Laws, regulations and rules subtopic
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Articles
1-100 out of 100 article(s)
| Title |
Author |
Type |
Date |
Words |
| Financial Services Alert - Issues During The Most Recent Quarter. |
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Nov 11, 2009 |
1679 |
| Corporate Governance, Regulation And Life Post Credit Crunch In The Channel Islands. |
Christopher, Paul |
Law overview |
Nov 11, 2009 |
2367 |
| FSA Review Of Lehman-Backed And Other Structured Products: Findings And Actions. |
Morris, Simon |
|
Nov 3, 2009 |
1013 |
| No Stamp Duty On Shareholder Loans. |
Wierzbicka, Agnieszka |
Law overview |
Nov 2, 2009 |
282 |
| Financial Services UK And International Update. |
|
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Nov 2, 2009 |
1593 |
| Telling Performance - Surveying Narrative Reporting In Annual Reports In 2009. |
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Oct 29, 2009 |
7765 |
| Securing Intellectual Property During The Credit Crunch. |
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Oct 28, 2009 |
2554 |
| Anti-Monopoly Reporting For The Financial Industry In China. |
|
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Oct 28, 2009 |
680 |
| Private Investment Funds Update - October 2009. |
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Oct 28, 2009 |
3891 |
| The FRB Proposes Guidance On Incentive Compensation Practices. |
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Oct 28, 2009 |
4065 |
| Business restrictions may boost bills finance consolidation. |
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Oct 27, 2009 |
390 |
| N.H. business will weather the storm. |
Dunphy, Jim |
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Oct 23, 2009 |
756 |
| Are You Being Served: Unfair Contract Terms. |
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Oct 23, 2009 |
1027 |
| Financial Services Firm Edward Jones Sells U.K. Business to Independent Wealth Advisor Towry Law. |
|
Company overview |
Oct 23, 2009 |
865 |
| Quebec Fights Aggressive Tax Planning. |
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Oct 22, 2009 |
348 |
| Assessment And Redress Of Payment Protection Insurance. |
|
Brief article |
Oct 22, 2009 |
970 |
| FSA's Power To Prosecute POCA Offences Is Confirmed. |
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Oct 21, 2009 |
1237 |
| Update On Japan's Debt Repayment Moratorium. |
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Oct 20, 2009 |
733 |
| MOU on cross-strait financial cooperation may be inked in Beijing. |
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Oct 20, 2009 |
247 |
| New Rules In Respect Of Acquisitions In The Irish Financial Sector. |
Coughlan, Edel |
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Oct 19, 2009 |
1830 |
| Finance, Agriculture Provide Proposals To Restructure Over-The-Counter Derivatives Market Regulation. |
Hanzl, Brenda |
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Oct 15, 2009 |
1233 |
| Banking And Capital Markets Insight, September 2009. |
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Oct 15, 2009 |
8104 |
| Uses Of The Jersey Foundation. |
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Oct 9, 2009 |
1075 |
| DIFC Hosts Expert on Global Transparency Issues. |
|
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Oct 5, 2009 |
576 |
| Regulatory reform, risk management rise. |
Hollein, Marie |
|
Oct 1, 2009 |
724 |
| Servicing Non-Jersey Funds And The Circulation Of Non-Jersey Fund Prospectuses. |
|
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Sep 30, 2009 |
2413 |
| Octaviar Appeal. |
Flannery, Angela |
|
Sep 30, 2009 |
1601 |
| Variation Of Charges - Octaviar Overturned On Appeal. |
Stern, Philip |
|
Sep 30, 2009 |
488 |
| The Consumer Financial Protection Agency Act Of 2009: Welcome To The World Of Financial Services Regulation! |
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Sep 29, 2009 |
1052 |
| IRS Chief Counsel Memorandum on Effectively Connected Income if Loan Origination Activity is Conducted Through a US Agent. |
Barry, James R.; Bazar, Jason S.; Nance, Russell E.; Read, Daniel R. |
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Sep 29, 2009 |
862 |
| Out With The Old, In With The New - Amendments To The FMA Act And Regulations. |
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Sep 29, 2009 |
436 |
| Mortgagees: New Duties And Obligations. |
McMahon, Peter |
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Sep 25, 2009 |
750 |
| Hybrid Structured Funds. |
|
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Sep 22, 2009 |
3552 |
| Taiwan and China ready to sign MOU for financial supervision. |
|
Brief article |
Sep 22, 2009 |
164 |
| Zacks Analyst Blog Highlights: SLM Corp. (Sallie Mae), Student Loan Corp., Nelnet, ITT Educational Services and SunTrust. |
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Sep 21, 2009 |
518 |
| Daily Wrap Up - Sept 14. |
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Sep 14, 2009 |
417 |
| Daily Outlook - Sept 14. |
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Sep 14, 2009 |
352 |
| Canadian Securities Regulator Transition Office Opens For Business. |
Kerwin, Edward |
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Sep 10, 2009 |
791 |
| Cross-strait MOU for financial supervision ready to be inked. |
|
Brief article |
Sep 10, 2009 |
262 |
| Senate Inquiry Into The National Consumer Credit Protection Reform Package: Inquiry Report Released. |
Deitz, Alison |
Law overview |
Sep 8, 2009 |
903 |
| Thou Shalt Take An Annuity-Or Are Retirees Consenting Adults? |
|
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Sep 7, 2009 |
1496 |
| From financial turmoil to regulatory turmoil. |
Carfang, Anthony J.; Togni, Chris |
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Sep 1, 2009 |
760 |
| Cracking Down On Margin Lending. |
Bulling, Jim |
|
Aug 28, 2009 |
1070 |
| Walker Review - Challenges Firms Now Face To Be Ready In Time. |
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Aug 27, 2009 |
657 |
| FSA Clarifies How Its Rules Apply To Activist Shareholders. |
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Aug 27, 2009 |
1385 |
| Consumer Credit Directive Update - August 2009. |
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Aug 26, 2009 |
1191 |
| Now That It Is On The "White List," Will The Cayman Islands Remain A Key Player In Investment Funds? Probably So! |
Harris, Sophia |
|
Aug 24, 2009 |
2436 |
| The gambler: Barney Frank doesn't know when to hold 'em, or even the name of the game being played. |
Williamson, Kevin D. |
Cover story |
Aug 24, 2009 |
3345 |
| China Finalises Rules For Consumer Finance Companies. |
|
|
Aug 20, 2009 |
982 |
| FSC plans to slash guarantee business of bills finance firms. |
|
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Aug 18, 2009 |
360 |
| SEC Proposes New Rules For Executive Compensation And Corporate Governance Disclosure. |
|
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Aug 18, 2009 |
1225 |
| Tax Information Exchange Agreement (TIEA) And The Related Memorandum Of Understanding (MoU) Concluded Between The United Kingdom And Liechtenstein On 11 August 2009. |
|
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Aug 18, 2009 |
1804 |
| Executive Compensation Update: Frank Bill Passes House. |
Carleen, Donald |
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Aug 4, 2009 |
568 |
| Administration Releases Proposed Legislation To Establish Consumer Financial Protection Agency. |
|
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Aug 3, 2009 |
422 |
| Swamped. |
Hewitt, Janet Reilley |
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Aug 1, 2009 |
434 |
| Update: National Prohibition Of Unfair Contract Terms. |
Deakin, Murray |
|
Jul 31, 2009 |
462 |
| Superannuation & Funds Management Update. |
Gray, Heather |
|
Jul 29, 2009 |
462 |
| Canadian Securities Regulators Release Final Registration Rule. |
Thiele, Prema |
Law overview |
Jul 23, 2009 |
3672 |
| DIP Financing Guarantees: Impediments And Approvals. |
|
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Jul 22, 2009 |
924 |
| Things To Shout About. |
Walters, Andrew |
Law overview |
Jul 22, 2009 |
1183 |
| Insurance Update. |
|
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Jul 22, 2009 |
657 |
| Obama: Fed "performed better than most other regulators". |
|
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Jul 20, 2009 |
356 |
| Treasury Secretary supports giving more power to the Fed. |
McManus, John F. |
Brief article |
Jul 20, 2009 |
81 |
| Lender Issues: Dealing With Florida Community Development District Assessment Defaults, Acceleration, And Foreclosure. |
|
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Jul 16, 2009 |
983 |
| ASIC Seeks Feedback On Financial And Training Requirements For Margin Lending Facilities. |
|
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Jul 14, 2009 |
387 |
| Update Of BaFin's Issuers' Guidelines. |
|
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Jul 14, 2009 |
2389 |
| FDIC Issues Proposed Guidelines Restricting Private Equity Investments In Failed Banks. |
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Jul 14, 2009 |
1622 |
| Class Actions In Australia: Back To Basics. |
|
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Jul 14, 2009 |
1481 |
| A Guide To FINRA's New Conflict Of Interest Rule For Public Offerings. |
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Jul 14, 2009 |
3859 |
| FSA Bankers' Pay Code: Employment Contracts To Be Renegotiated. |
Knight, Harvey |
|
Jul 14, 2009 |
329 |
| United States: Mexico sets rules for mobile telephone banking. |
|
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Jul 14, 2009 |
200 |
| Migrating Foundations To Jersey. |
Corbin, Giles |
|
Jul 9, 2009 |
1349 |
| FRR Report Proposes Three New Regulatory Agencies. |
Badway, Ernest |
|
Jul 9, 2009 |
916 |
| 'Shari'ah Compliant' Trusts......Why Guernsey. |
Niven, Peter |
|
Jul 9, 2009 |
648 |
| Consumer Financial Protection Agency Act of 2009. |
|
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Jul 9, 2009 |
2430 |
| Public Finance And Litigation Alert: Massachusetts Ethics, Lobbying And Campaign Reform-How Will It Affect You? |
|
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Jul 8, 2009 |
1544 |
| Japan clamps Citigroup operations. |
|
Brief article |
Jul 8, 2009 |
265 |
| FDIC Proposes a Hard Line on Private Equity Investments in Failed Banks. |
Brown, Mayer |
|
Jul 7, 2009 |
827 |
| Financial Regulation Reform and Securitization. |
Hugi, Robert F.; Jorissen, Paul A.; Kravitt, Jason H.P.; Litwin, Stuart |
|
Jul 7, 2009 |
1767 |
| The Real Estate Developer And "Proceeds Of Crime (Money Laundering) And Terrorist Financing Act" (Canada). |
|
|
Jul 6, 2009 |
1529 |
| Like an old-fashioned burlesque performer, Timothy Geithner reveals, bit by bit, the administration's plans for policing Wall Street. |
|
Brief article |
Jul 6, 2009 |
209 |
| Don't play with markets' integrity: why a council of state and federal regulators would best rein in risk. |
Connolly, Mark |
|
Jul 3, 2009 |
579 |
| ASIC Policy Update - Using Your Website To Comply With The Continuous Disclosure Obligations. |
Khoury, Fadi; Jung, Daniel |
|
Jul 2, 2009 |
1425 |
| Chinese mainlanders allowed to tap local wealth management services. |
|
Brief article |
Jul 2, 2009 |
172 |
| A Compilation Of Enforcement And Non-Enforcement Actions - June 2009. |
|
|
Jul 1, 2009 |
1137 |
| The AMF Grants A Temporary Exemption Order Relating To The Creation And Marketing Of CFDs. |
|
|
Jun 30, 2009 |
525 |
| The Truth About Foreclosure Rescue. |
|
|
Jun 29, 2009 |
1630 |
| Liability For Financial And Management Reports. |
|
Brief article |
Jun 29, 2009 |
218 |
| FBAR Reporting Obligations With Respect To Offshore Hedge Funds And Private Investment Funds. |
Goodman, Collette C.; Kester, Robert G.; Watson, David W.; Weiss, William J. |
|
Jun 29, 2009 |
1020 |
| How to Avoid Financial Distress in Divorce. |
|
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Jun 29, 2009 |
545 |
| Federal Initiatives Affecting Corporate Law. |
|
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Jun 26, 2009 |
863 |
| Proposed Amendments To Quebec Consumer Protection Act Have Wide-Reaching Impact. |
Demers, Annick |
|
Jun 25, 2009 |
2330 |
| How Foreign Insurers May Or May Not Be Carrying On Business In Canada - Changes To Part XIII Of The Insurance Companies Act (Canada) ("ICA"). |
McDowell, Robert W.; Mikhail, Marvin |
|
Jun 23, 2009 |
6893 |
| Newton's Third Law And The White Paper. |
|
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Jun 23, 2009 |
6567 |
| Obama Administration Releases Proposed Financial Regulatory Reforms. |
Rivera, Fred |
|
Jun 23, 2009 |
496 |
| The Simple Life: A Look At Securitization Related Regulatory Reform Proposals. |
Baumgardner, Amy |
|
Jun 23, 2009 |
3497 |
| Obama Administration Proposes Comprehensive Changes to Financial Services Regulation. |
Anenberg, Scott A.; Delaney, Thomas J.; Knoblock, Elizabeth M. |
|
Jun 22, 2009 |
3520 |
| Financial Services Update - Important Developments On The Regulation And Supervision Of Financial Advisers. |
Brown, Sue |
|
Jun 19, 2009 |
444 |
| FRR Report Proposes Overhaul of Financial Industry Regulation. |
|
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Jun 19, 2009 |
597 |
| New regulation will drive trends in the financial services industry--again. |
Pitti, Don |
|
Mar 22, 2009 |
1900 |
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