only when reinnervation occurs.

The late stage is highlighted by progressive strength return and recovery of function. As the serratus anterior muscle becomes stronger and the shoulder girdle mechanics improve, the goals are to improve strength and to increase overhead use of the upper extremity. The long-term goal of treatment is to resume full functional use of the upper extremity. The upper and lower trapezius muscles, which primarily upwardly rotate the scapula, can and should be strengthened without overstretching the serratus anterior muscle. Careful analysis of the specific pathokinesiology must be utilized in designing an individualized ROM and strengthening exercise program. The clinician must always ensure that the serratus anterior muscle is strong enough to rotate the scapula throughout the ROM of the prescribed exercise, whether gravity eliminated or against gravity.

The typical prognosis for a patient with isolated serratus anterior muscle paralysis is full functional recovery in 3 months to 2 years. Fortunately, muscle tissue may survive denervation for at least 2 years.[16] Because the recovery period is sometimes protracted in these patients, physical therapy visits may be infrequent during the acute and intermediate states and increase frequency as significant muscle function returns during the late stage.

Case History

The patient was a 35-year-old right-hand-dominant male who developed pain that he described as "deep inside" and located at the dorsal aspect of the right arm. He recounted experiencing some discomfort for about 2 weeks, which suddenly became "extremely painful and unbearable" one night. He explained that the pain felt "like a bad charley horse" and noted that it seemed to be worse when he was lying supine. He attributed the pain to the hourly lifting requirements of approximately 9 to 14 kg (20-30 lb) associated with his part-time job in a bakery and having started an upper-extremity weight-lifting program 2 to 3 weeks prior to the onset of the pain. He stated that when his symptoms did not improve following 1 week of self-treatment of using over-the-counter anti-inflammatory medication, he went to see a general practitioner. The primary care physician ordered a roentgenogram roent·gen·o·gram
n.
A photograph made with x-rays. Also called roentgenograph.


roentgenogram (rent´g
, which did not indicate relevant pathology, and prescribed Relafen[R](*) (1 g per day).

The patient stated that despite taking his medication as prescribed, his pain continued to escalate to the point that he could not sleep. Four days after his visit to the physician, he went to the emergency department, where he received an intramuscular injection of 60 mg of Toradol[R],[dagger] a nonsteroidal anti-inflammatory agent, for pain control. He stated that he then finished his 10-day course of Relafen[R], with a gradual decrease in his pain and complete resolution approximately 6 weeks after the onset of pain. He noticed arm weakness when the pain subsided. Five months after the onset of shoulder pain, he returned to the general practitioner complaining of the persistent inability to use his right arm overhead. The physician referred the patient to physical therapy.

Physical Therapy Evaluation

On his initial visit the physical therapy, the patient's chief complaint was difficulty in using his arm overhead. He gave the specific examples of inability to lift his child onto his shoulders, inability to use his right upper extremity for lifting even light weights over shoulder height, and restricted ability to reach objects over shoulder height. He also noted "a funny feeling with lifting like my shoulder joint is sliding out of place," but denied having any shoulder pain at this point in time. The patient's past medical history was noncontributory non·con·trib·u·to·ry  
adj.
Of or relating to a pension plan in which participating members or employees are not required to support the plan with their own contributions.
.

The patient stated that he had returned to full-time employment. He was no longer working in a bakery, but was working as a medical biochemist, which did not require any lifting or overhead use of his upper extremities. He said that he had not participated in any regular exercise since the onset of his arm pain.

Measures

Manual muscle testing (MMT MMT Million Metric Tons
MMT Médecins Maîtres-Toile
MMT Methadone Maintenance Treatment
MMT Multiple Mirror Telescope
MMT Mission Management Team (International Space Station)
MMT Military Training Technology
) was performed using the system described by Daniels and Worthingham.[23] The reliability of MMT grades has not been well established.[24] Manual muscle testing, however, is an integral part of the physical examination and provides information that is useful in the diagnosis, prognosis, and treatment of neuromuscular disorders.[19] Active range of motion (AROM AROM Active range of movement. See Range of motion. ) and passive range of motion (PROM) were measured using a universal goniometer goniometer /go·ni·om·e·ter/ (go?ne-om´e-ter)
1. an instrument for measuring angles.

2. a plank that can be tilted at one end to any height, used in testing for labyrinthine disease.
. Goniometric go·ni·om·e·ter  
n.
1. An optical instrument for measuring crystal angles, as between crystal faces.

2. A radio receiver and directional antenna used as a system to determine the angular direction of incoming radio signals.
 measurements of shoulder PROM have high intratester reliability.[25] Boone and colleagues[26] concluded that the intratester reliability of goniometric measurements of upper-extremity AROM is higher than intertester reliability. As a result, they suggest that when more than one tester measures the same upper-extremity motion, changes in ROM should exceed 5 degrees in order to demonstrate improvement.[26] Intertester reliability s relevant, as this case report describes a patient who relocated to another state during the course of his treatment. His first 5 months of physical therapy measurement and treatment was done by one therapist, and the last 3 months was done by a second therapist.

Visual observation was used for assessment of general muscle symmetry and to assess the movement of this patient's scapula specifically. Goniometric measures were not used because it is difficult to reproduce the reference point on which to measure scapular motion.[27] This patient's active shoulder flexion and abduction were also videotaped during his second and seventh visits to physical therapy. Videotaping made it possible to slow down the motion for more accurate visualization of the shoulder biomechanics and to record the subtle changes in scapular AROM on film.

Findings

The patient was a well-developed white male who did not report having acute pain. The patient had no observable muscle atrophy throughout the shoulder girdle, but he did exhibit hypertrophy hypertrophy (hīpûr`trəfē), enlargement of a tissue or organ of the body resulting from an increase in the size of its cells. Such growth accompanies an increase in the functioning of the tissue.  of the right upper trapezius and rhomboid muscles (Fig. 5).

Using MMT, the right serratus anterior muscle strength was Zero; no palpable muscle contraction was present. The patient appeared to have Normal strength bilaterally in his upper extremities distal to and including the elbow region. Proximally, he had Normal strength on the left side, but weakness of the shoulder flexors and abductors on the right side (Tab. 1). With the arm held at his side, however, these muscles appeared to be normal. The patient had full AROM of the left shoulder complex, but decreased right scapulothoracic and glenohumeral AROM (Tab. 2) with pronounced scapular winging during abduction and flexion of the humerus (Figs. 3 and 4). He had full PROM of the shoulders bilaterally in all directions, with a tissue stretch end-feel.
Table 1. Initial Evaluation Findings
for Proximal Upper-Limb Strength(a)


Joint Movement          Left     Right


Shoulder
 Flexion                Normal   Fair minus
 Extension              Good     Good
 Abduction              Normal   Fair minus
 Horizontal abduction   Normal   Normal
 Medial rotation        Normal   Normal
 Lateral rotation       Normal   Normal


Scapular
 Elevation              Normal   Normal
 Adduction              Good     Good
 Depression and
   adduction            Good     Good
 Adduction and
   downward
   rotation,            Normal   Normal
 Abduction and
   upward rotation      Normal   Zero


"Manual muscle testing was performed using
the system described by Daniels and
Worthingham.[23]


Table 2. Initial Evaluation Findings
for Shoulder Active Range of Motion (in
Degrees)


Direction          Left   Right


Flexion             165    95(a)
Abduction           180   110(a)
Extension            50    50
Medial rotation      50    35
Lateral rotation     80    95


(a) Scapular winging present.




The patient had no complaints of pain with cervical AROM or PROM or with resistive resistive /re·sis·tive/ (re-zis´tiv) pertaining to or characterized by resistance.  testing of the neck musculature musculature /mus·cu·la·ture/ (mus´kul-ah-cher) the muscular apparatus of the body or of a part.

mus·cu·la·ture
n.
The arrangement of the muscles in a part or in the body as a whole.
. He exhibited 2+ bilateral biceps brachii, brachioradialis, and triceps brachii muscle The triceps brachii muscle is often simply called the triceps (both singular and plural). However, the term triceps (Latin for "three-headed") can mean any skeletal muscle having three origins.  reflexes. His sense of light touch and sharp versus dull stimulation was intact throughout both upper extremities.

Interpretation

Weakness in shoulder flexion and abduction was interpreted as secondary to absent serratus anterior muscle function and the associated lack of scapular active mobility and stability. Because the serratus anterior muscle is the only muscle innervated innervated adjective Containing or characterized by nerves  by the long thoracic nerve, isolated pathology involving this nerve was thought probable. Further testing was indicated prior to initiating physical therapy. The referring physician was contacted and made aware of these physical therapy findings; he then referred the patient to an orthopedic surgeon. Following his clinical examination of the patient, the orthopedic surgeon concurred with the physical therapy assessment of isolated serratus anterior muscle weakness and ordered EMG testing.

Six months after the initial onset of right arm pain, the patient underwent nerve conduction and EMG analysis of the right shoulder complex. The right serratus anterior muscle EMG showed normal insertional activity and no spontaneous activity. There were mild to moderately increased numbers of long-duration, complex motor unit potentials and a normal recruitment and interference pattern. The results demonstrated evidence of a chronic, inactive, right long thoracic nerve injury. The serratus anterior muscle was reinnervating, according to the neurologist interpreting the EMG findings. Additionally, there was no evidence of brachial plexopathy, cervical radiculopathy, or polyneuropathy polyneuropathy /poly·neu·rop·a·thy/ (-ndbobr-rop´ah-the) neuropathy of several peripheral nerves simultaneously.

amyloid polyneuropathy
.

The etiology of the long thoracic neuropathy was not clear in this patient. Arguments could probably be made to categorize the patient presented as having either neuralgic amyotrophy or long thoracic nerve entrapment. The two conditions seem to overlap in cases in which the onset of symptoms occurs following strenuous exercise. Perhaps because of the anatomical configuration of the long thoracic nerve, the traction to the shoulder girdle and repeated muscular stress associated with lifting caused nerve compression. The patient, however, fulfills the criteria for the diagnosis of neuralgic amyotrophy, depending on the definition used to describe a compressive com·pres·sive  
adj.
Serving to or able to compress.



com·pressive·ly adv.
 or traumatic lesion.[8] Unaccustomed strenuous exercise without direct trauma has been included as a precipitating event in neuralgic amyotrophy.[7,9] Stewart[28] states that patients who have no history of major trauma and who experience a lot of shoulder pain most likely have neuralgic amyotrophy.

Regardless of the cause, this patient did exhibit a long thoracic neuropathy and a good prognosis for recovery. By the time the patient was referred to physical therapy, he was past the acute stage, so pain was not a problem. He was judged to be in the intermediate stage, and his goals were set accordingly.

Physical Therapy Goals

Because this patient was in the intermediate stage of recovery upon initial evaluation, the immediate goals were to prevent loss of ROM at the shoulder, for the patient to demonstrate an understanding of activity modification and upper-limb protection, and to strengthen the lower trapezius muscle for protection of the serratus anterior muscle from overstretching. As the serratus anterior muscle becomes reinnervated (late stage), the modified goals are to increase strength of the serratus anterior muscle to normalize normalize

to convert a set of data by, for example, converting them to logarithms or reciprocals so that their previous non-normal distribution is converted to a normal one.
 scapulohumeral rhythm and to improve overhead use of the upper extremity within the available scapulohumeral ROM. The long-term functional goals for this patient included the ability to lift his child onto his shoulders, to lift weighted objects overhead, and to use the arm for overhead reaching.

Treatment

Because this patient was in the intermediate stage of recovery, his treatment consisted of a home exercise program with follow-up visits at regular intervals. Education was essential. He was instructed in the importance of activity modification to protect the denervated muscle and to prevent rotator cuff impingement. He was also taught the stretching exercises described below, to be performed daily (five repetitions each with a 20-second hold). Because these exercises were passive, the patient was instructed to teach his wife to assist him. To maintain full medial (internal) and lateral (external) rotation it the glenohumeral joint, he was instructed to lie supine with the shoulder in 90 degrees of abduction. With the arm supported and the elbow flexed to 90 degrees, the humerus was rotated laterally and medially to the extremes of available motion.

Next, while the patient was lying on his side, with the scapula passively upwardly rotated, the upper extremity was moved through the full pain-free range of flexion. In a prone position, with the scapula passively upwardly rotated, the upper extremity was moved through the full pain-free range of abduction. Finally, passive shoulder retraction was carried out in a supine position to stretch the pectoralis minor muscle.

Moist heat and massage were not indicated because the patient was pain-free at the time he was referred to physical therapy. Electrical stimulation was not utilized because there seems to be no conclusive evidence that it influences recovery.

Strengthening exercises for the lower trapezius muscle, the serratus anterior muscle, and the rotator cuff were to be performed every other day (30 repetitions each). Strengthening of the lower trapezius muscle has been described as one of the major aims of therapy in the case of serratus anterior muscle paralysis secondary to the ability of the lower trapezius muscle to protect the serratus anterior muscle from elongation.[3] The patient performed the lower trapezius muscle exercise in the prone-lying position, with the affected upper extremity over the side of the table (Fig. 6). In this position, the patient was instructed to laterally rotate the shoulder and then flex through the full pain-free ROM. The prone position was selected to reduce the effects of gravity and to allow scapular mobility, which would be hindered in the supine position. Although contraction of the lower trapezius muscle does produce some scapular adduction adduction /ad·duc·tion/ (ah-duk´shun) the act of adducting; the state of being adducted.
adduction (
, this is not its primary action. This patient was initially thought to have hypertrophy of the upper trapezius muscle, probably secondary to increased functional demands placed on the muscle; strengthening exercises were therefore not specifically addressed.

The patient was also instructed in therapeutic exercise for serratus anterior muscle strengthening. The first exercise requires use of the serratus anterior muscle as a scapular abductor ab·duc·tor
n.
A muscle that draws a body part, such as a finger, arm, or toe, away from the midline of the body or of an extremity.



abductor

that which abducts.
 (Fig. 7). Lying supine, the patient was directed to hold the shoulder in the scapular plane (30[degrees] anterior to the frontal plane) and to project the upper extremity anterolaterally, away from the table. The scapular plane was chosen to minimize the action of the pectoralis muscles. As the patient's strength improved, the exercise was performed against low-resistance elastic.

The second exercise is based on the procedure of Johnson and Kendall,[3] who described their experience with 20 cases of isolated serratus anterior muscle paralysis. The exercise involves attempting to contract the serratus anterior muscle, in its function as a scapular rotator, when the muscle is significantly weak (Fig. 8). The patient is positioned supine, with the affected arm resting overhead on pillows, and is instructed to press the arm down on the pillows in the direction of shoulder flexion. The patient is directed to bring the inferior angle of the scapula forward during this movement and may be encouraged to palpate pal·pate
v.
To examine by feeling and pressing with the palms of the hands and the fingers.



pal·pation n.
 the serratus anterior muscle with the opposite hand during the exercise.[3]

Because the patient was advised to decrease the overhead use of the extremity and not to perform any heavy lifting, he may have been susceptible to mild disuse atrophy of the proximal musculature. General strengthening exercises for the medial and lateral rotators of the humerus were therefore included. The patient was instructed to perform resisted shoulder medial and lateral rotation using elastic, while maintaining his arm at his side to provide proximal upper-limb stability.

The patient was followed for 5 months, and he then moved out of state. During that 5-month period, his physical therapy appointments were scheduled approximately every 3 weeks to ensure that he maintained shoulder ROM and demonstrated an understanding of his exercises and to determine the necessity for exercise progressions based on strength return in the serratus anterior muscle.

Outcome

After 5 months of physical therapy, and 10 months after the onset of right shoulder pain, the patient had retained full shoulder PROM. The patient's serratus anterior muscle strength improved to Poor plus, but his muscle strength was otherwise unchanged throughout the upper extremity. The increase in serratus anterior muscle strength resulted in increased scapular abduction and upward rotation during humeral elevation. As a result, he had increased shoulder AROM to 145 degrees of abduction and 155 degrees of flexion. He demonstrated an understanding of activity modification and limb protection. At that time, the patient moved out of state; he was advised to continue physical therapy in his new location.

The patient reported that after moving he followed up with physical therapy, but was limited to only three monthly visits secondary to restrictions from his health maintenance organization. He reported that his shoulder started to dramatically improve approximately 1 year after the onset of pain. The patient's medical records were obtained from the treating physical therapist. At the time of the patient's last visit, 13 months after the onset of pain, his serratus anterior muscle strength had increased to Good plus. He had scapular winging, but full right shoulder AROM.

At the writing of this case report, it had been approximately 17 months since the onset of pain and the patient stated that he felt "90% improvement" in the use of his right shoulder. He reported pain-free use of his affected upper extremity, but noticed that the right upper extremity fatigued more easily than the left upper extremity. He stated that he was able to lift light weights, including his child, over his head and no longer had the sensation of the shoulder sliding out of place.

Summary

The physical therapy management of a patient with isolated paralysis of the serratus anterior muscle was described. Emphasis was placed on the pathophysiology and pathokinesiology and the direct implications for the selection of therapeutic exercises. The specific ROM and strengthening exercises utilized were outlined.

The patient was referred to physical therapy for strengthening exercises 22 weeks after the onset of his shoulder pain. At the time of his physical therapy evaluation, he was pain-free but had virtually no palpable activity in the serratus anterior muscle. Electromyography electromyography

Process of graphically recording the electrical activity of muscle, which normally generates an electric current only when contracting or when its nerve is stimulated.
 confirmed an isolated long thoracic nerve injury. He was advised to modify his use of the involved upper extremity and instructed in a home exercise program. He was followed approximately every 3 weeks for 5 months before moving to another state. over the course of his treatment, the patient was able to maintain full PROM at the left shoulder and his serratus anterior muscle strength improved to Poor plus. In a follow-up conversation with the patient 17 months after the onset of shoulder pain, he reported that he attended physical therapy in his new place of residence and had experienced a 90% improvement in his ability to use the right shoulder.

Acknowledgments

We thank Emy Villanueva, PT, for her assistance in analyzing the pathokinesiology of this patient's shoulder and for critical reading of the manuscript. We especially thank the patient discussed in this case report for his willingness to allow the presentation of his shoulder diagnosis and treatment.

References

[1] Horwitz MT, Tocantins LM. An anatomical study of the role of the long thoracic nerve and the related scapular bursae in the pathogenesis of local paralysis of the serratus anterior muscle. Anat Rec. 1938;71:375-385. [2] Horwitz MT, Tocantins LM. Isolated paralysis of the serratus anterior (magnus) muscle. J Bone Joint Surg. 1938;20:720-725. [3] Johnson JTH JTH Jabba, the Hutt (Star Wars character) , Kendall HO. Isolated paralysis of the serratus anterior muscle. J Bone Joint Surg [Am]. 1955;37:567-574. [4] Fisher MA, Gorelick PB. Entrapment neuropathies: differential diagnosis and management. Postgrad Med. 1985;77:161-174. [5] Sunderland S. Nerves and Nerve Injuries. 2nd ed. Edinburgh, Scotland: Churchill Livingstone; 1978. [6] Parsonage MJ, Turner JWA JWA Jewish Women's Archive
JWA John Wayne Airport
JWA Japan Weather Association
JWA Journal of World Anthropology
. Neuralgic amyotrophy: the shoulder girdle syndrome. Lancet. 1948;i:973-978. [7] Aymond JK, Goldner JL, Hardaker WT. Neuralgic amyotrophy. Orthop Rev. 1989;18:1275-1279. [8] Devathasan G, Tong HI. Neuralgic amyotrophy: criteria for diagnosis and a clinical with electromyographic study of 21 cases. Aust AZJ Med. 1980;10:188-191. [9] Tsairis P, Dyck PJ, Mulder DW. Natural history of brachial plexus neuropathy. Arch Neurol. 1972;27:109-117. [10] Ferrini L, Della-Torre P, Perticoni G, Cantisani TA. Neuralgic amyotrophy of the shoulder girdle. Ital Ital Italian (linguistics)
ITAL Instituto de Tecnologia de Alimentos (Food Technology Institute; Brazil)
ITAL Information Technology And Libraries
 J Orthop Traumatol 1986;12:223-231. [11] Turner JWA, Parsonage MJ. Neuralgic amyotrophy (paralytic brachial neuritis), with special reference to prognosis. Lancet. 1957;ii:209-212. [12] Gregg JR, Labosky D, Harty M, et al. Serratus anterior paralysis in the young athlete. J Bone Joint Surg [Am]. 1979;61:825-831. [13] Goodman CE, Kenrick MM, Blum MV. Long thoracic nerve palsy: a follow-up study. Arch Phys Med Rehabil. 1975;56:352-355. [14] Foo CL, Swann M. Isolated paralysis of the serratus anterior. J Bone Joint Surg [Br]. 1983;65:552-556. [15] Pratt NTE (NT Embedded) See Windows XP Embedded. . Neurovascular entrapment in the regions of the shoulder and posterior triangle of the neck The posterior triangle (or lateral cervical region) is a region of the neck. Boundaries
It has the following boundaries:
  • in front, by the posterior border of the Sternocleidomastoideus
  • behind, by the anterior border of the Trapezius
. Phys Ther. 1986;66:1894-1900. [16] Sunderland S. Nerve Injuries and Their Repair: A Critical Appraisal. Edinburgh, Scotland: Churchill Livingstone; 1991. [17] Neuralgic amyotrophy: still a clinical syndrome. Lancet. 1980;ii:555-556. Editorial. [18] Favero KJ, Hawkins RH, Jones MW. Neuralgic amyotrophy. J Bone Joint Surg [Br]. 1987;69:195-198. [19] Kendall FP, McCreary EK. Muscles: Testing and Function. 3rd ed. Baltimore, Md: Williams and Wilkins; 1983. [20] Soderberg GL. Kinesiology.. Application to Pathological Motion. Baltimore, Md: Williams & Wilkins; 1986. [21] Norkin CC, Levangie PK. Joint Structure and Function: A Comprehensive Analysis. Philadelphia, Pa: FA Davis Co; 1983. [22] Schenkman M, Rugo De Cartaya V. Kinesiology of the shoulder complex. J Orthop Sports Phys Ther. 1987;8:438-450. [23] Daniels L, Worthingham C. Muscle Testing: Techniques of Manual Examination. Philadelphia, Pa: WB Saunders Co; 1980. [24] Lamb RL. Manual muscle testing. In: Rothstein JM, ed. Measurement in Physical Therapy. New York, NY: Churchill Livingstone Inc; 1985:47-55. [25] Riddle DL, Rothstein JM, Lamb RL. Goniometric reliability in a clinical setting: shoulder measurements. Phys Ther. 1987;67:668-673. [26] Boone DC, Azen SP, Chun-Mei L, et al. Reliability of goniometric measurements. Phys Ther. 1978;58:1355-1360. [27] Paine RM, Voight M. The role of the scapula. J Orthop Sports Phys Ther. 1993; 18:386-391. [28] Stewart JD. Focal Peripheral Neuropathies. New York, NY: Raven Press; 1983:140-156.
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Author:Schenkman, Margaret
Publication:Physical Therapy
Date:Mar 1, 1995
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