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1-100 out of 100 article(s)
Title Author Type Date Words
The new Personal Property Securities Act, what businesses need to do now. Townsend, Maria Nov 30, 2009 424
Don't Get Used By Usury Laws. Nov 23, 2009 1527
Corporate And Financial Weekly Digest - November 20, 2009. Kohl, Robert; Ellisen, Hays Nov 23, 2009 3648
Securities and Exchange Commission Updates Compliance And Disclosure Interpretations For Sections 13(d) And 13(g) Of The Exchange Act And Regulation 13D/13G Beneficial Ownership Reporting. Lipshitz, Doron Nov 19, 2009 1038
Canadian Securities Regulators Decide Not To Overhaul Corporate Governance Regime. Brief article Nov 18, 2009 250
Battles Will Continue In Active Year For Proxy Fights. Nov 4, 2009 652
US SEC Staff Offers Guidance On Exclusion of Shareholder Proposals from Company Proxy Statements. Nov 4, 2009 1442
Energy Industry Updates For October 2009. Nov 3, 2009 1972
Jersey Companies - The Hong Kong Exchange - Acceptable Overseas Jurisdictions. Oct 28, 2009 396
Obama Administration Releases Legislative Language Regarding Asset-Backed Securitization. Oct 27, 2009 1623
Personal Property Securities (Consequential Amendments) Bill 2009 - Does It Achieve The Outcome Proposed By The Senate Committee On Legal And Constitutional Affairs (Committee). Oct 27, 2009 859
SEC Proposes Amending Rules for Internet Availability of Proxy Materials. Lese, Laurence S.; Kaufman, David J.; Loos, Dietrich A.; Visalli, Peter D. Oct 26, 2009 1247
SEC Proposes Amendments To Rules Regarding Availability Of Proxy Materials. Oct 26, 2009 701
Recent Developments And Trends In Securities Litigation. Oct 21, 2009 8829
Shareholder Derivative Actions: From Cradle To Grave. Oct 21, 2009 9501
Are Captive Broker-Dealers In The Tenant-In-Common (TIC) And Oil And Gas Direct Participation Industry On The Road To Extinction? Oct 20, 2009 808
US SEC Does Not Plan to Vote on Proxy Access Rules in 2009. Oct 16, 2009 638
SEC Joins State and Local Governments in Considering Regulation of Investment Adviser Activities Related to Government Plans. Oct 16, 2009 3349
Sarbanes-Oxley Act Section 404(b): SEC Again Extends Deadline For Non-Accelerated Filers To File Auditor Attestation Report. Oct 13, 2009 245
National Broadband Network Reforms - Do Telstra's Shareholders Have Any Rights? Oct 8, 2009 1297
Directors' And Officers' Liability: Recent Developments Of Importance. Emes, Aaron Oct 5, 2009 2537
TSX To Require Shareholder Vote In Certain M&A Transactions. Oct 1, 2009 683
Keeping Reforms In Sight: Understanding The New Canadian Registration Requirements. Thiele, Prema Sep 22, 2009 3697
FINRA Adopts After-Hour OTC Equity Trade Reporting Rules. Rainero, Julian; Frenchman, Robert S.; Brake, Pat E., Jr.; Won Kyung Chang Sep 22, 2009 635
The SEC Proposes New Rules To Restrict "Pay To Play" Practices By Investment Advisers. Sep 18, 2009 1631
SEC Issues Small Entity Compliance Guide For Regulation S-AM. Sep 16, 2009 1912
Canadian Securities Regulator Transition Office Opens For Business. Kerwin, Edward Sep 10, 2009 791
CSA Harmonizes Dealer And Adviser Registration Requirements Pursuant To National Instrument 31-103. Nicholas, Michael Sep 10, 2009 536
SEC Staff Issues New Interpretations Of Regulation SHO. Sep 7, 2009 678
Daily Wrap Up - Sept 3. Sep 3, 2009 434
OTC Derivatives-In the Crosshairs of US Legislative and Regulatory Change Part III: An Update. Forrester, J. Paul; Piracci, Jamila A.; Roche, Jerome J.; Sahr, David R. Sep 2, 2009 4288
Proposed SEC Rule Would Curtail Use Of Placement Agents And Campaign Contributions By Investment Advisers To Private Investment Funds. Aug 28, 2009 1832
FSA Clarifies How Its Rules Apply To Activist Shareholders. Aug 27, 2009 1385
US SEC Again Revisits the Regulation of Short Sales. Aug 18, 2009 655
Short-Selling: Progress On International Harmonisation And Forthcoming Changes In The UK. Aug 17, 2009 427
SEC Nixes Alleged Vote-Buying Scheme. Aug 11, 2009 904
Financial Regulation Reform Legislation and Securitization. Aug 9, 2009 906
SEC Settlements Trends: 2Q09 Update. Aug 5, 2009 1462
Insider Trading Developments. Aug 5, 2009 1439
Interim Temporary Rule 204T is No Longer Temporary. Jul 30, 2009 1435
Registration Exemptions Finalized For International Dealers And Advisers. Jul 27, 2009 2162
PIPE Transactions In Canada: Teck Resources And China Investment Corp. Jul 27, 2009 742
SEC Will Extend Pay-To-Play Regulation To Investment Advisers. Jul 27, 2009 1501
The Investor Protection Act Of 2009. Jul 24, 2009 1344
SEC Proposes Amendments To Proxy Solicitation Rules And Disclosures Of Shareholder Vote Results On Form 8-K. Bagner, Jeffrey Jul 24, 2009 1517
Canadian Securities Regulators Release Final Registration Rule. Thiele, Prema Law overview Jul 23, 2009 3672
SEC Proposes Shareholder Access Rules. Schwartz, Philip Law overview Jul 23, 2009 3731
Governance Initiatives Keep Coming - Open Letter From RiskMetrics On Individual Board Elections. Jul 22, 2009 413
Final National Registration Rule Introduces Major Changes To Canadian Securities Laws. Jul 22, 2009 3088
IFI Update, June 2009 - Part 2. McKnight, Andrew Jul 14, 2009 4846
SEC Proposes Shareholder Access Rule - Revisions To Proxy Rules Would Facilitate Shareholder Nominations Of Directors. Jul 7, 2009 1922
SEC Issues Proposed Rules On Proxy Access. Jul 7, 2009 1343
SEC Publishes Proposed Rule Facilitating Shareholder Director Nominations. Jun 25, 2009 2750
Complying With The New Rules Governing Securities Trading By Company Employees. Jun 24, 2009 996
The relation between IPO underpricing and litigation risk revisited: changes between 1990 and 2002. Zhu, Yun "Ellen" Jun 22, 2009 17535
Final Version Of National Registration Requirements Rule Expected By Mid-July 2009. Jun 22, 2009 445
CSA Staff Publish Notice Regarding Transition To New Registration Regime. Jun 17, 2009 1787
SEC Issues New Oil and Gas Disclosure Rules, Gives Transition Guidance. Davis, Scott J.; Folladori, Marc H.; Gray, Robert F., Jr.; Sharma, Rajesh; Moss, William S., III; Sh Mar 4, 2009 4957
The American Recovery And Reinvestment Act Of 2009: Health Information Privacy And Security Provisions - Here We Go Again. Annulis, Brian Law overview Mar 3, 2009 4520
Directors' And Officers' Liability. Emes, Aaron Feb 23, 2009 2437
SEC Adopts Revised Disclosure And Delivery Requirements For Mutual Funds. Feb 19, 2009 3903
Public REITs Poised To Capitalize On Robust Non-Traded REIT Market. Feb 19, 2009 1701
SFC Revised Advertising Guidelines And Enhanced Disclosure Requirements. Feb 19, 2009 1097
Further Steps To Open The Chinese Corporate Bond Market. Feb 18, 2009 536
FSA Proposes Short Selling Disclosure Requirement For All UK Stocks. Feb 16, 2009 1766
Is the UCITS Management Company Passport going places? Higgins, Brian Feb 12, 2009 2660
The Expert Panel On Securities Regulation Delivers Final Report. Zordel, Heather Feb 3, 2009 1712
Maintaining a Shelf Registration Statement Following Loss of WKSI Status. Richman, Laura Feb 2, 2009 1185
Trends in Canadian Securities Class Actions: 1997-2008. Berenblut, Mark L.; Heys, Bradley A.; Starykh1, Svetlana Jan 29, 2009 4425
Ireland And China: Financial Regulators Strengthen Connections. Jan 29, 2009 1226
3-Month Limit On Public Company Squeeze-Outs. Stroinski, Rafal; Chrzanowska, Julita Jan 27, 2009 458
Expert Panel Recommends Common National Approach To Canadian Derivatives Regulation. Report Jan 26, 2009 426
Are Your Disclosures Regarding the Future a Source of Liability? "How Issuers Can Minimize Liability For Forward Looking Information". Hogan, Gregory Jan 26, 2009 2782
HKEx Clarifies Certain Rule Requirements For Listed Issuers. Jan 5, 2009 2088
Five Day Filing Deadline, Deemed Beneficial Ownership And Issuer Disclosure Of Late Reports Included In Proposed Changes To The Insider Reporting Regime. Page, Alfred Jan 4, 2009 1237
SEC Adopts Proposed Rules Requiring Financial Statements To Be Filed In XBRL Format And Extends Timetable For Compliance. Kelso, Linda Dec 23, 2008 627
Amendments To The Hong Kong Stock Exchange Listing Rules 2009. Dec 21, 2008 3361
Appellate Court Expands Scope Of Liability In SEC Enforcement Actions. Roffman, Ian Law overview Dec 21, 2008 1589
Quebec's New Securities Transfer Legislation And Its Consequences For Secured Creditors. Le, Hoa Dec 15, 2008 1345
9: The impact of regulations on the informational basis of insider trading. Gilbert, Aaron; Tourani-Rad, Alireza Report Dec 1, 2008 12422
Avoiding the traps: the top five questions to ask before a U.S. or cross-border offering. Nov 7, 2008 673
Market Turmoil May Mean It's Time To Buy Back Stock. Oct 29, 2008 1155
SEC Extends Form SH Filing Requirement Until August 1, 2009. Oct 29, 2008 1205
British Columbia Paves The Way For Securities Class Actions. Neave, David Oct 29, 2008 1247
SEC Adopts Interim Final Temporary Rule (Rule 10a-3T) Requiring Institutional Investment Managers To Report Short Sales. Oct 21, 2008 884
Canadian And U.S. Orders On Short Selling And Issuer Repurchases: New Expiry Dates. McCallum, Leslie Oct 20, 2008 613
Treasury To Acquire Securities From Sellers. Lenwell, Chris Oct 16, 2008 852
SEC Adopts Final Rules Affecting Cross-Border Tender Offers, Exchange Offers, Rights Offerings and Business Combination Rules. Richman, Laura Oct 16, 2008 2799
Converting A Mutual Fund To A SPC - Practical Steps. Oct 15, 2008 1628
OSC Finalizes Policy Guidance On Defence For Misrepresentations In Forward-Looking Information. Oct 15, 2008 766
U.S. Treasury, FRB And FDIC Announce And Provide Detail On Programs To Support Financial Institutions In Response To Recent Market Instability. Oct 15, 2008 6380
Three-Year Sunset Does Not Apply To Operating Partnership Unit And Debt Security Conversion Shelf Registration Statements. Oct 15, 2008 905
SEC Will Let Emergency Order On Prohibition Of Short Selling Of Financial Stocks Expire. Brief article Oct 15, 2008 168
SEC Amends The Rule 12g3-2(b) Exemption From Registration For Foreign Private Issuers. Oct 9, 2008 2862
What's Ahead? An Outline Of Key Developments In Canadian Securities Regulation. Cowdery, Rebecca Brief article Oct 6, 2008 76
SEC Adopts Final Rules Mandating The Electronic Filing And Revision Of Form D. Sep 30, 2008 1415
Nine Steps To Help Limit Underwriter Liability In Bought And Overnight Deals. Sep 30, 2008 1409
European Parliament Calls For Legislation On Hedge Funds And Private Equity, As Part Of A Wide Review Of EU Financial Regulation. Sep 30, 2008 683
Canadian Securities Administrators Temporarily Ban Short Sales Of Securities Of Certain Financial Sector Issuers. McKee, Ross Sep 25, 2008 1939
Canada's New Rule On Internal Control Certifications Effective For December 2008 Year-Ends. Sep 7, 2008 2189

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