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Browse Securities law topic

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1-18 out of 18 article(s)
Title Author Type Date Words
Overview Of Recent Developments In Canadian Take-Over Bid Regime. Mar 17, 2008 2218
Securities Law Advisory: Preparation for 2007 Fiscal Year SEC Filings and 2008 Annual Shareholder Meetings. Feb 13, 2008 8983
Understanding The New Anti-Fraud Rule For Fund Advisers. Aug 15, 2007 1712
DOL Grants Exemption for Broker-Dealer to Sweep Uninvested IRA Funds to Free Credit Balance Account. May 13, 2006 712
Changes To Lithuanian Securities Law. Sep 26, 2005 570
Aspen Publishers (New York), a unit of Wolters Kluwer, has begun the publication of Insights: Corporate and Securities Law Advisor newsletter. Mar 17, 2005 66
New EU Prospectus Directive Affects Option Grants to Employees in Europe. Serota, Susan P.; Jones, Mark C.; Ray, Douglas J. Mar 29, 2004 1153
SEC and DOL Issue Final Rules Relating to Pension Plan "Blackout Periods" Under Sarbanes-Oxley. Curtis, Susan G.; Antonov, Sergei A. May 27, 2003 5983
OSC Rule 13-502 - Fees. Apr 7, 2003 1068
New Insider Reporting Requirement for Equity Monetization Transactions. Wiener, Kenneth Mar 20, 2003 1045
Corporate Update: Status of SEC Rule-Making Under the Sarbanes-Oxley Act of 2002. Rosenthal, David S.; Nussbaum, Martin Feb 5, 2003 1388
Level I DR Programs: Sarbanes-Oxley Implications. Nov 6, 2002 1239
Form 4s Required to be Filed Within Two Business Days of Transaction Beginning August 29, 2002. Davison, Jan; Froling, Deborah Aug 20, 2002 1033
Financial Services Alert. Apr 4, 2002 1621
Analyze This. Brief Article Jun 1, 2001 329
Fair and Fewer Disclosures. Chordas, Lori Jun 1, 2001 1797
Venture Capitalists Applaud Candidate Dole, Await President's Response on Proposition 211. Aug 7, 1996 311
Leaders in capital formation and high technology endorse securities litigation reform measure. Oct 31, 1995 481

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