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Participation Bias in AIDS-Related Telephone Surveys: Results From the National AIDS Behavioral Survey (NABS) Non-Response Study.


Survey research continues to be the most important methodology for examining behavioral behavioral

pertaining to behavior.


behavioral disorders
see vice.

behavioral seizure
see psychomotor seizure.
 issues related to the AIDS epidemic epidemic, outbreak of disease that affects a much greater number of people than is usual for the locality or that spreads to regions where it is ordinarily not present. . Surveys are central to obtaining information on the epidemiology epidemiology, field of medicine concerned with the study of epidemics, outbreaks of disease that affect large numbers of people. Epidemiologists, using sophisticated statistical analyses, field investigations, and complex laboratory techniques, investigate the cause  of AIDS, the distribution of behaviors that spread the disease, the factors and conditions that influence high risk activities, and the effectiveness of programs targeted at AIDS prevention. The usefulness of AIDS-related surveys depends on how successfully relevant populations can be sampled, and the reliability and validity of the information obtained from self-reports. Unfortunately, survey research in general has been plagued with numerous methodological difficulties that can seriously jeopardize jeop·ard·ize  
tr.v. jeop·ard·ized, jeop·ard·iz·ing, jeop·ard·izes
To expose to loss or injury; imperil. See Synonyms at endanger.
 the quality of the data. The fact that the information being sought in AIDS-relevant surveys is often highly sensitive Adj. 1. highly sensitive - readily affected by various agents; "a highly sensitive explosive is easily exploded by a shock"; "a sensitive colloid is readily coagulated" , involving the need to obtain histories of sexual behavior sexual behavior A person's sexual practices–ie, whether he/she engages in heterosexual or homosexual activity. See Sex life, Sexual life.  and drug use, likely accentuates methodological problems. One particularly important issue involves participation bias. Given that, in our culture, sex is viewed as a highly private activity, people often feel embarrassed or threatened when asked to talk about their sexual behavior or attitudes with a stranger (Catania Catania (kätä`nyä), city (1991 pop. 333,075), capital of Catania prov., E Sicily, Italy, on the Gulf of Catania, an arm of the Ionian Sea, and at the foot of Mt. Etna. , McDermott McDermott is a surname, and may refer to:
  • Isa Viktor McDermott, software developer
  • Alice McDermott, writer
  • Brian McDermott, rugby coach
  • Brian McDermott, football scout
  • Brian "Bmcd" McDermott, child actor
  • Craig McDermott, cricketer
, & Pollack pollack: see cod.
pollack
 or pollock

Either of two commercially important North Atlantic species of food fish in the cod family (Gadidae).
, 1986). This tendency to avoid discussing sex, together with the potential stigma stigma: see pistil.
Stigma
mark of Cain

God’s mark on Cain, a sign of his shame for fratricide. [O. T.: Genesis 4:15]

scarlet letter
 attached to the AIDS epidemic, may increase rates of refusal and exacerbate participation bias in AIDS behavioral surveys (Gagnon Gagnon is a surname, and may refer to:
  • André Gagnon
  • André-Philippe Gagnon
  • Aurore Gagnon
  • Christiane Gagnon
  • Dave Gagnon
  • Édouard Gagnon
  • Forest Gagnon
  • Jake Gagnon
  • Johnny Gagnon
  • Marc Gagnon
  • Marcel Gagnon
  • Monique Gagnon-Tremblay
, 1988; Catania, Gibson, Marin Mar·in   , John 1870-1953.

American painter noted for his semiabstract watercolors, including Brooklyn Bridge.
, Coates, & Greenblatt Greenblatt (Yiddish: "green leaf") is a surname and may refer to:
  • Adam Greenblatt, Canadian politician
  • C. H. Greenblatt (born 1972), writer and storyboard artist, most notably for SpongeBob SquarePants
  • Jack Greenblatt , Canadian scientist
, 1990).

The use of phone surveys to collect AIDS-relevant data is becoming an increasingly popular alternative to face-to-face interviewing, especially given the new developments in sampling and data collection technologies and the typically lower costs of collecting data by phone (Miller, Turner, & Moses, 1990). Moreover, the urgent need to move rapidly in collecting data that maps the course of the epidemic, the prevalence and antecedents of behaviors involved in transmitting transmitting,
v to send and receive information, signals, and so on; allows a therapist to perceive a client's physical, emotional, and spiritual states.
 HIV HIV (Human Immunodeficiency Virus), either of two closely related retroviruses that invade T-helper lymphocytes and are responsible for AIDS. There are two types of HIV: HIV-1 and HIV-2. HIV-1 is responsible for the vast majority of AIDS in the United States. , and the success of intervention A procedure used in a lawsuit by which the court allows a third person who was not originally a party to the suit to become a party, by joining with either the plaintiff or the defendant.  efforts (Catania, Gibson, Chitwood, & Coates, 1990) suggests that the expedience ex·pe·di·ence  
n.
Expediency.

Noun 1. expedience - the quality of being suited to the end in view
expediency
 of phone surveys may be particularly advantageous. However, despite its potential advantages, telephone surveys often have lower overall response rates in comparison to face-to-face interviews (Groves & Kahn, 1979). In a meta-analysis meta-analysis /meta-anal·y·sis/ (met?ah-ah-nal´i-sis) a systematic method that takes data from a number of independent studies and integrates them using statistical analysis.  of the two types of surveys, face-to-face interviews had a mean response rate of 75 percent, while telephone interviews showed a mean rate of 69 percent (De Leeuw & van der Zouwen, 1987). While it has been suggested that the lower response rates may be due in part to difficulties in establishing interviewer-respondent rapport The former name of device management software from Wyse Technology, San Jose, CA (www.wyse.com) that is designed to centrally control up to 100,000+ devices, including Wyse thin clients (see Winterm), Palm, PocketPC and other mobile devices.  and trust in phone surveys (Groves & Kahn, 1979), phone surveys also suffer from special problems involving noncontacts (Miller et al., 1990). Unanswered phones, difficulties finding respondents In the context of marketing research, a representative sample drawn from a larger population of people from whom information is collected and used to develop or confirm marketing strategy.  at home, and the increased use of answering machines can make even the initial task of contacting the respondent In Equity practice, the party who answers a bill or other proceeding in equity. The party against whom an appeal or motion, an application for a court order, is instituted and who is required to answer in order to protect his or her interests.  considerably difficult.

Nonresponse, whether due to refusals or noncontacts, can have serious repercussions repercussions nplrépercussions fpl

repercussions nplAuswirkungen pl 
 for surveys intended to derive prevalence estimates of risk behaviors. To the extent that nonrespondents are different from respondents on survey measures, statistics based on respondent data alone will be biased estimates of the population parameters (Groves & Lyberg, 1988). Although participation bias is certainly not peculiar to sex research, surveys that focus on sexual behavior may be more susceptible than surveys on most other topics. Studies have found, for example, that sex survey participants, relative to nonparticipants, tend to be older and less educated (Johnson & DeLamater, 1976), and are less comfortable disclosing sexual information (Bradburn, Sudman, Blair & Stocking, 1978; Catania et al., 1986). Moreover, there is research suggesting that sex survey participants engage in more frequent vaginal vag·i·nal
adj.
1. Of or relating to the vagina.

2. Relating to or resembling a sheath.



vaginal

pertaining to the vagina, the tunica vaginalis testis, or to any sheath.
 intercourse INTERCOURSE. Communication; commerce; connexion by reciprocal dealings between persons or nations, as by interchange of commodities, treaties, contracts, or letters.  and masturbation masturbation

Erotic stimulation of one's own genital organs, usually to achieve orgasm. Masturbatory behavior is common in infants and adolescents, and is indulged in by many adults as well. Studies indicate that over 90% of U.S. males and 60–80% of U.S.
, have more varied and unusual sexual histories, have greater levels of noncoital sexual activity, and have more exposure to erotic erotic /erot·ic/ (e-rot´ik)
1. charged with sexual feeling.

2. pertaining to sexual desire.


e·rot·ic
adj.
1. Of or concerning sexual love and desire.
 material (c.f. Catania, Gibson, Chitwood, & Coates, 1990). Unfortunately, most of the evidence of participation bias in sex research is based on college students or other limited samples. We know little about the impact of nonresponse in community studies of sexual behavior, especially those based on telephone surveys. Efforts to understand the nature of participation bias in surveys of this type may be complicated by the different sources of nonresponse (refusals vs. noncontact) inherent in these studies.

Given the potential utility and importance of phone surveys in examining the prevalence and determinants of AIDS-related behaviors, special effort should be directed at estimating the degree and direction of participation bias in AIDS survey phone interviews, both as a function of refusal to participate and because of problems involving noncontacts. Such work would provide an important step toward developing techniques for maximizing participation among subgroups typically underrepresented un·der·rep·re·sent·ed  
adj.
Insufficiently or inadequately represented: the underrepresented minority groups, ignored by the government. 
 in AIDS surveys.

METHODS

Sample Design and Procedure

The National AIDS Behavioral Surveys (NABS NABS North American Bluebird Society
NABS North American Benthological Society
NABS National Advertising Benevolent Society
NABS National Association of Black Scuba Divers
NABS National Association for Bank Security
NABS Normoactive Bowel Sounds
) were designed to identify AIDS-relevant risk behaviors and their correlates in a population-based sample of adults aged 18-75 residing in the contiguous Adjacent or touching. Contrast with fragmentation. See contiguous file.  United States United States, officially United States of America, republic (2005 est. pop. 295,734,000), 3,539,227 sq mi (9,166,598 sq km), North America. The United States is the world's third largest country in population and the fourth largest country in area. . The overall study design allows us to describe sexual practices; HIV antibody HIV antibody A self antibody specifically directed against one or more proteins or antigens on the surface of HIV, which may be minimally protective against HIV  test seeking; and levels of AIDS-related knowledge, beliefs, and social skills over the adult life-span both for the United States as a whole and for the major high AIDS prevalence areas.

A particular emphasis was placed on oversampling Creating a more accurate digital representation of an analog signal. In order to work with real-world signals in the computer, analog signals are sampled some number of times per second (frequency) and converted into digital code.  young (18-49) Black and Hispanic Hispanic Multiculture A person of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish culture or origin, regardless of race Social medicine Any of 17 major Latino subcultures, concentrated in California, Texas, Chicago, Miam, NY, and elsewhere  populations within the major AIDS epicenters. The sample designed to obtain our target distribution of respondents consisted of three major components: a national sample (N=2,673), a central city random digit A single character in a numbering system. In decimal, digits are 0 through 9. In binary, digits are 0 and 1.

digit - An employee of Digital Equipment Corporation. See also VAX, VMS, PDP-10, TOPS-10, DEChead, double DECkers, field circus.
 dial (RDD RDD Random Digit Dialing
RDD RDF (Resource Description Framework) Declarative Description
RDD Radiological Dispersal Device
RDD Rights Data Dictionary
RDD Radiological Dispersion Device
RDD Respiratory Drug Delivery
) sample (N=8,263), and an Hispanic listing sample (N=3,060). Together these three samples yielded a total N of 13,690.(1) All interviews were conducted by telephone. Interviews were conducted in both English and Spanish Spanish, river, c.150 mi (240 km) long, issuing from Spanish Lake, S Ont., Canada, NW of Sudbury, and flowing generally S through Biskotasi and Agnew lakes to Lake Huron opposite Manitoulin island. There are several hydroelectric stations on the river.  (55% of all Hispanics chose to be interviewed in Spanish). A minimum of 17 call attempts were made at a variety of times and days before the number was retired.(2) Details on the sample design and procedure are reported elsewhere (see Catania et al., 1992; Dolcini et al., 1993). Household refusals and noncontacts together yielded a response rate of 66.0 percent for the total sample, 69.7 percent for the national cross-section, 60.6 percent for the central city sample, and 78.9 percent for the Hispanic listed sample, after adjusting for estimated noneligibles.

NABS Non-Response Survey

Although the response rates for this study compare favorably fa·vor·a·ble  
adj.
1. Advantageous; helpful: favorable winds.

2. Encouraging; propitious: a favorable diagnosis.

3.
 with other telephone and face-to-face surveys in this area of research, we believe it is important to attempt to specify characteristics of nonparticipants and to estimate possible biases as a result of nonparticipation nonparticipation The nonacceptance by a physician of the fees paid by Medicaid, or less commonly by Medicare. See Medicaid. Cf Participation. . To examine these issues, an additional survey of nonrespondents was conducted. The sampling frame of nonrespondents was comprised of two general groups: people who refused twice to participate in the main study (i.e., they still would not participate after refusal conversion efforts), and people who were extremely difficult to contact (i.e., we were unable to contact the respondent after 17 call attempts). These two groups comprised the entire sampling frame for the nonresponse survey, from which a random sample of approximately 1 in 2 was drawn.

The first group of nonrespondents (i.e., refusers) were further divided into two groups or types. The majority (74.3%) represented household refusals, whereby someone in the household refused to participate prior to enumeration 1. (mathematics) enumeration - A bijection with the natural numbers; a counted set.

Compare well-ordered.
2. (programming) enumeration - enumerated type.
. The nonresponse survey in this case consists of a household enumeration (obtaining age, gender, and ethnicity ethnicity Vox populi Racial status–ie, African American, Asian, Caucasian, Hispanic  of individuals living in the household) and questions on health care and family income. The second group of refusers consists of respondent refusals, whereby the actual household member selected for the interview refused to participate (household enumeration information was already obtained). In these cases, we attempted to conduct a shorter 3 minute survey that included questions that we believe may be related to nonparticipation and sexual behavior (i.e., church attendance, perceived confidentiality, time spent at home, prior survey experience).

The second group of nonrespondents consisted of individuals who were particularly difficult to contact. Because of necessary time and cost restrictions, phone surveys generally must impose a cut-off cut-off Anesthesiology The point at which elongation of the carbon chain of the 1-alkanol family of anesthetics results in a precipitous drop in the anesthetic potential of these agents–eg, at > 12 carbons in length, there is little anesthetic activity,  point for the number of call attempts that can be made to any given household. The maximum of 17 call attempts that was imposed on the NABS was liberal by most standards. However, we felt it was important to attempt to describe those individuals who were not included in the study because of contact problems, in addition to those nonparticipants who refused. Most individuals who were recruited into the nonresponse survey from this difficult-to-contact group completed the entire interview, while a smaller portion agreed to complete the shorter survey.

A total of 1,545 individuals were recruited into the nonresponse study: 668 were refusers and 877 were obtained from the difficult-to-contact sample. The overall response rate for the nonresponse survey was 33.3 percent. The response rate for the refuser portion of the sample was 27.1 percent, while the response rate for the difficult-to-contact portion was 40.4 percent. These response rates, although low by typical survey standards, are comparable to other AIDS-related nonrespondent surveys. For example, in a study of nonrespondents from the 1990 National Household Survey of Drug Abuse (NHSDA NHSDA National Household Survey on Drug Abuse ) (Casper, 1992), an overall response rate of only 34 percent was obtained despite a $10 financial incentive. Similar to our nonresponse survey, the NHSDA interviewers were more successful in converting noncontact cases than refusal cases, with response rates of 45 percent and 25 percent respectively. Another AIDS-related nonresponse survey was conducted by investigators of the National Household Seroprevalence seroprevalence Immunology The proportion of a population that is seropositive–ie, has been exposed to a particular pathogen or immunogen; the seropositivity of a population is calculated as the number of individuals who produce a particular antibody divided  Study (NHSS NHSS Nashua High School South (Nashua, NH)
NHSS Nan Hua Secondary School
NHSS Non-Hydrosoluble Substance
) (Horvitz et al., 1989). Focusing exclusively on refusal nonrespondents, these researchers obtained a response rate of 26 percent when initial refusals were recontacted and asked to provide risk behavior information and a blood sample. Moreover, this relatively low response rate was obtained in the context of a large financial incentive ($175). A better, but still modest, response rate was obtained when initial refusers were offered a substantial incentive but were not asked to provide a blood sample.

It should be noted that the sampling frame for the present study is comprised of particularly "hard-core" nonrespondents. Unlike the studies cited above, this nonresponse survey does not include initial refusal conversion cases or respondents who participated after the typical number of call-backs employed in telephone surveys. In the present study, nonrespondents were eligible for inclusion only after they had refused participation twice or had not been contacted after seventeen call-backs. Given these stringent eligibility criteria, we believe our overall response rate of 33 percent for the nonrespondent study is admirable ad·mi·ra·ble  
adj.
Deserving admiration.



admi·ra·ble·ness n.

ad
.

RESULTS

Demographic Comparisons

Table 1 presents demographic comparisons of main-study participants, hard-to-contact respondents obtained from the nonresponse study, and refusals (also interviewed in the nonresponse study). In comparison to the main study participants, the hard-to-contact group had significantly greater proportions of men (50 vs. 43%), Blacks (30 vs. 22%), and individuals earning over $60,000 a year (13 vs. 8%). The refusal group comprised less than half the proportion of Hispanics and a significantly greater proportion of Whites than were represented in the main study. There were also greater percentages of older people (50 and older) and smaller proportions of younger individuals (under 40 years) among refusers, relative to participants. Finally, individuals in the highest income bracket Noun 1. income bracket - a category of taxpayers based on the amount of their income
income tax bracket, tax bracket

bracket - a category falling within certain defined limits

income bracket n
 were over-represented among refusers.

Table 1. Demographic Comparisons of Participants, Refusals, and Hard-to-Contact Respondents: NABS Non-Response Study
                    Participants(a)       Hard-to-Contact
                       % N                Respondents % (N)
GENDER
 Men                43.2 (5643)           50.1 (439)(**)
 Women              56.8 (7430)           49.9 (438)(**)
RACE/ETHNICITY
 White              39.6 (5171)           34.0 (298)
 Black              22.5 (2935)           30.3 (265)(**)
 Hispanic           35.9 (4700)           34.0 (298)
 Other              2.0 (238)              1.7 (15)
AGE
 18-29              30.0 (3920)           30.5 (266)
 30-39              28.8 (3768)           32.3 (281)
 40-49              17.8 (2327)           22.6 (197)
 50-59              9.5 (1245)             7.0 (61)(**)
 60-75              13.8 (1810)            7.6 (66)(**)
INCOME
 <10,000            23.2 (2847)           21.3 (182)
 10,000-20,000      26.7 (3277)           22.4 (191)
 20,001-40,000      30.5 (3739)           28.3 (242)
 40,001-60,000      11.0 (1353)           14.6 (125)
 >60,000            8.5 (1044)            13.3 (114)(**)

                    Refusals % (N)
GENDER
 Men                43.2(289)
 Women              56.7(379)
RACE/ETHNICITY
 White              56.2 (363)(**)
 Black              24.8 (160)
 Hispanic           15.5 (100)(**)
 Other               3.5 (23)
AGE
 18-29              15.1 (87)(**)
 30-39              19.1 (110)(*)
 40-49              19.3 (111)
 50-59              17.4 (100)(**)
 60-75              29.2 (168)(**)
INCOME
 <10,000            19.0 (88)
 10,000-20,000      21.8 (101)
 20,001-40,000      31.3 (145)
 40,001-60,000      15.3 (71)
 >60,000            12.5 (58)(**)


Note. For the purpose of these analyses, participants represent only those respondents who were contacted within the main study criteria of 17 call attempts, hard-to-contact respondents are those obtained only after 18 or more call attempts (most of whom completed the entire interview), and refusals are respondents who refused twice to participate in the main study but who later agreed to respond to a shorter interview. The refuser group in these analyses includes both "household" refusals (someone in the household refused prior to selecting a respondent) and "enumerated This term is often used in law as equivalent to mentioned specifically, designated, or expressly named or granted; as in speaking of enumerated governmental powers, items of property, or articles in a tariff schedule. " refusals (selected respondents refused after household enumeration was obtained).

(a) Based on total (central city + national + Hispanic list) unweighted sample: excludes participants recruited after 18 or more call attempts; N = 13,073.

(*) Significantly different from participants at p < .05.

(**) Significantly different from participants at p < .01.

These same demographic comparisons between main study participants, hard-to-contact respondents (nonresponse study), and refusals (nonresponse study) were also made within the national, central cities, and Hispanic list sub-samples. This allowed us to determine whether characteristics of participants versus nonrespondents varied by specific sample criteria. In general, the same trends are evident in these different subsamples, although differences are often nonsignificant non·sig·nif·i·cant  
adj.
1. Not significant.

2. Having, producing, or being a value obtained from a statistical test that lies within the limits for being of random occurrence.
 due to smaller N sizes. For example, the greater proportion of men among hard-to-contact cases, relative to the participants, is found in all three samples. In both national and central cities samples, there is a greater proportion of Blacks among hard-to-contact respondents than among participants, while Whites are overrepresented o·ver·rep·re·sent·ed  
adj.
Represented in excessive or disproportionately large numbers: "Some groups, and most notably some races, may be overrepresented and others may be underrepresented" 
 among refusers. Also in the national and central cities samples, older respondents (especially those 60-75) are overrepresented among refusers, while younger respondents (especially those under 30 years) are underrepresented among the refusal group. Even though the age range is restricted and sample sizes are quite small, this same general pattern is found among the Hispanic list sample, with a greater proportion of the oldest group (40-49) found among refusals, relative to participants.

Given the relatively low response rate of the nonresponse study, particularly among refusals, it is difficult to know how representative our nonrespondent sample is of all refusals. Indeed, we cannot establish for certain the external validity External validity is a form of experimental validity.[1] An experiment is said to possess external validity if the experiment’s results hold across different experimental settings, procedures and participants.  of our refusal group, since the majority of refusals occurred before we could obtain any information at all. However, we can determine among the enumerated refusals whether there are any differences between those who agreed to participate in the nonresponse study and those who refused any level of participation. In other words Adv. 1. in other words - otherwise stated; "in other words, we are broke"
put differently
, if we consider only those individuals whose demographic characteristics were known prior to refusing participation in the main study, we can compare those who also refused participation in the nonresponse study with those who agreed to respond to this shorter survey.

Table 2 compares these enumerated refusals who participated in the nonresponse study with those who did not participate. Although there are a few minor differences (Whites and older refusers were a little more likely to participate in the nonresponse survey), no gender, race, or age differences were statistically significant. Therefore, there is some preliminary evidence that our sample is representative of refusers in general.

Table 2. Social Demographic Characteristics of Non-Response Participants vs. Refusals
                  Non-Response          Non-Response
                  Participants %(N)     Refusals %(N)

GENDER
  Men             46.5 (140)            44.0 (162)
  Women           53.5 (161)            56.0 (206)

RACE/ETHNICITY
  White           54.8 (161)            50.6 (181)
  Black           24.1 (71)             26.0 (93)
  Hispanic        18.4 (54)             20.4 (73)
  Other            2.7 (8)               3.1 (11)

AGE
  18-29           13.3 (38)             13.5 (47)
  30-39           16.8 (48)             22.4 (78)
  40-49           21.0 (60)             21.3 (74)
  50-59           18.5 (53)             17.0 (59)
  60+             30.4 (87)             25.9 (90)

PERCENT (N)       45.0 (302)            55.0 (368)


Note. Based on enumerated households only.

Social-Psychological Comparisons

Table 3 presents social-psychological comparisons of participants, hard-to-contact respondents, and refusals obtained in the nonresponse survey. Findings indicate that refusers are considerably more likely than participants to believe that information obtained in surveys will not be held confidential. Specifically, almost 41 percent of refusers but only 13 percent of participants said they disagree a lot or kind of disagree with Verb 1. disagree with - not be very easily digestible; "Spicy food disagrees with some people"
hurt - give trouble or pain to; "This exercise will hurt your back"
 the statement that "surveys conducted by universities or colleges will keep your answers confidential or private." Interestingly, hard-to-contact respondents also differ from participants in this regard, with a significantly smaller proportion of the hard-to-contact group perceiving confidentiality as high. Ease of sexual self-disclosure was also far lower among refusers, with more than half of this group indicating that it would be either kind of hard or very hard to talk about sex in an AIDS survey. Only 13.1 percent of participants and 17.5 percent of hard-to-contact respondents fell into this category. Refusers were significantly more likely than the other two groups to attend church services one or more times per week. As expected, the hard-to-contact group spent more time away from their home than both participants and refusers. Differences in past survey participation were also evident. Participants were most likely to have been involved in at least one survey within the past six months (41.5%), followed by hard-to-contact respondents (36.2%), with refusers being least likely to have prior survey experience (31.2%). Finally, comparisons of the number of sexual partners in the past year were made between main-survey participants and hard-to-contact respondents. Findings indicate a lower proportion of respondents having zero partners and a higher proportion of respondents having two or more partners among the hard-to contact group, although this latter difference is not statistically significant.

Table 3. Social-Psychological Comparisons of Participants, Hard-to-Contact Respondents, and Refusals: NABS Nonresponse Study
                                                     Hard-to-
                                                     Contact
                                  Participants(a)   Respondents(b)
                                      % (N)             % (N)

PERCEIVED CONFIDENTIALITY(d)
  Low                             13.1 (1574)       17.5 (136)
  Medium                          35.9 (4329)       41.8 (324)(**)
  High                            51.0 (6145)       40.6 (315)(**)
SEXUAL SELF-DISCLOSURE(e)
  Low                             24.7 (3173)       24.8 (203)
  Medium                          38.3 (4953)       42.7 (353)
  High                            37.1 (4802)       32.8 (271)
CHURCH ATTENDANCE
  1 or more/wk                    32.6 (4251)       33.1 (277)
  < 1 wk                          42.5 (5534)       43.2 (361)
  Never                           24.9 (3251)       23.7 (198)
TIME AWAY FROM HOME(f)
  Low                             21.2 (2691)       12.0 (97)(*)
  Medium                          65.6 (8321)       68.2 (549)
  High                            13.2 (1669)       19.8 (159)(*)
PRIOR SURVEY EXPERIENCE(g)
  Yes                             41.5 (5390)       36.2 (302)
  No                              58.5 (7602)       63.9 (535)(*)
SEXUAL PARTNERS IN THE
 PAST YEAR
  Zero                            12.5 (1477)       9.2 (64)(**)
  One                             74.5 (8830)       74.0 (515)
  Two or more                     13.0 (1553)       16.8 (117)

                                   Refusals(c)
                                     % (N)

PERCEIVED CONFIDENTIALITY(d)
  Low                             40.6 (88)(**)
  Medium                          35.5 (77)
  High                            24.0 (52)(**)
SEXUAL SELF-DISCLOSURE(e)
  Low                             51.0 (125)(**)
  Medium                          25.3 (62)(*)
  High                            23.7 (50)
CHURCH ATTENDANCE
  1 or more/wk                    44.1 (128)(**)
  < 1 wk                          33.1 (96)
  Never                           22.8 (66)
TIME AWAY FROM HOME(f)
  Low                             28.0 (69)
  Medium                          58.9 (145)
  High                            13.0 (32)
PRIOR SURVEY EXPERIENCE(g)
  Yes                             31.2 (89)
  No                              68.8 (196)(**)
SEXUAL PARTNERS IN THE PAST
 YEAR
  Zero                              --
  One                               --
  Two or more                       --


(a) Based on unweighted sample (central city + national + Hispanic list); excludes participants recruited after 18 or more call attempts; N = 13,073.

(b) Respondents recruited after 18 or more attempts,

(c) Includes refusals who agreed to participate in non-response survey (household refusals + respondent "enumerated" refusals),

(d) Respondents were asked "How much do you agree or disagree that surveys conducted by universities or colleges will keep your answers confidential or private?" Low = disagree a lot + kind of disagree, medium = kind of agree, high = agree a lot.

(e) Respondents were asked "Do you think talking about sex in an AIDS survey would be: very easy to do, kind of easy, kind of hard, or very hard to do?" Low = very hard + kind of hard, medium = kind of easy, high = very easy.

(f) Hours in a normal week spent outside the home: low = < 1 SD below mean, medium = mean + 1 SD, high = > 1 SD above mean.

(g) Yes = participated in 1 or more survey in past 6 months (not including current survey). No = did not participate in any survey during the past six months.

(*) significantly different from participants at p < .05.

(**) significantly different from participants at p < .01.

These same analyses were conducted separately for the national, central cities, and Hispanic subsamples. Again, while small sample sizes reduced the number of significant differences between participants and nonrespondents, most of the trends found in the total sample were also found within subsamples. Some exceptions were found in the Hispanic list group. Unlike the national and central cities samples, little variation between participants and the two groups of nonrespondents was evident in the Hispanic list sample with respect to ease of sexual self disclosure, past survey participation, and number of sexual partners.

Correlates of Sexual Risk Behavior

Ultimately, it is important to determine in AIDS surveys the extent to which nonparticipation biases estimates of risk behavior. Although point estimates of bias are not possible with the present data, we can determine, in a general sense, whether exclusion of the two categories of nonrespondents would likely overestimate o·ver·es·ti·mate  
tr.v. o·ver·es·ti·mat·ed, o·ver·es·ti·mat·ing, o·ver·es·ti·mates
1. To estimate too highly.

2. To esteem too greatly.
 or underestimate sexual risk behavior in the population.

Because we have complete data on hard-to-contact cases, we are able to determine that individuals who do not participate because they were difficult to find may generally be a higher risk group than participants. This is based on our finding that respondents who could only be contacted after 18 or more call attempts were more likely to have multiple partners (although the difference is not statistically significant) and less likely to have no sexual partners, relative to study participants. Although sexual risk behavior data were not obtained for refusal nonrespondents, we can use participant data to determine whether characteristics or factors that are associated with the refuser group are also associated with risk behavior. Further, we can examine the validity of the association between hard-to-contact individuals and number of sexual partners by determining whether other characteristics or factors associated with being hard to contact are also associated with sexual risk behavior among participants.

Pearsons correlations among the demographic/social-psychological factors and the number of sexual partners were calculated within each of the three subsamples of participants. In all three subsamples, age was inversely in·verse  
adj.
1. Reversed in order, nature, or effect.

2. Mathematics Of or relating to an inverse or an inverse function.

3. Archaic Turned upside down; inverted.

n.
1.
 related to number of partners, although the association is weaker within the Hispanic list sample due to the more narrow age range. Correlations are -.384, -.367, and -.124 for the national, central cities, and Hispanic list samples, respectively. Men report having significantly more partners in all three samples, with correlations ranging from .191 to .224. Income is positively related to number of sexual partners. Ease of sexual self-disclosure and church attendance are inversely related to number of sexual partners, while time away from home shows a significant positive association. Analyses also show statistically significant positive associations between number of sexual partners and being Black, believing that surveys are held confidential, and having prior survey experience, although the magnitude of these associations are relatively small (correlations range from .05 to .08).

DISCUSSION

In sum, findings indicate that individuals in higher income brackets and older people are most likely to refuse to participate in the National AIDS Behavioral Survey. Hispanics are considerably less likely to refuse participation than other ethnic groups. A number of social-psychological factors are also related to the tendency to refuse participation in this study. In general, refusers were more likely to (a) believe that information obtained in surveys would not be held confidential, (b) believe it would be hard to talk about sex in an AIDS survey, (c) attend church services one or more times per week, and (d) have no prior survey experience within the last 6 months. Correlational analyses suggest that many of these refuser attributes are negatively associated with number of sexual partners. Although the demographic evidence is quite weak (only age is related to both a greater likelihood of refusing and lower numbers of sexual partners), some social-psychological attributes of refusers, such as their higher church attendance and greater difficulty discussing sex, suggest they may generally represent a lower risk group. This conclusion is consistent with evidence from a recent telephone survey finding that nonresponders to sexual survey questions tend to be less sexually experienced than responders (Wiederman, Weis, & Allgeier, 1994).

Respondents who were contacted only after 18 or more calls show a different pattern of characteristics relative to main-survey participants. Specifically, these difficult-to-contact respondents are overrepresented among men, Blacks, and individuals in higher income brackets. They are also more likely to believe that scientific surveys are not held confidential, are less likely to have participated in a survey with the last 6 months, spend less time at home, and have more sexual partners than main study participants. The finding that hard-to-contact respondents report having more sexual partners is consistent with some of the associations between number of sexual partners and the demographic/social-psychological factors considered above. For example, among participants, being male, Black, and spending less time at home are all positively associated with number of sexual partners.

Findings suggest that AIDS-related phone surveys that employ standard call-back procedures may underrepresent un·der·rep·re·sent  
tr.v. un·der·rep·re·sent·ed, un·der·rep·re·sent·ing, un·der·rep·re·sents
To imply or suggest a lower amount, quantity, quality, or degree of than is actually present:
 higher risk respondents. That is, individuals who cannot be contacted within commonly used call-back limits may, as a group, be engaging in more high risk sexual behaviors than individuals who can be reached within fewer call attempts. Conversely con·verse 1  
intr.v. con·versed, con·vers·ing, con·vers·es
1. To engage in a spoken exchange of thoughts, ideas, or feelings; talk. See Synonyms at speak.

2.
, results of this study suggest that individuals who refuse participation may, in general, represent a lower risk group in terms of AIDS-related sexual behaviors than study participants. While the evidence of this type of bias among refusers is not strong and could not be examined directly in this study, there is an indication that individuals who refuse to participate in AIDS surveys differ from those who could not be contacted.

To the extent that non-respondents who could not be reached by phone are "balanced out" by non-respondents who refuse participation, perhaps our estimates of sexual risk behavior are quite accurate. Of course, given the limitations of this study, it is impossible to determine whether this is the case. At the very least, this study suggests that efforts to minimize different sources of nonparticipation could have different effects on the nature of participation bias and estimates of sexual risk behavior. In addition to the difficult task of increasing participation rates in nonrespondent surveys, future research of this type would benefit from multivariate The use of multiple variables in a forecasting model.  analyses that examine the independent influence of demographic and social/attitudinal factors and how they may interact to affect nonresponse. More detailed analyses would allow for a better determination of the impact of different types of nonresponse and suggest a plan for adjusting our estimates of AIDS-related risk that accounts for nonparticipation bias. While in the present study small sample sizes in many of the nonrespondent subgroups did not allow for these more detailed analyses, this research does confirm the importance of considering nonresponse bias in telephone surveys of sexual behavior. Of particular relevance is the need to investigate how the special problems of telephone surveys, such as noncontact difficulties, combine with typical refusal problems to affect our results and conclusions.

(1) Discrepancy DISCREPANCY. A difference between one thing and another, between one writing and another; a variance. (q.v.)
     2. Discrepancies are material and immaterial.
 between total sample N and the sum of the three subsamples is due to a small overlap o·ver·lap
n.
1. A part or portion of a structure that extends or projects over another.

2. The suturing of one layer of tissue above or under another layer to provide additional strength, often used in dental surgery.

v.
 of national and central city components.

(2) The total sample N of 13,690 also includes respondents who were recruited into the nonresponse study after 18 or more call attempts but who completed the entire interview.

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Use of measures designed to regulate the number and spacing of children within a family, largely to curb population growth and ensure each family’s access to limited resources.
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Groves, R., & Lyberg, L. (1988). An overview of nonresponse issues in telephone surveys. In R. Groves, P. Biemer, L. Lyberg, J. Massey, W. Nicholls II, & J. Waksberg (Eds.), Telephone survey methodology (pp. 191-211). New York New York, state, United States
New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of
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Groves, R., & Kahn, M. (1979). Surveys by telephone: A national comparison with personal interviews. San Diego San Diego (săn dēā`gō), city (1990 pop. 1,110,549), seat of San Diego co., S Calif., on San Diego Bay; inc. 1850. San Diego includes the unincorporated communities of La Jolla and Spring Valley. Coronado is across the bay. , CA: Academic Press.

Horvitz, D. G., Weeks, M. F., Visscher, R. E., Folsom, R. E., Hurley Hurley has become the English version of at least three distinct original Irish names: the Ó hUirthile, part of the Dál gCais tribal group, based in Clare and North Tipperary; the Ó Muirthile, based around Kilbritain in west Cork; and the OhIarlatha, from the district of , P. L., & Wright, R. A. (1989). A report of the findings of the National Household Seroprevalence Survey Feasibility Study The analysis of a problem to determine if it can be solved effectively. The operational (will it work?), economical (costs and benefits) and technical (can it be built?) aspects are part of the study. Results of the study determine whether the solution should be implemented. . Paper presented at the Annual Meetings of the American Statistical Association The American Statistical Association (ASA) is a scientific and educational society in the United States with the stated mission to promote excellence in the application of statistical science across the wealth of human endeavor. , Anaheim, California “Anaheim” redirects here. For Annaheim, see Annaheim, Saskatchewan.

Anaheim is a city in Orange County, California, located 28 miles southeast of Los Angeles.
, August.

Johnson, W. & DeLamater, J. (1976). Response effects in sex surveys. Public Opinion Quarterly, 40, 165-181.

Miller, H., Turner, C., & Moses, L. (1990). AIDS: The second decade. Washington, DC: National Academy Press.

Wiederman, M. W., Weis, D. L., & Allgeier, E. R. (1994). The effect of question preface pref·ace  
n.
1.
a. A preliminary statement or essay introducing a book that explains its scope, intention, or background and is usually written by the author.

b. An introductory section, as of a speech.

2.
 on response rates to a telephone survey of sexual experience. Archives of Sexual Behavior Archives of Sexual Behavior is an academic sexology journal and the official publication of the International Academy of Sex Research.

Contributions consist of empirical research (both quantitative and qualitative), theoretical reviews and essays, clinical case
, 23, 203-215.

Manuscript manuscript, a handwritten work as distinguished from printing. The oldest manuscripts, those found in Egyptian tombs, were written on papyrus; the earliest dates from c.3500 B.C.  accepted May 21, 1998

This study was funded by NIMH Grant No. MH43892 and MIMH/NIA Grant No. MH46240.

Direct correspondence to Dr. Heather Turner, Department of Sociology Noun 1. department of sociology - the academic department responsible for teaching and research in sociology
sociology department

academic department - a division of a school that is responsible for a given subject
, Horton Social Science Center, University of New Hampshire New Hampshire, one of the New England states of the NE United States. It is bordered by Massachusetts (S), Vermont, with the Connecticut R. forming the boundary (W), the Canadian province of Quebec (NW), and Maine and a short strip of the Atlantic Ocean (E). , Durham, NH 03824.
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Author:Turner, Heather A.
Publication:The Journal of Sex Research
Date:Feb 1, 1999
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