Money management firms.
MONEY MANAGEMENT FIRMS
Ranked by assets managed as of December 31, 2006
Rank Firm (Ranking in 2006) Assets Minimum
* name Managed Account
* address (billions) (millions)
* Web site * 2006
* 2005
1 Capital Research and $1,080.7 varies
Management Co. (1) $857.0
333 S. Hope St.
Los Angeles 90071
capgroup.com
2 Western Asset 256.6 75
Management (2) 187.4
385 E. Colorado Blvd.
Pasadena 91101
westernasset.com
3 Capital Guardian 161.9 10-50
Trust Co. (3) 157.3
333 S. Hope St.
Los Angeles 90071
capgroup.com
4 Dimensional Fund 123 2-10
Advisors Inc. (5) 86.4
1299 Ocean Ave.
Santa Monica 90401
dfafunds.com
5 TCW (4) 115 varies
865 S. Figueroa St., 101
Suite 1800
Los Angeles 90017
tcw.com
6 Primecap Management Co. (B) 60.8 N/A
225 S. Lake Suite 400 52.3
Pasadena 91101
primecapmanagement.com
7 Payden & Rygel (7) 54.1 varies
333 S. Grand Ave. 55.7
Los Angeles 90071
payden-rygel.com
8 Hotchkis and Wiley Capital 35.6 25
Management LLC (10) 29.6
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
hwcm.com
9 NWQ Investment Management 35.6 2
Co. LLC (9) 31.8
2049 Century Park East,
16th Floor
Los Angeles 90067
nwq.com
10 First Quadrant L.P. (11) 34.9 20
800 E. Colorado Blvd., 26.6
Suite 900
Pasadena 91101
firstquadrant.com
11 Daktree Capital 28.1 1-3
Management LLC (13) 23.6
333 S. Grand Ave.,
28th Floor
Los Angeles 90071
oaktreecapital.com
12 Wilshire Associates Inc. 23.5 N/A
1299 Ocean Ave. 14.4
Santa Monica 90401
wilshire.com
13 Transamerica Investment 21.7 10
Management LLC (14) 18.3
11111 Santa Monica Blvd.,
Suite 820
Los Angeles 90025
timllc.com
14 Metropolitan West Asset 20.8 5-25
Management LLC (15) 16.4
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
mwamllc.com
15 Research Affiliates 18.3 2
155 N. Lake Avenue, 12.1
Suite 900 Pasadena 91101
researchaffiliates.com
16 City National Corp. (16) 15.2 1
400 N. Roxbury Drive 14.4
Beverly Hills 90210
cnb.com
17 Colony Capital (23) 13.9 10
1999 Avenue of the Stars, 6.1
Suite 1200
Los Angeles 90067
colonyinc.com
18 CB Richard Ellis 13.2 N/A
Investors LLC (19) 8.9
515 S. Flower St.,
31st Floor
Los Angeles 90071
cbreinvestors.com
19 Wells Fargo & Co. (12) 11.3 N/A
333 S. Grand Ave., 10.2
Suite 1100
Los Angeles 90071
wellsfargo.com
20 First Pacific Advisors 10.6 varies
Inc. (18) 9.9
11400 W. Olympic Blvd.,
Suite 1200
Los Angeles 90064
firstpacad.com
21 Post Advisory 9.6 75
Group LLC (21) 8.1
11755 Wilshire Blvd.,
Suite 1400
Los Angeles 90025
postadvisory.com
22 Analytic Investors (17) 8.3 20
500 S. Grand Ave., 10.2
24th Floor
Los Angeles 90071
aninvestor.com
23 Northern Trust Bank of 7.9 2
California N.A. (22) 7.4
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
ntrs.com
24 Kayne Anderson Rudnik 6.5 1
Investment Management 8.5
LLC (20)
1800 Avenue of the Stars,
Second Floor
Los Angeles 90067
kayne.com
25 Whinier Trust Co. 4.8 10
1600 Huntington Drive 3.9
South Pasadena 91030
whittiertrust.com
Rank Firm (Ranking in 2006) Equity Fixed Income
* name
* address
* Web site
1 Capital Research and 79% 11%
Management Co. (1)
333 S. Hope St.
Los Angeles 90071
capgroup.com
2 Western Asset 0 100
Management (2)
385 E. Colorado Blvd.
Pasadena 91101
westernasset.com
3 Capital Guardian 90 8
Trust Co. (3)
333 S. Hope St.
Los Angeles 90071
capgroup.com
4 Dimensional Fund 90 10
Advisors Inc. (5)
1299 Ocean Ave.
Santa Monica 90401
dfafunds.com
5 TCW (4) 38 53
865 S. Figueroa St.,
Suite 1800
Los Angeles 90017
tcw.com
6 Primecap Management Co. (B) 96 0
225 S. Lake Suite 400
Pasadena 91101
primecapmanagement.com
7 Payden & Rygel (7) 7 93
333 S. Grand Ave.
Los Angeles 90071
payden-rygel.com
8 Hotchkis and Wiley Capital 100 0
Management LLC (10)
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
hwcm.com
9 NWQ Investment Management 96 4
Co. LLC (9)
2049 Century Park East,
16th Floor
Los Angeles 90067
nwq.com
10 First Quadrant L.P. (11) 27 0
800 E. Colorado Blvd.,
Suite 900
Pasadena 91101
firstquadrant.com
11 Daktree Capital 0 54
Management LLC (13)
333 S. Grand Ave.,
28th Floor
Los Angeles 90071
oaktreecapital.com
12 Wilshire Associates Inc. N/A N/A
1299 Ocean Ave.
Santa Monica 90401
wilshire.com
13 Transamerica Investment 69 28
Management LLC (14)
11111 Santa Monica Blvd.,
Suite 820
Los Angeles 90025
timllc.com
14 Metropolitan West Asset 0 100
Management LLC (15)
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
mwamllc.com
15 Research Affiliates 84 0
155 N. Lake Avenue,
Suite 900 Pasadena 91101
researchaffiliates.com
16 City National Corp. (16) 69 27
400 N. Roxbury Drive
Beverly Hills 90210
cnb.com
17 Colony Capital (23) 0 0
1999 Avenue of the Stars,
Suite 1200
Los Angeles 90067
colonyinc.com
18 CB Richard Ellis 0 0
Investors LLC (19)
515 S. Flower St.,
31st Floor
Los Angeles 90071
cbreinvestors.com
19 Wells Fargo & Co. (12) 49 34
333 S. Grand Ave.,
Suite 1100
Los Angeles 90071
wellsfargo.com
20 First Pacific Advisors 47 31
Inc. (18)
11400 W. Olympic Blvd.,
Suite 1200
Los Angeles 90064
firstpacad.com
21 Post Advisory 0 100
Group LLC (21)
11755 Wilshire Blvd.,
Suite 1400
Los Angeles 90025
postadvisory.com
22 Analytic Investors (17) 42 0
500 S. Grand Ave.,
24th Floor
Los Angeles 90071
aninvestor.com
23 Northern Trust Bank of 52 35
California N.A. (22)
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
ntrs.com
24 Kayne Anderson Rudnik 86 14
Investment Management
LLC (20)
1800 Avenue of the Stars,
Second Floor
Los Angeles 90067
kayne.com
25 Whinier Trust Co. 55 14
1600 Huntington Drive
South Pasadena 91030
whittiertrust.com
Rank Firm (Ranking in 2006) Cash Real Estate
* name Equivalent
* address
* Web site
1 Capital Research and 10% 0%
Management Co. (1)
333 S. Hope St.
Los Angeles 90071
capgroup.com
2 Western Asset 0 0
Management (2)
385 E. Colorado Blvd.
Pasadena 91101
westernasset.com
3 Capital Guardian 2 0
Trust Co. (3)
333 S. Hope St.
Los Angeles 90071
capgroup.com
4 Dimensional Fund 0 0
Advisors Inc. (5)
1299 Ocean Ave.
Santa Monica 90401
dfafunds.com
5 TCW (4) 0 0
865 S. Figueroa St.,
Suite 1800
Los Angeles 90017
tcw.com
6 Primecap Management Co. (B) 4 0
225 S. Lake Suite 400
Pasadena 91101
primecapmanagement.com
7 Payden & Rygel (7) 0 0
333 S. Grand Ave.
Los Angeles 90071
payden-rygel.com
8 Hotchkis and Wiley Capital 0 0
Management LLC (10)
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
hwcm.com
9 NWQ Investment Management 0 0
Co. LLC (9)
2049 Century Park East,
16th Floor
Los Angeles 90067
nwq.com
10 First Quadrant L.P. (11) 0 0
800 E. Colorado Blvd.,
Suite 900
Pasadena 91101
firstquadrant.com
11 Daktree Capital 0 4
Management LLC (13)
333 S. Grand Ave.,
28th Floor
Los Angeles 90071
oaktreecapital.com
12 Wilshire Associates Inc. N/A N/A
1299 Ocean Ave.
Santa Monica 90401
wilshire.com
13 Transamerica Investment 3 0
Management LLC (14)
11111 Santa Monica Blvd.,
Suite 820
Los Angeles 90025
timllc.com
14 Metropolitan West Asset 0 0
Management LLC (15)
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
mwamllc.com
15 Research Affiliates 2 0
155 N. Lake Avenue,
Suite 900 Pasadena 91101
researchaffiliates.com
16 City National Corp. (16) 3 1
400 N. Roxbury Drive
Beverly Hills 90210
cnb.com
17 Colony Capital (23) 0 100
1999 Avenue of the Stars,
Suite 1200
Los Angeles 90067
colonyinc.com
18 CB Richard Ellis 0 100
Investors LLC (19)
515 S. Flower St.,
31st Floor
Los Angeles 90071
cbreinvestors.com
19 Wells Fargo & Co. (12) 8 5
333 S. Grand Ave.,
Suite 1100
Los Angeles 90071
wellsfargo.com
20 First Pacific Advisors 21 0
Inc. (18)
11400 W. Olympic Blvd.,
Suite 1200
Los Angeles 90064
firstpacad.com
21 Post Advisory 0 0
Group LLC (21)
11755 Wilshire Blvd.,
Suite 1400
Los Angeles 90025
postadvisory.com
22 Analytic Investors (17) 0 0
500 S. Grand Ave.,
24th Floor
Los Angeles 90071
aninvestor.com
23 Northern Trust Bank of 7 3
California N.A. (22)
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
ntrs.com
24 Kayne Anderson Rudnik 0 0
Investment Management
LLC (20)
1800 Avenue of the Stars,
Second Floor
Los Angeles 90067
kayne.com
25 Whinier Trust Co. 5 13
1600 Huntington Drive
South Pasadena 91030
whittiertrust.com
Rank Firm (Ranking in 2006) Other L.A. County
* name Staff
* address * client
* Web site contact
* portfolio
managers
* researchers
1 Capital Research and 0% Chuck
Management Co. (1) Freadhoff
333 S. Hope St. N/A
Los Angeles 90071 N/A
capgroup.com
2 Western Asset 0 Gavin L. James
Management (2) 18
385 E. Colorado Blvd. 30
Pasadena 91101
westernasset.com
3 Capital Guardian 0 Andy Stenovec/
Trust Co. (3) Michelle Savoy
333 S. Hope St. 27
Los Angeles 90071 41
capgroup.com
4 Dimensional Fund 0 David
Advisors Inc. (5) Schneider
1299 Ocean Ave. 10
Santa Monica 90401 16
dfafunds.com
5 TCW (4) 9 Garrett A.
865 S. Figueroa St., Walls
Suite 1800 41
Los Angeles 90017 97
tcw.com
6 Primecap Management Co. (B) 0 Mitchell J.
225 S. Lake Suite 400 Milias
Pasadena 91101
primecapmanagement.com
7 Payden & Rygel (7) 0 Greg Brown
333 S. Grand Ave. N/A
Los Angeles 90071 N/A
payden-rygel.com
8 Hotchkis and Wiley Capital 0 George Davis
Management LLC (10) N/A
725 S. Figueroa St., N/A
39th Floor
Los Angeles 90017
hwcm.com
9 NWQ Investment Management 0 Patrick M.
Co. LLC (9) Schloss
2049 Century Park East, 6
16th Floor 7
Los Angeles 90067
nwq.com
10 First Quadrant L.P. (11) 73 Rick Roberts
800 E. Colorado Blvd., 5
Suite 900 20
Pasadena 91101
firstquadrant.com
11 Daktree Capital 43 Dorothy Chan
Management LLC (13) 6
333 S. Grand Ave., 50
28th Floor
Los Angeles 90071
oaktreecapital.com
12 Wilshire Associates Inc. N/A Charles Roth
1299 Ocean Ave. 6
Santa Monica 90401 15
wilshire.com
13 Transamerica Investment 0 David
Management LLC (14) Lubchenco
11111 Santa Monica Blvd., 10
Suite 820 13
Los Angeles 90025
timllc.com
14 Metropolitan West Asset 0 Chris Scibelli
Management LLC (15) 13
11766 Wilshire Blvd., 15
Suite 1580
Los Angeles 90025
mwamllc.com
15 Research Affiliates 14 David Hennessy
155 N. Lake Avenue, 6
Suite 900 Pasadena 91101 6
researchaffiliates.com
16 City National Corp. (16) 0 Richard Byrd
400 N. Roxbury Drive 16
Beverly Hills 90210 10
cnb.com
17 Colony Capital (23) 0 Kevin Traenkle
1999 Avenue of the Stars, 15
Suite 1200 23
Los Angeles 90067
colonyinc.com
18 CB Richard Ellis 0 Michael
Investors LLC (19) McMenomy
515 S. Flower St., N/A
31st Floor N/A
Los Angeles 90071
cbreinvestors.com
19 Wells Fargo & Co. (12) 4 Joe DeFur
333 S. Grand Ave., 21
Suite 1100 5
Los Angeles 90071
wellsfargo.com
20 First Pacific Advisors 1 Andrea Maitra/
Inc. (18) Cheryl
11400 W. Olympic Blvd., Schmitz
Suite 1200 7
Los Angeles 90064 6
firstpacad.com
21 Post Advisory 0 John
Group LLC (21) Quintanar/
11755 Wilshire Blvd., Ralph Canada
Suite 1400 4
Los Angeles 90025 15
postadvisory.com
22 Analytic Investors (17) 58 Brian Haskin
500 S. Grand Ave., 911
24th Floor
Los Angeles 90071
aninvestor.com
23 Northern Trust Bank of 3 Kathleen
California N.A. (22) Knight/Donald
355 S. Grand Ave., Berghoff/
Suite 2600 Mel Clark
Los Angeles 90071 N/A
ntrs.com N/A
24 Kayne Anderson Rudnik 0 Brian Elliott
Investment Management 8
LLC (20) 4
1800 Avenue of the Stars,
Second Floor
Los Angeles 90067
kayne.com
25 Whinier Trust Co. 13 Grace Russak
1600 Huntington Drive 8
South Pasadena 91030 5
whittiertrust.com
Rank Firm (Ranking in 2006) Chief
* name Investment
* address Officer
* Web site * name
* phone
1 Capital Research and James F. Rothenberg
Management Co. (1) (213) 486-9200
333 S. Hope St.
Los Angeles 90071
capgroup.com
2 Western Asset S. Kenneth Leech
Management (2) (626) 844-9400
385 E. Colorado Blvd.
Pasadena 91101
westernasset.com
3 Capital Guardian David Fisher
Trust Co. (3) (213) 486-9200
333 S. Hope St.
Los Angeles 90071
capgroup.com
4 Dimensional Fund Eduardo Repetto
Advisors Inc. (5) (310) 395-8005
1299 Ocean Ave.
Santa Monica 90401
dfafunds.com
5 TCW (4) Jeffrey E. Gundlach
865 S. Figueroa St., (213) 244-0000
Suite 1800
Los Angeles 90017
tcw.com
6 Primecap Management Co. (B) Howard B. Schow
225 S. Lake Suite 400 (626) 304-9222
Pasadena 91101
primecapmanagement.com
7 Payden & Rygel (7) Investment Policy Committee
333 S. Grand Ave. (213) 625-1900
Los Angeles 90071
payden-rygel.com
8 Hotchkis and Wiley Capital N/A
Management LLC (10) (213) 430-1000
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
hwcm.com
9 NWQ Investment Management Jon D. Bosse
Co. LLC (9) (310) 712-4000
2049 Century Park East,
16th Floor
Los Angeles 90067
nwq.com
10 First Quadrant L.P. (11) Max Darnell
800 E. Colorado Blvd., (626) 795-8220
Suite 900
Pasadena 91101
firstquadrant.com
11 Daktree Capital Howard Marks
Management LLC (13) (213) 830-6300
333 S. Grand Ave.,
28th Floor
Los Angeles 90071
oaktreecapital.com
12 Wilshire Associates Inc. Jim Dunn
1299 Ocean Ave. (310) 451-3051
Santa Monica 90401
wilshire.com
13 Transamerica Investment Gary Rolle
Management LLC (14) (866) 846-1800
11111 Santa Monica Blvd.,
Suite 820
Los Angeles 90025
timllc.com
14 Metropolitan West Asset Tad Rivelle
Management LLC (15) (310) 966-8900
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
mwamllc.com
15 Research Affiliates Robert D. Arnott
155 N. Lake Avenue, (626) 584-2100
Suite 900 Pasadena 91101
researchaffiliates.com
16 City National Corp. (16) Richard A. Weiss
400 N. Roxbury Drive (310) 888-6300
Beverly Hills 90210
cnb.com
17 Colony Capital (23) Jonathan Grunzweig
1999 Avenue of the Stars, (310) 282-8820
Suite 1200
Los Angeles 90067
colonyinc.com
18 CB Richard Ellis Vance Maddocks
Investors LLC (19) (213) 683-4200
515 S. Flower St.,
31st Floor
Los Angeles 90071
cbreinvestors.com
19 Wells Fargo & Co. (12) Dean A. Junkons
333 S. Grand Ave., (800) 869-3557
Suite 1100
Los Angeles 90071
wellsfargo.com
20 First Pacific Advisors Robert Rodriguez
Inc. (18) (310) 473-0225
11400 W. Olympic Blvd.,
Suite 1200
Los Angeles 90064
firstpacad.com
21 Post Advisory Lawrence A. Post
Group LLC (21) (310) 996-9600
11755 Wilshire Blvd.,
Suite 1400
Los Angeles 90025
postadvisory.com
22 Analytic Investors (17) Dennis Bein/Gregory McMurran
500 S. Grand Ave., (213) 688-3015
24th Floor
Los Angeles 90071
aninvestor.com
23 Northern Trust Bank of Patrick Everett
California N.A. (22) (213) 346-1300
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
ntrs.com
24 Kayne Anderson Rudnik Robert Schwarzkopf
Investment Management (800) 231-7414
LLC (20)
1800 Avenue of the Stars,
Second Floor
Los Angeles 90067
kayne.com
25 Whinier Trust Co. James A. Jeffs
1600 Huntington Drive (626) 441-5111
South Pasadena 91030
whittiertrust.com
WIND--Would Not Disclose
Note: Information for this list provided by representatives of the
firms themselves. Firms are ranked by assets under management in L.A.
County offices as of Dec. 31, 2006.
To the best of our knowledge, this information is accurate as of press
time. While every effort is made to ensure the accuracy and
thoroughness of the list, omissions and typographical errors sometimes
occur. Please send corrections or additions on company letterhead to
the Research Department, Los Angeles Business Journal, 5700
Wilshire Blvd., Suite 170, Los Angeles 90036. [C]2007 Los Angeles
Business Journal. This list may not be reprinted in whole or in part
without prior written permission from the editor. Reprints are
available from Wright's Reprints, (877) 652-5295.
Reprinted from the June 4, 2007 issue
COPYRIGHT 2007 CBJ, L.P.
No portion of this article can be reproduced without the express written permission from the copyright holder.
Copyright 2007, Gale Group. All rights reserved.
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