Laws, regulations and rules subtopic
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Articles
1-95 out of 95 article(s)
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Author |
Type |
Date |
Words |
| Amendments To NYSE Corporate Governance Requirements Are Effective For 2010 Annual Reports And Proxy Statements. |
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Dec 17, 2009 |
1346 |
| Securities and Exchange Commission Updates Compliance And Disclosure Interpretations For Sections 13(d) And 13(g) Of The Exchange Act And Regulation 13D/13G Beneficial Ownership Reporting. |
Lipshitz, Doron |
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Nov 19, 2009 |
1038 |
| Stakeholder inclusion and shareholder protection: new governance and the changing landscape of American securities regulation. |
Kingsbery, Paul Curran |
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Nov 1, 2009 |
13244 |
| Recent Regulation FD Enforcement and Guidance. |
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Oct 16, 2009 |
1406 |
| New Disclosure Rules: More Regulation For Registered Representatives. |
Badway, Ernest |
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Sep 30, 2009 |
589 |
| NYSE Proposes Changes to its Corporate Governance Rules. |
Blair, Michael T.; Carlson, James B.; Curley, Robert E. |
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Sep 9, 2009 |
2561 |
| Proposed Changes To Proxy Disclosure Regarding Executive Compensation And Corporate Governance. |
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Sep 1, 2009 |
3584 |
| The SEC Staff Updates Regulation FD Guidance. |
Lynn, David |
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Aug 27, 2009 |
1232 |
| SEC climate change disclosure: Is your company's carbon footprint a "Material" risk? |
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Aug 12, 2009 |
857 |
| FASB published standards that change the way entities account for securitizations and special-purpose entities. |
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Aug 1, 2009 |
443 |
| SEC Issues Proposed Rule Expanding Required Proxy Disclosures. |
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Jul 30, 2009 |
2156 |
| SEC Proposes Rules Concerning Proxy Disclosure Of Executive Compensation And Corporate Governance And Shareholder Approval Of Executive Compensation Of TARP Recipients. |
Carleen, Donald |
Law overview |
Jul 22, 2009 |
2052 |
| FSA proposes extension of disclosure regime for short-selling in financial stocks. |
Rubens, Philip |
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Jul 21, 2009 |
406 |
| The Obama administration proposes the Private Fund Investment Advisers Registration Act of 2009. |
Nolan, Kevin |
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Jul 21, 2009 |
581 |
| Changes to US Municipal Bond Market Continuing Disclosure Rules Effective July 1. |
Janicik, John A.; Narefsky, David; Horsnail, Joanna K. |
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Jul 2, 2009 |
1099 |
| Sparton Receives Delisting Notice from the NYSE; Intends to Request Review. |
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Apr 9, 2009 |
928 |
| The Fed/ Treasury Gave Us TARP - How Will The SEC Protect The Market From Exposure To Naked Short Sales And Other Abusive Transactions? |
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Mar 17, 2009 |
3727 |
| Beyond economics: the U.S. recognition of international financial reporting standards as an international subdelegation of the SEC's rulemaking authority. |
Barney, Jacob L. |
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Mar 1, 2009 |
19071 |
| The International Accounting Standards Board (IASB) announced a series of actions it has taken to address recommendations made by the G-20 leaders last November in Washington. |
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Mar 1, 2009 |
442 |
| Amendments To Canadian Corporate Governance And Audit Committee Regimes Proposed. |
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Feb 3, 2009 |
2750 |
| Making The Most Of A Difficult Market: Public Offering Structures That Maximize Flexibility And Limit Risk. |
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Jan 20, 2009 |
2008 |
| Environmental Issues Lead OSC And Accounting Profession To Focus On Climate Change Disclosure By Reporting Issuers. |
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Jan 15, 2009 |
1830 |
| What's New For The 2009 Proxy Season. |
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Jan 14, 2009 |
3630 |
| Making The Most Of A Difficult Market: Public Offering Structures That Maximize Flexibility And Limit Risk. |
Kohl, Robert |
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Jan 8, 2009 |
2010 |
| Five Day Filing Deadline, Deemed Beneficial Ownership And Issuer Disclosure Of Late Reports Included In Proposed Changes To The Insider Reporting Regime. |
Page, Alfred |
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Jan 4, 2009 |
1237 |
| Canadian Institute Of Chartered Accountants Provides Climate Change Disclosure Guidance For Public Companies. |
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Dec 12, 2008 |
1411 |
| SEC's New And Proposed Credit Rating Agency Rules. |
Baumgardner, Amy |
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Dec 10, 2008 |
2007 |
| At long last: a new executive compensation disclosure rule. |
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Nov 28, 2008 |
1905 |
| FSA moves to prevent undisclosed stakebuilding. |
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Nov 17, 2008 |
675 |
| Considerations for public companies weathering the current market downturn. |
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Nov 12, 2008 |
6096 |
| New executive compensation disclosure rules adopted by Canadian Securities Administrators (CSA). |
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Nov 7, 2008 |
993 |
| New executive compensation disclosure requirements come into force on December 31, 2008. |
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Nov 7, 2008 |
2635 |
| New Executive Compensation Disclosure Rules Affect Issuers With Year Ends On Or After December 31, 2008. |
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Oct 28, 2008 |
4068 |
| Proposed new executive compensation disclosure requirements: what you need to know to prepare for upcoming proxy disclosure. |
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Oct 24, 2008 |
2708 |
| SEC Adopts Foreign Issuer Reporting Enhancements. |
Harmetz, Lloyd |
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Oct 22, 2008 |
2890 |
| SEC Guidance On Company Website Disclosure Best Practices - Implications For Canadian Issuers. |
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Oct 6, 2008 |
1739 |
| New Executive Compensation Disclosure Requirements. |
Tuzyk, John |
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Sep 30, 2008 |
3584 |
| Fiduciary Requirements For Disclosure In Participant- Directed Individual Account Plans; Proposed Rule. |
Rothenberg, Laraine |
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Sep 11, 2008 |
1532 |
| SEC Provides Guidance On Use Of Company Web Sites. |
Hearn, Timothy |
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Sep 10, 2008 |
2093 |
| SEC Issues Guidance On Company Website Disclosure. |
Newsome, Bruce |
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Sep 10, 2008 |
3041 |
| The Right to Sue Public Companies for Misleading Public Disclosure Comes to British Columbia. |
Scott, Trevor |
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Sep 10, 2008 |
1875 |
| Canada's New Rule On Internal Control Certifications Effective For December 2008 Year-Ends. |
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Sep 7, 2008 |
2189 |
| SEC Releases Guidance On Using Company Websites To Disclose Information. |
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Aug 28, 2008 |
1352 |
| SEC Issues New Interpretive Guidance On Use Of Company Web Sites. |
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Aug 19, 2008 |
1754 |
| SEC Proposals For Credit Rating Agency Reform: Potential Impact On The Asset-Backed Markets. |
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Aug 19, 2008 |
6336 |
| SEC issues Updated Guidance On Company Web Sites. |
Richman, Laura |
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Aug 13, 2008 |
3992 |
| Fiduciary Requirements For Disclosure In Participant-Directed Individual Account Plans; Proposed Rule. |
Rothenberg, Laraine |
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Aug 12, 2008 |
1532 |
| SEC Proposes Modernization of the Oil and Gas Reporting Requirements. |
Diamond, Colin |
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Jul 29, 2008 |
3032 |
| Continuous Disclosure Obligations - Amendments To National Instrument 51-102 (NI 51-102). |
Villani, Peter |
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Jun 4, 2008 |
1041 |
| The disclosure process--uncertainties, ambiguities and unresolved issues: while the disclosure document conversion process has gone quite smoothly for many franchisors, there are lingering issues. |
Hershman, Stuart |
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May 1, 2008 |
2051 |
| Revised Executive Compensation Disclosure Rules Proposed. |
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Mar 27, 2008 |
3406 |
| Compliance With Continuous Disclosure Obligations. |
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Feb 4, 2008 |
2045 |
| How to prevent investment adviser fraud. |
Carroll, Brian |
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Jan 1, 2006 |
2601 |
| Amendments in the Regulations Concerning Insiders. |
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Nov 3, 2005 |
1474 |
| A New World of Public Company Exposure. |
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Nov 3, 2005 |
823 |
| Ontario's New Law on Liability For Public Company Disclosure Proclaimed Into Force on December 31, 2005. |
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Sep 22, 2005 |
1744 |
| Assessing the deterrent effect of the Sarbanes-Oxley Act's certification provisions: a comparative analysis using the Foreign Corrupt Practices Act. |
Lacey, Kathleen A.; George, Barbara Crutchfield; Stoltenberg, Clyde |
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Mar 1, 2005 |
19417 |
| SEC Approves Significant New Form 8-K Disclosure Events and Filing Deadlines. |
Pile, Robert J.; Edwards, Geoffrey W.; Krus, Cynthia M. |
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Mar 30, 2004 |
817 |
| SEC Adopts Rules on Enhanced Disclosure of Nominating Committee Functions and Communications Between Shareholders and Boards of Directors. |
Steinberger, Erica H.; Kennedy, Robert F.; Giouroukakis, John |
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Feb 11, 2004 |
2337 |
| A practical guide to Sarbanes-Oxley. |
Goodman, George R. |
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Oct 1, 2003 |
5874 |
| SEC proposes enhanced board disclosure. |
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Brief Article |
Oct 1, 2003 |
80 |
| SEC Staff Publishes Frequently Asked Questions Guidance on Rules Regarding Use of Non-GAAP Financial Measures & Item 12 Requirements Under Form 8-K. |
Glover, Stephen; Goodman, Amy; Lane, Brian; Mueller, Ron; Olson, John |
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Jun 17, 2003 |
4412 |
| Regulation FD: coping in the trenches: CFOs tell how the SEC's stricter disclosure rules have changed the way they release financial information about their companies. |
McCarthy, Ed |
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Jun 1, 2003 |
3650 |
| In the Wake of the U.S. Revolution: Don't Lose Sight of the Big Picture While Sweating the Details. |
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May 27, 2003 |
1543 |
| Reform measures achieve fruition. |
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Mar 1, 2003 |
481 |
| SEC OK's rules, amendments. (Sarbanes-Oxley). |
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Brief Article |
Mar 1, 2003 |
235 |
| Disclosure Form Now Available for New Information Filing Requirements for Companies Incorporated or Qualified to Do Business in California. |
Schmidt, Roy; Hansen, Russell; Conklin, Gregory |
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Jan 14, 2003 |
1609 |
| Financial Services Alert. |
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Jun 26, 2002 |
1614 |
| Allen's sale of stake in USA points up holes in reporting rules. (Media & Technology). |
Wilson, David |
Brief Article |
May 13, 2002 |
592 |
| SEC Issues Disclosure Ruling. |
HODGES, J. |
Brief Article |
Dec 1, 2000 |
412 |
| Discomfort Over Disclosure. |
Marshall, Jeffrey |
Brief Article |
Nov 1, 2000 |
344 |
| CCR Comments on Reg FD. |
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Brief Article |
Nov 1, 2000 |
190 |
| Comments on loss and valuation accrual accounts and supplementary financial information. |
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May 1, 2000 |
2944 |
| Legal Developments. |
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Nov 1, 1998 |
2794 |
| SEC approves summary profiles for mutual fund investors. |
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Brief Article |
May 1, 1998 |
256 |
| SEC urges Year 2000 disclosure. |
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Mar 1, 1998 |
406 |
| Complying with secondary market disclosure rules: an update. |
Tigue, Patricia |
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Oct 1, 1997 |
2943 |
| SEC adopts new disclosure rules for derivatives. |
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Apr 1, 1997 |
600 |
| SEC proposes mandating plain English. |
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Brief Article |
Apr 1, 1997 |
224 |
| SEC Advisory Committee issues report on capital formation, calls for more intensive disclosure. |
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Nov 1, 1996 |
532 |
| Electronic delivery of financial information. |
Becker, Joanne Mays |
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Jun 1, 1996 |
2658 |
| SEC supports disclosure simplification recommendations. |
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May 1, 1996 |
597 |
| SEC releases derivatives rule proposal. |
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Brief Article |
Mar 1, 1996 |
283 |
| Wallman announces SEC derivatives and market risk proposal. |
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Dec 1, 1995 |
733 |
| SEC recommends more disclosure to avoid another Orange County debacle. |
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Brief Article |
Oct 1, 1995 |
439 |
| SEC seeks comments on proposals for risk disclosure. |
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Brief Article |
Jun 1, 1995 |
381 |
| SEC chairman promises more investor protection. |
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Dec 1, 1994 |
593 |
| FASB issues ED on derivatives. |
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Brief Article |
Jul 1, 1994 |
347 |
| SEC examining corporate derivative losses. |
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Brief Article |
Jul 1, 1994 |
223 |
| Many companies fail to disclose environmental liabilities. |
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Brief Article |
Jul 1, 1994 |
221 |
| A checklist for management discussion and analysis. |
Moon, James E. |
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Dec 1, 1991 |
1507 |
| Statements to the Congress. |
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Transcript |
Nov 1, 1991 |
1802 |
| Statements to the Congress. |
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Transcript |
Nov 1, 1991 |
2257 |
| Statements to the Congress. |
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Transcript |
Nov 1, 1991 |
4165 |
| BCCI scandal sparks officials to query who's behind county deals. |
Cole, Benjamin Mark |
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Aug 5, 1991 |
1063 |
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