Health, wealth, and air pollution: advancing theory and methods.The effects of both ambient air pollution and socioeconomic position (SEP 1. SEP - Someone Else's Problem. 2. (tool) SEP - A SASD tool from IDE. ) on health are well documented. A limited number of recent studies suggest that SEP may itself play a role in the epidemiology of disease and death associated with exposure to air pollution. Together with evidence that poor and working-class communities are often more exposed to air pollution, these studies have stimulated discussion among scientists, policy makers, and the public about the differential distribution of the health impacts from air pollution. Science and public policy would benefit from additional research that integrates the theory and practice from both air pollution and social epidemiologies to gain a better understanding of this issue. In this article we aim to promote such research by introducing readers to methodologic and conceptual approaches in the fields of air pollution and social epidemiology; by proposing theories and hypotheses about how air pollution and socioeconomic factors may interact to influence health, drawing on studies conducted worldwide; by discussing methodologic issues in the design and analysis of studies to determine whether health effects of exposure to ambient air pollution are modified by SEP; and by proposing specific steps that will advance knowledge in this field, fill information gaps, and apply research results to improve public health in collaboration with affected communities. Key words: air pollution, environmental justice, epidemiology, exposure assessment, socioeconomic factors. Environ Health Perspect 111:1861-1870 (2003). doi:10.1289/ehp.6334 available via http://dx.doi.org/ [Online 2 September 2003] ********** Numerous epidemiologic studies epidemiologic study A study that compares 2 groups of people who are alike except for one factor, such as exposure to a chemical or the presence of a health effect; the investigators try to determine if any factor is associated with the health effect have found associations between socioeconomic position (SEP) and health, with gradients observed for outcomes including mortality, infectious and chronic diseases, and psychiatric disorders (Haan et al. 1987; Krieger et al. 1997; Marmot marmot, ground-living rodent of the genus Marmota, of the squirrel family, closely related to the ground squirrel, prairie dog, and chipmunk. Marmots are found in Eurasia and North America; the best-known North American marmot is the woodchuck, M. 2001). Ambient air pollution has also been linked with a broad range of health effects, including mortality and morbidity from heart and lung disease lung disease Pulmonary disease Pulmonology Any condition causing or indicating impaired lung function Types of LD Obstructive lung disease–↓ in air flow caused by a narrowing or blockage of airways–eg, asthma, emphysema, chronic bronchitis; , impaired lung function, and lung cancer lung cancer, cancer that originates in the tissues of the lungs. Lung cancer is the leading cause of cancer death in the United States in both men and women. Like other cancers, lung cancer occurs after repeated insults to the genetic material of the cell. (Brunekreef and Holgate 2002). Because of the importance of SEP as a determinant of health, and because air pollution exposure can vary according to according to prep. 1. As stated or indicated by; on the authority of: according to historians. 2. In keeping with: according to instructions. 3. socioeconomic circumstances, SEP has been included as a potential confounder con·found tr.v. con·found·ed, con·found·ing, con·founds 1. To cause to become confused or perplexed. See Synonyms at puzzle. 2. (Bobak and Leon 1999; Dockery et al. 1993) and an effect modifier (programming) modifier - An operation that alters the state of an object. Modifiers often have names that begin with "set" and corresponding selector functions whose names begin with "get". (Gouveia and Fletcher 2000; Gwynn and Thurston 2001; Zanobetti and Schwartz 2000) in epidemiologic studies. In this article, we describe current knowledge, hypotheses and theories, methodologic approaches, and research needs related to the effects and interactions of air pollution and socioeconomic conditions on human health and well-being. We structure the discussion with an interpretative in·ter·pre·ta·tive adj. Variant of interpretive. in·ter pre·ta framework based on three related
propositions. First, groups with lower SEP may receive higher exposure
to air pollution. Second, because lower-SEP groups already experience
compromised health status due to material deprivation and psychosocial psychosocial /psy·cho·so·cial/ (si?ko-so´shul) pertaining to or involving both psychic and social aspects. psy·cho·so·cial adj. Involving aspects of both social and psychological behavior. stress, they may be more susceptible to the health effects of air pollution. Third, because of the combination of greater exposure and susceptibility, these groups are likely to suffer greater health effects from air pollution exposure. International organizations have identified both air pollution and poverty as priority areas for public health intervention health intervention Health care An activity undertaken to prevent, improve, or stabilize a medical condition (Ezzati et al. 2002), and the intersection of these pressing problems requires strategic attention from researchers and policy makers. These concerns affect the lives of many people--approximately 1 billion people live in poverty (World Bank 2002). An estimated 1.5 billion people currently live in polluted pol·lute tr.v. pol·lut·ed, pol·lut·ing, pol·lutes 1. To make unfit for or harmful to living things, especially by the addition of waste matter. See Synonyms at contaminate. 2. urban areas, and 65% of the world's population is projected to live in cities by 2025 [World Health Organization (WHO) 2000]. More than 40% of the world's children are estimated to live in polluted cities of the developing world (Davis and Saldiva 1999). At the same time, evidence indicates that air pollution is an even more serious health concern than previously thought, with associations seen with reduced life expectancy Life Expectancy 1. The age until which a person is expected to live. 2. The remaining number of years an individual is expected to live, based on IRS issued life expectancy tables. , increased daily mortality and hospital admissions, birth outcomes, and asthma (Brunekreef and Holgate 2002; Clancy et al. 2002; McConnell et al. 2002; Ritz et al. 2002). These effects appear to be without thresholds (Schwartz and Zanobetti 2000), suggesting large attributable risks attributable risk Epidemiology Any factor which ↑ the risk of suffering a particular condition. See Relative risk, Risk factor. Cf Nonattributable risk Statistics The rate of a disorder in exposed subjects that is attributable to the exposure derived from in both the developing and developed world (Working Group on Public Health and Fossil-Fuel Combustion 1997). Experts attending a recent international workshop recommended further research and collaboration on issues including vulnerability to air pollution exposure (Bell et al. 2002). The U.S. National Research Council has called the identification of subpopulations at elevated risk a priority research concern (National Research Council 1998), and persons with low SEP are one potential subpopulation sub·pop·u·la·tion n. A part or subdivision of a population, especially one originating from some other population: microbial subpopulations. Noun 1. . To support and better focus public health action in alleviating economic disparities and reducing air pollution, reliable estimates of the health effects of both, as well as potential confounding confounding when the effects of two, or more, processes on results cannot be separated, the results are said to be confounded, a cause of bias in disease studies. confounding factor or effect modification effect modification Epidemiology An interaction among multiple possible cause-and-effect relationships, where the estimate of the effect of one factor on a disease process depends on other factors in the study one may exert on the other, are required. Several steps to improving understanding of the interaction between socioeconomic disparities and air pollution exposures have already been taken. Research and initiatives to reduce inequities in pollution exposure and consequent health effects have increased in the United States United States, officially United States of America, republic (2005 est. pop. 295,734,000), 3,539,227 sq mi (9,166,598 sq km), North America. The United States is the world's third largest country in population and the fourth largest country in area. since the early 1990s, partly as a result of the environmental justice movement (Bullard and Wright 1993). Community partnerships in research and decision making have been recommended to improve the relevance of scientific results and enhance understanding of the varied concerns of those affected (Israel et al. 1998). Accumulated environmental exposure from multiple sources (noise, water quality, crowding, housing quality, and neighborhood conditions) has been offered as one potential explanation for observed health gradients by SEP (Evans and Kantrowitz 2002). Although we focus on ambient air pollution, we believe that a thorough examination of one class of pollution may illuminate the studies of how other contaminants may affect and be affected by SEP. Despite international interest in the effects of socioeconomic disparities and ambient air pollution on health, and growing awareness of the importance of considering both in epidemiologic research, few studies have looked carefully at how these factors interact with one another. In this review, we introduce readers to underlying approaches in both fields, articulate hypotheses of how air pollution and socioeconomic factors could interact to influence health, and recommend research methods for investigating these hypotheses. A Primer on the Health Effects of SEP and Air Pollution An analysis of the health effects of SEP and air pollution can and should consider all levels of the potential causal chain In philosophy, a causal chain is an ordered sequence of events in which any one event in the chain causes the next. Some philosophers believe causation relates facts, not events, in which case the meaning is adjusted accordingly. , from molecular mechanisms, to individual risk factors (including personal behaviors), to contextual factors (including economic and social policy). This holistic view has been articulated in recent publications (Kaplan 1998; McMichael 1998; Susser 1998). We will familiarize researchers with either social determinants of health Social determinants of health are the economic and social conditions under which people live which determine their health. Virtually all major diseases are primarily determined by specific exposures to these conditions. or air pollution health effects, review available evidence on effect modification of air pollution health effects by SEP, and draw the literatures together under the hypotheses that explain why SEP may modify the health effects of air pollution. SEP and health. There are four widely agreed upon Adj. 1. agreed upon - constituted or contracted by stipulation or agreement; "stipulatory obligations" stipulatory noncontroversial, uncontroversial - not likely to arouse controversy facts and principles about the relationship between SEP and health. First, the relationship between SEP and poor health is not confined to poor people alone. Although it is clear that the highest risks of premature mortality and morbidity are concentrated among the poor, studies have also repeatedly demonstrated the existence of a graded relationship between low SEP (whether measured by income or educational attainment Educational attainment is a term commonly used by statisticans to refer to the highest degree of education an individual has completed.[1] The US Census Bureau Glossary defines educational attainment as "the highest level of education completed in terms of the ) and worse health outcomes. At each step of the socioeconomic hierarchy, individuals tend to have better health compared with those immediately below them. This gradient extends well into the range of incomes that can be termed "middle class." Second, SEP can be conceptualized and measured at both the individual level and the area level (e.g., neighborhoods). Evidence suggests that each level exerts an independent influence on an individual's chances of health. In other words Adv. 1. in other words - otherwise stated; "in other words, we are broke" put differently , an individual with the same level of income or educational attainment could experience different chances of health depending upon the SEP of his or her neighbors. Area-level SEP may pattern an individual's access to opportunities for good health. Examples of such patterning include differential access to the service environment (e.g., health clinics, supermarkets, sanitation or waste disposal), the physical environment (e.g., traffic burden, crowding, clean water for drinking or bathing), and the social environment (crime rate, social cohesion, and vandalized public areas) (Kawachi and Berkman 2003). Third, in addition to the dimension of context or place, the dimension of time is important for conceptualizing and measuring SEP effects on health. SEP rarely remains static across the life course, and the measurement of income, for example, at a single point in time is unlikely to capture the dynamic as well as the cumulative effects of SEP on health. Childhood socioeconomic circumstances are now believed to exert an effect on adult health, independently of SEP attained in adulthood (Davey Smith et al. 2001). Income dynamics (e.g., downward social mobility, or accumulated spells of poverty) have been shown to predict mortality and other health outcomes (McDonough et al. 1997). We now understand that wealth (or some other measure of permanent income) is much more strongly related to health than is a single measure of income (Daly et al. 2002). A further important aspect of time relates to the history of a geographical location; migration in and out of areas will affect the health status profiles, behaviors, and possibly accumulated exposures of local population groups and should be accounted for in associative analyses. Finally, social epidemiologists now stress the importance of distinguishing the concept of SEP from race. This point is particularly pertinent to the United States, where official statistics often conflate con·flate tr.v. con·flat·ed, con·flat·ing, con·flates 1. To bring together; meld or fuse: "The problems [with the biopic] include . . racial disparities in health with socioeconomic disparities. The two are not the same, despite the fact that racial minorities in the United States are overrepresented o·ver·rep·re·sent·ed adj. Represented in excessive or disproportionately large numbers: "Some groups, and most notably some races, may be overrepresented and others may be underrepresented" among lower-SEP groups. Race and SEP have been shown to have independent effects on health, and interpretation of studies using these variables should acknowledge that one variable may be a poor proxy of the other. Air pollution and health. This section covers salient aspects of the associations between air pollution and health, focusing on three central topics: sources and emissions, concentrations and exposures, and health effects assessment. Commonly studied pollutants pollutants see environmental pollution. include primary and secondary airborne particles and gases, including ozone, carbon monoxide carbon monoxide, chemical compound, CO, a colorless, odorless, tasteless, extremely poisonous gas that is less dense than air under ordinary conditions. It is very slightly soluble in water and burns in air with a characteristic blue flame, producing carbon dioxide; , sulfur dioxide sulfur dioxide, chemical compound, SO2, a colorless gas with a pungent, suffocating odor. It is readily soluble in cold water, sparingly soluble in hot water, and soluble in alcohol, acetic acid, and sulfuric acid. , and nitrogen, oxides. The term "secondary" here refers to Compounds (gases or particles) that are not directly emitted into the atmosphere but rather form because of reactions in the atmosphere, often driven by ultraviolet light Ultraviolet light A portion of the light spectrum not visible to the eye. Two bands of the UV spectrum, UVA and UVB, are used to treat psoriasis and other skin diseases. . These pollutants frequently form at some distance from the site of emission of their precursor compounds. Because lead has been the subject of a number of reviews and is no longer added to the gasoline in many countries, we do not consider it here, but it remains an important air pollutant pol·lut·ant n. Something that pollutes, especially a waste material that contaminates air, soil, or water. in countries where leaded gasoline is still used. Air pollution health studies assign exposure based on measurements at or near the individual's breathing zone or at ambient monitors intended to represent community exposure. The validity of ambient monitors as a reflection of actual personal exposure for epidemiologic studies varies by the nature of the air pollutant of interest, the epidemiologic study design, and the measurement technology (Janssen et al. 1998; Sarnat et al. 2000). In general, ambient monitoring data are fairly good surrogates for daily fine particle personal exposures but less so for gases such as nitrogen dioxide nitrogen dioxide n. A poisonous brown gas, NO2, often found in smog and automobile exhaust fumes and synthesized for use as a nitrating agent, a catalyst, and an oxidizing agent. Noun 1. that display small-area spatial variation. For long-term exposure, it is unknown how well ambient monitors predict personal exposure, but available evidence suggests a potential for exposure measurement error (Liu et al. 1997). Air pollution epidemiology has addressed several health outcomes, including mortality and morbidity, acute infections, lung cancer, impairments of lung function, hospitalization hospitalization /hos·pi·tal·iza·tion/ (hos?pi-t'l-i-za´shun) 1. the placing of a patient in a hospital for treatment. 2. the term of confinement in a hospital. , chronic respiratory diseases Noun 1. respiratory disease - a disease affecting the respiratory system respiratory disorder, respiratory illness adult respiratory distress syndrome, ARDS, wet lung, white lung - acute lung injury characterized by coughing and rales; inflammation of the , and reproductive anomalies (Brunekreef and Holgate 2002). Study designs include time-series analyses, in which daily measures of pollution are evaluated with respect to daily counts of morbidity and mortality Morbidity and Mortality can refer to:
In medicine, it is usually undertaken to obtain evidence to try to refute the existence of a suspected association between cause and disease; failure to refute in which associations between long-term exposure to pollution and health outcomes are evaluated within cities or across geographic regions with differing pollutant profiles. Although some contradictory results have emerged, overall significant positive associations between air pollution and various health outcomes have been established (Brunekreef and Holgate 2002). Because some laws--for example, the U.S. Clean Air Act--require that air quality standards protect "sensitive" populations, special attention has been paid to studying susceptibility related to age, disease status, and factors such as smoking status (Clean Air Act 1995). Evidence on SEP modification of air pollution health effects. Several recent studies have addressed whether SEP modifies the health effects of particulate par·tic·u·late adj. Of or occurring in the form of fine particles. n. A particulate substance. particulate composed of separate particles. air pollution. Table 1 summarizes design features of some of these studies, most of which are time-series studies, although one large cohort study tested effect modification by education. These studies were chosen to illustrate recent research, not comprehensively review it. Several factors evaluated are not direct measures of SEP but rather medical conditions See carpal tunnel syndrome, computer vision syndrome, dry eyes and deep vein thrombosis. that are differentially distributed by SEP, or race, which can have independent effects on health outcomes. The majority of studies evaluating individual-level characteristics did show effect modification with higher effects (in general) among those of lower SEP, by race, or in those having medical characteristics associated with lower SEP. Low educational attainment seems to be a particularly consistent indicator of vulnerability in these studies. Those studies using group/county level indicators did not show important effect modification, as a whole; these results may relate to the relatively coarse resolution of these variables. Although many of the studies reported effect modification via SEP variables, few have explicitly examined why SEP may modify this environmental health effect. In the next section we propose three possible explanations for potential effect modification. Hypotheses and Theories We hypothesize hy·poth·e·size v. hy·poth·e·sized, hy·poth·e·siz·ing, hy·poth·e·siz·es v.tr. To assert as a hypothesis. v.intr. To form a hypothesis. that the effects of air pollution exposure on health are differentially distributed by SEP and that, under most conditions, people in lower SEPs are at greater risk. Additionally, some of the observed disparities in health outcomes by SEP may be explained by air pollution exposure. We base this general hypothesis on three possible routes through which air pollution exposure may result in greater health effects among those in disadvantaged circumstances. These routes are as follows: a) air pollution exposure is differentially distributed by SEP; b) low SEP may directly increase susceptibility to air pollution-related health consequences; and c) some health conditions and traits that cause vulnerability, to air pollution are linked to SEP. We recognize that there can be some blurring between categories b and c, but we feel these warrant separate consideration to underscore The underscore character (_) is often used to make file, field and variable names more readable when blank spaces are not allowed. For example, NOVEL_1A.DOC, FIRST_NAME and Start_Routine. (character) underscore - _, ASCII 95. different aspects of the pathway from air pollution exposure to health effects. Exposure differentials related to socioeconomic conditions. The intersection of late-twentieth-century social movements This is a partial list of social movements.
tr.v. pol·lut·ed, pol·lut·ing, pol·lutes 1. To make unfit for or harmful to living things, especially by the addition of waste matter. See Synonyms at contaminate. 2. facilities may be sited there because of lower labor costs or less stringent environmental regulations. In keeping with the health effects focus of this article, we emphasize studies that evaluate outcomes of unequal pollution exposure distribution, not necessarily those that seek to describe the processes leading to those results. A common hypothesis of such studies is that socially disadvantaged groups suffer greater exposures that explain, in part, persistent inequalities in health observed along social and racial gradients (Evans and Kantrowitz 2002; Sexton sex·ton n. An employee or officer of a church who is responsible for the care and upkeep of church property and sometimes for ringing bells and digging graves. and Adgate 1999). Heterogeneity het·er·o·ge·ne·i·ty n. The quality or state of being heterogeneous. heterogeneity the state of being heterogeneous. of exposure over space and thus the potential for inequity in exposure varies markedly by pollutant type. Fine particles Fine particles are an air pollutant mainly produced by cars running on diesel. Other sources are the combustion of fossil fuels in power plants and various industrial processes. are distributed fairly homogeneously over large urban areas (Burton et al. 1996; Suh et al. 1995), due mostly to the contribution of small, long-range transport particles. Thus, central air pollution monitors can be good surrogates for personal exposure, despite some variation in people's activities. Ultrafine particles can, however, have elevated concentrations (from traffic sources) adjacent to roadways (Buckeridge et al. 2002; Zhu et al. 2002). Significant spatial variation has also been seen for diesel-related pollutants, as indicated by elemental carbon and polycyclic aromatic hydrocarbon polycyclic aromatic hydrocarbon n. Any of a class of carcinogenic organic molecules that consist of three or more rings containing carbon and hydrogen and that are commonly produced by fossil fuel combustion. levels (Hitchins et al. 2000; Kinney et al. 2000; Nielsen 1996). Gaseous gas·e·ous adj. 1. Of, relating to, or existing as a gas. 2. Full of or containing gas; gassy. traffic-related pollutants such as N[O.sub.2] and CO display variations in concentration across small areas (Hewitt 1991; Ritz et al. 2002) and probably cluster close to emission sources on roadways (Briggs et al. 1997; Hoek et al. 2001; Rijnders et al. 2001). [O.sub.3] can be lower closer to areas with dense traffic because of scavenging scavenging of anesthetic. See anesthetic scavenging. by N[O.sub.2] (Godish 1991) but generally has fairly homogeneous distributions over large areas. Reviews of the empirical findings on ambient air pollution exposure and socioeconomic level support the idea that disadvantaged groups are more highly exposed to some pollutants (Institute of Medicine 1999; Sexton et al. 1993). In some cases, the evidence is indirect. A number of studies have not been pollutant specific but have shown differences in health impacts as a function of proximity to a roadway (Brunekreef et al. 1997; English et al. 1999; Weiland et al. 1994). If proximity to traffic depresses property values, as suggested by the hedonic pricing Hedonic Pricing A model identifying price factors according to the premise that price is determined both by internal characteristics of the good and external factors affecting it. literature (Graves 1988), then it is likely that the lower dwelling values will attract residents of lower SEP (Been 1993). Thus, higher ambient exposure is experienced by relatively disadvantaged groups living near roadways. Over larger areas, major roadways may also be routed through lower-income areas because of reduced political and economic power of these residents to oppose such siting. Indeed, lower values of dwellings were strongly associated with higher particle levels in one Canadian study (Jerrett et al. 2001). However, urban development may cause secondary roads to become busier, putting relatively expensive housing stock in the midst Adv. 1. in the midst - the middle or central part or point; "in the midst of the forest"; "could he walk out in the midst of his piece?" midmost of high traffic volume. European and Scandinavian studies Scandinavian studies is an interdisciplinary academic field of area studies that covers topics related to Scandinavia and the Nordic countries, including their languages, literature, history, culture and society, in countries other than these. show differential personal exposures to particles and traffic pollutants by occupation and education (Rotko et al. 2000, 2002). Studies in Helsinki, Finland; Mexico City Mexico City Spanish Ciudad de México City (pop., 2000: city, 8,605,239; 2003 metro. area est., 18,660,000), capital of Mexico. Located at an elevation of 7,350 ft (2,240 m), it is officially coterminous with the Federal District, which occupies 571 sq mi , Mexico; Los Angeles Los Angeles (lôs ăn`jələs, lŏs, ăn`jəlēz'), city (1990 pop. 3,485,398), seat of Los Angeles co., S Calif.; inc. 1850. , California; and the U.S. Great Lakes region The Great Lakes region can refer to:
Many studies on exposure differentials rely on proximity to sources or ambient monitoring networks that are limited in number and location. Other studies have collected specific monitoring at additional locations, particularly for N[O.sub.2], and modeled exposure over finer geographic levels using data on population density, traffic density, location of residence, and so forth (Gehring et al. 2002; Hoek et al. 2001; Pikhart et al. 2001). One effort in Stockholm, Sweden, used 11,000 residential addresses to estimate individual cumulative exposure to air pollutants from traffic and home heating over several decades, using reconstructed emissions data and dispersion modeling (Bellander et al. 2001). This process yielded wide ranges of exposure for the 11,000 individuals. Although few of these studies have focused on differential exposure by SEP, methods for deriving individual-specific exposure data could provide a useful basis for examining modification of chronic pollution exposure effects by socioeconomic factors, both individual and contextual. The exposure assessment literature describes several techniques, from more advanced exposure modeling to use of geographic information systems geographic information system (GIS) Computerized system that relates and displays data collected from a geographic entity in the form of a map. The ability of GIS to overlay existing data with new information and display it in colour on a computer screen is used primarily to (GIS) and residential addresses, that improve our ability to evaluate whether gradients in exposure exist and are associated with socioeconomic gradients. Studies that involve more complex exposure modeling should consider type of pollutant and the pollutants' physicochemical physicochemical /phys·i·co·chem·i·cal/ (fiz?i-ko-kem´ik-il) pertaining to both physics and chemistry. phys·i·co·chem·i·cal adj. 1. Relating to both physical and chemical properties. behavior in the environment, in addition to residential settlement patterns, time--activity patterns, and the behavior of the subjects whose exposure is being estimated. Because human settlement patterns and behaviors as well as pollutant sources and composition differ across local, national, and international scales, studies examining exposure in a variety, of geographic regions are desirable. Many other methodologic issues can influence the assessment of inequity in exposure, but these have been the subject of recent reviews (Bowen 2002; Maantay 2001) and therefore are not included here. Susceptibility directly related to social position. Susceptibility has been classified as encompassing "intrinsic" factors that include age, sex, genetics, and ethnicity or race, and "acquired," which include factors such as chronic medical conditions, health care access, nutrition, fitness, other pollutant exposures, and drug and alcohol use (Sexton 1997). The boundaries between susceptibility acquired because of some aspect of social position and intrinsic susceptibility coincident co·in·ci·dent adj. 1. Occupying the same area in space or happening at the same time: a series of coincident events. See Synonyms at contemporary. 2. with it are not clearly defined, and timing of a person's socioeconomic experience can play an important role. Susceptibility may result from a whole cascade of events. For example, diagnosis with a chronic lung or heart condition could result in reduced income due to job change or loss, which in turn could initiate a cascade of damaging coping behaviors (increased smoking, drinking) that might lead to further deterioration of health. People in lower socioeconomic circumstances may be more susceptible to air pollution for reasons directly related to their relative disadvantage and psychosocial stress. For example, they may lack access to grocery, stores that sell fresh fruits and vegetables (Morland et al. 2002) or the income to buy them, resulting in reduced intake of antioxidant vitamins antioxidant vitamin Nutrition Any vitamin–eg, beta carotene–provitamin A, ascorbic acid–vitamin C, and alpha-tocopherol–vitamin E with antioxidant activity. See Antioxidant, Antixoxidant therapy. that can protect against adverse consequences of air pollution exposure (Romieu et al. 1998). Another possibility is reduced access to medical care, so poor people may not have the appropriate prescription for a respiratory condition such as asthma. Medication can alleviate symptoms aggravated ag·gra·vate tr.v. ag·gra·vat·ed, ag·gra·vat·ing, ag·gra·vates 1. To make worse or more troublesome. 2. To rouse to exasperation or anger; provoke. See Synonyms at annoy. by pollution exposure, and more consistent use of corticosteroids Corticosteroids Definition Corticosteroids are group of natural and synthetic analogues of the hormones secreted by the hypothalamic-anterior pituitary-adrenocortical (HPA) axis, more commonly referred to as the pituitary gland. lowers baseline inflammation, potentially lowering responsiveness to proinflammatory pollutants. An additional hypothesis is that psychosocial stress and violence, which can be higher among those of lower SEP, can increase susceptibility (Wright et al. 1998; Wright and Steinbach 2001). Characteristics of neighborhoods can affect susceptibility. In four U.S. communities, residence in a disadvantaged neighborhood was associated with coronary heart disease coronary heart disease: see coronary artery disease. coronary heart disease or ischemic heart disease Progressive reduction of blood supply to the heart muscle due to narrowing or blocking of a coronary artery (see atherosclerosis). (CHD CHD coronary heart disease. ChD abbr. Latin Chirurgiae Doctor (Doctor of Surgery) CHD, n.pr See disease, coronary heart. CHD canine hip dysplasia. ) incidence, even after controlling for established CHD risk factors and personal income, education, and occupation (Diez Roux Roux , Pierre Paul Émile 1853-1933. French bacteriologist. His work with the diphtheria bacillus led to the development of antitoxins to neutralize pathogenic toxins. et al. 2001). With current emphasis on cardiac effects of air pollution exposure, this finding is particularly relevant to the study of the air pollution and socioeconomic interaction. Because lower-income people are more likely to live closer to roadways, there is also evidence that increased traffic density has been associated with lack of neighborhood communication and collaboration (thereby reducing available social networks) (Appleyard 1981). Another potential mechanism of susceptibility directly related to social position is coexposure to other pollutants, including indoor pollutants. A person with a relatively high dose of other pollutants may be "weakened" and less able to withstand the additional insult of ambient air pollution. People with less wealth are more likely to be employed in dirtier occupations (Sexton et al. 1993) and in developing countries, they may also be more likely to be exposed to pollutants indoors from heating and cooking (Smith et al. 2000). Workers in the coke oven and farm industries and children who are in the workforce may suffer increased susceptibility due to cumulative lifetime dose (Rios et al. 1993). Workers in blue-collar occupations may also be more exposed to environmental tobacco smoke environmental tobacco smoke (ETS/passive smoke), n the gaseous by-product of burning tobacco products, including but not limited to commercially manufactured cigarettes and cigars; contains toxic elements harmful to the health of adults and children than are white-collar workers white-collar workers, broad occupational grouping of workers engaged in nonmanual labor; frequently contrasted with blue-collar (manual) employees. American in origin, the term has close analogues in other industrial countries. in cases where regulations limiting indoor smoking in the workplace are not applied consistently. Housing stock in poorer communities with high rates of crowding can have higher levels of certain allergens as well as other risk factors for asthma sensitization sensitization /sen·si·ti·za·tion/ (sen?si-ti-za´shun) 1. administration of an antigen to induce a primary immune response. 2. exposure to allergen that results in the development of hypersensitivity. and exacerbation (Krieger et al. 2000; Leaderer et al. 2002). These differing allergen allergen /al·ler·gen/ (al´er-jen) an antigenic substance capable of producing immediate hypersensitivity (allergy).allergen´ic pollen allergen profiles may affect whether individuals sensitized sensitized /sen·si·tized/ (sen´si-tizd) rendered sensitive. sensitized rendered sensitive. sensitized cells see sensitization (2). to certain allergen burdens will be more responsive to air pollution exposure, and lower-income households may have difficulty obtaining follow-up asthma care that could reduce the severity of responses to air pollution (Kattan et al. 1997). Although much research on susceptible subpopulations in air pollution epidemiology focuses on traits such as preexisting pre·ex·ist or pre-ex·ist v. pre·ex·ist·ed, pre·ex·ist·ing, pre·ex·ists v.tr. To exist before (something); precede: Dinosaurs preexisted humans. v.intr. disease, age, and sex, evidence is growing that exposure to particular socioeconomic conditions can affect susceptibility through mechanisms (psychological, nutritional, etc.) that have not been widely studied in air pollution epidemiology. Susceptibility from predisposing health conditions, behaviors, or traits. Several studies have shown that people with diabetes are more sensitive to the health effects of air pollution than is the general population (Bateson and Schwartz. In press; Goldberg et al. 2001; Zanobetti and Schwartz 2002). In the United States, diabetes is more common among the elderly, non-Hispanic blacks, and Mexican Americans This is a list of notable Mexican-Americans. Athletes Baseball players
n. Abbr. NIDDM See diabetes mellitus. non-insulin-dependent diabetes mellitus Type 2 diabetes mellitus, see there , or type 2 diabetes type 2 diabetes n. See diabetes mellitus. , usually have less education, lower income, and higher unemployment rates, adjusting for age, than do nondiabetics (Cowie and Eberhardt 1995). In Mexico, type 2 diabetes was more prevalent among low-income individuals, and in the United Kingdom, early childhood deprivation is a risk factor (Ekoe et al. 2001). Thus, diabetes can be associated with several of the indicators of lower SEP, as well as with more advanced age, which also contributes to vulnerability. Even precursors to diabetes are differentially distributed by social level. Among civil service workers in the United Kingdom, risk factors for diabetes and coronary disease were higher among those employed in lower-paid occupations, independent of health-related behaviors (Brunner et al. 1997). Mechanisms hypothesized to contribute to the extra sensitivity of diabetics to air pollution include their lower heart rate variability Heart rate variability (HRV) is a measure of variations in the heart rate. It is usually calculated by analysing the time series of beat-to-beat intervals from ECG or arterial pressure tracings. and higher levels of inflammatory markers in their blood; these factors have also been linked to vulnerability to air pollution in other studies (Gold et al. 2000; Peters et al. 2001). More prevalent among diabetics, obesity is a condition that increases with age and is associated with increased systemic inflammation, including markers of cardiovascular risk (Visscher and Seiddell 2001; Visser et al. 1999). Both diabetes and asthma are differentially distributed by socioeconomic level in international comparative studies. In 12 European countries, the prevalence of asthma and diabetes was higher in countries with lower gross national product (Bach 2002). Other international studies show, in general, much higher asthma prevalence in more industrialized in·dus·tri·al·ize v. in·dus·tri·al·ized, in·dus·tri·al·iz·ing, in·dus·tri·al·iz·es v.tr. 1. To develop industry in (a country or society, for example). 2. countries, although prevalence is increasing overall (Pearce et al. 1998). Lower asthma prevalence has been seen in countries closer to the equator, compared with higher-latitude countries (Bach 2002; Hassan et al. 2002). However, factors determining patterns of prevalence require additional investigation. One recent analysis found a gradient of increasing prevalence of coexistent co·ex·ist intr.v. co·ex·ist·ed, co·ex·ist·ing, co·ex·ists 1. To exist together, at the same time, or in the same place. 2. asthma and hay fever hay fever, seasonal allergy causing inflammation of the mucous membranes of the nose and eyes. It is characterized by itching about the eyes and nose, sneezing, a profuse watery nasal discharge, and tearing of the eyes. among people with increasing levels of education, but decreasing prevalence of asthma without hay fever as educational level increased (Chen 2002). In some areas, asthma prevalence is higher in inner-city areas more likely to have large indoor and outdoor pollution burdens (Lin et al. 2001). Asthma is widely accepted to be aggravated by air pollution exposure (Norris et al. 2000), although new evidence suggests that [O.sub.3] may also contribute to asthma onset in children (McConnell et al. 2002). In addition to diabetes and asthma, some genetic traits that may affect response to air pollution exposure are differentially distributed by race and/or ethnicity (Rios et al. 1993). These traits include fast versus slow acetylation acetylation /acet·y·la·tion/ (ah-set?i-la´shun) introduction of an acetyl radical into an organic molecule. a·cet·y·la·tion n. , which affects the ability of the body to remove toxins; deficiency in glucose-6-phosphate dehydrogenase glucose-6-phosphate dehydrogenase /glu·cose-6-phos·phate de·hy·dro·gen·ase/ (G6PD) (-fos´fat de-hi´dro-jen-as) an enzyme of the pentose phosphate pathway which, with NADP+ as coenzyme, catalyzes the oxidation of glucose 6-phosphate to a , an enzyme that affects the red blood cell red blood cell: see blood. membrane; and sickle cell trait sickle cell trait n. A hereditary condition, usually harmless and without symptoms, in which an individual carries only one gene for sickle cell anemia. (more common in those of West African West Africa A region of western Africa between the Sahara Desert and the Gulf of Guinea. It was largely controlled by colonial powers until the 20th century. West African adj. & n. descent), which can cause health problems even in heterozygous het·er·o·zy·gous adj. 1. Having different alleles at one or more corresponding chromosomal loci. 2. Of or relating to a heterozygote. individuals when exposure to pollutants such as CO occurs (Rios et al. 1993). Smoking behavior is unequally distributed across socioeconomic levels, in the United States, smoking has become concentrated among individuals in lower socioeconomic strata, as measured by income and educational attainment (Centers for Disease Control and Prevention Centers for Disease Control and Prevention (CDC), agency of the U.S. Public Health Service since 1973, with headquarters in Atlanta; it was established in 1946 as the Communicable Disease Center. 2001). This contrasts with Mexico, where a national survey showed that higher income households consumed more tobacco in the form of cigarettes (Vazquez-Segovia et al. 2002). Smoking-related lung conditions can affect uptake and response to exposure. Deposition of particles is relatively higher among persons who have chronic obstructive pulmonary disease chronic obstructive pulmonary disease n. Abbr. COPD A chronic lung disease, such as asthma or emphysema, in which breathing becomes slowed or forced. , especially in the part of the lung that is functional (MacNee and Donaldson 2000). Lung function can decrease among smokers, resulting in increased ventilation-perfusion inhomogeneity in·ho·mo·ge·ne·i·ty n. pl. in·ho·mo·ge·ne·i·ties 1. Lack of homogeneity. 2. Something that is not homogeneous or uniform. Noun 1. , which can in turn affect delivered dose of particles. Smoking behavior may not necessarily result in heightened sensitivity; several studies have observed that smokers may experience less of an impact from air pollution because of a "healthy smoker" effect (Nyberg et al. 2000), wherein individuals who might be sensitive to air pollution effects will choose not to begin smoking because the inhaled in·hale v. in·haled, in·hal·ing, in·hales v.tr. 1. To draw (air or smoke, for example) into the lungs by breathing; inspire. 2. smoke causes discomfort or irritation, or smokers experience physiologic changes such as thickening thick·en·ing n. 1. The act or process of making or becoming thick. 2. Material used to thicken: stir in a thickening of flour and water. 3. A thickened part. of bronchial bronchial /bron·chi·al/ (brong´ke-al) pertaining to or affecting one or more bronchi. bron·chi·al adj. Relating to the bronchi, the bronchial tubes, or the bronchioles. mucosa, which make them less responsive to additional pollutant exposure. The examples of diabetes, asthma, genetic characteristics, and smoking demonstrate that certain traits, health conditions, and behaviors that affect susceptibility to air pollution distribute differentially by SEP. Evaluation of whether air pollution causes adverse health effects to a greater extent among those of relative disadvantage can benefit from insights into biomedical bi·o·med·i·cal adj. 1. Of or relating to biomedicine. 2. Of, relating to, or involving biological, medical, and physical sciences. and behavioral characteristics of those in different socioeconomic strata. Conceptual model. If both exposures and susceptibilities vary across socioeconomic gradients, these factors are likely to act together to influence the health response of groups classified by socioeconomic level. An air pollution epidemiology study that considers air pollution exposure, SEP measures, and potentially other factors related to SEP (disease status, sex, behaviors) must be based, implicitly or explicitly, on a conceptual model that accounts for complex relationships among these factors. Such a model can guide hypothesis development as well as choice of statistical methods. Figure 1 is a simple prototype model showing potential pathways and considerations to guide study design. The model shows that race, ethnicity, and sex may be associated with SEP and are therefore useful to consider. In turn, both differences in vulnerability and exposure may influence or be influenced by SEP and each other. Both exposure and vulnerabilities may lead to disparate health outcomes, which then can cycle back to affect SEP, as in the example cited above where a disabling dis·a·ble tr.v. dis·a·bled, dis·a·bling, dis·a·bles 1. To deprive of capability or effectiveness, especially to impair the physical abilities of. 2. Law To render legally disqualified. illness affects one's ability to work. [FIGURE 1 OMITTED] The conceptual model developed for a given study will depend on the pollutant being considered and the health outcome. For example, plausible mechanisms for asthma exacerbation may differ from mechanisms for cardiac arrest cardiac arrest n. Abbr. CA A sudden cessation of cardiac function, resulting in loss of effective circulation. Cardiac arrest A condition in which the heart stops functioning. , and will also depend on what pollutant or combination of pollutants are under consideration. Availability of data and indicators will also affect the pathways that can be explored for a research study. Methodologic Issues in Research Design and Analysis Data sources. Current approaches and challenges. An important step in research design is choosing variables that capture characteristics fundamental to the hypothesis being addressed. Published research on SEP and air pollution interactions has employed common individual-level indicators of SEP, including occupational status, income, educational attainment, and wealth; or area-level variables, including neighborhood compositional measures (e.g., percentage of households below the poverty threshold The poverty threshold, or poverty line, is the minimum level of income deemed necessary to achieve an adequate standard of living. In practice, like the definition of poverty, the official or common understanding of the poverty line is significantly higher in developed ) as well as indices of deprivation (e.g., presence of overcrowding overcrowding overcrowding of animal accommodation. Many countries now publish codes of practice which define what the appropriate volumetric allowances should be for each species of animal when they are housed indoors. Breaches of these codes is overcrowding. ) (Krieger et al. 1997; Liberatos et al. 1988; Lynch and Kaplan 2000). Many of these commonly used variables are measured cross-sectionally, but using socioeconomic measures that incorporate the time dimension (e.g., childhood socioeconomic circumstances, migration history, income dynamics, and/or accumulated monetary resources over time, i.e., wealth) provides a more complete picture of the patterning of health by SEP. In addition to the temporal dimension, space is a critical component of many SEP variables. Recent articles examined which individual- and group-level variables provide the most robust indicators of an association with mortality, a defined and well-measured health outcome. Using longitudinal data from the U.S. Panel Study of Income Dynamics, Daly et al. (2002) examined education, occupation, income, and wealth as predictors of mortality. Wealth and recent family income were the most strongly associated with mortality (Daly et al. 2002). In an examination of U.S. area-based SEP measurements with respect to cancer incidence and mortality detected socioeconomic gradients by block group and census tract A census tract, census area, or census district is a particular community defined for the purpose of taking a census. Usually these coincide with the limits of cities, towns or other administrative areas and several tracts commonly exist within a county. , but using zip codes zip code System of postal-zone codes (zip stands for “zone improvement plan”) introduced in the U.S. in 1963 to improve mail delivery and exploit electronic reading and sorting capabilities. , Krieger et al. (2002) detected either no gradients or they were in the opposite direction. Economic poverty measures were more robust and sensitive indicators than were education and indices of deprivation (Krieger et al. 2002). A novel measure of SEP attempts to determine people's subjective perceptions of their socioeconomic standing. The question asks people to place themselves on an imaginary "ladder" with 10 rungs (John D. and Catherine T. MacArthur Catherine T. MacArthur (1909-1981) was the wife of U.S. businessman and philanthropist John D. MacArthur. One of the largest philanthropic foundations on earth, the John D. and Catherine T. MacArthur Foundation, is named after the couple. Biography Born Catherine T. Research Network on Socioeconomic Status socioeconomic status, n the position of an individual on a socio-economic scale that measures such factors as education, income, type of occupation, place of residence, and in some populations, ethnicity and religion. and Health 2003). Respondents are told that this ladder is a visual representation of people's "standing" within their community to society (based on prestige, wealth, education, etc.), after which they are asked to put themselves on one of the rungs. First developed by the MacArthur Network on Socioeconomic Status and Health, this measure of subjective SEP has now been asked on several cross-sectional and cohort studies. This subjective placement appears to predict health status independently of income, education, and occupational status. Interestingly, people's position on the ladder correlates only moderately (about 0.3-0.4) with objective indicators of SEP, such as income and education. However, further work is required to understand the exact meaning of responses to this question, as well as mechanisms underlying its empirical association with health outcomes (Goodman et al. 2001). Other important aspects of perception relate to the physical and service environment. For example, perceived excessive noise, heavy traffic, inadequate lighting, and limited access to public transportation were associated with increased risk of physical impairment among older adults (Balfour and Kaplan 2002). As mentioned above, many epidemiology studies use air pollution data obtained from outdoor monitors that typically measure a few key pollutants, such as particles, [O.sub.3], and S[O.sub.2]. Personal exposure is measured using portable samplers (Chang et al. 2000), although this kind of study is much more expensive than using routinely collected community-level data. Many of the limitations and advances in air pollution exposure estimation have been discussed in the preceding section on exposure differentials. Health outcome data can be taken from administrative records of vital statistics (births, deaths, hospital admissions) (Borja-Aburto et al. 1997; Ritz et al. 2000; Zanobetti et al. 2000a) or measured directly using methods including spirometry Spirometry The measurement, by a form of gas meter, of volumes of gas that can be moved in or out of the lungs. The classical spirometer is a hollow cylinder (bell) closed at its top. (for lung function) (Romieu et al. 1998), electrocardiograms (for heart function) (Gold et al. 2000), symptom diaries (Castillejos et al. 1992), and clinical assays of biologic samples such as blood (Schwartz 2001). Recommendations. Choice of data sources and specific variables should be guided by development of hypotheses for the potential joint effects of individual and neighborhood effects, specifying the relevant geographic areas and their characteristics, and considering longitudinal/life-course features of socioeconomic exposures (Diez Roux 2001). For administrative reasons, data are often collected at the resolution of counties or postal codes This list shows an overview of postal code notation schemes for all countries that use postal/ZIP codes: Key
Another approach is to use innovative metrics for evaluating both socioeconomic and environmental inequalities. The Gini coefficient The Gini coefficient is a measure of statistical dispersion most prominently used as a measure of inequality of income distribution or inequality of wealth distribution. It is defined as a ratio with values between 0 and 1: the numerator is the area between the Lorenz curve of the is a commonly used measure of inequality, taking on a value of zero for perfect equality and one for total inequality. Several researchers have proposed the application of Gini coefficients to measure environmental inequality, and some suggest that environmental inequalities be measured within groups of comparable income, under the assumption that people should be compensated as a way of "making up" for increased environmental exposure (Millimet and Slottje 2002). This approach could be applied to air pollution exposure in cases where the pollutants of interest vary enough within or between communities to give an indication of how uneven the distribution of pollution is among different social groups. Although we have identified and discussed a number of articles, still little is known about differences in personal exposure patterns across socioeconomic groups. Further exposure assessment work that explicitly includes SEP as a selection criterion for participation would be useful. Other factors to consider include diurnal diurnal /di·ur·nal/ (di-er´nal) pertaining to or occurring during the daytime, or period of light. di·ur·nal adj. 1. Having a 24-hour period or cycle; daily. 2. patterns in exposure, traffic density, and proximity, to schools. Statistical analyses. Current approaches and challenges. A number of challenges exist relating to relating to relate prep → concernant relating to relate prep → bezüglich +gen, mit Bezug auf +acc the conduct and interpretation of health inequities studies using area-based socioeconomic variables. Greenland (2001) reviewed some of the potential sources of bias and problems in interpretation in studying contextual exposures and suggested multilevel mul·ti·lev·el adj. Having several levels: a multilevel parking garage. Adj. 1. multilevel - of a building having more than one level study design as an appropriate method to address some of the identified concerns. Multilevel analysis evaluates the effects of individual-level and group-level exposure variables on individual-level outcomes at the same time (Diez Roux 2000). Researchers have applied such models to assess whether the effects of income inequality in a society are associated with poor health outcomes beyond what individual income attainment does, and whether this contextual effect is independent of a given individual's income (Kawachi 2000). The approach has also been described for air pollution studies (Navidi et al. 1994). Diez Roux (2000) provided a comprehensive introduction to these models and various hypotheses they can address. Contextual SEP indicators may be affected by a common concern pertinent to area-based statistics: the "modifiable areal unit problem The modifiable areal unit problem (MAUP) is a potential source of error that can affect spatial studies which utilise aggregate data sources (Unwin, 1996). Various fields of human geography are prone to such errors, including spatial planning, demography and crime mapping. " (Ratcliffe and McCullagh 1999). Modifying the scale of aggregation zones (e.g., postal codes, counties, grids) and which geographic units are aggregated together can change study results by masking heterogeneity within them, among other problems (Anderton et al. 1994). Air pollution exposure also has a strong spatial component. Most studies of air pollution and health outcomes have neither analyzed nor reported whether the residuals from regression models had spatial autocorrelation Autocorrelation The correlation of a variable with itself over successive time intervals. Sometimes called serial correlation. (Bowen 2002). In one study that has applied spatial regression techniques (Jerrett et al. 2001), control for autocorrelation through the application of simultaneous autoregression models affected not only which variables were significant but also the overall prediction accuracy of the model. Examining geographic patterns geographic pattern A general descriptor for lesions in which large areas of one color, histologic pattern, or radiologic density with variably scalloped borders sharply interface with another color, pattern or density, fancifully likened to national boundaries of inequity using GIS systems can be informative and visually illustrate the problem. Figure 2 is an example from southeast England. Traffic density and most air pollutants are highest in east London East London, city (1991 pop. 240,474), Eastern Cape, SE South Africa, on the Indian Ocean. The city grew around a British military post founded in 1847. Its harbor was developed from 1886, and today it is a leading South African port. , where many poorer population groups live, often with substantial ethnic minority communities and higher prevalences of cardiorespiratory car·di·o·res·pi·ra·to·ry adj. Of or relating to the heart and the respiratory system. Adj. 1. cardiorespiratory - of or pertaining to or affecting both the heart and the lungs and their functions; "cardiopulmonary illness; wealthier populations, with lower underlying disease prevalence but greater car ownership, tend to reside in the lower-pollution areas of the suburbs and surrounding areas (Economic and Social Research Council The Economic and Social Research Council (ESRC) is one of the seven Research Councils in the United Kingdom. It is state-funded (via the Department of Trade and Industry's Office of Science and Innovation), and provides funding and support for research and training work in 2001). [FIGURE 2 OMITTED] Innovative study designs such as "case crossover" (Maclure 1991) have recently been applied to air pollution epidemiology. The case-crossover design allows assessment of the effect of transient exposures on the risk of an acute event. Using a bidirectional The ability to move, transfer or transmit in both directions. approach where control data are obtained both before and after the health event of interest, factors such as temporal trends, season, day of week, and changes in population size and composition are controlled by design. But its greatest advantage is that individual-level characteristics such as SEP are controlled by design but can be analyzed as effect modifiers (Pope 1999). A final statistical challenge relates to the study of effect modification. In the air pollution literature, multiplicative mul·ti·pli·ca·tive adj. 1. Tending to multiply or capable of multiplying or increasing. 2. Having to do with multiplication. mul scale interactions (i.e., difference in relative risks across population subgroups) have been commonly evaluated. These are conceptually justified because, for example, a doubling of the population would be expected to result in a doubling of the incremental Additional or increased growth, bulk, quantity, number, or value; enlarged. Incremental cost is additional or increased cost of an item or service apart from its actual cost. number of cases. However, additive scale effect modification may be useful for risk assessment. This is because results can be expressed in terms of numbers of deaths or hospitalizations attributable to air pollution exposure, compared with the percentage of changes that may be the same in two different population groups who have different baseline rates of the health event. For example, blacks in some areas have higher rates of asthma hospital admissions than do whites, so for the same percentage of excess admissions associated with pollution, more blacks than whites are actually affected, despite no evidence of differential susceptibility (Gywnn and Thurston 2001; Rothman and Greenland 1998). Indeed, two studies that evaluated multiplicative-scale interaction offered the baseline differences as one possible explanation for why little difference was seen [Health Effects Institute The Health Effects Institute (HEI) is a non-partisan, non-profit corporation specializing in research on the health effects of air pollution. It is headquartered in Charlestown, Massachusetts, USA. (HEI HEI Higher Education Institution (UK) HEI Health Effects Institute HEI Hautes Études Internationales HEI House Ear Institute HEI Healthy Eating Index HEI Hautes Etudes d'Ingénieur HEI High-Explosive Incendiary ) 2000; Zanobetti et al. 2000b]. Recommendations. In light of the additive versus multiplicative effect modification issues, studies should account for baseline differences in health response across socioeconomic strata and consider reporting risk/rate differences in addition to ratios. In addition, statistical methods should account for spatial correlation in both pollution and SEP variables. Characterizing spatial relationships more systematically would also be useful, ideally using methods of exposure estimation that take account of the movement of individuals through the urban environment rather than relying on static geography alone. And, innovative statistical approaches including case crossover should be employed for studying air pollution and SEP interaction. Our final suggestion is that multilevel modeling Multilevel models are known by several names: hierarchical linear models, generalized linear mixed models, nested models, mixed models (in biostatistics), random coefficient or random-effects models (in econometrics), random parameter models, and split-plot designs. be more widely applied to studies of this nature. Below we provide a theoretical example of a multilevel model approach applied to a study of [O.sub.3] and daily mortality. Consider a cohort study of n subjects with information about individual-level measures of SEP and medical history (including smoking) as well as contextual (e.g., density of liquor stores, parks, fast food) and compositional (e.g., literacy rates) variables pertaining per·tain intr.v. per·tained, per·tain·ing, per·tains 1. To have reference; relate: evidence that pertains to the accident. 2. to the neighborhood where they live. Air quality data can be modeled using regression or dispersion modeling to the level of individual address, including workplace exposures and indoor exposures based on questionnaires. Because people move around but spend more time out of their houses in their community than in distant communities, a contextual air pollution variable can then also be constructed. In such a scenario, consider a survival model where the risk ratio for mortality is modeled as [1] log R[R.sub.ij] = [[beta].sub.0] + [[beta].sub.1] x personal risk [factors.sub.i] + [[beta].sub.2] x [O.sub.3] + [[beta].sub.3] x ([O.sub.3i] - [O.sub.3j]) + [[beta].sub.4]) x [O.sub.3] x SE[P.sub.i] + [V.sub.j] + [U.sub.j] x [O.sub.3j], where i represents an individual in the jth area; [V.sub.j] represents a random area effect capturing variations in risk, not explained by personal risk factors, that cluster within geographic areas; and [U.sub.j] represents variation in the slope of [O.sub.3] not explained by the individual level interaction terms, which cluster geographically by areas. [[beta].sub.2] measures the effect of areawide [O.sub.3] exposure and [[beta].sub.3] the effect of the difference from that areawide exposure for the ith individual. [[beta].sub.4] represents the effect modification of individual SEP on the response to [O.sub.3]. Because of the large number of groups, it is customary to treat the [U.sub.j] and [V.sub.j] as random. The second level of the multilevel model assumes that [2] [U.sub.j] = [[alpha].sub.j] + [[gamma].sub.1] x contextual/compositional variable 1 + ... [[gamma].sub.p] x contextual/compositional variable p [3] [V.sub.j] = [[sigma].sub.1] + [[eta].sub.1] x contextual/compositional variable 1 + ... [[eta].sub.p] x contextual/compositional variable p. Here [[alpha].sub.j] and [[sigma].sub.j] represent the remaining heterogeneity in baseline risk or pollution slope unexplained by the contextual/compositional variables. Fitting such models requires extensions to standard Cox regression packages [some of which do incorporate [U.sub.i] (frailty frailty Vox populi A state of delicacy or weakness which, which encompasses age-related fragility, in particular osteoporosis. See FICSIT, Osteoporosis. models) but not [V.sub.j]]. However, a proportional hazard model can be fit as a two-stage generalized linear model Not to be confused with general linear model. In statistics, the generalized linear model (GLM) is a useful generalization of ordinary least squares regression. It relates the random distribution of the measured variable of the experiment (the , allowing the use of generalized linear mixed model procedures. This approach has the additional advantage of allowing the use of flexible functions to examine the potential for nonlinear A system in which the output is not a uniform relationship to the input. nonlinear - (Scientific computation) A property of a system whose output is not proportional to its input. dependence of risk on some of the covariates. Of course, in reality, not all of the above data may be available or affordable, and in any case, power considerations will certainly limit the number of interactions than can be considered. For continuous, binomial binomial (bī'nō`mēəl), polynomial expression (see polynomial) containing two terms, for example, x+y. The binomial theorem, or binomial formula, gives the expansion of the nth power of a binomial (x+ , or count outcomes these models can be fit using generalized linear mixed models. Conclusions Research may show that groups most likely to be made ill from air pollution also receive the highest exposure, and this exposure then exerts larger effects on their health than it does on the average or reference population. The public health and regulatory, implications of such a finding could be significant because most air pollution standards aim to reduce average exposure over large regions, rather than targeting exposure reduction and mitigation programs to those areas receiving the highest exposure (Jerrett et al. 2001; Levy et al. 2002). Thus, targeting exposure reduction would be justified on the grounds of maximizing public health benefits. Differential distribution of adverse health effects (as addressed in this article) also need to be considered alongside differential distribution of the benefits (e.g., employment or car ownership) related to the emission sources. In one of the few studies that has assessed the impact of air quality regulations, the overall conclusion was that poor people and communities tend to benefit most from air quality improvements (Bae 1997). Including both air pollution and socioeconomic variables in epidemiologic studies can help inform public policy that aims to protect those most vulnerable to air pollution exposure; identify cost-effective, targeted mitigation efforts; ensure equitable protection from health risks; and develop physiologic explanations for the observed associations with SEP. As researchers evaluate how socioeconomic disparities and pollution exposure can affect health and quality of life, their work can benefit through careful consideration of the themes addressed in this article. First, researchers can clearly define their working hypotheses, considering exposures and susceptibilities and both temporal and spatial dimensions. Second, new collaborations can be formed among environmental and social epidemiologists, exposure assessment experts, and other researchers to aid selection of appropriate tools and data sets. Third, research ideas can be developed in collaboration with affected communities and policy makers tasked with environmental and health protection, as well as social and economic policies. Finally, international perspectives and collaborative studies can enhance understanding and improve public health action by showing how the complex relationships among SEP, pollution, and health vary across communities and nations.
Table 1. Studies of particulate air pollution and socioeconomic
conditions.
Reference Population Study design Place/years
HEI American Cancer Prospective USA, 1982-1989
2000 Society (ACS) cohort cohort (ACS) 1975-1991
(n = ~500,000); (6 cities)
Harvard Six Cities
Study (n = 8,1111)
Pope et al. ACS (n = 500,000) Prospective USA, 1982-1998
2002 cohort
Ito and Residents of Cook Time series Chicago, IL,
Thurston 1996 County, Illinois USA 1985-1990
Gouveia and Residents of Sao Time series Brazil,
Fletcher 2000 Paulo, Brazil 1991-1993
Samet et al. Residents of 20 Time series USA, 1987-1994
2000 U.S. cities pooled data
Zanobetti and Residents of Time series USA, 1986-1993
Schwartz 2000 Chicago, Detroit, pooled data
Minneapolis--St.
Paul, Pittsburgh
Cifuentes et Residents of Time series Chile,
al. 1999 Santiago, Chile 1988-1996
Wojtyniak et Residents of four Time series Poland,
al. 2001 Polish cities: 1990-1996
Cracow, Lodz,
Poznan, Wroclaw
Gwynn and Hospital admissions Time series New York,
Thurston 2001 in New York, New York 1988-1990
Zanobetti et Hospital admissions Time series U.S. cities,
al. 2000a in 10 U.S. cities meta- 1985-1994; time
regression interval varies
by city
Zanobetti et Medicare recipients Time series Cook County,
al. 2000b in Cook County, IL, 1985-1994
Illinois
Norris et al. Residents of Seattle, Time series Seattle, WA,
2000 Washington 1995-1996
< 18 years of age
Linn et al. Residents of South Time series Los Angeles,
2000 Coast Air Basin Riverside,San
(California) Bernadino,
Orange
Counties,
1992-1995
Tolbert et Children in Atlanta, Time series Atlanta, GA,
al. 2000 Georgia (< 16 years) 1993-1995
Zanobetti and Medicare recipients Time series Cook County,
Schwartz 2001 in Cook County, IL, 1988-1994
Illinois
Main effect Health Socioeconomic
Reference pollutant(s) outcome variable
HEI P[M.sub.2.5] Mortality Educational
2000 attainment (< high
school, high
school, > high
school)
Pope et al. P[M.sub.2.5] Mortality Educational
2002 attainment (< high
school, high
school, > high
school)
Ito and P[M.sub.10] Daily mortality Race (black/
Thurston 1996 white), sex
Gouveia and P[M.sub.10] Daily mortality Composite index of
Fletcher 2000 socioeconomic con-
ditions (from 1991
Census)
Samet et al. P[M.sub.10] Daily mortality Educational
2000 ([O.sub.3], CO, attainment,
S[O.sub.2], income, (percent
N[O.sub.2]) poverty, percent
nonwhite, and
transportation
habits, the last
three only in HEI
NMMAPS)
Zanobetti and P[M.sub.10] Daily mortality Race, sex, educa-
Schwartz 2000 tional attainment
Cifuentes et P[M.sub.2.5] Daily mortality Educational
al. 1999 attainment
(elementary, high
school,
university)
Wojtyniak et Black smoke, Daily mortality Educational
al. 2001 N[O.sub.2], attainment
S[O.sub.2] (elementary or
less, secondary,
above secondary or
university)
Gwynn and P[M.sub.10], Respiratory- Non-Hispanic
Thurston 2001 acidity cause hospital whites, all other
([H.sup.+]), admissions races/ethnicities,
[O.sub.3], insured and
sulfate uninsured
Zanobetti et P[M.sub.10] Hospital Percent population
al. 2001a admissions, living in poverty;
respiratory and percent nonwhite
cardiovascular population
Zanobetti et P[M.sub.10] Hospital Primary: race and
al. 2000b admissions, sex; secondary:
respiratory and concurrent
cardiovascular diagnosis/previous
admission
Norris et al. P[M.sub.10] (CO, Asthma High vs. low
2000 N[O.sub.2], ED visits ED-use regions
S[O.sub.2])
Linn et al. P[M.sub.10] (CO, Hospital Sex, ethnicity
2000 N[O.sub.2], admissions, (white, black,
[O.sub.3] respiratory and Hispanic, other)
cardiovascular
Tolbert et P[M.sub.10], Asthma ED Race, Medicaid
al. 2000 N[O.sub.2], visits status, sex
[O.sub.3]
Zanobetti and P[M.sub.10] Hospital Secondary:
Schwartz 2001 admissions, diabetic status
respiratory and
cardiovascular
Reference Level (a)/resolution Key findings
HEI Individual/person Greatest effects among
2000 least educated; monotonic
dose response for all cause
mortality
Pope et al. Individual/person Greatest effects among
2002 least educated; monotonic
dose response for all-cause
mortality
Ito and Individual/person Greatest effects among
Thurston 1996 black women, then white
women, black men, and
white men
Gouveia and Group/district (58 Air pollution effects larger
Fletcher 2000 in a city of in districts of higher
9.5 million) socioeconomic level
Samet et al. Group/county No effect modification
2000 by any of the variables
considered
Zanobetti and Individual/person Higher effect in women;
Schwartz 2000 race and educational
attainment were weak
modifiers
Cifuentes et Individual/person Greatest effects among
al. 1999 least educated, monotonic
dose response for all-cause
mortality
Wojtyniak et Individual/person Greatest effects among
al. 2001 least educated; monotonic
dose response for all-cause
mortality for black smoke,
S[O.sub.2]
Gwynn and Individual/person Higher effects among races
Thurston 2001 other than white and
uninsured for [O.sub.3]; less
marked differences for
other pollutants
Zanobetti et Group/person No multiplicative-scale
al. 2001a effect modification observed
by socioeconomic factors
Zanobetti et Individual/person No significant effect
al. 2000b modification by sex or race;
higher effects among those
with respiratory infections/
asthma, previous admissions
Norris et al. Group/zip code No effect modification by ED
2000 use rates; significant
difference in absolute visits
Linn et al. Individual/person Increased cardiovascular
2000 effects in blacks and whites
relative to Hispanics
and other
Tolbert et Individual/person No effect modification due
al. 2000 to race or Medicaid status
Zanobetti and Individual/person Higher cardiovascular
Schwartz 2001 hospital admission rates
among diabetics vs.
nondiabetics
Abbreviations: ED, emergency department; HEI, Health Effects Institute;
NMMAPS, National Morbidity, Mortality, and Air Pollution Study;
P[M.sub.2.5], particulate matter < 2.5 [micro]m in aerodynamic
diameter; P[M.sub.10], particulate matter < 10 [micro]m in aerodynamic
diameter.
(a) Group vs. individual.
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Cardiovascular damage by airborne particles: are diabetics more susceptible? Epidemiology 13:588-592. Zanobetti A, Schwartz J, Dockery DW. 2000a. Airborne particles are a risk factor for hospital admissions for heart and lung disease. Environ Health Perspect 108;1071-1077. Zanobetti A, Schwartz J, Gold D. 2000b. Are there sensitive subgroups for the effects of airborne particles? Environ Health Perspect 108:841-845. Zhu YF, Hinds WC, Kim S, Shen Shen, in the Bible, place, perhaps close to Bethel, near which Samuel set up the stone Ebenezer. S, Sioutas C. 2002. Study of ultrafine particles near a major highway with heavy-duty diesel traffic. Atmos Environ 33:4323-4335. Marie S. O'Neill, (1) Michael Jerrett, (2) Ichiro Kawachi, (1) Jonathan I. Levy, (1) Aaron J. Cohen, (3) Nelson Gouveia, (4) Paul Wilkinson This article is about the professor. For the retired footballer, see Paul Wilkinson (footballer). Paul Wilkinson (born 9 May, 1937, Harrow, Middlesex) is former Professor of International Relations and former Director of the University of St Andrews Centre , (5) Tony Fletcher Tony Fletcher (born April 23,1964) is a music journalist best known for his biographies of drummer Keith Moon and the band R.E.M.. Born in Yorkshire, England. Fletcher was inspired by the London punk rock movement and started a fanzine as a thirteen-year-old schoolboy which , (5) Luis Cifuentes, (6) and Joel Schwartz, (1) with input from participants of the Workshop on Air Pollution and Socioeconomic Conditions * (1) Harvard School of Public Health The Harvard School of Public Health is (colloquially, HSPH) is one of the professional graduate schools of Harvard University. Located in Longwood Area of the Boston, Massachusetts neighborhood of Mission Hill, next to Harvard Medical School and Cambridge, Massachusetts, , Boston, Massachusetts “Boston” redirects here. For other uses, see Boston (disambiguation). Boston is the capital and most populous city of Massachusetts.[3] The largest city in New England, Boston is considered the unofficial economic and cultural center of the entire New , USA; (2) McMaster University McMaster University, at Hamilton, Ont., Canada; nondenominational; founded 1887. It has faculties of humanities, science, social sciences, business, engineering, and health sciences, as well as a school of graduate studies and a divinity college. , Hamilton, Ontario, Canada; (3) Health Effects Institute, Boston, Massachusetts, USA; (4) Universidade de Sao Paulo, Sao Paulo, Brazil; (5) London School of Hygiene and Tropical Medicine tropical medicine, study, diagnosis, treatment, and prevention of certain diseases prevalent in the tropics. The warmth and humidity of the tropics and the often unsanitary conditions under which so many people in those areas live contribute to the development and , London, England; (6) Pontificia Universidad Catolica de Chile, Santiago, Chile Address correspondence to M.S. O'Neill, Environmental Epidemiology Program, Department of Environmental Health, Harvard School of Public Health, 401 Park Drive, Suite 415M, Boston, MA 02215 USA. Telephone: (617) 384-8753. Fax: (617) 384-8745. E-mail: moneill@hsph.harvard.edu * Participants of the Workshop on Air Pollution and Socioeconomic Conditions held 13 March 2002 at the Harvard School of Public Health, Boston, Massachusetts: Thomas F. Bateson, Cristina Cann, Douglas Dockery, Diane Gold, Francine Laden, Stephanie London, Dana Loomis, Frank Speizer, Stephen Van den Eeden, Antonella Zanobetti. We thank C. Grundy for help in preparing the maps in Figure 2. Funding was provided by the Health Effects Institute, a training grant from the National Institute for Environmental Health Sciences, 5 T32 ES0706922, NIEHS NIEHS National Institute of Environmental Health Sciences (NIH, DHHS) ES00002, and EPAR EPAR European Public Assessment Report EPAR Emergency Plan for AIDS Relief EPAR Electronic Personnel Action Request EPAR Employee Performance Appraisal Report EPAR Erasmus Phd Association Rotterdam 827353. The views expressed in this article are those of the authors and do not necessarily reflect those of the Health Effects Institute or its sponsors. The authors declare they have no competing financial interests. Received 13 March 2003; accepted 2 September 2003. |
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