End-Range Mobilization Techniques in Adhesive Capsulitis of the Shoulder Joint: A Multiple-Subject Case Report.Adhesive capsulitis adhesive capsulitis n. See frozen shoulder. adhesive capsulitis Orthopedics A condition caused by prolonged immobility of the shoulder joint Clinical Shoulder is painful, tender, ↓ passive and active ROM or frozen shoulder is characterized by an insidious and progressive loss of active and passive mobility in the glenohumeral joint The glenohumeral joint, commonly known as the shoulder joint, is a synovial ball and socket joint and involves articulation between the glenoid fossa of the scapula (shoulder blade) and the head of the humerus (upper arm bone). presumably pre·sum·a·ble adj. That can be presumed or taken for granted; reasonable as a supposition: presumable causes of the disaster. due to capsular contracture Capsular contracture Thick scar tissue around a breast implant, which may tighten and cause discomfort and/or firmness. Mentioned in: Breast Reconstruction capsular contracture .[1,2] Despite research in the last century, the etiology and pathology of adhesive capsulitis remain enigmatic.[3] Pain, particularly in the first phase of adhesive capsulitis of the shoulder,[1-3] often keeps patients from performing activities of daily living (ADL). In our experience, many patients complain about sleeping disorders due to pain and their inability to lie on the affected shoulder. In the second phase of the condition, pain appears to be less pronounced, but the restrictions in active motion appear to limit the patient in personal care, ADL, and occupational activities. Observation of active shoulder motion appears to reveal excessive scapular scap·u·lar or scap·u·lar·y adj. Of or relating to the shoulder or scapula. scapular, adj pertaining to the region of the scapulae. scapular pertaining to the scapula. motion and lifting of the shoulder girdle shoulder girdle n. The pectoral girdle, especially of a human. . In the third phase of the condition, there is a slow increase in mobility, which leads to full or almost full recovery.[4-6] According to according to prep. 1. As stated or indicated by; on the authority of: according to historians. 2. In keeping with: according to instructions. 3. Reeves,[4] the first phase of adhesive capsulitis of the shoulder lasts 2 1/2 to 9 months, the second phase lasts 4 to 12 months, and the third phase lasts 5 to 26 months. Several authors [4,7-14] have argued that adhesive capsulitis is a self-limiting disease with a duration varying from 1 to 3 years, but they offered little or no peer-reviewed data to support this argument. The axillary ax·il·lar·y n. Relating to the axilla. Axillary Located in or near the armpit. Mentioned in: Mastectomy axillary of or pertaining to the armpit. recess, a pouch of the glenohumeral capsule evolving from the inferior rim of the glenoid cavity glenoid cavity n. The hollow in the head of the scapula into which the head of the humerus sits to make the shoulder joint. Also called glenoid fossa. to the inferior part of the humeral hu·mer·al adj. 1. Of, relating to, or located in the region of the humerus or the shoulder. 2. Relating to or being a body part analogous to the humerus. humeral of or pertaining to the humerus. head, in our opinion, plays an important role in adhesive capsulitis. We believe that capsular cap·su·lar adj. Of, relating to, or resembling a capsule. Adj. 1. capsular - resembling a capsule; "the capsular ligament is a sac surrounding the articular cavity of a freely movable joint and attached to the bones" adhesions of the axillary recess hinder normal expansion during abduction Abduction Balfour, David expecting inheritance, kidnapped by uncle. [Br. Lit.: Kidnapped] Bertram, Henry kidnapped at age five; taken from Scotland. [Br. Lit. resulting in diminished active and passive mobility of the shoulder. An important feature of adhesive capsulitis is the decreased joint capacity (ability of the capsule to move as indicated by an inability to hold fluid) due to capsular retraction In the law of Defamation, a formal recanting of the libelous or slanderous material. Retraction is not a defense to defamation, but under certain circumstances, it is admissible in Mitigation of Damages. Cross-references Libel and Slander. , as determined by arthrography Arthrography Definition Arthrograpy is a procedure involving multiple x rays of a joint using a fluoroscope, or a special piece of x-ray equipment which shows an immediate x-ray image. (the roentgenographic roent·gen·og·ra·phy n. Photography with the use of x-rays. roent gen·o·graph visualization of the joint to determine the amount of fluid the joint
can contain).[2,15-17] In our clinic, shoulder arthrography is often
used as a standard orthopedic procedure to refine the differential
diagnosis differential diagnosisn. Determination of which one of two or more diseases with similar symptoms is the one from which the patient is suffering. Also called differentiation. of limited range of motion in several pathological conditions of the shoulder. Normally, 16 [cm.sup.3] of dye solution can be injected without resistance.[18] A decreased joint capacity (less than 15 [cm.sup.3]) in combination with the characteristic restrictions of range of motion (ROM) of the shoulder in lateral rotation lateral rotation External rotation, see there , flexion flexion /flex·ion/ (flek´shun) the act of bending or the condition of being bent. flex·ion n. 1. The act of bending a joint or limb in the body by the action of flexors. 2. in the sagittal plane sagittal plane n. A longitudinal plane that divides the body of a bilaterally symmetrical animal into right and left sections. sagittal plane, n , and abduction confirms the diagnosis of adhesive capsulitis. To regain the normal extensibility of the shoulder capsule, passive stretching Passive stretching is a form of static stretching in which an external force exerts upon the limb to move it into the new position. This is in contrast to active stretching. of the shoulder capsule in all planes of motion by means of end-range mobilization techniques (EMTs) has been recommended,[19,20] but data to support the use of these treatments are lacking. These techniques have been described by Maitland,[20] Cyriax,[21] and Kaltenborn,[22] but they did not base their suggestions on research. Although these techniques, are frequently used by physical therapists and manual therapists, few studies have described the use of these techniques in joints with capsular adhesions. In 3 studies,[23-25] the shoulder was examined. Other studies examined the wrist,[26] the temporomandibular joint temporomandibular joint n. See mandibular joint. Temporomandibular joint (TMJ) The jaw joint formed by the mandible (lower jaw bone) moving against the temporal (temple and side) bone of the skull. ,[27] the ankle,[28] and the metacarpophalangeal joint metacarpophalangeal joint n. Any of the spheroid joints between the heads of the metacarpal bones and the bases of the proximal phalanges. .[29] Although mobilization techniques were used in the 3 studies of the shoulder, the performance of the techniques (mid-range mobilizations combined with interscalene brachial plexus brachial plexus n. A network of nerves located in the neck and axilla, composed of the anterior branches of the lower four cervical and first two thoracic spinal nerves and supplying the chest, shoulder, and arm. block), duration of treatment (4-6 weeks), and utilization of other treatment modalities (home exercises, cold packs) differs from the approach we used with patients. We used EMTs without the support of anesthetic techniques or additional modalities. In our opinion, based on histological studies of contracted joint capsules in animals,[30,31] a remobilization period should last for at least 12 weeks to realize the remodeling remodeling /re·mod·el·ing/ (re-mod´el-ing) reorganization or renovation of an old structure. bone remodeling of connective tissue and to normalize normalize to convert a set of data by, for example, converting them to logarithms or reciprocals so that their previous non-normal distribution is converted to a normal one. ROM. To exclude possible concurrent effects, we did not use physical modalities such as cold packs or heat. We examined the change in shoulder mobility and joint capacity after EMTs during a treatment period of 3 months. Case Description All patients with frozen shoulders were referred for treatment by an orthopedic surgeon to the physical therapy department and fulfilled the following inclusion criteria
Inclusion criteria are a set of conditions that must be met in order to participate in a clinical trial. : (1) having a painful stiff shoulder for at least 3 months, (2) having restriction of more than 50% in passive shoulder abduction, flexion in the sagittal plane, or lateral rotation compared with the opposite side, and (3) having a maximal glenohumeral joint capacity of 15 [cm.sup.3]. In the absence of a generally accepted definition of frozen shoulder, a consensus group of orthopedic surgeons and physical therapists in our hospital agreed on this set of clinical criteria for a frozen shoulder. Excluded were patients with (1) diabetes mellitus diabetes mellitus Disorder of insufficient production of or reduced sensitivity to insulin. Insulin, synthesized in the islets of Langerhans (see Langerhans, islets of), is necessary to metabolize glucose. In diabetes, blood sugar levels increase (hyperglycemia). , (2) a painful stiff shoulder after a severe trauma, or (3) the presence of osteoarthrosis or signs of bony damage due to trauma on the radiographs of the affected shoulder. We applied interventions to 7 eligible patients (4 men and 3 women) with a mean age of 50.2 years (SD=6.0, range=41-65) and a mean disease duration of 8.4 months (SD=3.3, range=3-12). In all patients, the cause of the adhesive capsulitis (primary or idiopathic) was not known. In 3 patients, the dominant arm was involved. Six patients had received prior treatment by physical therapists in a private practice (mean number of intervention sessions=12, median=12, range=6-34). These interventions consisted of massage of the shoulder region, physical modalities (ie, ultrasound, short-wave diathermy diathermy (dī`əthûr'mē), therapeutic measure used in medicine to generate heat in the body tissues. Electrodes and other instruments are used to transmit electric current to surface structures, thereby increasing the local blood , and electrotherapy electrotherapy /elec·tro·ther·a·py/ (-ther´ah-pe) treatment of disease by means of electricity. e·lec·tro·ther·a·py n. Medical therapy using electric currents. ), gentle passive mobilization techniques, and active exercises. Three patients had received a corticosteroid corticosteroid /cor·ti·co·ster·oid/ (-ster´oid) any of the steroids elaborated by the adrenal cortex (excluding the sex hormones) or any synthetic equivalents; divided into two major groups, the glucocorticoids and injection in their affected shoulder from their general practitioner general practitioner n. Abbr. GP A physician whose practice consists of providing ongoing care covering a variety of medical problems in patients of all ages, often including referral to appropriate specialists. ; 1 patient received 4 injections. None of the patients reported satisfactory results (progress in mobility, pain, or ADL) from the previous physical therapy or the treatment administered by their general practitioner (Tab. 1). Table 1. Demographic and Clinical Characteristics Initially for 7 Patients With Adhesive Capsulitis(a)
Patient Duration of
No. Sex Age (y) Side Occupation Complaints
(mo)
1 F 45 n-D Employee 12
2 M 45 n-D Metal worker 6
3 M 55 n-D Diability pension 10
4 M 45 D Manager 8
5 F 65 D Housewife 12
6 F 56 n-D Housewife 8
7 M 41 D Radiologist 3
No. of No. of Physical Therapy
Previous Treatment Sessions Before
injections Enrollment in Study
1 0 34(b,c,d)
2 0 12(d,e)
3 1 12(b,d)
4 4 12(b,c,d)
5 1 6(b,c,d)
6 1 10(c)
7 0 0
(a) F=female, M=male, D=dominant side, n-D=nondominant side. (b) Physical modalities. (c) Gentle passive mobilizations. (d) Active, exercises. (e) Massage. Assessments took place prior to treatment ([t.sub.0]), after 3 months of treatment ([t.sub.1]), and 9 months after treatment ([t.sub.2]). A detailed history of complaints and disabilities in daily life (eg, sleeping disorders; disabilities in personal care, reaching tasks, and professional activities) was taken for each patient at each assessment. We used active mobility and pain as primary outcome measures because we believe that they are important features in adhesive capsulitis. Patients were asked for the presence of pain during ADL and at night. We did not, however, assess the reliability of these measurements, and the reliability of these measurements for patients with adhesive capsulitis is not known. Our data, therefore, must be viewed with caution. We considered the treatment result for active mobility to be "excellent" if the deficit in mobility was 20 degrees or less in all 3 directions (abduction, flexion in the sagittal plane, and lateral rotation) as compared with the opposite glenohumeral joint. A "good" result was scored if the deficit in joint mobility was between 20 and 30 degrees in I or more directions. This idea is similar to the scoring system Noun 1. scoring system - a system of classifying according to quality or merit or amount rating system classification system - a system for classifying things of Heller et al[32] for the evaluation of posteriorly dislocated shoulders. Maximum ROM, among other variables, is used to classify shoulder function.[32] Active and passive flexion in the sagittal plane, abduction, and lateral rotation of both shoulders were measured with each patient in a standing position using a conventional goniometer goniometer /go·ni·om·e·ter/ (go?ne-om´e-ter) 1. an instrument for measuring angles. 2. a plank that can be tilted at one end to any height, used in testing for labyrinthine disease. at [t.sub.0], [t.sub.1], and [t.sub.2].[33] Measurements were rounded to the nearest 5 degrees according to the clinical procedures for recording joint motion used in our clinic. All assessments were performed by the same physical therapist (GJK). This therapist, who had 12 years of experience, was not involved in the treatment of the patients and was unaware of the previous measurements. The patients rated the overall progress of their shoulder function on a 5-point Likert scale Likert scale A subjective scoring system that allows a person being surveyed to quantify likes and preferences on a 5-point scale, with 1 being the least important, relevant, interesting, most ho-hum, or other, and 5 being most excellent, yeehah important, etc ("much worsened" to "much improved"). Again, caution should be used in interpreting these data because the reliability and validity of these measurements have not been demonstrated. Radiological assessments were performed at [t.sub.0] and [t.sub.1] by the same radiologist (WRO WRO Western Regional Office WRO World Robot Olympiad WRO Wroclaw, Poland - Strachowice (Airport Code) WRO World Regenesis Organization WRO World Rescue Organisation WRO Work Release Order WRO War Risk Only ). Anteroposterior anteroposterior /an·tero·pos·te·ri·or/ (-pos-ter´e-er) directed from the front toward the back. an·ter·o·pos·te·ri·or adj. Abbr. AP 1. Relating to both front and back. views of both shoulders were radiographed with the patients standing with the shoulder in maximal active abduction. A line was drawn on the radiograph radiograph /ra·dio·graph/ (-graf?) the film produced by radiography. ra·di·o·graph n. between the inferior angle of the scapula The inferior angle of the scapula, thick and rough, is formed by the union of the vertebral and axillary borders; its dorsal surface affords attachment to the Teres major and frequently to a few fibers of the Latissimus dorsi. and the inferior glenoid cavity, and a second line was drawn over the midshaft of the humerus humerus: see arm. . Maximal abduction was determined by measuring the angle (in degrees) between the 2 lines with a goniometer according to the procedure described by Nelson et al[34] and Freedman and Munro.[35] Arthrography of the affected shoulder was performed according to the technique described by Neviaser.[36] This outpatient procedure was done with the patients in a supine position The supine position is a position of the body; lying down with the face up, as opposed to the prone position, which is face down. Using terms defined in the anatomical position, the posterior is down and anterior is up. under sterile circumstances. A skin marker was used to identify the joint space between the humeral head and the glenoid cavity, and its position was confirmed by fluoroscopy fluoroscopy /flu·o·ros·co·py/ (fldbobr-ros´kah-pe) examination by means of the fluoroscope. fluo·ros·co·py n. Examination by means of a fluoroscope. Also called radioscopy. . A local anesthetic local anesthetic n. An agent that, when applied directly to mucous membranes or when injected about the nerves, produces loss of sensation by inhibiting nerve excitation or conduction. was infiltrated into the skin and the subcutanous soft tissues including the anterior shoulder capsule. A needle was then inserted into the glenohumeral joint, and a fluid containing a mixture of Hexabrix(*) and Xylocaine([dagger]) 2% in a ratio of 1:1 was injected. The amount of fluid injected without overpressure overpressure, n excessive pressure applied at the end of a physiologic joint range to confirm the severity of pain, thus helping determine the manual treatments. (pressure to fill the joint capsule with dye solution after resistance is felt on the syringe) is considered to be the joint capacity. In addition, changes in the size of the axillary recesses were determined by comparing radiographs obtained before and after treatment. A joint capacity of 15 [cm.sup.3] or less, in combination with obliteration A destruction; an eradication of written words. Obliteration is a method of revoking a Will or a clause therein. Lines drawn through the signatures of witnesses to a will constitute an obliteration of the will even if the names are still decipherable. of the axillary pouch and the subscapular subscapular /sub·scap·u·lar/ (-skap´u-ler) below the scapula. subscapular below the scapula. bursa Bursa, city, Turkey Bursa (b rsä`), city (1990 pop. 838,323), capital of Bursa prov., NW Turkey. on the
arthrogram ArthrogramA test done by injecting dye into the shoulder joint and then taking x-rays. Areas where the dye leaks out indicate a tear in the tendons. Mentioned in: Rotator Cuff Injury , is typical for adhesive capsulitis if the patient has restricted ROM for which no other cause can be identified.[4,36] Reliability has not been demonstrated for this capacity measure. Intervention using EMTs started after the radiological assessment and was given twice a week for 30 minutes. We used the techniques described by Maitland,[20] as follows. At the start of each intervention session, the physical therapist examined the patient's ROM in all directions to obtain information about the end-range position and the end-feel of the glenohumeral joint. Intervention started with a few minutes of warm up consisting of rhythmic mid-range mobilizations with the patient in a supine position. Thereafter, the therapist's hands were placed close to the glenohumeral joint, and the humerus was brought into a position of maximal flexion in the sagittal plane. After 10 to 15 repetitions of intensive mobilization techniques in this end-range position, the direction of mobilization was altered by varying the plane of elevation or by varying the degree of rotation. In addition, as an alternative to varying the direction of mobilization, other movements such as gliding techniques and distraction in that joint position were used. In each direction of mobilization, 10 to 15 repetitions were performed, and the mobilization grade (3 or 4) and the duration of prolonged stress varied according to the patient's tolerance. Relaxation of the surrounding muscles was essential, in our opinion, in order to perform these techniques. We attempted to minimize reflex muscle activity, which would cause resistance to the mobilization techniques. During treatment, reflex muscle activity was monitored by the therapist by means of palpation palpation /pal·pa·tion/ (pal-pa´shun) the act of feeling with the hand; the application of the fingers with light pressure to the surface of the body for the purpose of determining the condition of the parts beneath in physical diagnosis. . Most of the time, changing the intensity or the direction of the mobilization technique was sufficient, in our opinion, to decrease the reflex muscle activity. Sometimes, we believed based on our palpation, it was necessary to move the shoulder once or twice through the whole ROM to obtain the necessary muscle relaxation. We also used other techniques in an effort to improve the abduction in the glenohumeral joint. In a maximally abducted abducted Distal angulation of an extremity away from the midline of the body in a transverse plane and away from a sagittal plane passing through the proximal aspect of the foot or part, or away from some other specified reference point position, mobilizations were performed to improve the gliding of the humeral head caudally cau·dal adj. Anatomy 1. a. Of, at, or near the tail or hind parts; posterior: the caudal fin of a fish. b. Situated beneath or on the underside; inferior. 2. and anteriorly. Again, after 10 to 15 repetitions, the direction of gliding was altered by varying the position of the joint or the degree of rotation ("fine-tuning the mobilization" [37]). A frequently used technique in our intervention sessions was glenohumeral distraction in different angles of abduction and flexion in the sagittal plane. The patient was positioned supine or side lying at the edge of the table. The cephalad cephalad /ceph·a·lad/ (sef´ah-lad) toward the head. ceph·a·lad adv. Toward the head or anterior section. hand of the therapist was placed on the humeral head just below the acromion acromion /acro·mi·on/ (ah-kro´me-on) the lateral extension of the spine of the scapula, forming the highest point of the shoulder. a·cro·mi·on n. while the patient's arm rested in the therapist's arm. The caudal caudal /cau·dal/ (kaw´d'l) 1. pertaining to a cauda. 2. situated more toward the cauda, or tail, than some specified reference point; toward the inferior (in humans) or posterior (in animals) end of the body. hand of the therapist was placed on the lateral border on the scapula scapula /scap·u·la/ (skap´u-lah) pl. scap´ulae [L.] shoulder blade; the flat, triangular bone in the back of the shoulder. scap´ular scap·u·la n. pl. . While the cephalad hand attempted to maintain the desired angle of abduction or elevation, the caudal hand attempted to push the scapula in medial rotation. We believe that an advantage of this reversed distraction technique is the avoidance of unpleasant twisting of the soft tissues in the upper arm when the cephalad hand is the mobilizing hand (Fig. 1). [Figure 1 ILLUSTRATION OMITTED] The patients were instructed to inform the therapist about any pain experienced during and after intervention. If the therapist believed that pain influenced the execution of the mobilization techniques in a negative way, the therapist altered the direction or degree of mobilization. If patients experienced a dull ache and the therapist believed there was no reflex muscle activity, mobilizations were continued. Patients were informed that this ache could last for a few hours after the treatment session. If the pain worsened or continued for more than 4 hours after intervention ("treatment soreness"[22]), the intensity of the mobilization techniques was decreased in the following session. Patients were advised to use their involved shoulder in ADL tasks when possible. The patients were not instructed in home exercises to exclude the influence of their adherence to the exercise protocol. The duration of treatment was set at a maximum of 3 months. Outcomes Between [t.sub.0] and [t.sub.1], the patients were treated 2 times a week, with an average of 18 treatment sessions (SD=3) (Tab. 2). Five patients reported no pain at the [t.sub.1] and [t.sub.2] assessments, but 2 patients reported pain during ADL and at night if they had lain on their affected shoulder. Six patients reported their overall progress after 3 months of therapy as "improved" or "much improved." Improvements were seen in pain levels and in ADL, especially overhead activities. One patient judged the result as "unchanged." Two patients had previously participated in sports and were able to resume their sporting activities as before. At the 9-month follow-up, 3 patients reported having "much improved" shoulder function, 3 patients reported having "improved" shoulder function, and 1 subject reported having "unchanged" shoulder function (Tab. 2). Table 2. Variables After 3 Months of Treatment ([t.sub.1]) and 9 Months After Treatment ([t.sub.2)(a)
No. of Result of Active
Patient Treatment Sessions Glenohumeral Mobility
No. With EMTs [t.sub.1] [t.sub.2]
1 14 | |
2 14 || |
3 17 || |
4 21 | |
5 22 | |
6 20 | |
7 19 | |
Presence of Pain Patient's Opinion
[t.sub.1] [t.sub.2] [t.sub.1] [t.sub.2]
1 No No ++ ++
2 No No + + + +
3 No No + +
4 No No ++ ++
5 Yes(b,c) Yes(b,c) [+ or -] [+ or -]
6 Yes(b,c) Yes(b,c) + +
7 No No + + +
(a) I=excellent: deficit of <20 degrees in abduction, flexion, and lateral rotation compared with the contralateral contralateral /con·tra·lat·er·al/ (-lat´er-al) pertaining to, situated on, or affecting the opposite side. con·tra·lat·er·al adj. shoulder; II=good: deficit of 20 to 30 degrees in one or more directions; ++=much improved, +=improved, [+ or -] =unchanged; EMTs=end-range mobilization techniques. (b) Pain during activities of daily living. (c) Pain at night. Range of Motion Measurements of active and passive mobility of the affected and opposite shoulder joints are shown in Tables 3 and 4. The changes in the mean values over time indicate a substantial difference between the [t.sub.0] and [t.sub.1] measurements. The small differences between the [t.sub.1] and [t.sub.2] measurements indicate that the gain in mobility was maintained after 9 months. An example of individual changes for active flexion in the sagittal plane is shown in Figure 2. At the [t.sub.1] assessment, 5 patients had "excellent" results and 2 patients had "good" results for active mobility in the affected shoulder. At the [t.sub.2] assessment, all patients had "excellent" results. The improvement in passive range of motion was of the same magnitude as the improvement in active range of motion. The reliability of these measurements, however, is not known. [Figure 2 ILLUSTRATION OMITTED] Table 3. Active Abduction, Flexion in the Sagittal Plane, and Lateral Rotation (in Degrees) Assessed by Goniometry goniometry /go·ni·om·e·try/ (go?ne-om´e-tre) the measurement of angles, particularly those of range of motion of a joint. goniometry the measurement of range of motion in a joint. Initially ([t.sub.0]), After 3 Months of Treatment ([t.sub.1]), and 9 Months After Treatment ([t.sub.2]) in 7 Patients With Adhesive Capsulitis
[t.sub.0] [t.sub.1] [t.sub.2]
X SD X SD X SD
Abduction 91 16 151 22 161 17
Flexion 113 17 147 18 151 11
Lateral rotation 13 13 31 11 34 11
Table 4. Passive Abduction, Flexion in the Sagittal Plane, and Lateral Rotation (in Degrees) Assessed by Goniometry Initially ([t.sub.0]), After 3 Months of Treatment ([t.sub.1]), and 9 Months After Treatment ([t.sub.2]) in 7 Patients With Adhesive Capsulitis
[t.sub.0] [t.sub.0] [t.sub.0]
X SD X SD X SD
Abduction 96 18 159 24 169 12
Flexion 120 16 154 19 159 14
Lateral rotation 21 11 41 8 43 10
Radiological Assessment In 6 patients, we were able to compare the results of the progression in active abduction in the glenohumeral joint on a radiograph after 3 months of therapy. The glenohumeral abduction improved from an average of 93 degrees (SD=19, range=70-117) to an average of 129 degrees (sd=21, range=90-150). Individual changes are shown in Figure 3. [Figure 3 ILLUSTRATION OMITTED] The mean joint capacity at [t.sub.0] was 10 [cm.sup.3] (SD=3, range=6-15), and it increased to 15 [cm.sup.3] (SD=3, range=10-20) at [t.sub.1]. On the second arthrogram, we observed an enlargement of the axillary recesses in 6 patients, whereas the axillary recesses did not change in 1 patient (Tab. 5). A partial rotator cuff tear Rotator cuff tears are problems of the rotator cuff muscles of the shoulder. One or more rotator cuff tendons may become inflamed from overuse, aging, a fall on an outstretched hand, or a collision. was diagnosed at [t.sub.0] in 2 patients. One patient (patient 5) presented the same findings on the second arthrogram. In another patient (patient 3), the partial rotator cuff rotator cuff n. A set of muscles and tendons that secures the arm to the shoulder joint and permits rotation of the arm. Also called musculotendinous cuff. rupture was enlarged to a complete rotator cuff rupture, as demonstrated by the slow leakage of contrast fluid to the subacromial bursa sub·a·cro·mi·al bursa n. The bursa between the acromial process and the capsule of the shoulder joint. after the measurement of the joint capacity. Table 5. Active Mobility and Radiologic Variables Initially ([t.sub.0]), After 3 Months of Treatment ([t.sub.1]), and 9 Months After Treatment ([t.sub.2])(a)
Active Lateral
Patient Rotation ([degrees])
No. [t.sub.0] [t.sub.1] [t.sub.2]
1 40 40 50
2 5 30 30
3 15 50 40
4 15 25 35
5 5 30 40
6 0 15 15
7 10 30 30
Active Flexion in
the Sagittal Plane ([degrees])
[t.sub.0] [t.sub.1] [t.sub.2]
1 120 175 160
2 115 150 160
3 105 115 130
4 110 145 145
5 90 140 150
6 105 150 150
7 145 155 160
Active
Abduction ([degrees])
[t.sub.0] [t.sub.1] [t.sub.2]
1 80 170 180
2 100 150 180
3 70 110 135
4 120 170 160
5 90 145 155
6 90 145 145
7 90 170 170
Active Glenohumeral
Abduction on Radiograph ([degrees])
[t.sub.0] [t.sub.1] Reversed Side
1 ... ... ...
2 78 150 170
3 85 90 110
4 115 140 155
5 95 130 145
6 117 132 150
7 70 135 155
Joint Axillary
Capacity ([cm.sup.2]) Recess at
[t.sub.0] [t.sub.1] [t.sub.1]
1 10 16 >
2 6 15 >
3 9 15 >
4 12 15 >
5 15 20 >
6 10 10 >
7 10 14 NC
(a) Ellipsis A three-dot symbol used to show an incomplete statement. Ellipses are used in on-screen menus to convey that there is more to come. =missing values, >=enlarged, NC=no change. Discussion In a series of 7 patients with adhesive capsulitis, increases in joint capacity and glenohumeral mobility were observed after 3 months of treatment with EMTs. After finishing the treatments, all patients maintained their regained mobility at the 9-month follow-up. Six patients reported having "improved" or "much improved" shoulder function after 3 months of treatment and 9 months after treatment. Five patients reported no pain in the affected shoulder after 3 months of treatment and at the 9-month follow-up. Symptoms of adhesive capsulitis develop over 6 months, may last 2 years, and then gradually disappear ("self-limiting character").[9,14,38] Sometimes, there may be long-lasting pain and restricted motion.[11] Reeves[4] described the natural history of adhesive capsulitis and found a mean duration of the disease of 30 months (range= 12-42). As our patients' symptoms were present for at least 3 months, there is an indication that the changes seen after 3 months of treatment with EMTs could be attributed to the mobilization techniques rather than to the natural history of adhesive capsulitis. Limitations of our study were that we do not know about the reliability of our measurements and that there was no control group, so there is no way to know for certain that the improvement was not due to natural progression of the disease or to any of a variety of other causes. Inclusion Criteria In the acute phase of shoulder pain, it is difficult to distinguish adhesive capsulitis from other common shoulder pathologies such as rotator cuff tears, tendinitis, and calcific calcific /cal·cif·ic/ (-ik) forming lime. calcific forming lime. deposits.[5,6,25,39] These shoulder pathologies have similar symptoms such as pain at night or when lying on the affected shoulder, limited ROM, and compensatory excessive scapular movement for glenohumeral movement (a characteristic "girdle girdle /gir·dle/ (gir´d'l) cingulum; an encircling structure or part; anything encircling a body. pectoral girdle shoulder g. hunching maneuver"[19]). Many authors have described the etiology and clinical features of and therapy for adhesive capsulitis and disagree about the criteria for diagnosing this disease.[6] The criteria we used did not match those of any other study concerning mobilization techniques for adhesive capsulitis. [17,23-25] Although arthrography is considered to be the best method to diagnose adhesive capsulitis,[16,25,36,40] no data are available on the reliability of measurements of joint capacity in an arthrographic procedure. Few investigators have used decreased joint volume as an inclusion criterion,[41] whereas some authors have justified the use of arthrography as the basis for establishing a definitive diagnosis of adhesive capsulitis in the context of doing clinical research.[6] The purpose of applying EMTs in our patients was to stretch contracted periarticular periarticular /peri·ar·tic·u·lar/ (-ahr-tik´u-lar) around a joint. per·i·ar·tic·u·lar adj. Surrounding a joint. periarticular situated around a joint. structures. We believe that some time must pass before a capsular contracture with adhesions and consequently a diminished joint capacity develops, but the exact time span is not known. Reeves[4] stated that the duration of the first phase can vary from 2 1/2 to 9 months. Therefore, it is difficult to determine the turnover from the first painful phase to the second phase in which a capsular contracture is apparent. End-range mobilization techniques can only be performed without causing too much pain if the inflammatory (first) phase has disappeared. In our study, therefore, arthrography was, for us, the key in diagnosing adhesive capsulitis and thus in timing the start of treatment of the capsular contracture with EMTs. Mobilization Techniques Nicholson[24] conducted a controlled study with 20 patients in 2 groups over a short period of time (4 weeks). In the experimental group, passive mobilization techniques were applied. In contrast to our study, Nicholson started his mobilizing techniques in a gentle way in the anatomical neutral position, progressing in later sessions toward the end of the ROM. A more specific description of the mobilization techniques was not reported by the author. Only the passive glenohumeral abduction in the experimental group increased after 4 weeks, and pain scores did not differ between groups.[24] In a study by Bulgen et al,[23] 42 patients with frozen shoulder were assigned to 1 of 4 groups (a group that received steroids, a group that received mobilization, a group that received ice therapy, and a group that received no treatment). Patients in the mobilization group were treated 3 times a week for 6 weeks and were instructed to perform pendular pendular /pen·du·lar/ (pen´du-lar) having a pendulum-like movement. exercises regularly at home. The intensity of the mobilizations was not described. At 4 weeks, the major improvement in ROM occurred in the group treated with steroids, and Bulgen and colleagues concluded that local steroid injections should be the initial intervention of choice. At 6 months after treatment, no differences in ROM or pain were observed between the groups. Therefore, Bulgen et al concluded that there appears to be no place for physical therapy alone in the treatment of frozen shoulder and that it should not be continued for more than 4 weeks. Because half of the patients entered the study with a disease duration of less than 3 months and without confirmation of a diagnosis of adhesive capsulitis by arthrography, perhaps not all patients had adhesive capsulitis with capsular contractions. Due to the short treatment period and the lack of information about the performance of the mobilization techniques in these 2 studies,[23,24] it is difficult to draw conclusions. The techniques we used were mostly performed at the end of the ROM with a high, sometimes painful, intensity. In contrast to the observations of other authors,[13,14,23,42,43] we saw no adverse effects on the recovery of patients with adhesive capsulitis treated with intensive (sometimes painful) mobilizations. Measurement Outcome In most studies, the most important outcome measures were ROM measured by means of a goniometer and a measure of pain. Both describe impairments in daily activities in a simple way and are not measures of function or disability. Some motions of the shoulder can be measured by goniometry with high intraobserver and intraobserver reliability, and this approach is common practice in orthopedics and physical therapy.[44,45] In evaluating the effect of treatment, having the same observer for measuring ROM is recommended.[46] In measuring shoulder motion with a conventional goniometer, it is difficult to determine the amount of glenohumeral mobility as part of the total range of abduction and flexion in the sagittal plane. Scapulothoracic compensation, even when the signs of the adhesive capsulitis are gone, cannot be estimated accurately. Therefore, we evaluated the results of EMTs on the glenohumeral joint by measuring angles on the radiographs between the humerus and the scapula with the arm in maximal active abduction.[35] This investigation of the amount of glenohumeral abduction is simple to perform and gives more detailed information about the position of the bony landmarks of the scapula than can be obtained by conventional goniometry, but the reliability of the measurements is not known. We consider arthrographic measurements an important variable in the diagnosis of adhesive capsulitis. Negative aspects of the use of arthrography (and plain radiography radiography: see X ray. ) in diagnosis and evaluation of patients with frozen shoulders are that it incurs more expenses and that it exposes patients to radiation, and again we have no data about the measure's reliability. Measurements of the effective radiation during an investigation with antroposterior views of both shoulders and arthrography of the affected shoulder revealed an effective dose of 0.06 mSv.[47] Although the exposure to radiation during this intervention is quantified as very low, it must never be underestimated.[47] In adhesive capsulitis, the structure to be treated presumably is the shoulder capsule.[20] It is important, therefore, to know whether the treatment has been effective on the structure itself.[48] Our results show an enlargement of the joint capacity in 6 out of 7 patients. These data should be interpreted with caution because there are, for ethical reasons, no control measurements of the opposite shoulder. Nevertheless, our data suggest that there may be structural changes of the shortened peri-articular tissues. The tendency of the .joint capacity to regain normal values normal values pl.n. A set of laboratory test values used to characterize apparently healthy individuals, now replaced by reference values. has been described by Mao et al,[17] who found an increase in joint capacity in the shoulders of seven patients with frozen shoulders after treatment. In this study, the increase in joint space capacity was correlated with the improvement of ROM in lateral rotation. Follow-up arthrograms in the study of Mao et al showed reappearance or enlargement of the axillary recess and smoother capsular margins in 11 of 12 patients with frozen shoulder.[17] In our report, we focused on outcome measures at the level of impairments such as pain, decreased ROM, and decreased joint capacity. During the interviews conducted initially and at follow-up, the patients were asked about their difficulties in ADL. Initially, all patients complained about decreased function in ADL, housekeeping, work activities, and sports activities. Six patients reported improvements in overhead activities, lying on the affected shoulder, and personal care. Four patients who were employed were able to resume their work as usual after treatment. Two of them resumed their participation in sport activities. These findings were not assessed by standardized questionnaires. We believe there is a need for controlled studies of treatment of frozen shoulders and for the use of validated questionnaires such as the Shoulder Disability Questionnaire or the Shoulder Rating Questionnaire.[49,50] Conclusion End-range mobilization techniques performed by physical therapists were used in an effort to increase mobility in patients with adhesive capsulitis of the shoulder. There was an increase of glenohumeral mobility, but in the absence of a control group, we cannot be sure what led to reduced impairment. Further investigation in the form of controlled studies is warranted to compare the therapeutic effect of these mobilizations with the natural course of the disease or other treatment regimens. References [1] Neviaser TJ. Intra-articular inflammatory diseases of the shoulder. Instr Course Lect. 1989;38:199-204. [2] Neviaser TJ. Adhesive capsulitis. Orthop Clin North Am. 1987;18: 439-443. [3] Bunker TD, Anthony PP. The pathology of frozen shoulder: a Dupuytren-like disease. J Bone Joint Surg Br. 1995;77:677-683. [4] Reeves B. The natural history of the frozen shoulder syndrome. Scand J Rheumatol. 1975;4:193-196. [5] Nash P, Hazleman BL. Frozen shoulder. Bailliere's Clin Rheumatol. 1989;3:551-566. [6] Murnaghan JP. Frozen shoulder. In: Rockwood CA, Matsen FA, eds. The Shoulder. Philadelphia, Pa: WB Saunders Co; 1990:837-862. [7] Baslund B, Thomsen BS, Jensen EM. Frozen shoulder: current concepts. Scand J Rheumatol. 1990;19:321-325. [8] Loew M. Uber den spontanverlauf der Schultersteife. Krankengymnastik. 1994;46:432-438. [9] Grey RG. The natural history of "idiopathic" frozen shoulder. J Bone Joint Surg Br. 1978;60:564. [10] Lundberg BJ. The frozen shoulder. Clinical and radiographical observations. The effect of manipulation under general anesthesia Anesthesia, General Definition General anesthesia is the induction of a state of unconsciousness with the absence of pain sensation over the entire body, through the administration of anesthetic drugs. . Structure and glycosaminoglycan glycosaminoglycan /gly·cos·ami·no·gly·can/ (gli?kos-ah-me?no-gli´kan) any of a group of high molecular weight linear polysaccharides with various disaccharide repeating units and usually occurring in proteoglycans, including the content of the joint capsule. Local bone metabolism. Acta Orthop Scand Suppl. 1969;119:1-59. [11] Jayson MI. Frozen shoulder: adhesive capsulitis. Br Med J. 1981;283: 1005-1006. [12] Strang MH. Physiotherapy of the shoulder complex. Bailliere's Clin Rheumatol. 1989;3:669-680. [13] Lewit K. Manuelle Medizin. Leipzig, Germany: Johann Ambrosius Barth; 1977. [14] Rowe CR, Leffert RD. Idiopathic chronic adhesive capsulitis ("frozen shoulder"). In: Rowe CR, ed. The Shoulder. New York New York, state, United States New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of , NY: Churchill Livingstone Inc; 1988:155-163. [15] Dalinka MK. Shoulder arthrography. In: Jacobson HG, ed. Arthrography. New York, NY: Springer-Verlag; 1980:93-117. [16] Neviaser RJ, Neviaser TJ. The frozen shoulder: diagnosis and management. Clin Orthop. October 1987:59-64. [17] Mao C-Y, Jaw W-C, Cheng H-C. Frozen shoulder: correlation between the response to physical therapy and follow-up shoulder arthrography. Arch Phys Med Rehabil. 1997;78:857-859. [18] Neviaser JS. Arthrography of the shoulder joint: study of the findings in adhesive capsulitis of the shoulder. J Bone Joint Surg Am. 1962;44:1321-1330. [19] Wadsworth CT. Frozen shoulder. Phys Ther. 1986;66:1878-1883. [20] Maitland GD. Treatment of the glenohumeral joint by passive movement. Physiotherapy. 1983;69:3-7. [21] Cyriax J. Textbook of Orthopaedic Medicine. London, England: Balliere Tindall; 1975. [22] Kaltenborn FM. Manual Therapy for the Extremity Joints. Oslo, Norway: Olaf Norlis Bokhandel; 1976. [23] Bulgen DY, Binder AI, Hazleman BL, et al. Frozen shoulder: prospective clinical study with an evaluation of three treatment regimens. Ann Rheum rheum (rldbomacm) any watery or catarrhal discharge. rheum n. A watery or thin mucous discharge from the eyes or nose. rheum any watery or catarrhal discharge. Dis. 1984;43:353-360. [24] Nicholson GG. The effect of passive joint mobilization joint mobilization Osteopathy The passive movement of joints over their entire ROM, to expand the ROM and eliminate restrictions. See Osteopathy. on pain and hypomobility associated with adhesive capsulitis of the shoulder. J Orthop Sports Phys Ther. 1985;6:238-246. [25] Roubal PJ, Dobritt D, Placzek JD. Glenohumeral gliding manipulation following interscalene brachial plexus block in patients with adhesive capsulitis. J Orthop Sports Phys Ther. 1996;24:66-77. [26] Taylor NF, Bennell KL. The effectiveness of passive mobilisation on the return of active wrist extension following Colles' fracture Colles' fracture n. A bone fracture of the radius of the wrist in which the lower fragment becomes displaced dorsally. : a clinical trial. New Zealand New Zealand (zē`lənd), island country (2005 est. pop. 4,035,000), 104,454 sq mi (270,534 sq km), in the S Pacific Ocean, over 1,000 mi (1,600 km) SE of Australia. The capital is Wellington; the largest city and leading port is Auckland. Journal of Physiotherapy. 1994;4:24-28. [27] Taylor M, Suvinen T. Reade P. The effect of grade IV distraction mobilization on patients with temporomandibular temporomandibular /tem·po·ro·man·dib·u·lar/ (tem?pah-ro-man-dib´u-ler) pertaining to the temporal bone and mandible. tem·po·ro·man·dib·u·lar adj. pain-dysfunction disorder. Physiotherapy Theory and Practice. 1994;10:129-136. [28] Wilson FM. Manual therapy versus traditional exercises in mobilisation of the ankle post-ankle fracture. New Zealand Journal of Physiotherapy. 1991;12:11-16. [29] Randall T, Portney L, Harris BA. Effects of joint mobilization on joint stiffness and active motion of the metacarpal-phalangeal joint. J Orthop Sports Phys Ther. 1992;16:30-36. [30] Akeson WH, Amiel D. Abel MF, et al. Effects of immobilization Immobilization Definition Immobilization refers to the process of holding a joint or bone in place with a splint, cast, or brace. This is done to prevent an injured area from moving while it heals. on joints. Clin Orthop. June 1987:28-37. [31] Schollmeier G, Sarkar Sarkar could mean:
[32] Heller K, Forst J, Forst R, et al. Posterior dislocation of the shoulder: recommendations for a classification. Arch Orthop Trauma Surg. 1994;113:228-231. [33] Joint Motion: Methods of Measuring and Recording. Rosemont, Ill: American Academy of Orthopaedic Surgeons; 1965. [34] Nelson MC, Leather GP, Nirschl RP, et al. Evaluation of the painful shoulder: a prospective comparison of magnetic resonance imaging magnetic resonance imaging (MRI), noninvasive diagnostic technique that uses nuclear magnetic resonance to produce cross-sectional images of organs and other internal body structures. , computerized tomographic arthrography, ultrasonography ultrasonography /ul·tra·so·nog·ra·phy/ (-so-nog´rah-fe) the imaging of deep structures of the body by recording the echoes of pulses of ultrasonic waves directed into the tissues and reflected by tissue planes where there is a change in , and operative findings. J Bone Joint Surg Am. 1991;73:707-716. [35] Freedman L, Munro RR. Abduction of the arm in the scapular plane: scapular and glenohumeral movements. J Bone Joint Surg Am. 1966;48:1503-1510. [36] Neviaser RJ. Radiologic assessment of the shoulder: plain and arthrographic. Orthop Clin North Am. 1987;18:343-349. [37] Donatelli RA. Physical Therapy of the Shoulder. New York, NY: Churchill Livingstone Inc; 1997. [38] Kay NR. The clinical diagnosis and management of frozen shoulders. Practitioner. 1981;225:164-172. [39] Rey B, Gerber NJ. Shoulder pain trials. In: Schlapbach P, Gerber NJ, eds. Physiotherapy: Controlled Trials and Facts. Basel, Switzerland: Karger; 1991:91-98. [40] Ryu Ryū (竜 or りゅう or リュウ Ryū KN, Lee SW, Rhee YG, Lim JH. Adhesive capsulitis of the shoulder joint: usefulness of dynamic sonography sonography: see ultrasound . J Ultrasound Med. 1993;12:445-449. [41] Weiss JJ, Ting YM. Arthrography-assisted intra-articular injection of steroids in treatment of adhesive capsulitis. Arch Phys Med Rehabil. 1978;59:285-287. [42] Mens JM, de Wolf AN. Wat is de meest adequate behandeling van een zogenaamde frozen shoulder? Respons. 1991;2(10):1-3. [43] van der Korst JK. Periarthritis scapulohumeralis beschouwd vanuit de reumatologie. Nederlands Tijdschrift vor Fysiotherapie. 1980;9:260-263. [44] Riddle DL, Rothstein JM, Lamb RL. Goniometric go·ni·om·e·ter n. 1. An optical instrument for measuring crystal angles, as between crystal faces. 2. A radio receiver and directional antenna used as a system to determine the angular direction of incoming radio signals. reliability in a clinical setting: shoulder measurements. Phys Ther. 1987;67:668-673. [45] Marx RG, Bombardier C, Wright JG. What do we know about the reliability and validity of physical examination tests used to examine the upper extremity upper extremity n. The shoulder, arm, forearm, wrist, or hand. Also called superior limb, thoracic limb. ? J Hand Surg [Am]. 1999;24:185-193. [46] Boone DC, Azen SP, Lin C-M C-M Control-Monitor C-M Constant Modulus , et al. Reliability of goniometric measurements. Phys Ther. 1978;58:1355-1360. [47] Geleijns J. Patient Dosimetry dosimetry /do·sim·e·try/ (do-sim´e-tre) scientific determination of amount, rate, and distribution of radiation emitted from a source of ionizing radiation, in biological d. in Diagnostic Radiology: Chest Examinations and Computed Tomography Computed tomography (CT scan) X rays are aimed at slices of the body (by rotating equipment) and results are assembled with a computer to give a three-dimensional picture of a structure. [thesis]. Leiden, the Netherlands: University of Leiden; 1995. [48] Threlkeld AJ. The effects of manual therapy on connective tissue. Phys Ther. 1992;72:893-902. [49] van der Heijden GJMG. Shoulder Disorder Treatment [thesis]. Maastricht, the Netherlands: University of Maastricht; 1996. [50] L'Insalata JC, Warren RF, Cohen cohen or kohen (Hebrew: “priest”) Jewish priest descended from Zadok (a descendant of Aaron), priest at the First Temple of Jerusalem. The biblical priesthood was hereditary and male. SB, et al. A self-administered questionnaire for assessment of symptoms and function of the shoulder. J Bone Joint Surg Br. 1997;79:738-748. (*) Guerbert Nederland BV, PO Box 334, 4200 AH Gorinchem, the Netherlands. ([dagger]) Asta Pharmaceutica BV, PO Box 599, 2700 AN Zoetermeer, the Netherlands. HM Vermeulen, PT, MT, is Physical and Manual Therapist, Department of Physical Therapy, Leiden University Medical Center The Leiden University Medical Center (Dutch: Leids Universitair Medisch Centrum) or LUMC, is the university hospital affiliated with Leiden University, of which it forms the medical faculty. , PO Box 9600, 2300 RC Leiden, the Netherlands (h.m.vermeulen@lumc.nl). Address all correspondence to Mr Vermeulen. WR Obermann, MD, PhD, is Radiologist, Department of Radiology, Leiden University Medical Center. BJ Burger, MD, PhD, is Orthopaedic Surgeon, Medical Center Alkmaar, Alkmaar, the Netherlands. GJ Kok, PT, is Physical Therapist, Department of Physical Therapy, Leiden University Medical Center. PM Rozing, MD, PhD, is Professor of Orthopaedics, Department of Orthopaedic Surgery, Leiden University Medical Center. CHM chm - Compiled HTML van den Ende, PT, PhD, is Physical Therapist and Sociologist, Department of Physical Therapy, Leiden University Medical Center. Concept/design was provided by Vermeulen and Burger, and writing was provided by Vermeulen and van den Ende. Data collection was provided by Obermann and Kok. Project management was provided by Rozing. This article was submitted July 19, 1999, and was accepted July 13, 2000. |
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