Largest US Conference for Micro and Small Cap Stocks Adds Sessions on PIPEs, Reverse Mergers, Options Backdating, China Investing, and Alternative Listing Exchanges.-- Roth Capital Partners Roth Capital Partners, LLC, is a full service Investment Banking firm, specializing in the small and micro cap markets. Roth’s focus, according to its official website, "has been, is, and will continue to be providing the full spectrum of investment banking services, 19(th) Annual Orange County Stock Conference to Highlight 320 Companies NEWPORT BEACH Newport Beach, residential and resort city (1990 pop. 66,643), Orange co., S Calif., on Newport Bay and the Pacific Ocean; inc. 1906. It is a popular seaside resort and yachting center. Manufactures include electrical and medical equipment, computers, boats, and adhesives. , Calif. -- Options backdating Options backdating is the practice of granting an employee stock option that is dated prior to the date that the company actually granted the option. This practice raises a number of legal and accounting issues. , Reverse Mergers, PIPEs, China Investing and Listing Alternatives for Growth Companies will be the subject of workshops at the nation's largest institutional investor Institutional Investor A non-bank person or organization that trades securities in large enough share quantities or dollar amounts that they qualify for preferential treatment and lower commissions. conference for small and micro cap companies. Hosted by Roth Capital Partners and featuring 320 presenting companies, this 19th Annual Stock Conference is scheduled for February February: see month. 19-22, 2007 at the Ritz Ritz elegant and luxurious hotel opened in Paris in 1898 by César Ritz; hence, ‘ritzy, putting on the ritz.’ [Fr. Hist.: Wentworth, 429] See : Luxury Carlton Carl·ton , Steven Norman Known as "Steve." Born 1944. American baseball player. As a left-handed pitcher with the Philadelphia Phillies (1972-1985), he became the first pitcher to win four Cy Young Awards (1972, 1977, 1980, and 1982). , Laguna Laguna (ləg  `nə), pueblo, Valencia co., central N.Mex.; established on its present site 1699. Niguel in Dana Point, California Dana Point is a city located in southern Orange County, California. The population was 35,110 at the 2000 census. As one of the few harbors along the Orange County coast, and with ready access via California State Route 1, it is a popular local destination for surfing and is home ."Options Backdating Scandal / Best Practices for Employee Stock Compensation; Accounting Consideration and Valuation Methodologies" will be an informative workshop on the recent options backdating scandals and will involve reviewing case studies as well as best practices for employee stock compensation. Speakers to date include: John F. Della Grotta, Partner, Paul Paul, 1901–64, king of the Hellenes (1947–64), brother and successor of George II. He married (1938) Princess Frederika of Brunswick. During Paul's reign Greece followed a pro-Western policy, and the Cyprus question was temporarily resolved. , Hastings Hastings, city, England Hastings, city (1991 pop. 74,979) and district, East Sussex, SE England. A resort and residential city, Hastings is backed by cliffs and has a 3-mi (4.8-km) marine esplanade, parks, and bathing beaches. , Janofsky & Walker LLP LLP - Lower Layer Protocol , Rick E. Wagner, Director, Compensation and Benefits Group, Grant Thornton LLP  This article or section is written like an .Please help [ rewrite this article] from a neutral point of view. Mark blatant advertising for , using . and David A. Donohoe Donohoe or O'Donohoe is an Irish surname, reduced Anglicized form of Gaelic Ó Donnchadha ‘descendant of Donnchadh’, a personal name (sometimes Anglicized as Duncan in Scotland), composed of the elements donn , Jr., President, Donohoe Advisory Associates / ROTH Capital Partners. The workshop is sponsored by: Paul, Hastings, Janofsky & Walker LLP and Grant Thornton LLP. "Listing Alternatives for Growth Companies" will explore the pros and cons pros and cons Noun, pl the advantages and disadvantages of a situation [Latin pro for + con(tra) against] of listing on the growth oriented o·ri·ent n. 1. Orient The countries of Asia, especially of eastern Asia. 2. a. The luster characteristic of a pearl of high quality. b. A pearl having exceptional luster. 3. exchanges in the US, Canada Canada (kăn`ədə), independent nation (2001 pop. 30,007,094), 3,851,787 sq mi (9,976,128 sq km), N North America. Canada occupies all of North America N of the United States (and E of Alaska) except for Greenland and the French islands of and the UK, including the AMEX AMEX See: American Stock Exchange , the London London, city, Canada London, city (1991 pop. 303,165), SE Ont., Canada, on the Thames River. The site was chosen in 1792 by Governor Simcoe to be the capital of Upper Canada, but York was made capital instead. London was settled in 1826. Stock Exchange's AIM, NASDAQ NASDAQ in full National Association of Securities Dealers Automated Quotations U.S. market for over-the-counter securities. Established in 1971 by the National Association of Securities Dealers (NASD), NASDAQ is an automated quotation system that reports on , TSX TSX Toronto Stock Exchange (TSE before April, 2002) TSX Transfer from Stack Pointer to Index TSX True Space Extension and the OTCQX OTCQX is a premium market tier offered by Pink Sheets LLC that aims to raise the visibility of OTC-traded companies that, although not traded on a stock exchange, have operating businesses and provide substantial disclosure to the marketplace via Pink Sheets, LLC. . Reed Smith partner Robert Robert, Henry Martyn 1837-1923. American army engineer and parliamentary authority. He designed the defenses for Washington, D.C., during the Civil War and later wrote Robert's Rules of Order (1876). Noun 1. (Bob) M. Smith will chair this session. Panelists include: Giles Giles may refer to:
The first electronic stock market listing over 5000 companies. The Nasdaq stock market comprises two separate markets, namely the Nasdaq National Market, which trades large, active securities and the Nasdaq Smallcap Market that trades emerging growth companies. , Inc.; Amy McQuade, Vice President, Global Equities Western U.S. & Asia at The American Stock Exchange American Stock Exchange (AMEX) Stock exchange in the U.S. Originally known as “the Curb,” it began as an outdoor marketplace in New York City c. 1850. It moved indoors to its present location in the Wall Street area in 1921. (AMEX); Louis Louis, titular duke of Burgundy Louis, 1682–1712, titular duke of Burgundy; grandson of King Louis XIV of France. He became heir to the throne on the death (1711) of his father, Louis the Great Dauphin. Doyle Doyle , Sir Arthur Conan 1859-1930. British writer known chiefly for a series of stories featuring the brilliant detective Sherlock Holmes, including The Hound of the Baskervilles (1902). , Vice President at Toronto Stock Exchange Toronto Stock Exchange (TSE) Canada's largest stock exchange, trading approximately 1,200 company stocks and 33 options. ; John Nuttall Nuttall may refer to:
1 City (1990 pop. 178,681), seat of Muscogee co., W Ga., at the head of navigation on the Chattahoochee River; settled and inc. 1828 on the site of a Creek village. Investments; R. Cromwell Coulson Coulson is a surname, and may refer to
LLC - Logical Link Control & OTCQX; and David Donohoe, President, Donohoe Advisory Associates LLC. "State of the PIPEs Market--From a Regulatory Perspective" will cover changes in SEC, NASDAQ and AMEX positions and interpretations, and their impact on financing transactions. Steven Ste´ven n. 1. Voice; speech; language. Ye have as merry a steven As any angel hath that is in heaven. - Chaucer. 2. An outcry; a loud call; a clamor. To set steven to make an appointment. E. Siesser, Partner, Lowenstein Sandler Lowenstein Sandler P.C. is a major corporate law firm with its primary offices in Roseland, New Jersey and New York, New York. The firm is the largest firm in New Jersey. An AmLaw 200 firm with over 270 attorneys, Lowenstein Sandler represents public and private companies, PC will chair the session. Panelists include: David Compton Compton, city (1990 pop. 90,454), Los Angeles co., S Calif., a suburb between Los Angeles and Long Beach; inc. 1888. It has aircraft, electronic, and steel industries. Largely African American, Compton is a noted center for rap music. , Director/Listing Qualifications at The NASDAQ Stock Market; Dennis Dennis is a male first name derived from the Greco-Roman name Dionysius meaning "servant of Dionysus", the Thracian god of wine, which is ultimately derived from the Greek Dios (Διος, "of Zeus") combined with Nysos or Nysa (Νυσα), where the Meekins, Director of Listing Qualifications at The American Stock Exchange; Michael Michael, archangel Michael (mī`kəl) [Heb.,=who is like God?], archangel prominent in Christian, Jewish, and Muslim traditions. In the Bible and early Jewish literature, Michael is one of the angels of God's presence. Maline and John D. Hogoboom of Lowenstein Sandler PC; and Robert Stephenson For men with the similar name of Stevenson, see Robert Stevenson Robert Stephenson FRS (16 October 1803 – 12 October 1859) was an English civil engineer. He was the only son of George Stephenson, the famed locomotive builder and railway engineer; many of the achievements , Managing Director, Roth Capital Partners, LLC. "The Opportunity and Challenge of Investing in China" will help investors understand the nuances of investing in Chinese companies Chinese owned companies can be defined as enterprises within mainland China, Hong Kong, Macau and the Republic of China (Taiwan):
It may refer to:
KOO Key Operating Objectives , Director of China Services, Deloitte & Touche LLP; Amy McQuade of AMEX; Don Straszheim, Vice Chairman, Roth Capital Partners, LLC and Crocker Crock´er n. 1. A potter. Coulson, President CCG CCG Chicago CCG Collectible Card Game CCG Canadian Coast Guard CCG Country Commercial Guide CCG Children's Cancer Group CCG Commission Canadienne des Grains (Canadian Grain Commission) Investor Relations Investor relations The process by which the corporation communicates with its investors. . "Reverse Mergers" will address reverse merger structures, regulatory update, due diligence Research; analysis; your homework. This term has caught on in all industries, because it sounds so "wired." Who would want to do analysis or research when they can do due diligence. See wired. ; financing trends; pricing, valuation & fairness opinions Fairness Opinion A report put together by qualified analysts or advisors providing to key decision makers an evaluation of and facts about a merger or acquisition. Notes: A fairness opinion serves as a document used for guidance in a merger, takeover, or acquisition. . China and other emerging markets will be discussed. Louis A. Bevilacqua, Partner, Thelen Reid Brown Raysman & Steiner Stein·er , Rudolf 1861-1925. Austrian social philosopher who investigated theosophy and founded anthroposophy. Noun 1. Steiner - Austrian philosopher who founded anthroposophy (1861-1925) Rudolf Steiner LLP will chair the panel which includes Dave Brigante, President, Halter halter the simplest form of restraint for the head of farm animals. Comprises a poll strap, a nose band and a halter shank that brings the ends of the nose band together under the mandible. Made of leather or cotton or manila rope. Financial Group; Brendan J. Dolan, Senior Vice President, FINPRO Practice, MARSH; Jim Groh, President, Heritage Management and Robert Stephenson of Roth. This year's record number of 320 presenting companies represent industry sectors such as: Financial Services The examples and perspective in this article or section may not represent a worldwide view of the subject. Please [ improve this article] or discuss the issue on the talk page. , Technology, Healthcare and Consumer Goods consumer goods Any tangible commodity purchased by households to satisfy their wants and needs. Consumer goods may be durable or nondurable. Durable goods (e.g., autos, furniture, and appliances) have a significant life span, often defined as three years or more, and . The average market cap of the presenting companies will be approximately $360 million. Attendance is expected to reach 3,000. Supporting sponsors of the 2007 February Stock Conference include Bowne; Bryan Cave Bryan Cave is an international law firm based in St. Louis, Missouri, USA. Founded in 1873 as King, Phillips & Stewart, it is one of the 35 largest law firms in the world. Its partners include former US Senators Jack Danforth and Alan Dixon, former New York Mayor Ed Koch and ; Business Wire; Cingular; Dow Jones Dow Jones the best known of several U.S. indexes of movements in price on Wall Street. [Am. Hist.: Payton, 202] See : Finance ; Lowenstein Sandler; Thelen Reid Brown Raysman & Steiner; OTC/QX; Thomson; Wall Street Webcasting; Capital IQ; Grant Thornton; Loeb & Loeb; Paul Hastings; and Stradling, Yocca, Carlson & Rauth. Additional sponsors include the American Stock Exchange; Barney barney - In Commonwealth hackish, "barney" is to fred as bar is to foo. That is, people who commonly use "fred" as their first metasyntactic variable will often use "barney" second. The reference is, of course, to Fred Flintstone and Barney Rubble in the Flintstones cartoons. & Barney, LLC; Catalyst Financial Resources, LLC; CCG Communications; Dorsey & Whitney LLP; First Columbus Investments; The Global Consulting Group; Greenberg Traurig Greenberg Traurig LLP is an international law firm with approximately 1,700 attorneys and governmental professionals in 29 locations in the United States, Europe and Asia. Its presence in Europe is supplemented by strategic alliances with Olswang (offices in London, United Kingdom , Kirkpatrick & Lockhart Nicholson Graham LLP; Liolios Group; Marsh; McConnell, Dunning Dunning The process of communicating with customers to ensure the collection of accounts receivable. Notes: Dunning can start with gentle reminders and then progress to nearly threatening letters as accounts become more past due. & Barwick LLP; Merrill Corporation; Mayer Hoffman McCann PC; Moss Adams Moss Adams LLP is the 12th largest public accounting firm in the United States and provides accounting, tax and consulting services to public and private middle-market enterprises in many different industries. , LLP; NASDAQ; Oracle Capital Advisors; Pink Sheets; Reed Smith; Richardson Patel; Rutan; Sichenzia Ross Ross , Sir Ronald 1857-1932. British physician. He won a 1902 Nobel Prize for proving that malaria is transmitted to humans by the bite of the mosquito. Friedman Ference, LLP; Singer Lewak, Greenbaum & Goldstein Gold·stein , Joseph Leonard Born 1940. American biochemist. He shared a 1985 Nobel Prize for discoveries related to cholesterol metabolism. , LLP; Snell Snell , George 1903-1996. American geneticist. He shared a 1980 Nobel Prize for discoveries concerning cell structure that enhanced understanding of the immunological system, resulting in higher success rates in organ transplantation. & Wilmer; Stroock & Stroock & Lavan, LLP; The Piacente Group; Toronto Stock Exchange; Tradeware Global; Vintage Filings, LLC; Weinberg & Company, P.A. and Junior Achievement. For registration information for this invitation-only conference, contact your Roth Capital Partners representative, or the conference desk at 800-678-9147. For more information on the conference and updated list of company presenters, visit the Roth conference website at: http://www.rothconference.com/presentcompany.html. Media inquiries and press credentials CREDENTIALS, international law. The instruments which authorize and establish a public minister in his character with the state or prince to whom they are addressed. If the state or prince receive the minister, he can be received only in the quality attributed to him in his credentials. only: contact Nevena Orbach of The Orbach Company, Inc. at 818-904-0500. About Roth Capital Partners, LLC: With headquarters in Newport Beach, California Newport Harbor redirects here. For the MTV reality series, see . Newport Beach, incorporated in 1906, is a city in Orange County, California, 10 miles south of downtown Santa Ana. and offices in strategic locations in the Western United States Noun 1. western United States - the region of the United States lying to the west of the Mississippi River West Santa Fe Trail - a trail that extends from Missouri to New Mexico; an important route for settlers moving west in the 19th century , Roth Capital Partners, LLC is a full service investment bank serving corporate and institutional clients throughout the world. Roth offers a wide array of investment banking services including: initial public offerings, follow-ons, PIPEs, private placements, mergers and acquisitions, investment research, and institutional sales and trading. The firm is perhaps best known for finding, funding and fostering the growth of emerging companies. Over the last ten years, Roth raised over $8.7 billion for small and micro cap public companies and completed over 123 merger, acquisition and advisory assignments. It is a member of the National Association of Securities Dealers National Association of Securities Dealers (NASD) Nonprofit organization formed under the joint sponsorship of the investment bankers' conference and the SEC to comply with the Maloney Act, which provides for the regulation of the OTC market. (NASD NASD See: National Association of Securities Dealers NASD See National Association of Securities Dealers (NASD). ), and the Securities Investor Protection Corporation Securities Investor Protection Corporation (SIPC) A nonprofit corporation that insures customers' securities and cash held by member brokerage firms against the failure of those firms. (SIPC (Simply Interactive PC) An earlier umbrella term from Microsoft and Intel for a PC that works like a home appliance. For example, it has a sealed case, uses external connectors for expansion and boots in just a couple of seconds. ). Visit the Roth Capital Partners website at www.rothcp.com.
Presenting Companies as of February 12, 2007 < < < < <
< < < < <
Company Name < < < < <
Ticker
8x8 Inc. < < < < <
EGHT
Access Integrated Technologies Inc. < < < < <
AIXD
Accredited Home Lenders Holding Co. < < < < <
LEND
Aces Wired Inc. < < < < <
AWIR
Actions Semiconductor Co., Ltd. < < < < <
ACTS
Actuate Corp. < < < < <
ACTU
ADAM Inc. < < < < <
ADAM
Adeza Biomedical Corp. < < < < <
ADZA
Administaff Inc. < < < < <
ASF
AdStar Inc. < < < < <
ADST
Aeroflex Inc. < < < < <
ARXX
Align Technology Inc. < < < < <
ALGN
Allos Therapeutics Inc. < < < < <
ALTH
Alloy Inc. < < < < <
ALOY
Alpha Pro Tech Ltd. < < < < <
APT
Alpharma Inc. < < < < <
ALO
American Dairy, Inc. < < < < <
ADY
American Oriental Bioengineering Inc. < < < < <
AOB
American Science & Engineering Inc. < < < < <
ASEI
Amerigon Inc. < < < < <
ARGN
Anadigics, Inc. < < < < <
ANAD
Angeion Corp. < < < < <
ANGN
Applix Inc. < < < < <
APLX
Ariba Inc. < < < < <
ARBA
Art Technology Group Inc. < < < < <
ARTG
AspenBio Pharma Inc. < < < < <
APNB
AtriCure, Inc. < < < < <
ATRC
Auriga Laboratories Inc. < < < < <
ARGA
Auxilium Pharmaceuticals Inc. < < < < <
AUXL
Avanex Corp. < < < < <
AVNX
Aware Inc. < < < < <
AWRE
AXT Inc. < < < < <
AXTI
Bakers Footwear Group Inc. < < < < <
BKRS
Bally Technologies, Inc. < < < < <
BYI
Bankrate Inc. < < < < <
RATE
Barrett Business Services Inc. < < < < <
BBSI
Barrier Therapeutics Inc. < < < < <
BTRX
Basin Water Inc. < < < < <
BWTR
Bebe Stores, Inc. < < < < <
BEBE
Benihana, Inc. < < < < <
BNHNA
BioSphere Medical Inc. < < < < <
BSMD
BJ's Restaurants, Inc. < < < < <
BJRI
BluePhoenix Solutions Ltd. < < < < <
BPHX
Bradley Pharmaceuticals Inc. < < < < <
BDY
Cache Inc. < < < < <
CACH
Cadence Pharmaceuticals Inc. < < < < <
CADX
Callidus Software Inc. < < < < <
CALD
Cambridge Display Technology Inc. < < < < <
OLED
Captaris Inc. < < < < <
CAPA
Cardium Therapeutics Inc. < < < < <
CDTP
Cash America International Inc. < < < < <
CSH
Castle Brands Inc. < < < < <
ROX
Casual Male Retail Group Inc. < < < < <
CMRG
Chardan North China < < < < <
CNCA
Chardan South China < < < < <
CSCA
Charlotte Russe Holding Inc. < < < < <
CHIC
China Agritech Inc. < < < < <
CAGC
China Aoxing Pharmaceutical < < < < <
CAXG
China Automotive Systems Inc. < < < < <
CAAS
China BAK Battery, Inc. < < < < <
CBAK
China Biologic < < < < <
GRCG
China Biotics Inc. < < < < <
CHBT
China Clean Energy < < < < <
CCGY
China Direct < < < < <
CHND
China Expert Tech < < < < <
CXTI
China Fire Protection Group < < < < <
UPFS
China Precision Steel < < < < <
CPSL
China Public Security Technology < < < < <
IRHM
China Security & Surveillance Tech, Inc. < < < < <
CSCT
Cholestech Corp. < < < < <
CTEC
Chordiant Software, Inc. < < < < <
CHRD
Cirrus Logic Inc. < < < < <
CRUS
CKE Restaurants Inc. < < < < <
CKR
Cleveland Biolabs < < < < <
CBLI
Cognos Inc. < < < < <
COGN
Coldwater Creek Inc < < < < <
CWTR
CollaGenex Pharmaceuticals Inc. < < < < <
CGPI
Collectors Universe, Inc. < < < < <
CLCT
Columbia Laboratories Inc. < < < < <
CBRX
CommercePlanet, Inc. < < < < <
CPNE
Comtech Group Inc. < < < < <
COGO
Conexant Systems Inc. < < < < <
CNXT
Consumer Portfolio Services Inc. < < < < <
CPSS
Corgi International Ltd. < < < < <
CRGI
Corillian Corp. < < < < <
CORI
Cortex < < < < <
COR
CryoCor, Inc. < < < < <
CRYO
Cryptologic Inc. < < < < <
CRYP
Cutera Inc. < < < < <
CUTR
Cybex International, Inc. < < < < <
CYBI
CytRx Corp. < < < < <
CYTR
DATATRAK International Inc. < < < < <
DATA
Delta Three, Inc. < < < < <
DDDC
Denny's Corp. < < < < <
DENN
DG FastChannel < < < < <
DGIT
DigitalFX International, Inc. < < < < <
DFXN
Diguang Intl Dev Co < < < < <
DGNG
Diomed Holdings Inc. < < < < <
DIO
Ditech Networks, Inc. < < < < <
DITC
DIVERSINET CORP < < < < <
DVNTF
Duoyuan Digital Printing < < < < <
Echo Healthcare Acquisition Corp. < < < < <
EHHAU
EDAP TMS SA < < < < <
EDAP
Edgewater Foods International, Inc. < < < < <
EDWT
Elite Pharmaceuticals Inc. < < < < <
ELI
eMagin Corp. < < < < <
EMA
Emisphere Technologies Inc. < < < < <
EMIS
Emrise Corp. < < < < <
ERI
Entrust Inc. < < < < <
ENTU
Euroseas Ltd. < < < < <
ESEA
EXFO Electro Optical Engineering Inc. < < < < <
EXFO
EZCORP Inc. < < < < <
EZPW
Familymeds Group, Inc. < < < < <
FMRX
First Cash Financial Services Inc. < < < < <
FCFS
First Look Studio < < < < <
FRST
Flow International Corp. < < < < <
FLOW
FOCUS Enhancements Inc. < < < < <
FCSE
Force Protection Inc. < < < < <
FRPT
Fuel Systems Solutions, Inc. < < < < <
FSYS
Fuel-Tech, Inc. < < < < <
FTEK
Full House Resorts Inc. < < < < <
FLL
Fundtech Ltd. < < < < <
FNDT
Fushi International Inc < < < < <
FSIN
G. Willi Food-International Ltd. < < < < <
WILC
GameTech International Inc. < < < < <
GMTC
General Steel Holdings < < < < <
GSHO
Genesis Microchip Inc. < < < < <
GNSS
Genius Products, Inc. < < < < <
GNPI
Gevity HR Inc. < < < < <
GVHR
GigaBeam Corp. < < < < <
GGBM
Global Sources Ltd. < < < < <
GSOL
GlobalOptions Group, Inc. < < < < <
GLOI
GP Strategies Corp < < < < <
GPX
Great Canadian Gaming Corp. < < < < <
GCD:RCS
Grill Concepts Inc. < < < < <
GRIL
GSE Systems < < < < <
GVP
Halozyme Therapeutics Inc. < < < < <
HTI
Hanfeng Evergreen Inc. < < < < <
HF.TO
Harbin Electric < < < < <
HRBN
Harris Interactive Inc. < < < < <
HPOL
Health Benefits Direct Corporation < < < < <
HBDT
Health Fitness < < < < <
HFIT
Health Grades, Inc. < < < < <
HGRD
HearUSA Inc. < < < < <
EAR
Hemispherix < < < < <
HEB
HemoSense, Inc. < < < < <
HEM
Hill International < < < < <
HINT
Home Solutions of America < < < < <
HSOA
Hot Topic Inc. < < < < <
HOTT
House of Taylor Jewelry, Inc. < < < < <
HOTJ
Hythiam < < < < <
HYTM
I-Flow Corp. < < < < <
IFLO
iGATE Corp. < < < < <
IGTE
II-VI Inc. < < < < <
IIVI
I-Many Inc. < < < < <
IMNY
Imax Corp. < < < < <
IMAX
iMergent < < < < <
IIG
Impac Mortgage Holdings Inc. < < < < <
IMH
Implant Sciences Corp. < < < < <
IMX
IndyMac Bancorp Inc. < < < < <
NDE
Infocrossing Inc. < < < < <
IFOX
InPlay Technologies Inc. < < < < <
NPLA
Integral Vision Inc. < < < < <
INVI
Interlink Electronics Inc. < < < < <
LINK
Interwoven Inc. < < < < <
IWOV
Inventure Group, Inc.,The < < < < <
SNAK
Iomega Corp. < < < < <
IOM
Ionatron Inc. < < < < <
IOTN
Isle of Capri Casinos Inc. < < < < <
ISLE
IsoRay, Inc. < < < < <
ISRY
ISTA Pharmaceuticals Inc. < < < < <
ISTA
Javelin Pharmaceuticals Inc. < < < < <
JAV
K2, Inc. < < < < <
KTO
KANA Software Inc. < < < < <
KANA
Kintera Inc. < < < < <
KNTA
Kona Grill < < < < <
KONA
KV Pharmaceutical Co. < < < < <
KVA
Lakes Entertainment < < < < <
LACO
Landec Corporation < < < < <
LNDC
LanOptics, Ltd. < < < < <
LNOP
LifeCell Corp. < < < < <
LIFC
Liquidmetal Technologies Inc. < < < < <
LQMT
LJ International Inc. < < < < <
JADE
MathStar, Inc. < < < < <
MATH
Matritech Inc. < < < < <
MZT
Matrixx Initiatives Inc. < < < < <
MTXX
Maxwell Technologies Inc. < < < < <
MXWL
Medical Action Industries Inc. < < < < <
MDCI
Medicis Pharmaceutical Corp < < < < <
MRX
Medifast Inc < < < < <
MED
Merit Medical < < < < <
MMSI
Metalink Ltd. < < < < <
MTLK
Metretek Technologies Inc. < < < < <
MEK
MGP Ingredients, Inc. < < < < <
MGPI
Microfield Group Inc. < < < < <
MICG
Microtune Inc. < < < < <
TUNE
Middleby Corp. < < < < <
MIDD
Minrad International Inc. < < < < <
BUF
Monterey Gourmet Foods, Inc. < < < < <
PSTA
Motorcar Parts of America Inc. < < < < <
MPAA
MRU Holdings Inc. < < < < <
UNCL
MRV Communications Inc. < < < < <
MRVC
Napco Security Systems Inc. < < < < <
NSSC
Natus Medical Inc. < < < < <
BABY
Neogen Corporation < < < < <
NEOG
Nevada Gold & Casinos Inc. < < < < <
UWN
New Frontier Media Inc. < < < < <
NOOF
Novelos Therapeutics, Inc. < < < < <
NVLT
NutraCea < < < < <
NTRZ
Oakley Inc. < < < < <
OO
Obagi Medical Products, Inc. < < < < <
OMPI
Oculus Innovative Sciences Inc. < < < < <
OCLS
Online Resources Corp. < < < < <
ORCC
Oplink Communications Inc. < < < < <
OPLK
Optical Communication Products Inc. < < < < <
OCPI
Origin Agritech Limited < < < < <
SEED
OSI Systems, Inc. < < < < <
OSIS
Osteologix < < < < <
OLGX
Osteotech < < < < <
OSTE
Overhill Farms, Inc. < < < < <
OFI
Pacific Sunwear of California Inc. < < < < <
PSUN
PacificNet < < < < <
PACT
Paladin Laboratories, Inc. < < < < <
PLB.TO
PAR Technology Corporation < < < < <
PTC
Perficient Inc. < < < < <
PRFT
Pericom Semiconductor Corp. < < < < <
PSEM
PhotoMedex Inc. < < < < <
PHMD
Pioneer Behavioral Health < < < < <
PIHC
Planar Systems Inc. < < < < <
PLNR
PlanetOut Inc. < < < < <
LGBT
Points < < < < <
PTS.TO
PokerTek, Inc. < < < < <
PTEK
Premiere Global Services Inc. < < < < <
PGI
PRIMEDIA Inc. < < < < <
PRM
Progressive Gaming Int'l Corp. < < < < <
PGIC
Puda Coal < < < < <
PUDC
QPC Lasers, Inc. < < < < <
QPCI
Questcor Pharmaceuticals, Inc. < < < < <
QSC
Radyne Corp. < < < < <
RADN
Raptor Networks Technology Inc. < < < < <
RPTN
Rentcash Inc. < < < < <
TSX:RCS
Rentrak Corp. < < < < <
RENT
RF Monolithics Inc. < < < < <
RFMI
Roo Group < < < < <
RGRP
Rubio's Restaurants, Inc. < < < < <
RUBO
Saba Software Inc. < < < < <
SABA
Salix Pharmaceuticals Ltd. < < < < <
SLXP
Santarus Inc. < < < < <
SNTS
SCOLR Pharma, Inc. < < < < <
DDD
ShengdaTech < < < < <
SGAT
Shoe Carnival Inc. < < < < <
SCVL
Shoe Pavillion < < < < <
SHOE
Shuffle Master Inc. < < < < <
SHFL
Sigma Designs Inc. < < < < <
SIGM
Sino Gas Intl Holdings < < < < <
SGAS
Sirenza Microdevices Inc. < < < < <
SMDI
SkyePharma < < < < <
SKYE
SM&A < < < < <
WINS
Sona Mobile Holdings Corp < < < < <
SNMB
Sonic Solutions < < < < <
SNIC
SORL Auto Parts < < < < <
SORL
Spartan Motors, Inc. < < < < <
SPAR
Specialized Health Products Int'l Inc. < < < < <
SHPI
SPSS Inc. < < < < <
SPSS
SRS Labs Inc. < < < < <
SRSL
STAAR Surgical < < < < <
STAA
Stratagene < < < < <
STGN
Stratasys Inc. < < < < <
SSYS
Strategic Diagnostics Inc. < < < < <
SDIX
Summer Infant < < < < <
KBLH
SumTotal Systems Inc. < < < < <
SUMT
Sunair < < < < <
SNR
Supertex Inc. < < < < <
SUPX
Symmetricom Inc. < < < < <
SYMM
Syntax-Brillian Corporation < < < < <
BRLC
Tag-It Pacific Inc. < < < < <
TAG
Taleo < < < < <
TLEO
Targeted Genetics Corp. < < < < <
TGEN
TechTeam Global Inc. < < < < <
TEAM
Techwell, Inc < < < < <
TWLL
The Knot, Inc. < < < < <
KNOT
Think Partnership, Inc. < < < < <
THK
Transaction Systems Architects Inc. < < < < <
TSAI
Trident Microsystems Inc. < < < < <
TRID
Trinity Biotech plc < < < < <
TRIB
Trintech < < < < <
TTPA
Tumbleweed Communications Corp. < < < < <
TMWD
Tutogen < < < < <
TTG
UCN Inc. < < < < <
UCNN
Ultimate Software Group Inc. < < < < <
ULTI
Universal Display Corp. < < < < <
PANL
Urban Outfitters Inc. < < < < <
URBN
USA Technologies Inc. < < < < <
USAT
Veri-Tek International Corp. < < < < <
VCC
Vertrue Inc. < < < < <
VTRU
Vignette < < < < <
VIGN
VirtualScopics < < < < <
VSCP
Web.com, Inc. < < < < <
WWWW
Western Alliance Bancorporation < < < < <
WAL
Wet Seal Inc. < < < < <
WTSLA
WidePoint Corp. < < < < <
WYY
Winner Medical Group < < < < <
WMDG
WMS Industries Inc. < < < < <
WMS
Wonder Auto Tech Inc < < < < <
WATG
WPT Enterprises Inc. < < < < <
WPTE
Xcorporeal (Private) < < < < <
Xenonics Holdings, Inc < < < < <
XNN
Youbet.com Inc. < < < < <
UBET
YP Corp. < < < < <
YPNT
Yucheng Technologies < < < < <
YCHTF
Zenn Motor Company < < < < <
ZNN
Zhongpin, Inc. < < < < <
ZHNP
KEYWORDS: Small Cap Stocks, Options Backdating, Reverse Mergers, PIPEs, Technology, Healthcare, Financial Services, Consumer Goods, China |
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