Printer Friendly
The Free Library
14,670,010 articles and books
Member login
User name  
Password 
 
Join us Forgot password?

Browse Investment banks topic

Laws, regulations and rules subtopic

 

Articles

1-42 out of 42 article(s)
Title Author Type Date Words
OTC Derivatives Reform In Europe. Dec 11, 2009 3350
The new director of the Federation of Economic Chambers, Mitko Aleksov, demands in his interview with the paper that the interest rate on the loans from the European Investment Bank be fixed at 6 percent. Nov 2, 2009 56
I'm ready to change the law to cut huge City bonuses, says Darling. Aug 17, 2009 873
FINRA Proposes New Registration Category For Investment Bankers. Grushcow, Jeremy Apr 3, 2009 696
The Fed/ Treasury Gave Us TARP - How Will The SEC Protect The Market From Exposure To Naked Short Sales And Other Abusive Transactions? Mar 17, 2009 3727
United States: Obama s $20 Billion Stirs Secrets-for-Sale Health Record Clash. Feb 13, 2009 168
New York State Insurance Department Tables Plan To Regulate Credit Default Swaps. Nov 25, 2008 718
US investment banks seek protection. Oct 3, 2008 681
US investment banks seek protection. Sep 28, 2008 681
US investment banks seek protection. Sep 27, 2008 681
US investment banks seek protection. Sep 26, 2008 681
US investment banks seek protection. Sep 25, 2008 681
US investment banks seek protection. Sep 24, 2008 682
US investment banks seek protection. Sep 23, 2008 681
Era ends as Wall St big two lose status. Sep 22, 2008 371
US investment banks seek protection. Sep 22, 2008 681
Paulson hits out as US makes rescue bid; Fast-acting: Paulson criticised the regulatory system for not preventing industry excesses. Sep 19, 2008 449
Do Investment Bankers Have Fiduciary Duties? It Depends. Sep 17, 2008 881
Regulator who went for pragmatism. Sep 9, 2008 140
A Short Summary Of Short Selling Regulations. Aug 5, 2008 2893
Department Of Labor Clarifies Annual Reporting Obligations Of ERISA Investors In Private Investment Funds. Aug 4, 2008 1157
Russian Capital Markets Introduce A New Financial Instrument. Aug 4, 2008 953
Sutherland Forms Regulatory Reform Task Force. Jul 21, 2008 2359
Ready, Steady... IRR Update. Edery, Daniel Jul 17, 2008 650
Investment Bank Calls for Congressional Action on Airline Re-Regulation. Jul 13, 2008 789
United States: Bernanke Urges Consolidated Investment Bank Oversight. Jul 11, 2008 400
Carbon Motors Announces Addition of Top Automotive Investment Banking Executive. Jun 18, 2008 812
Significant Amendments To The German Investment Act. May 22, 2008 3373
Lessons from the abyss: the credit market meltdown and risk management; As the subprime mortgage malaise and related woes continue to roil the credit markets, issues of risk management and regulation are getting new attention. Hard lessons will be learned, many of which are just now beginning to be understood. Marshall, Jeffrey; Millman, Gregory J. Cover story May 1, 2008 5178
Financial Regulation Watch: Secretary Paulson Begins To Show His Hand. Apr 24, 2008 610
ASIC v Citigroup - The Compliance Implications. Case overview Feb 4, 2008 1447
SEC Approves FINRA Rules Addressing Conflicts Of Interest In Fairness Opinions. Nov 2, 2007 1389
A Leading French Investment Bank is First to Add Actimize Transaction Reporting to Comply with New MiFID Regulations. Oct 17, 2007 969
Fitch Rates Oklahoma School Dist Rev Anticipation Program Notes. Jun 29, 2007 741
"Credit Suisse First Boston LLC, Et Al. V. Billing, Et Al." - Supreme Court Sides With Investment Banks In Antitrust Suit Over IPO Practices June 2007. Miller, Michael Jun 25, 2007 1066
International Private Banking And The Emergence Of The Family Office. Column Mar 27, 2007 1923
Fitch Rates Oklahoma School District Rev Antic. Program Notes. Jul 12, 2006 806
Documenting deductions for investment banking fees. Thornton, David A. Sep 1, 2005 1027
The performance of banks in post-war Lebanon. Peters, David; Raad, Elias; Sinkey, Joseph F., Jr. Report Jun 22, 2004 12949
Congress Setting Hearings To Look Into Analyst Bias. COLE, BENJAMIN MARK Brief Article Jun 25, 2001 1032
JOINT FINAL RULE--AMENDMENT TO REGULATION Y. Mar 1, 2001 6013
House banking overhaul legislation is abandoned. Brief Article Aug 1, 1996 327

Terms of use | Copyright © 2009 Farlex, Inc. | Feedback | For webmasters | Submit articles