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Browse Portfolio management topic

Laws, regulations and rules subtopic

 

Articles

1-31 out of 31 article(s)
Title Author Type Date Words
The Exchange Traded Funds In Brazil. Stuber, Walter Sep 30, 2009 2085
How To Start A Hedge Fund In Hong Kong: A Legal Primer (Part 2 of 2). Sep 24, 2009 1481
Portfolio Compensation Under Turkish Law. Sep 11, 2009 1454
Non-Profit Institutions Advisory: Massachusetts Enacts The Uniform Prudent Management Of Institutional Funds Act. Aug 5, 2009 2332
Registration Exemptions Finalized For International Dealers And Advisers. Jul 27, 2009 2162
Final National Registration Rule Introduces Major Changes To Canadian Securities Laws. Jul 22, 2009 3088
Brokers' Report - March 2009. Mar 17, 2009 919
Is the UCITS Management Company Passport going places? Higgins, Brian Feb 12, 2009 2660
UCITS IV: The Next Phase In The Evolution Of UCITS. Jan 11, 2009 1916
The morals of the marketplace: a cautionary essay for our time. Mitchell, Lawrence E. Jan 1, 2009 10860
NZ Funds Management And Superannuation Update. Dec 17, 2008 1253
OSFI ruling regarding a Canadian subsidiary assisting a foreign bank's portfolio management services. Nov 24, 2008 760
U.S. Department Of The Treasury notice to financial institutions interested in providing asset management services for a portfolio of equity securities, debt obligations, and warrants issued by financial institutions. Nov 12, 2008 5785
Does private equity belong in your client's portfolio? Dowd, Michael Nov 1, 2008 603
NZ Funds Management Update - New Rules For Financial Advisers. Sep 29, 2008 1357
Risk Management Seen as More Important Than Return on Assets When Managing Pension Portfolios, According to Joint CFO Research/Towers Perrin Survey. Sep 9, 2008 933
Update On Superannuation Fund Borrowing Arrangements. Aug 28, 2008 2419
Cross Border Property. Brief article Jun 9, 2008 296
Round Two Of Canada's National Registration Reform Proposal: Impact On "International Dealers" Registered In Ontario. May 21, 2008 915
The Best Place To Combine Business And Leisure. Oct 4, 2007 896
The Isle Of Man From The Perspective Of A Fund Manager. Collister, Robert Jun 5, 2007 669
SPCS - To Convert Or Not To Convert? Scrivener, Paul Feb 12, 2007 1493
Successfully Managing A Hotel Portfolio Transaction. Page, Tom Nov 1, 2006 1565
Zacks Offers Private Investment Management Services For 401(k) Plans. Aug 23, 2006 487
Segregated Portfolio Companies - any drawbacks? Jun 5, 2006 713
Investment Management Update: Client Alert Regarding New Publication Requirements. May 2, 2006 1103
Build customized bond portfolios: take your registered investment advisory practice to the next level. Zimmerman, Stuart Apr 1, 2005 2752
SEC Adopts Rule 12b-1 Directed Brokerage Prohibition and Additional Portfolio Manager Disclosure Requirements. Aug 26, 2004 645
SEC Finalizes Rule Regarding Fund Governance Standards and Recordkeeping Requirements. Aug 4, 2004 1574
Income from German Genussscheine to UK Portfolio Investors to be Treated as Interest Under the German/UK Tax Treaty with Full Refund of German Withholding Tax. Mar 31, 2004 1115
NEW PRIVACY RIGHTS? Brief Article Oct 1, 2000 259

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