Browse Securities fraud topic

Investigations subtopic

Articles 1-58 out of 58 article(s) Title Author Type Date Words SEC Starts Pension Fund Group To Prosecute For "Pay To Play". Oct 25, 2009 450 MFI-Miami Launches Service Investigating Securities Fraud by Lenders. Sep 15, 2009 372 Daily Wrap Up - August 17. Brief article Aug 17, 2009 238 HUD inspector general battling fraud in booming FHA program. Conference news Jun 1, 2009 650 SEC accuses Californian of fraud; state investigating. Henry, John Mar 9, 2009 431 State investigates Marcus & Millichap. Pincus, Adam Brief article Feb 25, 2009 270 Hagens Berman Sobol Shapiro Investigating A, B and C Shares of Oppenheimer California Municipal Bond Fund. Feb 12, 2009 476 Corporate And Financial Weekly Digest - April 11, 2008. Apr 16, 2008 3092 Drug developer's potential pulls in turnaround specialist: products for breast cancer and mad cow disease are in the works. Crowe, Deborah Feb 4, 2008 1091 Stating his case: ex-Enterasys exec seeks dismissal of charges. Sanders, Bob Brief article Jan 18, 2008 280 Girard Gibbs LLP Announces Securities Fraud Investigation Into VeriFone Holdings, Inc. (NYSE: PAY). Dec 3, 2007 258 Smith Barney investigation. Brief article Jun 4, 2007 254 Options probe of Apple may spawn charges; Ex-general counsel; Her lawyers brace for SEC charges of securities fraud. Apr 24, 2007 467 Getty Images is lawsuit target; Backdating alleged; Shareholders' action as SEC inquiry continues. Mar 10, 2007 662 Backdating? Not An Option! Kean, Francis Jan 4, 2007 1259 New Riverstone probe: grand jury investigation revealed. Sanders, Bob Nov 10, 2006 336 Milberg Weiss Continues Investigation Relating to Dell's 401(k) Retirement Plans. Sep 28, 2006 417 Milberg Weiss Announces Investigation Relating to Dell's 401(k) Retirement Plans. Sep 19, 2006 421 Share Options Corporate Fraud. Ramage, Sally Sep 6, 2006 4704 Girard Gibbs LLP Announces Securities Fraud Investigation Into Zale Corp. (NYSE:ZLC). Aug 18, 2006 282 Girard Gibbs LLP Announces Securities Fraud Investigation Into IMAX Corp. (Nasdaq:IMAX). Aug 18, 2006 206 Options Backdating-D&O Insurance Issues. Aug 8, 2006 1201 Former Brocade execs charged in options probe; Backdating alleged; Ousted CEO is first charged in federal investigation. Jul 21, 2006 585 The U.S. Option Backdating Scandal: What It Means for Canadian Issuers and Their Executives. Jul 19, 2006 932 Stock Option Questions May Hit Close to Home. Jun 20, 2006 684 Gemstar settlement. Brief Article Feb 13, 2006 107 SEC ups ante on subpoenas in poker probe. York, Emily Bryson Feb 6, 2006 401 Answer please: fraud-based interviewing; ask probing questions and assess the response. Hall, John J. Aug 1, 2005 2593 Benton Co. man ordered to stop brokering securities. Moritz, Gwen Jul 4, 2005 351 Homestore charges. Bronstad, Amanda May 2, 2005 217 Potential for Personal Liability From Recent Securities Settlements Heightens Importance of Corporate Governance To Directors. Jan 14, 2005 1468 The Land Of The Loss: The Supreme Court Will Rule On Loss Causation. Jan 10, 2005 2049 Internal auditing among top fraud detectors. Whitley, J. Oct 1, 2004 399 Tracking the cybercrime trail: in addition to knowing how to follow the bits of evidence, forensic detectives must know how to work with law enforcement. Sartin, Bryan Sep 1, 2004 2908 Injunction halts operations at La Jolla Firm. Allen, Mike Brief Article Apr 19, 2004 174 Titan, Lockheed deal delayed to April: local firm adds to reserves to cover potential liabilities from federal investigation. Allen, Mike Mar 22, 2004 558 BIDDERS LINE UP AS FBI PROBES HLR. Brief Article Mar 22, 2004 284 Dodgy dealings of Salinas Pliego: TV Azteca boss faces slew of investigations in wake of Unefon financing scandal. Hummings, Randolf Mar 1, 2004 1752 Parmalat scandal widens. Brief Article Feb 1, 2004 119 CANADIANS TAKE BIG LOSSES. Jan 1, 2003 399 Local auto repair firm under SEC scrutiny. Webb, Marion Brief Article Nov 25, 2002 162 Securities Department investigates LR man. (Banking & Finance). Friedman, Mark Brief Article Oct 21, 2002 115 The three Cs of Fraudulent Financial Reporting. Rezaee, Zabihollah Oct 1, 2002 2153 Get Cheney: Democrats try to hang the veep with Halliburton. YORK, BYRON Aug 12, 2002 2124 Summer of scandal: accounting tricks, software scams, price fixing make 2002 a tech summer to forget. (Business of Technology). Piven, Joshua Industry Overview Aug 1, 2002 2633 Two married couples have been indicted for bilking the federal government out of $21 million by selling fictitious mortgage notes. Brief Article Aug 1, 2002 42 In Desperate Times: More Savvy and Cooperation at the SEC. McCrary, Deanna Dec 1, 2001 1491 A station of our own--not yet. (BTW). Brief Article Nov 1, 2001 203 Financial Firm Faces Charges. Brief Article Jun 18, 2001 115 SEC Fights Internet Fraud. SALIERNO, D. Brief Article Oct 1, 2000 393 Field of Schemes. BECKER, EUGENE S.; REIN, ERIC S. Jul 1, 2000 2840 Board oversight of SEC investigations. FERRARA, RALPH C.; KHINDA, PHILIP S. Brief Article Mar 22, 2000 729 California Department of Corporations and Federal Trade Commission crackdown on high-tech scams. Jan 30, 1996 328 BUSINESS WEEK Investigation: Hard questions for Dan Dorfman. Oct 26, 1995 395 Public relations representative blasts Phoenix Metals. Cole, Benjamin Mark Nov 14, 1994 686 Another scandal on Wall Street: how protected is your account? Mack, Gracian Jul 1, 1994 686 SEC hits former Financial News Network executives. Rackham, Anne Jul 5, 1993 715 Thompson investors offered stock 'gift' to drop class-action suit. Hock, Sandy Jan 20, 1992 986