Money management firms.EXECUTIVE SUMMARY In the money management game in Los Angeles Los Angeles (lôs ăn`jələs, lŏs, ăn`jəlēz'), city (1990 pop. 3,485,398), seat of Los Angeles co., S Calif.; inc. 1850. , a great gulf separates the two largest operations from everyone else. Capital Research & Management and Capital Guardian guardian In law, one who has, or is legally appointed to, the care and management of another, usually a minor. A natural guardian is a guardian by natural relationship (usually the father or mother). Trust Co.--the investment management and trust company arms of Capital Group Cos.--control nearly $500 billion combined. The next 11 largest players have between $10 billion and $100 billion under management. In that group, No. 3 Western Asset Management Co. and No. 5 Payden & Rygel showed the most growth last year. Western Asset reappearing on the list saw assets under management Assets Under Management (AUM) is a term used by financial services companies in the mutual fund and money management or investment management business to gauge how much money they are managing. surge See power surge. SURGE - Sorter, Updater, Report Generator, Etc. IBM 704, 1959. Sammet 1969, p.8. by $17.7 billion, or 23 percent, to $94.2 billion. Payden & Rygel, a specialist in the areas of bonds and international investments, jumped 25 percent, to $38.1 billion. Rising to No. 11 from 12 on the list was Metropolitan West Asset Management, continuing a quick ascent ASCENT Interventional cardiology A clinical trial–ACS Stent Clinical Equivalence in de Novo lesions Trial . MetWest, which hired former vice president A1 Gore several months ago, was No. 17 on the list two years ago. THE PACESETTER CAPITAL RESEARCH & MANAGEMENT CO. PUBLICITY-shy Capital Research & Management is the investment adviser for one of the largest mutual-fund families in the nation. Its affiliate Affiliate Relationship between two companies when one company owns substantial interest, but less than a majority of the voting stock of another company, or when two companies are both subsidiaries of a third company. See: Subsidiaries, parent company. , American Funds  Please see the discussion on the talk page. Any of three unmanned U.S. experimental satellites. Vanguard I (1958), the second U.S. satellite placed in orbit around Earth (after Explorer 1), was a tiny 3.25-lb (1.47-kg) sphere with two radio transmitters. Group, and provides the bulk of Capital Research's $367 billion in assets under management. American Funds had 7.8 percent of the U.S. mutual fund market in May, up from 7.3 percent for the like year-earlier period and ahead of Putnam Investments Putnam Investments was founded in 1937 by George Putnam. At the same time, he founded its first mutual fund offering, The George Putnam Fund of Boston.[1] Putnam has offices in London and Tokyo, and its headquarters is located in Boston, Massachusetts. , Janus Janus, in astronomy Janus (jā`nəs), in astronomy, one of the named moons, or natural satellites, of Saturn. Also known as Saturn X (or S10), Janus is an irregularly shaped (nonspherical) body measuring about 122 mi (196 km) by 119 mi and T. Rowe Price T. Rowe Price (NASDAQ: TROW) is an independent global investment management firm and mutual fund manager based in Baltimore, Maryland. It was founded in 1937 by Thomas Rowe Price, Jr.. T. , according to according to prep. 1. As stated or indicated by; on the authority of: according to historians. 2. In keeping with: according to instructions. 3. data from Financial Research Corp. The largest fund Capital Research manages is the $55 billion Investment Co. of America America [for Amerigo Vespucci], the lands of the Western Hemisphere—North America, Central (or Middle) America, and South America. The world map published in 1507 by Martin Waldseemüller is the first known cartographic use of the name. fund. It was established in 1934, investing in growth and income stocks. "It invests in blue-chip companies Blue-chip company Used in the context of general equities. Large and creditworthy company. Company renowned for the quality and wide acceptance of its products or services, and for its ability to make money and pay dividends. Gilt-edged security. with a history of paying dividends and increasing earnings," said Capital Research spokesman Chuck chuck a hand grip to be attached to intramedullary pins to enable the surgeon to rotate or drive them into bone. Friedhoff. Unlike its rivals, Capital Research doesn't does·n't Contraction of does not. court publicity; it sells its funds through brokers on the theory that investors who buy mutual funds using professional advice are most likely to hold the funds for a long period of time--matching Capital Research's own buy-and-hold strategy Buy-and-hold strategy A passive investment strategy with no active buying and selling of stocks from the time the portfolio is created until the end of the investment horizon. Opposite of active strategy. . "It's it's 1. Contraction of it is. 2. Contraction of it has. See Usage Note at its. it's it is or it has it's be ~have to the existing shareholders' advantage to (bring in) long-term investors Long-term investor A person who makes investments for a period of at least five years in order to finance his or her long-term goals. ," Friedhoff said. Capital Research and American Funds are both owned by Capital Group Cos., whose trust arm, Capital Guardian Trust Co., is second on this year's list. Capital Group was founded in 1931 by Jonathan Bell Lovelace Jonathan Bell Lovelace (1895-1979) is the founder of The Capital Group Companies. He grew up in Southern Alabama and attended Auburn University. His son, Jonathan Lovlace Jr., currently runs the companies. . Anthony Palazzo pa·laz·zo n. pl. pa·laz·zi or pa·laz·zos A large splendid residence or public building, such as a palace or museum. [Italian, from Latin Pal [GRAPH graph, figure that shows relationships between quantities. The graph of a function y=f (x) is the set of points with coordinates [x, f (x)] in the xy-plane, when x and y are numbers. OMITTED]
THE TRENDS
Asset Allocation
Net new U.S. mutual fund cash flow from Jan. 1 to May 1, 2002 by
investment objective. *
Total Equity Funds - 59% $66.8 billion
Total Bond Funds - 31% $35.6 billion
Total Hybrid Funds - 10% $11 billion
* New new cash flow is the dollar value of new sales minus redemptions,
combined with net exchanges.
Source: Investment Company Institute
Note: Table made from pie chart
Rank Firm (Ranking in 2001) Assets Managed
* name (billions)
* address * Dec. 31, 2001
* Dec. 31, 2000
1 Capital Research & $367.1
Management Co. (1) $362.2
333 S. Hope St
Los Angeles 90071
2 Capital Guardian 120.1
Trust Co. (2) 121.7
333 S. Hope St.,
51st Floor
Los Angeles 90071
3 Western Asset 94.2
Management Co. 76.5
117 E. Colorado Blvd.,
Sixth Floor
Pasadena 91105
4 The TCW Group (3) 88
865 S. Figueroa St., 79
Suite 1800
Los Angeles 90017
5 Payden & Rygel (6) 38.1
333 S. Grand Ave., 30.5
32nd Floor
Los Angeles 90071
6 Dimensional Fund 35
Advisors (4) 33.4
1299 Ocean Ave.,
11th Floor
Santa Monica 90401
7 Primecap Management Co. (5) 29.3
225 S. Lake Ave., 31.8
Suite 400
Pasadena 91101
8 Oaktree Capital 22.8
Management LLC WND
333 S. Grand Ave.,
28th Floor
Los Angeles 90017
9 Boston Co. Asset 21.5
Management LLC (7) 18
400 S. Hope Street
Los Angeles 90071
10 HighMark Capital 19.1
Management Inc. (8) 20.7
445 S. Figueroa St.,
Third Floor
Los Angeles 90071
11 Metropolitan West Asset 18.2
Management LLC (12) 13.1
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) 14.7
800 E. Colorado Blvd., 18.8
Suite 900
Pasadena 91101
13 U.S. Trust 12
Company N.A. (14) 12.4
515 S. Flower St.,
Suite 2700
Los Angeles 90071
14 CB Richard Ellis 10
Investors LLC 10.3
865 S. Figueora St.,
Suite 3500
Los Angeles 90071
15 Pacific Financial 9.6
Research (18) 7.4
9601 Wilshire Blvd.,
Suite 800
Beverly Hills 90210
16 Transamerica Investment $9
Services (15) $9.4
1150 S. Olive St.,
Suite 2700
Los Angeles 90015
17 Provident Investment 8.6
Counsel Inc. (10) 16.7
300 N. Lake Ave.
Pasadena 91101
18 Northern Trust Bank of 8.5
California N.A. (17) 9
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
19 Roxbury Capital 7.7
Management (13) 11.5
100 Wilshire Blvd.,
Suite 100
Santa Monica 90401
20 Roger Engemann & Associates 7.6
Inc. (11) 14.2
600 N. Rosemead Blvd.
Pasadena 91107
21 Bradford & Marzec Inc. 7.60
333 S. Hope St., WND
Suite 4050
Los Angeles 90071
22 Kayne Anderson Investment 7.59
Management (19) 6.7
1800 Avenue of the Stars,
Second Floor
Los Angelss 90067
23 NWQ Investment 6.5
Management Co. (20) 5.7
2049 Century Park East,
Fourth Floor
Los Angeles 90067
24 City National Bank 6.3
400 N. Roxbury Drive 5.5
Beverly Hills 90210
25 Hotchkis & Wiley Capital 4.6
Management WND
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
Rank Firm (Ranking in 2001) Financial Products Minimum
* name Offered Separate
* address (partial list) Account
(millions)
1 Capital Research & mutual funds, varies
Management Co. (1) annuities
333 S. Hope St
Los Angeles 90071
2 Capital Guardian U.S., international, $10-$50
Trust Co. (2) global, emerging markets
333 S. Hope St., equity, fixed
51st Floor income and balanced
Los Angeles 90071
3 Western Asset active core, core 75
Management Co. full bonds, TIPS,
117 E. Colorado Blvd., high yield,
Sixth Floor enhanced cash, short
Pasadena 91105 and long-term bonds
4 The TCW Group (3) equities, fixed varies
865 S. Figueroa St., income, high
Suite 1800 yield bonds
Los Angeles 90017
5 Payden & Rygel (6) core, high yield, 25
333 S. Grand Ave., global and emerging
32nd Floor markets bonds, enhanced
Los Angeles 90071 cash, small- and
large-cap equities
6 Dimensional Fund micro-cap, 10 - 100
Advisors (4) small-cap value,
1299 Ocean Ave., small xm value,
11th Floor large-cap value
Santa Monica 90401
7 Primecap Management Co. (5) equity composite, 100
225 S. Lake Ave., vanguard primecap
Suite 400 and capital
Pasadena 91101 opportunity funds
8 Oaktree Capital high yield bonds, WND
Management LLC convertible securities,
333 S. Grand Ave., distressed debt
28th Floor
Los Angeles 90017
9 Boston Co. Asset mid- and large-cap 5
Management LLC (7) value equity
400 S. Hope Street
Los Angeles 90071
10 HighMark Capital growth, value momentum
Management Inc. (8) equity, small- .002
445 S. Figueroa St., and large-cap
Third Floor value, balanced,
Los Angeles 90071 fixed income,
tax-exempt bonds
11 Metropolitan West Asset fixed income 25
Management LLC (12) portfolio
11766 Wilshire Blvd., management
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) small-, mid-, large-cap 25
800 E. Colorado Blvd., and market neutral
Suite 900 equity, currency,
Pasadena 91101 hedge funds
13 U.S. Trust investment 2
Company N.A. (14) management, private
515 S. Flower St., banking, trust and
Suite 2700 estate administration
Los Angeles 90071
14 CB Richard Ellis Real Estate 5
Investors LLC Investment Trust
865 S. Figueora St.,
Suite 3500
Los Angeles 90071
15 Pacific Financial equity, unconventional 50
Research (18) value, mutual funds
9601 Wilshire Blvd.,
Suite 800
Beverly Hills 90210
16 Transamerica Investment small- and large-cap $25
Services (15) growth, fixed
1150 S. Olive St., income, high
Suite 2700 yield, convertible,
Los Angeles 90015 balanced portfolios
17 Provident Investment small-, mid- and 5
Counsel Inc. (10) large-cap growth equity,
300 N. Lake Ave. balanced, fixed
Pasadena 91101 income, tax-sensitive
18 Northern Trust Bank of investment management, 1
California N.A. (17) corporate and
355 S. Grand Ave., institutional, mutual
Suite 2600 funds, brokerage, IRA's
Los Angeles 90071
19 Roxbury Capital small-, mid- and 1
Management (13) large-cap growth,
100 Wilshire Blvd., balanced, fixed
Suite 100 income, socially
Santa Monica 90401 responsible equities
20 Roger Engemann & Associates small-, mid- and 0.1
Inc. (11) large-cap growth,
600 N. Rosemead Blvd. balanced, mutual
Pasadena 91107 funds
21 Bradford & Marzec Inc. high yield bonds, WND
333 S. Hope St., core and high
Suite 4050 yield fixed income
Los Angeles 90071
22 Kayne Anderson Investment small-, mid-, large-cap 1
Management (19) value and growth,
1800 Avenue of the Stars, fixed income
Second Floor
Los Angelss 90067
23 NWQ Investment small-and large-cap 2
Management Co. (20) value, special
2049 Century Park East, equity, all-cap value
Fourth Floor balanced, fixed income
Los Angeles 90067
24 City National Bank equity, fixed income, 1
400 N. Roxbury Drive equity real estate
Beverly Hills 90210
25 Hotchkis & Wiley Capital all equities WND
Management
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
Rank Firm (Ranking in 2001) Mutual Funds
* name * Available for average
* address individual investors
* minimum investment amount
1 Capital Research & yes
Management Co. (1) varies
333 S. Hope St
Los Angeles 90071
2 Capital Guardian no
Trust Co. (2) NA
333 S. Hope St.,
51st Floor
Los Angeles 90071
3 Western Asset yes
Management Co. $1 million
117 E. Colorado Blvd.,
Sixth Floor
Pasadena 91105
4 The TCW Group (3) yes
865 S. Figueroa St., 2,000
Suite 1800
Los Angeles 90017
5 Payden & Rygel (6) yes
333 S. Grand Ave., 5,000
32nd Floor
Los Angeles 90071
6 Dimensional Fund no
Advisors (4) 2 million
1299 Ocean Ave.,
11th Floor
Santa Monica 90401
7 Primecap Management Co. (5) yes
225 S. Lake Ave., 25,000
Suite 400
Pasadena 91101
8 Oaktree Capital no
Management LLC NA
333 S. Grand Ave.,
28th Floor
Los Angeles 90017
9 Boston Co. Asset no
Management LLC (7) NA
400 S. Hope Street
Los Angeles 90071
10 HighMark Capital yes
Management Inc. (8) 2,000
445 S. Figueroa St.,
Third Floor
Los Angeles 90071
11 Metropolitan West Asset yes
Management LLC (12) 5,000
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) no
800 E. Colorado Blvd., NA
Suite 900
Pasadena 91101
13 U.S. Trust yes
Company N.A. (14) varies
515 S. Flower St.,
Suite 2700
Los Angeles 90071
14 CB Richard Ellis no
Investors LLC NA
865 S. Figueora St.,
Suite 3500
Los Angeles 90071
15 Pacific Financial yes
Research (18) 2,000
9601 Wilshire Blvd.,
Suite 800
Beverly Hills 90210
16 Transamerica Investment yes
Services (15) $1,000
1150 S. Olive St.,
Suite 2700
Los Angeles 90015
17 Provident Investment yes
Counsel Inc. (10) 2,000, 1
300 N. Lake Ave. million (1)
Pasadena 91101
18 Northern Trust Bank of yes
California N.A. (17) 2,500
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
19 Roxbury Capital no
Management (13) NA
100 Wilshire Blvd.,
Suite 100
Santa Monica 90401
20 Roger Engemann & Associates yes
Inc. (11) 500
600 N. Rosemead Blvd.
Pasadena 91107
21 Bradford & Marzec Inc. yes
333 S. Hope St., 5,000
Suite 4050
Los Angeles 90071
22 Kayne Anderson Investment yes
Management (19) 2,000
1800 Avenue of the Stars,
Second Floor
Los Angelss 90067
23 NWQ Investment no
Management Co. (20) NA
2049 Century Park East,
Fourth Floor
Los Angeles 90067
24 City National Bank yes
400 N. Roxbury Drive any
Beverly Hills 90210
25 Hotchkis & Wiley Capital yes
Management WND
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
Rank Firm (Ranking in 2001) Foreign Assets
* name Managed
* address (partial list)
1 Capital Research & equities, bonds,
Management Co. (1) convertible securities
333 S. Hope St
Los Angeles 90071
2 Capital Guardian corporate and public
Trust Co. (2) fund assets, equity,
333 S. Hope St., fixed income
51st Floor
Los Angeles 90071
3 Western Asset emerging market,
Management Co. multi-sector, core and
117 E. Colorado Blvd., long-term bonds
Sixth Floor
Pasadena 91105
4 The TCW Group (3) distressed debt,
865 S. Figueroa St., private equity funds
Suite 1800
Los Angeles 90017
5 Payden & Rygel (6) international equity,
333 S. Grand Ave., global and emerging
32nd Floor markets bonds,
Los Angeles 90071 global balanced
6 Dimensional Fund international
Advisors (4) small-cap portfolio
1299 Ocean Ave.,
11th Floor
Santa Monica 90401
7 Primecap Management Co. (5) none
225 S. Lake Ave.,
Suite 400
Pasadena 91101
8 Oaktree Capital emerging markets
Management LLC equity
333 S. Grand Ave.,
28th Floor
Los Angeles 90017
9 Boston Co. Asset international
Management LLC (7) value equity
400 S. Hope Street
Los Angeles 90071
10 HighMark Capital international
Management Inc. (8) equity
445 S. Figueroa St.,
Third Floor
Los Angeles 90071
11 Metropolitan West Asset none
Management LLC (12)
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) international equity,
800 E. Colorado Blvd., global equity,
Suite 900 currency, options
Pasadena 91101
13 U.S. Trust emerging
Company N.A. (14) markets fund
515 S. Flower St.,
Suite 2700
Los Angeles 90071
14 CB Richard Ellis real estate
Investors LLC
865 S. Figueora St.,
Suite 3500
Los Angeles 90071
15 Pacific Financial none
Research (18)
9601 Wilshire Blvd.,
Suite 800
Beverly Hills 90210
16 Transamerica Investment none
Services (15)
1150 S. Olive St.,
Suite 2700
Los Angeles 90015
17 Provident Investment none
Counsel Inc. (10)
300 N. Lake Ave.
Pasadena 91101
18 Northern Trust Bank of American
California N.A. (17) depositary
355 S. Grand Ave., receipts
Suite 2600
Los Angeles 90071
19 Roxbury Capital none
Management (13)
100 Wilshire Blvd.,
Suite 100
Santa Monica 90401
20 Roger Engemann & Associates none
Inc. (11)
600 N. Rosemead Blvd.
Pasadena 91107
21 Bradford & Marzec Inc. foreign bonds
333 S. Hope St.,
Suite 4050
Los Angeles 90071
22 Kayne Anderson Investment international equity
Management (19)
1800 Avenue of the Stars,
Second Floor
Los Angelss 90067
23 NWQ Investment international value
Management Co. (20) equity
2049 Century Park East,
Fourth Floor
Los Angeles 90067
24 City National Bank none
400 N. Roxbury Drive
Beverly Hills 90210
25 Hotchkis & Wiley Capital none
Management
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
Rank Firm (Ranking in 2001) L.A. County Staff
* name * portfolio mgrs.
* address * researchers
1 Capital Research & 28
Management Co. (1) 32
333 S. Hope St
Los Angeles 90071
2 Capital Guardian 13
Trust Co. (2) 33
333 S. Hope St.,
51st Floor
Los Angeles 90071
3 Western Asset 15
Management Co. 11
117 E. Colorado Blvd.,
Sixth Floor
Pasadena 91105
4 The TCW Group (3) 37
865 S. Figueroa St., 58
Suite 1800
Los Angeles 90017
5 Payden & Rygel (6) 19
333 S. Grand Ave., 23
32nd Floor
Los Angeles 90071
6 Dimensional Fund 16
Advisors (4) 6
1299 Ocean Ave.,
11th Floor
Santa Monica 90401
7 Primecap Management Co. (5) 6
225 S. Lake Ave., same
Suite 400
Pasadena 91101
8 Oaktree Capital 14
Management LLC 70
333 S. Grand Ave.,
28th Floor
Los Angeles 90017
9 Boston Co. Asset 1
Management LLC (7) same
400 S. Hope Street
Los Angeles 90071
10 HighMark Capital 4
Management Inc. (8) 0
445 S. Figueroa St.,
Third Floor
Los Angeles 90071
11 Metropolitan West Asset 11
Management LLC (12) 6
11766 Wilshire Blvd.,
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) 5
800 E. Colorado Blvd., 7
Suite 900
Pasadena 91101
13 U.S. Trust 22
Company N.A. (14) 0
515 S. Flower St.,
Suite 2700
Los Angeles 90071
14 CB Richard Ellis 16
Investors LLC same
865 S. Figueora St.,
Suite 3500
Los Angeles 90071
15 Pacific Financial 7
Research (18) same
9601 Wilshire Blvd.,
Suite 800
Beverly Hills 90210
16 Transamerica Investment 5
Services (15) same
1150 S. Olive St.,
Suite 2700
Los Angeles 90015
17 Provident Investment 23
Counsel Inc. (10) 10
300 N. Lake Ave.
Pasadena 91101
18 Northern Trust Bank of 10
California N.A. (17) 0
355 S. Grand Ave.,
Suite 2600
Los Angeles 90071
19 Roxbury Capital 14
Management (13) 5
100 Wilshire Blvd.,
Suite 100
Santa Monica 90401
20 Roger Engemann & Associates 7
Inc. (11) 8
600 N. Rosemead Blvd.
Pasadena 91107
21 Bradford & Marzec Inc. 5
333 S. Hope St., 8
Suite 4050
Los Angeles 90071
22 Kayne Anderson Investment 8
Management (19) 10
1800 Avenue of the Stars,
Second Floor
Los Angelss 90067
23 NWQ Investment 7
Management Co. (20) 6
2049 Century Park East,
Fourth Floor
Los Angeles 90067
24 City National Bank 11
400 N. Roxbury Drive 2
Beverly Hills 90210
25 Hotchkis & Wiley Capital 8
Management 6
725 S. Figueroa St.,
39th Floor
Los Angeles 90017
Rank Firm (Ranking in 2001) Key Executives
* name * chief investment officer
* address * client contact
* phone
1 Capital Research & James F. Rothenberg
Management Co. (1) Chuck Friedhoff
333 S. Hope St (213) 486-9200
Los Angeles 90071
2 Capital Guardian Robert Ronus
Trust Co. (2) John Seiter
333 S. Hope St., (213) 486-9200
51st Floor
Los Angeles 90071
3 Western Asset S. Kenneth Leech
Management Co. Veronica Amici
117 E. Colorado Blvd., (626) 844-9400
Sixth Floor
Pasadena 91105
4 The TCW Group (3) Robert D. Beyer
865 S. Figueroa St., Mark W. Gibello
Suite 1800 (213) 244-0000
Los Angeles 90017
5 Payden & Rygel (6) Investment Policy
333 S. Grand Ave., Committee
32nd Floor Gregory Brown
Los Angeles 90071 (213) 625-1900
6 Dimensional Fund Rex Sinquefield
Advisors (4) John Siciliano
1299 Ocean Ave., (310) 395-8005
11th Floor
Santa Monica 90401
7 Primecap Management Co. (5) Howard Schow
225 S. Lake Ave., Mitch Milias
Suite 400 (626) 304-9222
Pasadena 91101
8 Oaktree Capital Howard Marks
Management LLC Kevin Clayton
333 S. Grand Ave., (213) 830-6300
28th Floor
Los Angeles 90017
9 Boston Co. Asset NA
Management LLC (7) Robert T. Harkins
400 S. Hope Street (213) 553-9800
Los Angeles 90071
10 HighMark Capital Luke Mazur
Management Inc. (8) Chip Howard
445 S. Figueroa St., (213) 236-6747
Third Floor
Los Angeles 90071
11 Metropolitan West Asset Tad Rivelle
Management LLC (12) Chris Scibelli
11766 Wilshire Blvd., (310) 966-8900
Suite 1580
Los Angeles 90025
12 First Quadrant LP (9) Rob Arnott
800 E. Colorado Blvd., Sharon Nakayoshi
Suite 900 (626) 795-8220
Pasadena 91101
13 U.S. Trust Robert Raney
Company N.A. (14) Carmie Saldana
515 S. Flower St., (213) 861-5000
Suite 2700
Los Angeles 90071
14 CB Richard Ellis Robert H. Zerbst
Investors LLC same
865 S. Figueora St., (213) 683-4319
Suite 3500
Los Angeles 90071
15 Pacific Financial James H. Gipson
Research (18) Paula Ponsetto
9601 Wilshire Blvd., (310) 247-3939
Suite 800
Beverly Hills 90210
16 Transamerica Investment Gary Rolle
Services (15) David Lubchenco
1150 S. Olive St., (213) 742-4141
Suite 2700
Los Angeles 90015
17 Provident Investment Larry P. Tashjian
Counsel Inc. (10) J.J. Miller/F.Brown
300 N. Lake Ave. Windle
Pasadena 91101 (626) 449-8500
18 Northern Trust Bank of NA
California N.A. (17) M. Clark/D. Berghoff
355 S. Grand Ave., (213) 346-1300
Suite 2600
Los Angeles 90071
19 Roxbury Capital A. Browne/A. Lockwood
Management (13) Jon Foust
100 Wilshire Blvd., (800) 227-6681
Suite 100
Santa Monica 90401
20 Roger Engemann & Associates Gretchen Lash
Inc. (11) Matthew L. Hall
600 N. Rosemead Blvd. (626) 351-9686
Pasadena 91107
21 Bradford & Marzec Inc. Edward Bradford
333 S. Hope St., David Hogan
Suite 4050 (213) 687-9170
Los Angeles 90071
22 Kayne Anderson Investment Allan Rudnick
Management (19) Kevin D. Welsh
1800 Avenue of the Stars, (310) 556-2721
Second Floor
Los Angelss 90067
23 NWQ Investment Jon D. Bosse
Management Co. (20) Patrick G. Goshtigian
2049 Century Park East, (310) 712-4000
Fourth Floor
Los Angeles 90067
24 City National Bank Richard A. Weiss
400 N. Roxbury Drive Julianne Cruz
Beverly Hills 90210 (800) 708-8881
25 Hotchkis & Wiley Capital George Davis Jr.
Management Patrick McMenamin
725 S. Figueroa St., (213) 430-1000
39th Floor
Los Angeles 90017
NA-Not Applicable
WND-Would Not Disclose
(1) Individual and institutional, respectively.
Note: The information on this list was supplied by representatives of
the companies themselves. Firms are ranked by assets managed as of
December 30, 2001 and the number of portfolio managers, respectively.
To the best of our knowledge, this information is accurate as of press
time. While every effort is made to ensure the accuracy and throughness
of the list, omissions and typographical errors sometimes occur. Please
send corrections or additions on company letterhead to the Research
Department, Los Angeles Business Journal, 5700 Wilshire Blvd., Suite
170, Los Angeles 90036. [C]2002 Los Angeles Business Journal. This list
may not be reprinted in whole or in part without prior written
permission from the editor. Reprints are available from Wright's
Reprints, (877) 652-5295.
Researched by Natasha Prishva
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