Printer Friendly
The Free Library
14,718,110 articles and books
Member login
User name  
Password 
 
Join us Forgot password?

Browse Investment companies topic

Laws, regulations and rules subtopic

 

Articles

1-100 out of 100 article(s)
Title Author Type Date Words
SEC Announces Final Rules For Enhanced Executive Compensation And Corporate Governance Disclosure To Shareholders Of Public Companies. Dec 23, 2009 1355
Re-regulate the banks. Dec 20, 2009 300
The New Right Of Companies To Acquire Their Own Shares. Dec 18, 2009 1273
Securities And Exchange Commission Votes To Amend The Custody Rule. Dec 18, 2009 808
India : Samara Capital Ups Stake In Asian Oilfield Services. Dec 17, 2009 398
Investment Loss Disallowed. Dec 16, 2009 468
A Preliminary Step For Share Buy-Backs. Unal, Mustafa Dec 16, 2009 1753
India : RBI plans new rule for fund raising by holding cos. Dec 15, 2009 464
Investment Fund Managers And The New Harmonized Sales Tax. Dec 10, 2009 1343
A Guide To Hedge Funds In Ireland. Dec 9, 2009 2485
United States : Hedge Fund Rules Could Hit GDP Growth. Dec 9, 2009 227
Private Fund Investment Advisers Registration Act Of 2009. Dec 9, 2009 1587
What's Ahead? At A Glance: Key Developments In Canadian Securities Regulation For The Investment Management Industry. Brief article Dec 7, 2009 135
Money Lender's Doubtful And Bad Debt Claims On "Extraordinary" Loan Disallowed. Brief article Dec 2, 2009 308
TSX Publishes Proposals Regarding Security Holder Approval Requirements And Exemptions For Investment Fund Acquisitions. Nov 23, 2009 654
Don't Get Used By Usury Laws. Nov 23, 2009 1527
Sunset Dates: Indefinite Extensions Of Sunset Dates Are Unenforceable. Nov 18, 2009 391
United States: Northrop Sale of TASC Unit Shows Buyout Firms Return. Nov 10, 2009 495
United States: Northrop Grumman to sell government advisory business for $1.65 billion. Nov 10, 2009 492
House Small Business Committee Proposes New SBIC Equity Program. Nov 4, 2009 766
Private Fund Investment Advisers Registration Act Of 2009 Passes House Committee Vote. Nov 2, 2009 983
The FRB Proposes Guidance On Incentive Compensation Practices. Oct 28, 2009 4065
MiFID Implemented. Brief article Oct 27, 2009 286
Parliament endorses first amendment of investment law. Oct 13, 2009 86
Bankrupt homecoming. Hyland, Alexa Brief article Oct 12, 2009 224
'Normal Minimum Pension Age' Increases To 55 In April 2010. Brief article Oct 12, 2009 1071
Anti-Money Laundering Update. Sep 28, 2009 528
SunAmerica Focused Alpha Growth Fund Announces Estimated Sources of Dividend Distributions. Sep 24, 2009 1543
SunAmerica Focused Alpha Large-Cap Fund Announces Estimated Sources of Dividend Distributions. Sep 24, 2009 1682
Will Turkey Be An Alternative For International Holding Structures? Sep 15, 2009 686
New IRS PFIC Rulings, More Guidance Available. Sep 15, 2009 2307
How Oppressive Can The Majority Be? Sep 9, 2009 1168
Mergers And Acquisitions Under The Investments And Securities Act 2007. Sep 5, 2009 2762
Precedent Set In Guernsey As Court Defies English Decisions. Sep 3, 2009 540
New offshore legislation strengthens Tunisia's position as regional financial hub. Aug 31, 2009 322
Cracking Down On Margin Lending. Bulling, Jim Aug 28, 2009 1070
The EU Directive On AIFM - What Now For Guernsey? Truelove, Joe Aug 28, 2009 786
CrimeReports.com Raises $7.2 Million from Austin Ventures, vSpring. Aug 18, 2009 676
An Alternative For Private Equity: BDCs. Humphreys, Thomas Law overview Aug 10, 2009 2454
Ponzi Scheme Detection: How The SEC Can Catch The Next Thief. Kramer, Marcia Aug 6, 2009 4239
Administration Releases Proposed Legislation To Require Registration Of Private Fund Investment Advisers. Aug 4, 2009 344
Excellence In Fund Administration And Custody. Aug 4, 2009 1107
Partnering Private Equity In Guernsey. Aug 4, 2009 1085
Fund Structuring In Guernsey. Aug 3, 2009 955
A Prime Location For Investment Funds. Jul 31, 2009 1043
Obama Administration Proposes Registration Of Most Private Fund Advisers. Jul 28, 2009 808
PIPE Transactions In Canada: Teck Resources And China Investment Corp. Jul 27, 2009 742
Cayman Islands Corporations. Alberga, Michael Jul 22, 2009 1161
President Obama's Administration Proposes The "Private Fund Investment Advisers Registration Act Of 2009". Jul 22, 2009 773
Draft Investment Canada Act Regulations Provide More Details Of New National Security Review Process And General Review Threshold. Addy, George Jul 17, 2009 1094
Energy And Clean Technology Alert: Smart Grid Stimulus Dollars May Start Flowing Soon. Jul 9, 2009 1490
FDIC Releases Proposed Policy Statement On Private Equity Investments In Failed Banks Or Thrifts. Jul 7, 2009 1839
SunAmerica Focused Alpha Growth Fund Announces Estimated Sources of Dividend Distributions. Jun 25, 2009 1538
SunAmerica Focused Alpha Large-Cap Fund Announces Estimated Sources of Dividend Distributions. Jun 25, 2009 1536
US mulls new bank buyout rules. Brief article Jun 24, 2009 197
United Kingdom: Sweden, UK agree to cooperate on regulation-UK Tsy. Jun 24, 2009 297
Easing The Prohibition Of Financial Assistance Rules In Malta - Recent Developments. Law overview Apr 3, 2009 2037
New Cancellation Of Indebtedness Rules. Mar 30, 2009 422
Big profits ahead for toxic asset buys, top official says. Mar 27, 2009 441
Kuwait Approves Stimulus Plan. Mar 27, 2009 513
SunAmerica Focused Alpha Growth Fund Announces Estimated Sources of Dividend Distributions. Mar 26, 2009 1731
SunAmerica Focused Alpha Large-Cap Fund Announces Estimated Sources of Dividend Distributions. Mar 26, 2009 1729
Government Proposes Sweeping Changes To Canada's Competition And Foreign Investment Laws. Mar 4, 2009 2649
Unregulated Funds In Jersey: Continued Success. Feb 26, 2009 525
United Arab Emirates : Esca takes control of investment company regulations. Feb 26, 2009 158
Sweeping New Whistleblower Law May Cover All Employers Who Receive Stimulus Funds. Feb 24, 2009 1222
Investing Entities With U.S. Equity Holders May Be Required To Register With SEC. Feb 23, 2009 882
Public Finance To The Rescue: Economic Recovery Act Introduces New Kinds Of Bonds, Expands Existing Authority, And Increases Incentives For Investing. Feb 23, 2009 2055
Temporary Deferral Of Cancellation-Of-Indebtedness Income Under The Recovery And Reinvestment Act Of 2009. Feb 20, 2009 1975
Employer-Paid COBRA Subsidies: Assistance for Health Plan Continuation Coverage In The American Recovery And Reinvestment Act. Feb 18, 2009 1936
Investment companies and investment vunds - significant amendments to Danish tax regime. Ottosen, Arne Feb 11, 2009 1175
New Senate Proposal To Regulate Hedge Funds And Private Equity Funds. Feb 5, 2009 647
Grassley And Levin Propose The Hedge Fund Transparency Act. Brunjes, John Law overview Feb 4, 2009 859
New Illinois Campaign Contribution and Registration Requirements May Affect Investment Funds and Managers. Janicik, John Feb 3, 2009 984
Compensation For Investors When Investment Firms Fail. Jan 29, 2009 1489
New Proposals to Regulate Mis-Selling of Investment Funds & Structured Products in Hong Kong: Right or Wrong? Jan 29, 2009 2870
Eze Castle Integration and Thomson Reuters Discuss Hedge Fund Strategies and Regulation for the Obama Administration. Jan 27, 2009 449
Update On Negative Gearing Trusts. Jan 22, 2009 960
Final Regulations In Effect For National Security Review Of Foreign Acquisitions Of U.S. Businesses. Jan 22, 2009 1547
Pensions Law Ontario Proposes Solvency Funding Relief. Jan 14, 2009 338
Application of the German Investment Act to Units in Foreign Funds: Circular by the German Financial Supervisory Authority. Jan 14, 2009 1496
IRS Extends Favorable Stock Dividends Guidance To RICs. Jan 12, 2009 857
UCITS IV: The Next Phase In The Evolution Of UCITS. Jan 11, 2009 1916
New York Governor Proposes Taxing Nonresidents On "Carried Interest". Jan 7, 2009 938
FRB Approves GMAC Becoming A BHC. Jan 4, 2009 2095
Department Of Treasury Withdraws Proposed Anti-Money Laundering Compliance Rules For Unregistered Investment Companies, Investment Advisers And Commodity Trading Advisors. Dec 9, 2008 513
Enforceable Undertakings In The Financial Services Industry. Dec 3, 2008 1434
Portfolio Company Debt: A New Investment Focus. Andolina, Janet; Brilliant, Allan S.; Grillo, Emanuel C.; LeClaire, John R.; Rader, Bruce J.; Reilly Dec 2, 2008 2550
FERC Clarifies Its Jurisdiction Under Section 203(a)(2) of the Federal Power Act and Filing Requirements Under the Public Utility Holding Company Act of 2005. Nov 25, 2008 1386
Distressed debt in Hong Kong: an insolvency primer for private equity. Nov 5, 2008 2552
Hong Kong-based Oriental Patron Financial Group, Kyrgyz Financial Market Supervision and Regulation Service set up investment company with start-up capital worth US$1.5 billion. Oct 30, 2008 252
CESR Consultation Paper On UCITS Management Company Passport. Green, Peter Oct 28, 2008 3038
Investment Firms At The Coalface- A Practice Note On The Implementation Of MiFID In Cyprus. Oct 13, 2008 907
Congress Passes Legislation Eliminating Offshore Fund Deferrals By Investment Managers. Oct 8, 2008 500
Conflicts Of Interest For Private Equity Portfolio Company Directors. Oct 2, 2008 2632
FRB Publishes Guidance On Minority Investments In Banks. Sep 24, 2008 3722
German Funds - Using Offshore Real Estate To Invest In UK Real Estate. Sep 19, 2008 1069
Guernsey Qualifying Investor Funds. Sep 19, 2008 1774
SEC Proposal Outlines Duties Of Mutual Fund Boards in Monitoring Best Execution. Domina, Daren Sep 8, 2008 848
Amendments To National Instrument 81-106 Investment Fund Continuous Disclosure Come Into Force On September 8. Thomas, R. Steve Sep 8, 2008 700

Terms of use | Copyright © 2009 Farlex, Inc. | Feedback | For webmasters | Submit articles