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Laws, regulations and rules subtopic

 

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1-100 out of 100 article(s)
Title Author Type Date Words
Bahrain bourse to become shareholding company. Dec 24, 2009 254
BSE set to operate as shareholding company. Dec 24, 2009 255
SEC Proposes Rules And Amendments Regarding Regulation Of Non-Public Trading Interest ("Dark Pools"). Distell, Gary Dec 23, 2009 941
Japan : Tokyo Stock Exchange Approved New Listing Rule. Dec 23, 2009 149
TSX Guidance On Anti-Dilution Provisions, Compensation Plan Amendments And The Uptick Prohibition For NCIB Purchases. Page, Alfred Dec 10, 2009 857
New TSX Rule Mandating Buy-Side Shareholder Vote In Dilutive Public Company Acquisitions Takes Effect Today. Dec 1, 2009 2069
TSX Proposes New Security Holder Approval Requirements For Acquisitions Of Listed Investment Funds. Nov 27, 2009 959
Bahrain bourse revamp on way. Oct 27, 2009 498
NAs approved stock exchanges law to be placed for promulgation before senate soon:. Oct 10, 2009 389
Clearly erroneous trades rules set up by SEC. Oct 7, 2009 447
NYSE Proposes Changes to its Corporate Governance Rules. Blair, Michael T.; Carlson, James B.; Curley, Robert E. Sep 9, 2009 2561
Macedonian stock market to be offered for sale soon. Sep 1, 2009 346
Mid-Day Minute - August 4. Aug 4, 2009 388
TSX Overruled - OSC Requires Approval Of Hudbay Shareholders In Proposed Acquisition Of Lundin. Chouinard, Roger Jul 24, 2009 1334
SEC Proposes Shareholder Access Rules. Schwartz, Philip Law overview Jul 23, 2009 3731
US Securities and Exchange Commission Proposes Proxy and Other Disclosure Changes. Richman, Laura Jul 23, 2009 3284
Tender Offer Considerations For Cash Repurchases And Exchange Offers (Part 1). Lynn, David Jul 9, 2009 5038
Tender Offer Considerations For Cash Repurchases And Exchange Offers (Part 2). Jul 9, 2009 5532
Migrating Foundations To Jersey. Corbin, Giles Jul 9, 2009 1349
SEC Moves To Eliminate Broker Discretionary Voting In Uncontested Director Elections. Day, Jason Jul 8, 2009 800
SEC Approves Elimination Of Broker Discretionary Voting In Director Elections. Jul 8, 2009 1886
TSX Restrictions On Prospectus Offerings. May, Neill Jul 8, 2009 439
SPACs Come To Canada And A Powerful Acquisition Tool Is Born. Askeland, Jane Jun 29, 2009 1939
Raising Capital And Mending Capital Structures On Wall Street. Jun 19, 2009 608
Proposed regs. provide model for stock basis recovery and identification. Nevius, Alistair M. Apr 1, 2009 382
Six-member committee formed to probe Stock Exchange scandal. Mar 24, 2009 277
SCA Approves Rules on ETFs. Mar 16, 2009 461
Update on determinations of target stock basis in B reorgs. Petkov, Blagovest L.; Gareau, Matthew E.; Schneider, Mark A. Mar 1, 2009 1540
Are Umbrellas Stormproof? International Networks Face Tests From US Courts. Roberts, James Feb 19, 2009 2039
FAQs: Channel Islands stock exchange - debt listing. Burton, Paul Feb 11, 2009 2463
Securities law - application for resumption of trading on HK stock exchange. Feb 11, 2009 971
Shareholder Approval Issues In The Spotlight Following OSC Decision. Siltala, Michael Jan 28, 2009 443
Using Existing Registration Statements After A Decline In Market Capitalization. Santucci, Ettore A.; Adams, Daniel P.; Newell, John O.; Roberts, David H. Jan 28, 2009 2554
Amendments To The Hong Kong Stock Exchange Listing Rules 2009. Dec 21, 2008 3361
Nakagawa discusses market stabilization measures with TSE president. Dec 8, 2008 248
Listing Eurobonds On The Cayman Islands Stock Exchange ("CSX). Nov 26, 2008 894
Driving investment forward. Nov 11, 2008 338
Sparton Receives Second Notification of Non-Compliance from the NYSE. Nov 6, 2008 559
TSX Issues Notice Of Temporary Relief Relating To NCIB Purchases And Issues Reminder Of Other TSX Rules. Nov 5, 2008 383
SEC Adopts Final Short Selling Rules. Oct 30, 2008 1936
AIM Market Opportunities And The Credit Crunch. Feechan, Catherine Oct 30, 2008 449
Market Turmoil May Mean It's Time To Buy Back Stock. Oct 29, 2008 1155
SEC Issues Guidance On The Use Of Company Web Sites. Oct 23, 2008 1760
SEC And FSA's Recent Short Selling Orders. Lamburn, Kate Oct 20, 2008 1878
The TARP Capital Purchase Program: Capital For U.S. Financial Institutions. MacDonald, Ralph, III Oct 20, 2008 1657
SEC Takes Formal Rulemaking Action Regarding Short Sales. Butowsky, Michael R.; Finseth, Eric J.; Horn, Charles M.; Knoblock, Elizabeth M.; Monaco, Stephanie Oct 17, 2008 1367
ASIC Bans Short Selling. Batten, Richard Oct 17, 2008 660
Emergency Economic Stabilization Act Offers Opportunities For Sellers, Contractors, And Purchasers. Vartanian, Thomas Oct 9, 2008 2500
LEAD: TSE chief calls for alternative to U.S. financial rescue plan. Oct 6, 2008 364
Toronto Stock Exchange Temporarily Suspends Certain Normal Course Issuer Bid Rules For U.S. Interlisted Issuers. Sep 30, 2008 475
China: Shanghai bourse issues rules for supervision of retail investors. Sep 29, 2008 149
The Taiwan Stock Exchange Corporation Announces 2009 Implementation of New Failed Trade System. Sep 24, 2008 558
SEC Issues Emergency Orders Banning Certain Short Selling Practices In Light Of Market Developments. Storero, Jane Sep 22, 2008 1205
Channel Island Stock Exchange - Debt Listing. Sep 18, 2008 5474
Corporate And Financial Weekly Digest - September 12, 2008. Sep 16, 2008 2655
A Clarification Of The Reporting Obligations Under The JORC Code. Allnutt, Liz Sep 8, 2008 975
Toronto Stock Exchange May Permit Listing Of SPACs. McCallum, Leslie Sep 7, 2008 737
Island's Lead Role In 'Pioneering' LSE Listing. Sep 2, 2008 399
Heightened Derivatives And Trading Disclosure For UK Equity Markets. Green, Peter Aug 28, 2008 1412
SEC Issues Guidance Regarding Disclosures On Corporate Web Sites. Anderson, William Aug 22, 2008 2069
SEC issues Updated Guidance On Company Web Sites. Richman, Laura Aug 13, 2008 3992
SEC Votes to Propose Guidance For Fund Boards In Overseeing Best Execution And Adviser Soft Dollar Usage. Aug 6, 2008 4915
ASX Review Highlights Need For Prompt Disclosure Of Directors' Interests. Aug 5, 2008 752
Malaysia: Hard disk failure shuts down Malaysian stock exchange. Jul 9, 2008 191
Corporate Governance, Not Optional. Lane-Mullins, John Jul 8, 2008 1418
Listing Eurobonds On The Cayman Islands Stock Exchange ("CSX"). Jul 6, 2008 890
CSX Ramifications. Kalish, Michael Case overview Jul 3, 2008 3206
Qatar: Qtel seals $1.8bn Indosat stake deal. Jun 26, 2008 313
Qatar: Qtel seals $1.8bn Indosat stake deal. Jun 25, 2008 316
Recent Developments In Litigation - Directors' & Officers' Liability. Jun 20, 2008 2901
Wolters Kluwer Financial Services Selected to Publish Online Rules for International Securities Exchange. May 21, 2008 684
Employee Benefits Advisory: Section 162(m). May 21, 2008 1127
Considering listing on AIM? Consider risks & rewards: London's Alternative Investment Market has been successful in drawing companies, with more than 1,680 currently listed. U.S. companies seeking escape from the more restrictive and regulated U.S. exchanges need to scrutinize both the pros and cons of an AIM listing. Partigan, John C.; Kamlet, Bradley T. May 1, 2008 1786
SEC Proposes Amendments To Rule 12g3-2(b) Exemption From Registration Under Section 12(g) Of The Securities Exchange Act Of 1934 And Other Rules And Forms. Apr 8, 2008 2758
Sun-Times Media Group Notified by NYSE of Non-Compliance with Continued Listing Standards. Apr 4, 2008 428
NYSE Rule 97 To Be Rescinded. Mar 12, 2008 1464
The Toronto Stock Exchange's New Normal Course Issuer Bid Rules. Yeo, Thomas Feb 18, 2008 778
2008 Update To Implementing Share Incentive Schemes In China. Jan 11, 2008 1744
Private securities exchanges. Shadab, Houman B. Dec 22, 2007 942
Stock Exchange of Hong Kong: Third Party Clearing At Last. Dec 7, 2007 820
SEC Shortens Holding Periods for Unregistered Stock - SEC Adopts Revisions to Rules 144 and 145. Nov 27, 2007 636
Regulation R - Broker "Push-out" Rules. Nov 14, 2007 7526
Do You Need To Pay For Saying "DAX"? Oct 29, 2007 558
Does the Egyptian stock exchange still have a day-end effect? Tooma, Eskandar A. Sep 22, 2007 4000
Proposed Amendment To NYSE Rule 452 Revised. Aug 29, 2007 835
Borse Dubai let off lightly by Swedish regulator. Aug 24, 2007 166
NASD and NYSE Member Regulation Combine to Form the Financial Industry Regulatory Authority - FINRA. Jul 30, 2007 792
Bluefly to Voluntarily Withdraw Boston Stock Exchange Listing; Will Retain Nasdaq Listing. Jun 13, 2007 313
Patent Appeal Board Considers The Patentability Of Financial Service Innovations. Fan, Edward Jun 5, 2007 1048
TeliaSonera to Terminate Registration of its Shares Under the U.S. Securities Exchange Act. May 23, 2007 394
SEC Adopts Rules To Facilitate Exit From U.S. Exchange Act Registration & Reporting Requirements. May 7, 2007 3306
SEC Broadens Definition Of "Covered Securities". Apr 26, 2007 1016
Accredited Mortgage Loan REIT Trust Receives NYSE Notice. Apr 21, 2007 448
Offshore Advantages For Real Estate Investment Trusts ("REITs"). Richard, Daniel Apr 1, 2007 2479
U.S. Securities And Exchange Commission's Division Of Market Regulation Priorities For 2007. Mar 28, 2007 1373
More SOX delays for some firms. Swartz, Nikki Nov 1, 2006 409
U.S. companies take "AIM" at the U.K. stock market. Verzi, Robert Aug 1, 2006 1234
TSX Notice With Respect to Stock Plans. Jun 28, 2006 366
New Regulations In The Buenos Aires Stock Exchange Fostering The Incorporation Of New Companies Into The Market. Turcato, Diego May 16, 2006 504
The bottom line on stock options accounting: a primer on the expensing of stock options. Smigocki, Michael A. Feb 24, 2006 907

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