Negative-initial sentences in Old and Middle English.Beside other things best left unnamed here, I share with Roger a love for historical puzzles and scenarios. Therefore, a small contribution on a little ripple in the verb syntax of the oldest English seems a fitting tribute in the context of this volume. There is an intriguing and seemingly minor syntactic difference between Old English Old English: see type; English language; Anglo-Saxon literature. Old English or Anglo-Saxon Language spoken and written in England before AD 1100. It belongs to the Anglo-Frisian group of Germanic languages. and Middle English Middle English Vernacular spoken and written in England c. 1100–1500, the descendant of Old English and the ancestor of Modern English. It can be divided into three periods: Early, Central, and Late. . (1) In Old English negated main clauses, there are two principal word order patterns: in the first and very dominant pattern, the negated finite verb A finite verb is a verb that is inflected for person and for tense according to the rules and categories of the languages in which it occurs. Finite verbs can form independent clauses, which can stand by their own as complete sentences. comes first, as illustrated in (1); in the second, the subject comes first, immediately followed by the negated finite verb, as illustrated in (2). It is, however, rather difficult to find examples where the negated finite verb is preceded by a topic, although (3) is one of the rare examples: (1) Nolde se Hoelend for his bene swapeah hym fram gewitan not-wanted the Lord for his prayer however him from depart AEHomP.XIV.199 (2) poet cild ne mihte na oa gyt mid wordum his hoelend gegretan the child not could not yet with words his Lord greet AEHomTh.i.202.20 (3) oinra synna ne weoroe ic gemunende, ac gemun du hiora your sins not become I mindful, but be-mindful you them 'may I not be mindful of your sins, but you be mindful of them' CP.53.413.20' In early Middle English, all three word orders are frequently attested at·test v. at·test·ed, at·test·ing, at·tests v.tr. 1. To affirm to be correct, true, or genuine: The date of the painting was attested by the appraiser. 2. : (4) Ne cam ic noht te bidden [LANGUAGE NOT REPRODUCIBLE IN ASCII ASCII or American Standard Code for Information Interchange, a set of codes used to represent letters, numbers, a few symbols, and control characters. Originally designed for teletype operations, it has found wide application in computers. ]ew forbisne Not came I not to give you example VV.15.9 (5) Ich nat nawt pe time I not-know not the time SW.249.18 (6) Alle pine preates ne drede ich all your threats not dread I St.Katherine.2102 These facts suggest that in Old English, the occurrence of a topic is not readily compatible with a negative element in first position whereas in early Middle English, it is. (2) This touches on the nature of the first constituent position in Old English main clauses, which is related to issues concerning the Verb Second constraint. Since there is no independent evidence that there are any essential changes in the Verb Second constraint between Old English and Middle English (van Kemenade 1987, 1997), I will here explore the possibility that changes in the force of negation NEGATION. Denial. Two negations are construed to mean one affirmation. Dig. 50, 16, 137. are responsible for the difference between Old and Middle English illustrated above. To see this, we will first discuss the issues concerning the Verb Second constraint in section 1. Then, we will look at the historical line of development of negation, and in section 2, we will consider negative-initial sentences in the earliest Old English of Beowulf In section 3, I will present an analysis for the historical development of negative-initi al sentences. The conclusion will be that the possibility of having a topic in a negated sentence in Middle English arose out of the weakening of the negative element ne in first position, which fits with the general trends observed in Jespersen's cycle (Jespersen 1917). 1. Verb Second in Old and Middle English Old English clause structure cannot be considered without regard to the Verb Second constraint. While Old English has mixed OV and VO word orders, and can be reasonably analysed as being typologically an SOV SOV Share Of Voice SOV Single Occupancy Vehicle SOV Subject Object Verb SOV Separation of Variables (differential equations) SOV Shut Off Valve SOV Space Operations Vehicle SOV Scars of Velious (Everquest) language, it is also clear that the sentence has some satellite positions in main clauses that are reserved for some first constituent and the finite verb. An initial illustration of this is given by the following sentences: (7) a. hwi wolde God swa lytles pinges him forwyrnan why would God so small thing him deny 'why should God deny him such a small thing?' AEHomTh.i.14.2 b. On twam pingum hoefde God poes mannes sawle gegodod in two things had God the man's soul endowed en·dow tr.v. en·dowed, en·dow·ing, en·dows 1. To provide with property, income, or a source of income. 2. a. 'With two things God had endowed man's soul' AEHomTh.i.20.1 Observe that these examples illustrate the phenomenon of subject-aux-inversion that we still find in Present Day English. In Old English, however, it is not restricted to interrogative and negative-initial contexts, as (7b) illustrates. Such constructions are analysed in van Kemenade (1987) as involving preposing of the first constituent and Vf to the satellite sentential positions in CP as in the following adapted shucture: (8) [FORMULA NOT REPRODUCIBLE IN ASCII] But not all Old English main clauses conform to Verb 1. conform to - satisfy a condition or restriction; "Does this paper meet the requirements for the degree?" fit, meet coordinate - be co-ordinated; "These activities coordinate well" this pattern. In sentences introduced by an interrogative element, a negative element or the short adverbial ad·ver·bi·al adj. Of, relating to, or being an adverb. n. An adverbial element or phrase. ad·ver bi·al·ly adv. pa, subject-verb inversion is canonical The standard or authoritative method. The term comes from "canon," which is the law or rules of the church. See canonical name and canonical synthesis. canonical - (Historically, "according to religious law") 1. (9) a. For hwam noldest pu de sylfe me gecydan poet ... for what not-wanted you yourself me make known that ... 'wherefore would you not want to reveal to me yourself that...' AESL.XXXIII.307 b. pa foron hie mid prim scpum ut then sailed they with three ships out 'then they sailed out with three ships' ChronA.AD 897 c. Ne sceal he noht unalyfedes don not shall he nothing unlawful do 'he shall not do anything unlawful' CP.60.15 The same is not true for main clauses introduced by a topic. While inversion is near-canonical when the subject is a noun, as in (7b), pronominal pro·nom·i·nal adj. 1. Of, relating to, or functioning as a pronoun. 2. Resembling a pronoun, as by specifying a person, place, or thing, while functioning primarily as another part of speech. subjects occur on the left of the preposed Vf, as in (10): (10) a. Foroon we sceolan mid ealle mod & maegene to Gode gecyrran therefore we must with all mind and power to God turn 'therefore we must turn to God with all our mind and power Blickling.97 b. Be ooem we magon suioe swutule oncnawan ooet... by that we may very clearly perceive that... 'by that, we may perceive very clearly that...' CP.181.16 On the basis of this and a wider range of evidence, it was argued by van Kemenade (1987) that Old English personal pronouns Old English personal pronouns. Personal pronouns in Old English Nom Acc Dat Gen 1st Sing ic me(c) me min Dual wit unc uncer Plur we us ure 2nd Sing u e in Dual git inc incer Plur ge eow eower 3rd Sing M he hine him his N hit hit him his are clitic clit·ic n. An unstressed word, typically a function word, that is incapable of standing on its own and attaches in pronunciation to a stressed word, with which it forms a single accentual unit. elements that are procliticized to Vf in topic-initial constructions. Such procliticization is blocked when the first constituent position is occupied by an operator-like element as in the examples in (9). The essence of this analysis is that movement of Vf is always to the C-position in the structure (8), essentially because the phenomenon of topicalization + verb fronting is restricted to main clauses. There is some topicalization in embedded Inserted into. See embedded system. clauses in Old English, but it is shown by van Kemenade (1997) that this is restricted to a well-defined set of constructions, including passives, impersonals and the like. An alternative analysis of V2 and pronouns in Old English has been presented by Pintzuk (1991, 1993). The essence of the proposal is that structures as in (8) are restricted to examples where the pronominal subject is postverbal, i.e. interrogative, negative-initial and pa-initial constructions. In Pintzuk's view, topic-initial constructions represent a lower sentential level IP, with the topic in Spec,IP and the pronouns as a clitic adjoined to the topic. (11) represents this with (10b) as an example: (11) [FORMULA NOT REPRODUCIBLE IN ASCII] We will not discuss in detail here the issues concerning the position of pronouns; our focus here is on the nature of the topic position. Observe that Pintzuk's analysis, in which the topic position is Spec,IP, predicts that a topic is completely incompatible with a postverbal pronoun pronoun, in English, the part of speech used as a substitute for an antecedent noun that is clearly understood, and with which it agrees in person, number, and gender. . However, in the rare instances where a negated finite verb is preceded by a topic, the subject pronoun follows the finite verb. (3) above is an Old English example of this, and here are some more (and note that the early Middle English examples (4-6) also illustrate this) (12) a. ponne ne miht pu na poet mot ut ateon of ooes mannes eagan then not could you not the speck out draw of man's eye AEEHomP.XLII.153 b. For oyssere twynunge nolde we hreppan his orowunge for this doubt not-would we touch his passion 'because of this doubt we would not touch his passion' (i.e. left the story of the passion of St. Thomas untranslated) AEHomTh.i.520.16 The fact that a topic can precede the negated finite verb, which on both Pintzuk's and van Kemenade's analysis is in C, would seem to indicate that the topic position is Spec,CP. This fits with the fact that we find genuine topicalization in main clauses only. This is further corroborated cor·rob·o·rate tr.v. cor·rob·o·rat·ed, cor·rob·o·rat·ing, cor·rob·o·rates To strengthen or support with other evidence; make more certain. See Synonyms at confirm. by the arguments presented in van Kemenade (1997). There is what looks like embedded topicalization in Old English, as in (13), but this is restricted to what we may broadly call unaccusative contexts. (13) gives two examples of passives, but this also occurs with impersonals, modals, ergatives and a few other constructions (van Kemenade 1997). (13) a. poet eallum folce sy gedemed beforan oe that all people (D sg) be (sg) judged before thee 'that all the people be judged before you' Paris Ps.9.18 b. ponne aelce daege beoo manega acennede purh hys mihte on worulde on worulde when each day are (pl) many (N, p1) given birth through his power on world 'when every day many are given birth through his power on earth' AEHomp.VI.120 There is evidence in the Germanic and the Romance languages Romance languages, group of languages belonging to the Italic subfamily of the Indo-European family of languages (see Italic languages). Also called Romanic, they are spoken by about 670 million people in many parts of the world, but chiefly in Europe and the Western and their histories, that such constructions have a number of special features, so that their word orders are not to be considered representative of the canonical word order. We are left with the observation that there is no real embedded topicalization in Old English. This would seem to favour the analysis in (8), which predicts that topicalization is restricted to main clauses. I conclude that this is the correct analysis. (3) The analysis of the topic position as Spec, CP allows us to approach the puzzle concerning negative clauses .in its proper light. As observed in the introduction, negated main clauses are overwhelmingly introduced by the sequence negation element + finite verb, as illustrated once more in (14): (14) a. Nolde se Hoelend for his bene swapeah hym fram gewitan not-wanted the Lord for his prayer however him from depart AEHomP.XIV.199 b. Ne mihte se deao him genealcecan, gif he sylf nolde not could the death him approach, if he himself not-wanted 'Death could not have approached him, if he himself had not willed it' AEHomTh.i.214.32 As observed, these sentences are analysed as involving V-movement to C. Note that the finite verb here is preceded only by the negative particle ne. There is lots of evidence in Old English that ne is procliticized to the finite verb. Ne is never separated from the finite verb by any material, and assimilated spellings like nolde in (14a) for ne + wolde occur with overwhelming frequency. The question then is whether sentence-initial ne as in (14) is a constituent. If it is, then these sentences have a negative topic. If it isn't, these sentences are V-first, and their very considerable frequency does not tally with the frequency of V-first sentences in general. Moreover, there is then the recurring puzzle: why is it that ne+Vf hardly ever occurs with a topic preceding it in Old English? And even more puzzling: why does this become a real possibility as from the earliest Middle English, at a time when, as far as we know (van Kemenade 1997), the workings of the Verb Second constraint were in essence the same as in Old English? The early Middle English construction was illustrated in the introduction (examples (4-2)), and some more examples are given here: (15) a of his utgang ne cunne we iett noht seggon of his exit not can we yet not say 'we can't yet say anything of its exit' PC.AD.1127.73 b. Pet ne seide lie noht that not said he not KS.214.25 c. purh unweotennesse ne mei ha nawt sunegin through ignorance not-can she not sin SW.255.33 d. pis ne habbe ic nauht ofearned this not have I not earned VV.17.9 I think that account for these puzzles can be found in the general and ongoing weakening of ne as a negative element. We know that, following Jespersen's cycle, in the further course of Old English and Middle English, ne first came to appear on a large scale in conjunction with not. It was gradually weakened and lost. This is documented in a fair amount of detail in three articles by George Jack (1978a-c). Evidence that at an earlier stage, ne was in some sense a stronger element can be found if we go back further in history, and try to trace back the origins of neg-initial V2 sentences. This led me to look at negative-initial sentences in Beowulf. I devote a separate subsection to them. 2. Negative-initial sentences in Beowulf The core observation I want to make with respect to negative-initial sentences m Beowulf is that we find, beside the Classical Old English pattern with negation+ finite verb at the front of the clause (illustrated in (16)), an alternative pattern illustrated in (17). Let us first consider these illustrations: (16) Nolde eaorla hleo aenige pinga pone See pwn. cwealmcuman cwicne forloetan not-wanted of earls protector any thing the kill-corner alive release 'The protector of earls was minded in no wise to release the deadly visitant alive' Boewulf.791 (17) a.No he wiht fram me flodypum feor fleotan meahte, hrapor on holme; no ic fram him wolde Not he thing from me on waves far swim could, quicker in water; not I from him wanted Boewulf.541 b. no ic me an herew aesmun hnagran talige, gupgeweorca, ponne Grendel hine not I myself in war-strength inferior count, battledeeds, than Grendel himself 'I do not count myself less in war-strength, in battle deeds, than Grendel does himself' Beowulf.675 c. Naefre ic maran geseah eorla ofer eorpan oonne is eower sum, secg on searwum never I greater saw man over earth than is yours' one, hero in harness 'I never saw in the world a greater earl than one of your band is, a hero in his harness' Beowulf.247 The position I would like to defend here is that the coexistence co·ex·ist intr.v. co·ex·ist·ed, co·ex·ist·ing, co·ex·ists 1. To exist together, at the same time, or in the same place. 2. of these two patterns, indeed, their near-complementary distribution, testifies to the rise of the verb movement dependency in negative-initial sentences. In other words Adv. 1. in other words - otherwise stated; "in other words, we are broke" put differently , I propose a syntactic account for this alternation alternation /al·ter·na·tion/ (awl?ter-na´shun) the regular succession of two opposing or different events in turn. alternation of generations metagenesis. . This presupposes that Beowulf actually represents an older stage of the language than Classical Old English prose does: the pattern illustrated by (17) is not found in the prose and it is therefore tempting to view it as an older one, and the Classical Old English pattern as the grammaticalized version of the pattern as in (16), which we may hypothesize hy·poth·e·size v. hy·poth·e·sized, hy·poth·e·siz·ing, hy·poth·e·siz·es v.tr. To assert as a hypothesis. v.intr. To form a hypothesis. was an innovation at the stage when Beowulf was written up. This goes against the observation in Mitchell (1985: [section]3959) that the Old English verse texts do not contain word order patterns that are not attested in the prose. I have no quarrel with this as a general observation, but for the negative-initial pattern as in (17), this does not seem to me to be correct: (17) is not, as for as I can ascertain, attested in the prose. It is, I believe, uncontroversial that Beowulf represents the oldest extensive record we have of the language. The idea that there is a syntactic account for the alternation illustrated by (16) and (17) is not a novel one: in a generalized version, the phrasing in Kuhn (1933) allows of such an interpretation, as Stockwell and Minkova (1994) point out; (4) and this is espoused explicitly in Hock hock: see wine. (1986: 198-196), which in turn is adopted in modified form in van der Wurff (1990). While it would go beyond the scope of this contribution to go into the details of these proposals, it seems to me that the observations here pertaining per·tain intr.v. per·tained, per·tain·ing, per·tains 1. To have reference; relate: evidence that pertains to the accident. 2. to negative-initial sentences do not readily allow of generalization gen·er·al·i·za·tion n. 1. The act or an instance of generalizing. 2. A principle, a statement, or an idea having general application. over all potential verb fronting patterns. Rather, I think that in a very real sense, the precise nature of the first constituent, in the case at hand a negative one, plays a crucial role in the process of 'attracting' the finite verb. The negative constituent, like the interrogative one, has a special force in this respect, as they have had throughout the history of English, and the details concerning the 'early' stages of Verb Second with other constitiuents simply remain to be sorted out; the aim of this contribution does not go beyond making some suggestions for the early historical development of negative-initial sentences. The initial negative constituent as in (16-17) is, of course, a prime example of an unstressed un·stressed adj. 1. Linguistics Not stressed or accented: an unstressed syllable. 2. Not exposed or subjected to stress. Adj. 1. particle in the sense of Kuhn (1933), and as such would be subject to the metrical met·ri·cal adj. 1. Of, relating to, or composed in poetic meter: metrical verse; five metrical units in a line. 2. Of or relating to measurement. account proposed there and by many others. (5) It seems to me that there are several arguments that speak against a metrical account in the specific case of the initial negative constituent. First, in the overwhelming majority of cases, sentential negation in Beowulf is expressed by a negative element in sentence-initial position, as illustrated by (17). This negative element typically occurs immediately following the halfline break; it is never preceded by any other elements (in the pattern (17), it should be emphasized). It seems to me to be reasonable to suppose that this is because it must have scope over the whole sentence, and this is a motivation that can have little to do with rhythmical considerations. There is quite a variety of such negative elements: no; na; noefre; n(e)alles; noenig(ne); nooer, and although they never al literate, it is rather difficult to read them all as being completely unstressed. (6) The second argument is that, in those cases where there is verb fronting (pattern illustrated by (16)), the finite verb invariably in·var·i·a·ble adj. Not changing or subject to change; constant. in·var i·a·bil picks the
negative element as its host. This is true for all types of finite verb.
The pattern with verb fronting is most frequent with copulas, with other
auxiliaries next in line. However, examples with lexical verbs In English, lexical verbs form an open class of verbs that include all verbs except auxiliary verbs. The two differ in their syntax in a number of ways, including the following:Lexical verb Auxiliary verb *I like not you. I am not you. are by no means infrequent; an example for each is quoted in (18): (18) a. Noes hit lengra fyrst, ac ymb ane niht eft gefremede morobeala mare ond no mearn fore, foehoe ond fyrene; woes to foest on pam Not-was it longer first, but after one night again performed murders more and not mourn mourn v. mourned, mourn·ing, mourns v.intr. 1. To feel or express grief or sorrow. See Synonyms at grieve. 2. for, violence and malice malice, in law, an intentional violation of the law of crimes or torts that injures another person. Malice need not involve a malignant spirit or the definite intent to do harm. ; was too bent on Adj. 1. bent on - fixed in your purpose; "bent on going to the theater"; "dead set against intervening"; "out to win every event" bent, dead set, out to that Beowulf.134 b. Ne meahte ic oet hilde mid Hruntinge wiht gewyrcan, peah poet woepen duge; Not-could I in fight with Hrunting anything achieve, though the weapon was good Beowulf.1659 c. Ne gemealt him se modsefa, ne his moeges laf not failed him the spirit, nor his kinsman's sword 'his spirit did not fail him, nor did his father's sword' Beowulf.2628 The fact that lexical verbs take part in fronting of the finite verb, speaks clearly against a metrical account: lexical verbs are not the typically weakly-stressed verbs that play a role in a metrical account; in fact Kuhn (1933: 100) suggests that the motivation for fronting of the lexical verb was analogy to the copula copula /cop·u·la/ (kop´u-lah) 1. any connecting part or structure. 2. a median ventral elevation on the embryonic tongue formed by union of the second pharyngeal arches and playing a role in tongue development. and auxiliary. It is, of course, hard to disprove disprove, v to refute or to prove false by affirmative evidence to the contrary. such a statement; but it should be noted that the fronted finite verb gemealt in (18c) has primary stress, since it alliterates with modsefa and moeges. The fact that all types of verb pick the negative constituent as a host seems to be significant as well: in other types of Verb Second clause, the finite verb follows any pronouns in the sentence-initial string. This further reinforces the idea that it is the negative character of the first constituent which triggers fronting of the finite verb. In other words, it reinforces a syntactic account, at least for the case of negative-initial clauses. An interesting piece of circumstantial evidence circumstantial evidence In law, evidence that is drawn not from direct observation of a fact at issue but from events or circumstances that surround it. If a witness arrives at a crime scene seconds after hearing a gunshot to find someone standing over a corpse and holding a for this is afforded by an example in Beowulf of a topic-initial negative clause: (19) wide sprungon / hildeleoman. / Hreosigora ne gealp / goldwine Gearta; / guobill geswac, / nacod cet nide nide n. A nest or brood of pheasants. See Synonyms at flock1. [Latin n , / swa hyt no sceolde, / iren oergod. far leaped/ war-flames./ Of-famous victories not boasted / goldfriend of Geats; / war-sword failed, / naked at battle, / as it not should, / iron long-famous. / 'the goldfriend of the Geats boasted not of famous victories; the war-sword, naked in battle, failed, as it should not have done, the long-famous brand' Beowulf.2583 This word order pattern looks like a standard Old English one; the topic Hreosigora has primary stress, as is evident from its alliteration alliteration (əlĭt'ərā`shən), the repetition of the same starting sound in several words of a sentence. Probably the most powerful rhythmic and thematic uses of alliteration are contained in Beowulf, with hildeleoman. This is followed by the negated finite verb and the nominative nominative (nŏm`ĭnətĭv), [Lat.,=naming], in Latin grammar, the case usually employed for the noun that is the subject of the sentence. subject goldwine Geata; the finite verb gealp seems to be on the fourth stressed position of its line. It is hard to see a metrical motivation for the verb position here. I conclude from the above discussion that it is the negative character of the first constituent that motivates attraction of the finite verb in negative-initial sentences. This points to a syntactic account for the rise of this particular sub-pattern. There is some further crosslinguistic evidence that it is the nature of the host constituent that motivates fronting of the finite verb. The above-discussed alternation between fronting and non- fronting of the finite verb in negative-initial clauses is likewise found in Gothic, as the following examples from Ferraresi (1991) illustrate: (20) a.niu jus mais wulthrizans sijuth thaim Mark.6.26 not you much better are (than) that one b. jah ni sijaith baitrai withra thos Colos. 3.19 and not be bitter against them c. unte fist unmahteig guda ainhun waurde Lucas.1.37 because not-is impossible God no thing Similar facts are reported for Classical Latin Noun 1. classical Latin - the language of educated people in ancient Rome; "Latin is a language as dead as dead can be. It killed the ancient Romans--and now it's killing me" Latin - any dialect of the language of ancient Rome by Adams (1994a, b). Adams shows that negative non acts as what he calls a "second position" host, beside quantificational adjectives (omn-, magn-, max-, sum), demonstratives (huius, hanc, hoc), antithetical an·ti·thet·i·cal also an·ti·thet·ic adj. 1. Of, relating to, or marked by antithesis. 2. Being in diametrical opposition. See Synonyms at opposite. elements, bringing out clearly that it is the grammatical status of the host that determines the position of the verb. (7) Some examples from Adams: Alternation Pred-non esse/non-esse-Pred (21) a. redditurum non esse Caes.Gall.1.36.5 go-back (fut. pple.) not be b. non esse uenturum Caes.Gall.1.42.4 not be come (fut. pple.) As in Beowulf, the pattern (21b) is most frequent with copulas, with auxiliaries next in line. 3. Discussion Let us go back to the puzzle with which this contribution set out: why are topics so rare in negative-initial constructions in Old English, and considerably more frequent in Middle English? On the basis of the discussion in sections 1 and 2, I want to suggest a historical scenario for the development of sentence negation in early English Early English Noun a style of architecture used in England in the 12th and 13th centuries, characterized by narrow pointed arches and ornamental intersecting stonework in windows , which is fully in line with Jespersen's cycle, and yields a plausible angle on the grammaticalization process involved. My suggestion for the earliest stage of the language, represented by Beowulf, is as follows. Sentence negation in Beowulf is regularly expressed by positioning a negative element in the first position of the clause, and on the basis of the discussion in section 1, I suggest that this position is Spec,CP. This constituent does not seem to have any level of stress that is metrically met·ri·cal adj. 1. Of, relating to, or composed in poetic meter: metrical verse; five metrical units in a line. 2. Of or relating to measurement. significant. However, its spelling (na, no, etc.) does suggest an unreduced form when it is not immediately followed by the finite verb (pattern as in (17)); the reduced form In social science and statistics, particularlly econometrics, a reduced form equation is a method of dealing with endogeneity. A reduced form equation is defined by James Stock & Mark Watson (2007) in the following way: ne is found almost exclusively in those instances where it is immediately followed by the finite verb (pattern as in (16)). The alternation between the two patterns evinced in Beowulf bears witness to the rise of V-movement to C. The nature of the first constituent is of crucial importance, as discussed above. I suggest the following analysis for this alternation: the development from the non-V-fronting pattern to the V-fronting pattern represents a weakening of the negation element, and I suggest that the nature of the weakening represents a development from a stage where the negative element is an independent constituent, to a stage where the negative element becomes a part of the extended projection of the verb. This involves that the negative element acquires a V-feature (a verbal feature that attracts the finite verb to a certain position). Thus, in the non-V-fronting pattern, the initial negative constituent is an independent constituent, whose function in Spec,CP is to take negative scope over the whole clause. In the V-fronting pattern, the negation element has weakened (this is visible in the spelling as reduced ne); the effect of this is. that CP now has a verbal feature, which must attract the finite verb to the C-position. We thus get the V-fronting pattern as in (8) in Beowulf which is also the standard Classical Old English pattern. Let us now turn to the question why this pattern does not readily tolerate a topic in Old English. My suggestion for this is that, while in this pattern initial ne is weakened phonologically, and almost certainly procliticized to the finite verb, this weakening is essentially phonological pho·nol·o·gy n. pl. pho·nol·o·gies 1. The study of speech sounds in language or a language with reference to their distribution and patterning and to tacit rules governing pronunciation. 2. . That is, in the syntax, ne is still a Spec,CP element, Thus, Spec,CP is filled in negative-initial sentences, and no other constituent can occur there. Let us now turn to Early Middle English, a stage where topics are found in Spec,CP, even though there is a ne + finite verb sequence. I suggest that by this time, ne is weakened even further in the sense that it is now syntactically weak as well. Initial ne has lost its negative force, which is also evident from the fact that it is, on a large scale, reinforced by a second sentential negator, as documented by Jack (1978a-c). (8) My hypothesis is that it no longer is a Spec,CP element, but rather a phonological relic, soon to disappear altogether. Therefore, in the Middle English equivalents of the Old English negative-initial sentences, Spec,CP is available for another constituent, such as a topic. Let us summarize in schematic form the scenario outlined in this section:
(22) Beowuif
The non-V-fronting pattern
[Spec,CP no [.........finite verb.........]]
(23) Beowulf and Classical Old English
The V-fronting pattern
[spec,cP ne [C finite verb [.........]]]
citicization
(24) Early Middle English
the topic-ne-finite verb pattern
[Spec,CP topic [c ne + finite verb [.........]]]
This scenario gives some formal substance to the steps by which ne evolves historically from an unreduced initial constituent (22) via a syntactically meaningful proclitic pro·clit·ic n. A clitic that is attached to the beginning of another word. adj. Of or relating to a proclitic or proclisis; forming an accentual unit with the following word. (23), and a syntactically meaningless proclitic (24) to ultimate disappearance. Its syntactic effect is visible in the details of negative-initial clauses and topic-initial negative clauses. If correct, it also has interesting implications for the grammaticalization process at work in the development of negation elements, in the sense that the grammaticalization takes place via discrete steps that allow of a formulation in structural terms. (1.) I thank Donka Minkova and Robert Stockwell for their help. When I first presented this material at the XIIth ICHL ICHL I Could Have Lied (Red Hot Chili Peppers song) conference at Manchester, August 1995, I called initial no in Beowulf a topic. They shrieked shriek n. 1. A shrill, often frantic cry. 2. A sound suggestive of such a cry. v. shrieked, shriek·ing, shrieks v.intr. 1. To utter a shriek. 2. at the metrical implications of this, and I followed them up. This has helped. They are not to be held responsible for the ensuing en·sue intr.v. en·sued, en·su·ing, en·sues 1. To follow as a consequence or result. See Synonyms at follow. 2. To take place subsequently. story. (2.) This evidence is discussed in detail in van Kemenade (1997, forthcoming). (3.) A further refinement of this analysis is proposed in van Kemenade (forthcoming) and Hulk and van Kemenade (forthcoming). In this analysis, the topic position, on the same evidence as quoted in the main text, is Spec,CP. Evidence from multiple sentential negation shows, however, that the position of the finite verb in topic-initial constructions is to a position lower than C, although higher than the position I proposed by Pintzuk. (4.) It should be emphasized, however, that this is not Kuhn's aim: he is, of course, concerned with establishing that accentual/metrical relations have played a very important role. It seems to me, however, that metre cannot overrule The refusal by a judge to sustain an objection set forth by an attorney during a trial, such as an objection to a particular question posed to a witness. To make void, annul, supersede, or reject through a subsequent decision or action. the limitations of the syntax. (5.) For a critical discussion of the issues involved, see Stockwell and Minkova (1994). (6.) Although it must be admitted that this is a controversial point, some sorting out of the metrical evidence is still to be done here. (7.) The term 'second position' is slightly confusing, since the aim of Adams' articles is to show that what is at stake is not 'second position', but rather attachment to certain types of host. (8.) There is same evidence of multiple sentential negation in Old English, as discussed in van Kemenade (forthcoming); Hulk and van Kemenade (forthcoming). But this is a minor pattern. REFERENCES TEXTUAL SOURCES (LISTED BY ABBREVIATION abbreviation, in writing, arbitrary shortening of a word, usually by cutting off letters from the end, as in U.S. and Gen. (General). Contraction serves the same purpose but is understood strictly to be the shortening of a word by cutting out letters in the middle, ) AEHomP = Homilies of AElfric 1967 John C. Pope (ed.) (EETS EETS Early English Text Society EETS EOS Electronic Transfer System 259.) Oxford: OUP OUP (in Northern Ireland) Official Unionist Party . (Quoted by homily homily (hŏm`əlē), type of oral religious instruction delivered to a church congregation. In the patristic period through the Middle Ages the focus of the homily was on the explanation and application of texts read or sung during the and line number.) AEHomTh = The Homilies of the Anglo-Saxon Church 1846 Benjamin Thorpe Benjamin Thorpe (1782 - July, 1870) was an English Anglo-Saxon scholar. After studying for four years at Copenhagen University, under the Danish philologist Rasmus Christian Rask, he returned to England in 1830, and in 1832 published an English version of Caedmon's metrical (ed.). London: The Aelfric Society. (Quoted by volume, page and line.) AESL = AEifric's Lives of Saints 1890/1900 Walter Skeat (ed.). (EETS. O.S. 94, 114.) (Quoted by Life and line number.) 1922 Friedrich Klaeber (ed.). D.C. Heath and Company. Beowulf = Beowulf and the Fight at Finnsburg Blickling = The Blickling Homilies The Blickling Homilies are a collection of eighteen Old English prose homilies and sermons by anonymous writer(s). They date from the late Tenth Century, and are one of the earliest extant collections of English vernacular homiletic writings. 1967 Richard Morris Richard Morris may refer to:
CP = King Alfred's West-Saxon Version of Gregory's Pastoral Care 1885 Henry Sweet (ed.). (EETS 45, 50.) London. (Quoted by page and line number.) St. Katherine = The Life of St. Katherine 1978 Eugen Einenkel (ed.). (EETS 1978.) New York New York, state, United States New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of : Kraus reprint reprint An individually bound copy of an article in a journal or science communication Co. (Quoted by line number.) KS = An Old English Miscellany 1872 Richard Morris (ed.), 26-36. (EETS O.S. 49.) London. (Quoted by page and line number.) PC = The Peterborough chronicle The Peterborough Chronicle (also called the Laud Manuscript), one of the Anglo-Saxon Chronicles, contains unique information about the history of England after the Norman Conquest. According to philologist J.A.W. 1970 C. Clark (ed.). Oxford: Clarendon Press. (Quoted by AD and line number.) 1868 Richard Morris (ed.), 245-269. (EETS 1868.) (Quoted by page and line number.) [1969] SW = Old English Homilies and Homiletic hom·i·let·ic also hom·i·let·i·cal adj. 1. Relating to or of the nature of a homily. 2. Relating to homiletics. [Late Latin hom Treaties VV = Vices and Virtues, Part I 1888 Ferdinand Holthausen (ed.). (EETS 89.) (Quoted by page and line number.) OTHER WORKS Adams, Jim 1994a "Wackernagel's Law and the position of unstressed pronouns in Classical Latin", Transactions of the Philological Society A society in Great Britain dedicated to the study of language. See Philology. External links
1994b "Wackernagel's Law and the placement of the copula esse in Classical Latin", Proceedings of the Cambridge Philological Society. Ferraresi, Gisella 1991 Die Stellung des Gothischen Verbs im Licht Licht (Light), subtitled "The Seven Days of the Week," is a cycle of seven operas composed by Karlheinz Stockhausen which, in total, lasts over 29 hours. Origin The project, originally titled Hikari eines Vergleichs mit dem Althochdeutschen. [Unpublished thesis, University of Venice It takes its Venetian name from the university building, the Ca' Foscari (the Foscari house or palace), on the Grand Canal, between the Rialto and San Marco. This palace was the seat of the Royal Higher Commercial College, founded on August 6 1868 as Italy's first higher education .] Hirschbuhler, Paul - France Martineau - Maria Luisa Maria Luisa may refer to:
1986 Principles of historical linguistics historical linguistics n. (used with a sing. verb) The study of linguistic change over time in language or in a particular language or language family, sometimes including the reconstruction of unattested forms of earlier stages of a language. . Berlin: Mouton mouton lamb pelt made to resemble seal or beaver. de Gruyter. Hulk, Aafke - Ans van Kemenade forthcoming "Negation as a reflex of clause structure", in: Paul Hirschbuhler et al. (eds.). Jack, George 1978a "Negation in later Middle English prose", Archivum Linguisticum 9: 58-72. 1978b "Negative adverbs in early Middle English", English Studies English studies is an academic discipline that includes the study of literatures written in the English language (including literatures from the U.K., U.S., Ireland, Canada, Australia, New Zealand, Hong Kong, the Philippines, India, South Africa, and the Middle East, among other 59: 295-309. 1978c "Negative concord in early Middle English", Studia Neophilologica 50: 29-39. Jespersen, Otto Jespersen, Otto (ŏ`tō yĕs`pərsən), 1860–1943, Danish philologist. Professor of English language and literature at the Univ. 1917 Negation in English and other languages. Copenhagen. Kemenade, Ans van 1987 Syntactic case and morphological case in the history of English. Dordrecht: Foris. 1997 "V2 and embedded topicalization in Old and Middle English", in: Ans van Kemenade -- Nigel Vincent (eds.). forthcoming "Sentential negation and clause structure in Old English", in: Ingrid Tieken-Boon van Ostade et al. (eds.). Kemenade, Ans van -- Nigel Vincent (eds.) 1997 Parameters of morphosyntactic change. Cambridge: CUP. Kuhn, Hans 1933 "Zur Wortstellung und -betonung im Altgermanischen", Beitrage zur Geschichte der deutschen Sprache und Literatur 57: 1-109. Mitchell, Bruce 1985 Old English syntax. Oxford: Clarendon Press. Pintzuk, Susan 1991 Phrase structures in competition: Variation and change in Old English word order. [Unpublished Ph.D. dissertation, University of Pennsylvania (body, education) University of Pennsylvania - The home of ENIAC and Machiavelli. http://upenn.edu/. Address: Philadelphia, PA, USA. .] 1993 "Verb seconding in Old English: Verb movement to Infl", The Linguistic Review 10: 5-35. Tieken-Boon van Ostade, Ingrid -- Gunnel Tottie -- Wim van der Wurff (eds.) forthcoming Negation in the history of English. Berlin, New York Berlin is a town in Rensselaer County, New York, United States. The population was 1,901 at the 2000 census. The town is named after Berlin in Germany, although natives pronounce the name differently, with the accent on the first syllable. : Mouton de Gruyter. Stockwell, Robert P. -- Donka Minkova 1994 "Kuhn's laws and the rise of verb-second syntax", in: Toril Swan et al. (eds.), 213-233. Swan, Toril - Endre Morck - Olaf Jansen Westvik (eds.) 1994 Language change and language structure. Berlin, New York: Mouton de Gruyter. Wurff, Wim van der 1990 Diffusion and reanalysis in syntax. [Unpublished Ph.D. dissertation, University of Amsterdam.] |
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