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Diagnosis of fall risk in Parkinson disease: an analysis of individual and collective clinical balance test interpretation.


Background and Purpose

Parkinson disease Parkinson Disease Definition

Parkinson disease (PD) is a progressive movement disorder marked by tremors, rigidity, slow movements (bradykinesia), and posture instability.
 (PD) results in an increased frequency of falls relative to the frequency in neurologically healthy people. The purpose of this study was to compare the accuracy of PD fall risk diagnosis based on one test with that based on the collective interpretation of multiple tests.

Participants

Seventy people with PD (mean age=73.91 years) participated in this study.

Method

Clinical balance tests were conducted during the initial examinations of people with PD. Validity indices were calculated for individual tests and compared with validity indices calculated for a combination of multiple tests.

Results

Thirty-six participants reported a fall history. Analysis of individual tests revealed broad variations in validity indices, whereas the collective interpretation of multiple tests improved sensitivity and negative likelihood ratios.

Discussion and Conclusion

Collective interpretation of clinical balance tests resulted in fewer false-negative results and more substantial adjustments to the posttest post·test  
n.
A test given after a lesson or a period of instruction to determine what the students have learned.
 probability of being a "faller" than the interpretation of one test alone. These results should be confirmed in a prospective examination of fall risk in PD.

Idiopathic idiopathic /id·io·path·ic/ (id?e-o-path´ik) self-originated; occurring without known cause.

id·i·o·path·ic
adj.
1. Of or relating to a disease having no known cause; agnogenic.
 or sporadic sporadic /spo·rad·ic/ (spo-rad´ic) occurring singly; widely scattered; not epidemic or endemic.

spo·rad·ic or spo·rad·i·cal
adj.
1. Occurring at irregular intervals.

2.
 Parkinson disease (PD) is currently the second most common neurodegenerative disease Neurodegenerative disease
A disease in which the nervous system progressively and irreversibly deteriorates.

Mentioned in: Amnesia
 in the United States United States, officially United States of America, republic (2005 est. pop. 295,734,000), 3,539,227 sq mi (9,166,598 sq km), North America. The United States is the world's third largest country in population and the fourth largest country in area. , second only to Alzheimer disease Alzheimer disease

Degenerative brain disorder. It occurs in middle to late adult life, destroying neurons and connections in the cerebral cortex and resulting in significant loss of brain mass.
, with approximately 60,000 new diagnoses being made each year to add to the 1.5 million Americans already diagnosed with this condition. (1,2) Common symptoms of PD are progressive postural instability, hypokinesia, rigidity rigidity /ri·gid·i·ty/ (ri-jid´i-te) inflexibility or stiffness.

clasp-knife rigidity
, and tremor tremor /trem·or/ (trem´er) an involuntary trembling or quivering.

action tremor  rhythmic, oscillatory, involuntary movements of the outstretched upper limb; it may also affect the voice and
. (3,4) These motor deficits, particularly postural instability, contribute to an increased frequency of falls (prevalence estimates of between 38% and 73%) and a greater incidence of fall-related injuries in people with PD than in people who are neurologically healthy. (5) Fall-related injuries appear to be more common in people with PD, with fractures Fractures Definition

A fracture is a complete or incomplete break in a bone resulting from the application of excessive force.
Description
 being of particular concern. For example, Williams et al (6) reported a 73% incidence of falling in people with PD, and 80 of those people (16.9%) sustained a total of 96 fractures. Of those fractures, hip fractures hip fracture Orthopedic surgery A femoral fracture which affects 1/6 white ♀–US during life Epidemiology 250,000/yr–US Specifics Proximal femur; 90+% femoral neck, intertrochanteric; 5-10% are subtrochanteric Risk factors Tall, thin ♀,  constituted 46.9% of all fractures in people with PD, whereas one third of the fractures occurred in the upper limb In human anatomy, the upper limb (also upper extremity) refers to what in common English is known as the arm, that is, the region of the shoulder to the fingertips. It includes the entire limb, and thus, is not synonymous with the term upper arm. . In addition, other authors (7,8) have demonstrated that people with PD have an alarming 5 to 9 times greater risk of experiencing a hip fracture than do age-matched people without PD.

The heterogeneity het·er·o·ge·ne·i·ty
n.
The quality or state of being heterogeneous.



heterogeneity

the state of being heterogeneous.
 of motor deficits associated with PD is relevant to an examination of fall risk in people with PD. People with PD, who are at risk for falls, can demonstrate problems with broad areas of movement control, including, but not limited to, sensory integration sensory integration
n.
The coordinated organization and processing of input from somatic sense receptors by the central nervous system.
, functioning with a narrow base of support, controlling their center-of-mass movement within their base of support, and coordination of anticipatory postural control tasks. (9,10) Additional factors that can contribute to fall risk in people with PD include comorbid conditions (eg, peripheral neuropathy Peripheral Neuropathy Definition

The term peripheral neuropathy encompasses a wide range of disorders in which the nerves outside of the brain and spinal cord—peripheral nerves—have been damaged.
) and medication side effects Side effects

Effects of a proposed project on other parts of the firm.
 (eg, postural hypotension postural hypotension
n.
See orthostatic hypotension.


postural hypotension Orthostatic hypotension, see there
 and dyskinesias).

Although some degree of postural instability is present in many people with PD, not all people with PD demonstrate losses of balance or falls during daily activities. A variety of clinical balance tests have been used to attempt to provide valid diagnostic tools for people who may be at risk for falls. Four such clinical balance tests are the Berg Balance Scale (BBS (1) (Bulletin Board System) A computer system used as an information source and forum for a particular interest group. They were widely used in the U.S. ), the Dynamic Gait gait (gat) the manner or style of walking.

antalgic gait  a limp adopted so as to avoid pain on weight-bearing structures, characterized by a very short stance phase.
 Index (DGI DGI Direction Générale des Impôts (French: Department of Revenue)
DGI Dirección General Impositiva (Argentina)
DGI Danske Gymnastik- & Idrætsforeninger (Denmark)
DGI Drummond Group Inc.
), the Functional Reach Test (FRT FRT Freight
FRT Fort
FRT Federal Realty Investment Trust
FRT Fire Retardant Treated (wood construction)
FRT Fast Repetitive Tick (biology)
FRT Fonds de la Recherche Technologique
), and the 2.44-m (8-ft) Up and Go Test. (11-15) These tests appear to be reliable and valid for examining fall risk in geriatric geriatric /ger·i·at·ric/ (jer?e-at´rik)
1. pertaining to elderly persons or to the aging process.

2. pertaining to geriatrics.


ger·i·at·ric
adj.
1.
 populations, but limited validity studies have been performed with populations with PD.

Previous researchers have reported that a history of 2 or more falls in the preceding year is the best predictor of future falls in people with PD. (5) However, such data do not help clinicians who are attempting to diagnosis fall risk in a person who has PD but who has not yet fallen or has not yet experienced recurrent falls. Researchers and clinicians concerned with falls in people with PD have commented on the inaccuracy in·ac·cu·ra·cy  
n. pl. in·ac·cu·ra·cies
1. The quality or condition of being inaccurate.

2. An instance of being inaccurate; an error.
 of individual clinical balance tests in identifying people who have PD and who may be at risk for falls and have called for alternative means of diagnosing fall risk. (16-20) Considered together, these studies consistently concluded that reliance on the results of one clinical balance test to diagnose diagnose /di·ag·nose/ (di´ag-nos) to identify or recognize a disease.

di·ag·nose
v.
1. To distinguish or identify a disease by diagnosis.

2.
 fall risk in people with PD provides a limited perspective of each person's risk that is incompatible with the heterogeneous nature of fall risk in people with PD.

For this reason, the overall objectives of this study were to describe and compare the diagnostic accuracies associated with individual clinical balance tests and the collective interpretation of multiple tests for a sample of people with PD. To accomplish these overall objectives, we systematically examined the following questions:

1. Is each individual clinical balance test a valid measure of fall risk? On the basis of previous research, (16,18) we hypothesized that each test could accurately distinguish people with PD and a history of falls from those without a history of falls.

2. With a priority placed on ruling out a diagnosis of fall risk (maximizing sensitivity and minimizing the negative likelihood ratio [LR]), how do the validity indexes of individual clinical balance tests compare with the validity indexes of combinations of the same clinical balance tests? Previous research suggests that multiple tests more accurately sample the various components of postural instability and fall risk in people with PD. (16,18,19) Based on this research, we hypothesized that the collective interpretation of multiple clinical balance tests would improve diagnostic accuracy over that obtained with individual test interpretation.

Finally, we used our statistical results to propose a data-driven clinical balance examination algorithm for people with PD.

Method

Facility and Participants

The site of data collection houses a Parkinsonism Exercise Program sponsored by the American Parkinson Disease Association. All people receiving care at this facility sign a University of Utah The University of Utah (also The U or the U of U or the UU), located in Salt Lake City, is the flagship public research university in the state of Utah, and one of 10 institutions that make up the Utah System of Higher Education.  Health Sciences Center Institutional Review Board-approved consent form allowing the tracking of measures of physical performance. All people receiving traditional outpatient physical therapy or participating in a community-based risk reduction program from 2004 to 2006 represented the accessible population for this study. Inclusion criteria
For Wikipedia's inclusion criteria, see: What Wikipedia is not.


Inclusion criteria are a set of conditions that must be met in order to participate in a clinical trial.
 were a confirmed medical diagnosis of idiopathic PD, (21) the physical ability to perform at least 3 of the 4 clinical balance tests (BBS, DGI, FRT, and Up and Go Test), and the cognitive ability to actively participate in the balance tests and report fall history. Exclusion criteria exclusion criteria AIDS Donor exclusion criteria, see there  were an age of less than 60, an inability to follow 1- or 2-step commands via verbal or tactile tactile /tac·tile/ (tak´til) pertaining to touch.

tac·tile
adj.
1. Perceptible to the sense of touch; tangible.

2. Used for feeling.

3.
 cuing, and significant orthopedic orthopedic /or·tho·pe·dic/ (-pe´dik) pertaining to the correction of deformities of the musculoskeletal system; pertaining to orthopedics.  (eg, fracture fracture, breaking of a bone. A simple fracture is one in which there is no contact of the broken bone with the outer air, i.e., the overlying tissues are intact. In a comminuted fracture the bone is splintered.  or moderate to severe osteoarthritis osteoarthritis
 or osteoarthrosis or degenerative joint disease

Most common joint disorder, afflicting over 80% of those who reach age 70. It does not involve excessive inflammation and may have no symptoms, especially at first.
) or other neurologic neurologic /neu·ro·log·ic/ (-loj´ik) pertaining to neurology or to the nervous system.
Neurologic
Having to do with the nervous system.
 (eg, stroke or traumatic brain injury Traumatic brain injury (TBI), traumatic injuries to the brain, also called intracranial injury, or simply head injury, occurs when a sudden trauma causes brain damage. TBI can result from a closed head injury or a penetrating head injury and is one of two subsets of acquired brain ) conditions.

Over the 2-year period during which data were collected, approximately 350 participants with varied neurologic and musculoskeletal musculoskeletal /mus·cu·lo·skel·e·tal/ (-skel´e-t'l) pertaining to or comprising the skeleton and muscles.

mus·cu·lo·skel·e·tal
adj.
Relating to or involving the muscles and the skeleton.
 diagnoses were examined at the facility. Seventy people with idiopathic PD (54 men and 16 women), with a mean age of 73.91 years (SD=6.45 years), and with a median modified Hoehn and Yahr staging level of 2.5 (range = 1-4) met the inclusion and exclusion criteria and were the participants included in this analysis. Thirty-six people (51%) reported a history of at least 2 falls in the previous year (fall group), whereas the remaining 34 people reported fewer than 2 falls in the previous year (non-fall group) (Tab. 1). There were no significant differences between the fall and nonfall groups in any of the demographic variables (P>.05).

Procedure

All potential participants signed informed consent forms during their initial examinations. One physical therapist (DJB DJB Djibouti Airlines (ICAO code)
DJB Dark Jedi Brotherhood (Star Wars online gaming group)
DJB De-Jitter Buffer
), who specializes in rehabilitation rehabilitation: see physical therapy.  for PD, performed all of the physical therapy examinations. Participants were interviewed, and the following variables were recorded in their medical records: age, sex, fall and near-fall history (including the number of falls in the previous year), duration of PD (in years), past medical and surgical history, and current medication regimen regimen /reg·i·men/ (rej´i-men) a strictly regulated scheme of diet, exercise, or other activity designed to achieve certain ends.

reg·i·men
n.
1.
. Following the clinical interview, each participant underwent a standard examination of vital signs, sensory and motor function, and physical performance capabilities. The physical performance examination included multiple clinical balance tests (at least 3 of the following 4 tests: BBS, DGI, FRT, and Up and Go Test). These tests were used because of their established reliability and validity and because we believed that they collectively examined several important components of balance abilities in people with PD. Recording of the Up and Go Test consisted of 3 individual trials, with the mean time for trials calculated and documented. Single trials of all other tests (BBS, FRT, and DGI) were performed primarily because of time limitations. All participants were given a 5-minute recovery period between individual balance tests to decrease fatigue. Each physical therapy examination took approximately 1 to 1.5 hours. All participants were instructed to be on the "on-dopamine replacement" phase of their medication cycle for their initial examinations.

For the purposes of this study, demographic as well as numerical clinical balance test data were extracted and recorded for each individual. Each participant's disease severity was determined using Hoehn and Yahr staging criteria. (22) In 5 of the cases, the participants could not estimate their PD duration or the PD duration was not recorded in the medical records. In those cases, a value of 1 was assigned to acknowledge that the participants were diagnosed with PD. Participants were divided into groups based on fall history. Participants placed in the fall group were those who reported 2 or more falls within the previous year, and participants placed in the nonfall group were those with fewer than 2 serf-reported falls in the previous year. A fall was classified as an unexpected contact of any part of the body with the ground. (23) This definition of a fall was consistent with previous studies of prediction of falls in people with PD and people without PD. (5,23,24)

Data Analysis

Data analysis was performed with SPSS A statistical package from SPSS, Inc., Chicago (www.spss.com) that runs on PCs, most mainframes and minis and is used extensively in marketing research. It provides over 50 statistical processes, including regression analysis, correlation and analysis of variance.  for Macintosh (version 11.0) * and Confidence Interval confidence interval,
n a statistical device used to determine the range within which an acceptable datum would fall. Confidence intervals are usually expressed in percentages, typically 95% or 99%.
 Analysis (version 2.0). ([dagger]) Demographic and disease-related variables were summarized with descriptive statistics descriptive statistics

see statistics.
. Between-group comparisons were performed to determine whether people in the fall group and people in the non-fall group performed differently on the clinical balance tests of interest (BBS, DGI, FRT, and Up and Go Test). Comparisons of demographic and balance test performance differences between groups were accomplished with separate nonparametric tests for 2 independent groups (Mann-Whitney U tests Mann-Whitney U test,
n.pr See test, Mann-Whitney U.
) with a level of significance set at P<.05. (25)

With each participant's self-reported fall history as the gold standard for the measurement of fall risk, sensitivity, specificity, and LRs (positive and negative) (26,27) were calculated. In order to explore these validity indexes, we first had to interpret the test results in a dichotomous di·chot·o·mous  
adj.
1. Divided or dividing into two parts or classifications.

2. Characterized by dichotomy.



di·chot
 fashion in relation to an established cutoff score for fall risk. Because we had concerns that adjusting cutoff scores and performing collective interpretation of tests were overly complicated, for the purposes of this research, we chose to use cutoff scores that are currently accepted in the literature. (13,14,18,23,28-30) Participants were determined to be positive for fall risk if they reached the threshold value for a specific clinical balance test (FRT value of [less than or equal to] 25.4 cm, BBS score of [less than or equal to] 46/56, DGI of [less than or equal to] 19/24, and Up and Go Test value of [greater than or equal to] 8.5 s), whereas they were considered to be negative for fall risk if they did not reach the threshold value (FRT value of 25.4 cm, BBS score of 46/56, DGI of 19/24, and Up and Go Test value of <8.5 S). (13,14,18,23,28-30)

Sensitivity in this context was defined as how often a clinical balance test detected fall risk for a participant in the fall group. (26,27,31) Sensitivity values close to 1.0 indicated that the majority of "true fallers" were identified. (26,27,31) Specificity was defined as how often a clinical balance test result was negative for a participant in the nonfall group. Specificity values close to 1.0 indicated that the majority of "true nonfallers" were identified. (26,27,31) Although sensitivity and specificity are the validity indices most recognizable to clinicians, what they actually tell clinicians is how likely a clinical balance test result is to be positive or negative given that a person with PD is at high risk for falls or is not at high risk for falls. There is a paradox of relying on sensitivity and specificity because knowledge of a person's degree of fall risk would eliminate the need for a diagnostic clinical balance test in the first place.

To overcome the limitations of sensitivity and specificity, positive and negative LRs were calculated. The advantage of LRs is that they allow a clinician clinician /cli·ni·cian/ (kli-nish´in) an expert clinical physician and teacher.

cli·ni·cian
n.
 to quantitatively estimate the posttest probability of an individual participant being in the fall group. (26,27,31) The positive LR was calculated as sensitivity/(1--specificity) and used to answer the following question: How much more likely is a positive clinical balance test result to be found in a person in the fall group than in a person in the nonfall group? A larger positive LR amplified the probability of a person being in the fall group, given a positive clinical balance test result. (26,27,31) The negative LR was determined as (1--sensitivity)/specificity and used to answer the following question: How much more likely is a negative clinical balance test result to be found in a person in the nonfall group than in a person in the fall group? A smaller negative LR reduced the probability of a person being in the fall group, given a negative clinical balance test result. 26,27,31

In addition to the analysis of each individual test, we calculated these same statistical measures (sensitivity, specificity, positive LR, and negative LR) for 3 differential groups of tests:

1. One or more positive tests: The criterion to meet this standard was interpretation of the results of at least one of the clinical balance tests performed as positive for fall risk on the basis of the operationally defined cutoff scores.

2. Two or more positive tests: The criterion to meet this standard was interpretation of the results of at least 2 of the clinical balance tests performed as positive for fall risk on the basis of the operationally defined cutoff scores.

3. Three or more positive tests: The criterion to meet this standard was interpretation of at least 3 of the clinical balance tests performed as positive for fall risk on the basis of the operationally defined cutoff scores.

Because sensitivity and a negative LR are both used to "rule out" a person from the fall group (minimizing false-negative results), they were grouped together in the presentation of our results. Because specificity and a positive LR are both used to "rule in" a person in the fall group (minimizing false-positive results), they were grouped together in the presentation of our results.

It is important to note that in the context of determining fall risk, we believe that misclassifying a participant as not being at risk for falls when that participant is at high risk for falls (a false-negative result) carries more significant consequences than misclassifying a participant as being at high risk for falls when that participant is not at high risk for falls (a false-positive result). For this reason, our goals for the interpretation of validity indexes were aimed at minimizing false-negative results, thus increasing sensitivity and reducing the negative LR.

Results

Validity of Individual Clinical Balance Tests

For each test used in the present study, the mean clinical balance test values were significantly different between the fall and nonfall groups (P<.05). In each test, the performance of the nonfall group exceeded that of the fall group. In addition, in 3 of the 4 tests (all except the Up and Go Test), the 95% confidence intervals (CIs) of the fall and nonfall groups did not overlap (Tab. 2).

The highest level of sensitivity (95% CI) of any individual clinical balance test was 0.77 (0.61-0.88), for the FRT, whereas the smallest negative LRs (95% CIs) for any individual balance test were calculated for the FRT and the DGI: 0.42 (0.21-0.83) and 0.42 (0.24-0.73), respectively. In the context of a negative balance test result, such sensitivity and negative LR values indicate a small number of false-negative results and a moderate ability to reduce the posttest probability of being in the fall group.

The highest level of specificity (95% CI) of any individual clinical balance test was 0.85 (0.68-0.94), for the DGI, whereas the largest positive LR value (95% CI) for any individual balance test was calculated for the DGI: 4.26 (1.67-11.18) (Tab. 3). In the context of a positive clinical balance test result, such specificity and positive LR values indicate a relatively small number of false-positive results and clinical significance through amplification amplification /am·pli·fi·ca·tion/ (33000) (am?pli-fi-ka´shun) the process of making larger, such as the increase of an auditory stimulus, as a means of improving its perception.  of the pretest pre·test  
n.
1.
a. A preliminary test administered to determine a student's baseline knowledge or preparedness for an educational experience or course of study.

b. A test taken for practice.

2.
 probability of being in the fall group.

Validity of Collective Interpretation of Multiple Clinical Balance Tests

The combination of one or more positive tests resulted in the highest levels of sensitivity (95% CI) and negative LR (95% CD: 0.97 (0.83-0.99) and 0.14 (0.012-0.65), respectively; however, the levels of specificity and positive LR were relatively low. In the context of one or more positive clinical balance tests, such sensitivity and negative LR values indicate very few false-negative results and clinical significance through reduction of the posttest probability of being in the fall group to a larger extent than that realized with any individual test.

The combination of 3 or more positive tests resulted in the highest levels of specificity (95% CI) and positive LR (95% CD: 0.80 (0.57-0.85) and 2.48 (1.35-4.57), respectively; however, the levels of sensitivity and negative LR were relatively low. In the context of 3 or more positive clinical balance tests, such specificity and positive LR values indicate a moderate number of false-positive results. However, such positive LR values support clinical significance by helping to "rule in" fall risk through amplification of the pretest probability of being in the fall group.

The combination of 2 or more positive tests resulted in validity indexes between the extremes seen with the other 2 combinations (sensitivity [95% CI]: 0.82 [0.67- 0.92]; negative LR [95% CI]: 0.34 [0.16-0.76]; specificity [95% CI]: 0.51 [0.36-0.67]; and positive LR [95% CI]: 1.70 [1.17-2.47]) (Tab. 4).

Discussion

Our clinical experience has been that diagnosing fall risk in people with PD is a challenging clinical task. On multiple occasions, we have examined fall risk in people who have PD, who have no fall history, and who have scored above the accepted cutoff scores for an individual clinical balance test, only to observe these people subsequently experiencing a fall and injury. In these cases, we believe that the interpretation of an individual clinical balance test alone resulted in a misdiagnosis mis·di·ag·no·sis
n. pl. mis·di·ag·no·ses
An incorrect diagnosis.



mis·diag·nose
 of fall risk.

In response to these experiences, we sought ways to improve diagnostic accuracy through the reduction of false-negative decisions. Prioritization of sensitivity and negative LR values allowed us to correctly diagnose as many "true fallers" as possible while accepting an increased tendency to label some "nonfallers" as "fallers" (false-positive results). This article reports our analysis of potential diagnostic solutions.

On the basis of our findings, we conclude that the performance and collective interpretation of multiple clinical balance tests allow clinicians the ability to more accurately identify people with PD at true risk of falling than does individual test interpretation. In our opinion, multiple tests more accurately sample the various components of postural instability and fall risk in people with PD.

Testing the Difference Between People With a History of Falls and People Without a History of Falls

The first research question analyzed an·a·lyze  
tr.v. an·a·lyzed, an·a·lyz·ing, an·a·lyz·es
1. To examine methodically by separating into parts and studying their interrelations.

2. Chemistry To make a chemical analysis of.

3.
 pertained to the validity of each individual clinical balance test as a measure of fall risk. We hypothesized that individual clinical balance tests could accurately distinguish people with PD and a history of falls from those without a history of falls. In agreement with other studies, all of the clinical balance tests examined in the present study could discriminate dis·crim·i·nate  
v. dis·crim·i·nat·ed, dis·crim·i·nat·ing, dis·crim·i·nates

v.intr.
1.
a.
 people with PD and a history of falls from those without a history of falls. (16,18,32) These findings strengthen the evidence that all of these measures have a basic level of content validity content validity,
n the degree to which an experiment or measurement actually reflects the variable it has been designed to measure.
 in that they have the ability to detect a difference in balance test performance in people with PD when one exists.

In contrast to previous studies of the Timed "Up & Go" Test, (16,33,34) 2 factors question the diagnostic utility of the Up and Go Test in our sample. First, the overlap of the 95% CIs of the fall and nonfall groups on the Up and Go Test suggests that this test was less useful than the other tests at distinguishing people in the fall group from those in the nonfall group (Tab. 2). In addition, the 95% CIs of the LRs for the Up and Go Test encompassed 1, indicating that the Up and Go Test results contributed little ability to modify the posttest probability of falling.

Are Multiple Tests More Clinically Useful Than an Individual Test?

Once we felt confident that the clinical balance tests were valid, the next diagnostic decision analyzed was the relative benefit of individual test interpretation versus collective interpretation of multiple tests. This analysis was done with a priority placed on ruling out a diagnosis of fall risk (maximizing sensitivity and minimizing the negative LR). The results of the present study indicated that the collective interpretation of multiple clinical balance tests (when more than 1 or 2 tests were positive) reduced the false-negative rate to a greater degree than did the interpretation of any individual test alone. To our knowledge, although this type of analysis was previously suggested, (16,18,19) such a study had not been previously reported.

Despite the improved sensitivity of collective interpretation, the results of the present study in isolation are of limited clinical utility. As stated in the Method section, sensitivity and specificity alone are limited in their diagnostic abilities because they require a clinician to know the fall diagnosis (falls versus no falls). The more clinically useful tools derived from our data are the LRs.

To emphasize the clinical utility of our calculated LRs, a clinical case example is provided. Clinical case 1 illustrates the utility of the negative LR in answering the following question: How much more likely is a negative result on multiple clinical balance tests to be found in a person who has PD but no fall history than in a person who has PD and a fall history?

In clinical case 1, a 65-year-old man with PD, mild hypometria, unilateral unilateral /uni·lat·er·al/ (-lat´er-al) affecting only one side.

u·ni·lat·er·al
adj.
On, having, or confined to only one side.
 resting tremor, and no prior history of falling attends a clinic. Using the incidence of falling in our sample as the pretest probability of falling, a 51% pretest probability of falling is assumed. During the physical examination, the man is able to reach only 20 cm on the FRT but does not reach the fall risk threshold for any of the other clinical balance tests. Because the man has only 1 positive test (and 3 negative clinical balance tests), a negative LR of 0.09 is applied (Tab. 4). By using an LR nomograph nom·o·graph or nom·o·gram
n.
A graph consisting of three coplanar curves, each curve graduated for a different variable so that a straight line cutting all three curves intersects the related values of each variable.
 (27,31,35) (Fig. 1), a clinician can calculate that the man has an 8% posttest probability of falling. On the basis of severity and symptoms, (36,37) the clinician may determine that the man is not currently at high risk and that intensive one-on-one physical therapy may be deferred. The man can be counseled on alternative therapeutic options, such as community-or home-based exercises designed to reduce fall risk or improve postural stability. (38-40) It is critical that serial examinations over time be scheduled and performed because it is likely that postural instability and fall risk will worsen wors·en  
tr. & intr.v. wors·ened, wors·en·ing, wors·ens
To make or become worse.


worsen
Verb

to make or become worse

worsening adjn
 over time as the severity of the PD progresses (path A in Fig. 2).

[FIGURE 1 OMITTED]

[FIGURE 2 OMITTED]

Clinical Decision-Making Algorithm

Although our analysis strongly supports the collective interpretation of clinical balance tests as a means of minimizing false-negative results and reducing the posttest probability of falling, it does not provide guidance on the order in which the tests should be administered. To gain insight, we used our individual test data to construct a clinical decisionmaking algorithm based on the relative validity The introduction to this article provides insufficient context for those unfamiliar with the subject matter.
Please help [ improve the introduction] to meet Wikipedia's layout standards. You can discuss the issue on the talk page.
 indices of the individual tests. Because the DGI possesses the best overall positive LR compared with the other clinical balance tests (BBS, FRT, and Up and Go Test), we recommend that the DGI be used first, followed by the BBS (which contains the FRT).

The following clinical case illustrates the utility of this clinical decisionmaking algorithm. In clinical case 2, a 72-year-old woman with PD, bradykinesia, dementia dementia (dĭmĕn`shə) [Lat.,=being out of the mind], progressive deterioration of intellectual faculties resulting in apathy, confusion, and stupor. In the 17th cent. , and a history of 2 falls in the previous year is referred to a physical therapist for examination and treatment. During the examination, the woman scores 15 of 24 on the DGI. Because the woman has a positive DGI result, she can be classified as having a significant fall risk, and physical therapy intervention may be justified (path B in Fig. 2). If the woman had a negative score on the DGI, then the physical therapist could perform the BBS (because it possesses the second largest positive LR and contains the FRT). If the woman had a positive score on the BBS or the FRT, then she would be classified as having a significant fall risk, and physical therapy would be justified (path C in Fig. 2). Given her report of previous falls, if the woman had negative scores on both the BBS and the FRT, then the physical therapist should consider other potential causes for the previous falls (path D in Fig. 2).

Limitations and Directions for Future Research

Although our findings appear to have clinical relevance, they should be interpreted cautiously. From a research design standpoint, our sample was relatively small and was derived from only one outpatient facility. For this reason, people with mild PD and people with severe PD were not represented in large numbers. In addition, although the research plan and data gathering were prospective, we relied on each participant's serf-reported fall history as the diagnostic gold standard for fall risk. A similar method should be applied to a sample of people with PD, with prospective observation of fall history as the diagnostic gold standard. Finally, we used the cutoff scores most commonly referenced in the literature, as opposed to altering the cutoff scores, as has been suggested in other research. (16,18) The rationales for the recalculation re·cal·cu·late  
tr.v. re·cal·cu·lat·ed, re·cal·cu·lat·ing, re·cal·cu·lates
To calculate again, especially in order to eliminate errors or to incorporate additional factors or data.
 of cutoff scores and the collective interpretation of multiple tests are similar, that is, minimizing false-negative results. In the present study, we chose to constrain con·strain  
tr.v. con·strained, con·strain·ing, con·strains
1. To compel by physical, moral, or circumstantial force; oblige: felt constrained to object. See Synonyms at force.

2.
 our analysis and examine only the effect of collective interpretation. Future research should compare these methods directly.

Although the accurate identification of fall risk is important so that people at risk and their caregivers are aware of the risk for injury, we have made the assumption that accurate identification of fall risk will lead to effective treatment. However, there are relatively few studies documenting improved postural stability, reduced fall risk, or reduced fall occurrence as a result of physical therapy intervention. Additional research should be performed to add to the few studies that have directly examined the effects of rehabilitation interventions on fall risk and fall occurrence. (39-42)

Conclusion

Given the heterogeneity of motor deficits in people with PD, it is unlikely that one clinical balance test can capture the full range of any person's fall risk. For a sample of 70 subjects with idiopathic PD, the present study provided evidence that the collective interpretation of multiple clinical balance tests has clinical utility in diagnosing fall risk in people with PD. Although the collective interpretation of multiple tests was suggested by previous research, (18,19) the present study is the first to document that this method results in fewer false negative diagnoses and more accurate estimations of the posttest probability of falling than the interpretation of one test alone. These results should be tested in a prospective examination of the validity of these clinical balance tests performed on a larger, more heterogeneous sample of people with PD.

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  • Hemiballismus (
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L.E. Dibble, PT, PhD, ATC ATC Air Traffic Control
ATC Average Total Cost
ATC Certified Athletic Trainer
ATC At the Center (Hartford, Maine retreat center)
ATC Applied Technology Council
ATC All Things Considered
, is Associate Professor (Clinical), Department of Physical Therapy, University of Utah, 520 Wakara Way, Salt Lake City, UT 84108 (USA). Address all correspondence to Dr Dibble at" lee.dibble@hsc.utah.edu.

J. Christensen, PT, DPT, is Physical Therapist-Sports Medicine Resident, Howard Head Howard Head (born 1914 in Philadelphia, Pennsylvania, died 1991) was an aeronautical engineer who is credited with the invention of laminate skis and over sized tennis racket. He was the founder of Head Ski Company in 1948 and later Prince Manufacturing Inc. The U.S.  Sports Medicine sports medicine, branch of medicine concerned with physical fitness and with the treatment and prevention of injuries and other disorders related to sports. Knee, leg, back, and shoulder injuries; stiffness and pain in joints; tendinitis; "tennis elbow"; and  Center, Vail Vail (vāl), town (1990 pop. 3,569), Eagle co., W central Colo., on Gore Creek, in the Gore Range of the Rocky Mts.; founded as a ski resort 1962, inc. as a town 1966. , Colo.

D.J. Ballard, PT, DPT, is Instructor (Clinical), Division of Physical Therapy, University of Utah.

K.B. Foreman, PT, PhD, is Associate Professor, Division of Physical Therapy and Division of Plastic Surgery, University of Utah.

[Dibble L.E., Christensen J., Ballard D.J., Foreman K.B. Diagnosis of fall risk in Parkinson disease: an analysis of individual and collective clinical balance test interpretation. Phys Ther. 2008;88:323-332.]

Dr Dibble and Dr Foreman provided concept/idea/research design. Dr Dibble, Dr Christensen, and Dr Foreman provided writing and data analysis. Dr Ballard provided data collection, subjects, and facilities/ equipment. Dr Dibble provided project management and fund procurement The fancy word for "purchasing." The procurement department within an organization manages all the major purchases. . All authors provided consultation (including review of manuscript before submission). The authors acknowledge the people with PD who participated through the University of Utah Rehabilitation and Wellness Clinic. The authors also acknowledge Dr Julie Fritz fritz  
n. Informal
A condition in which something does not work properly: Our television is on the fritz.



[Perhaps from German Fritz
 and Dr Greg Marchetti for their readings and comments on previous versions of the manuscript.

Dr Christensen participated in the study in partial fulfillment ful·fill also ful·fil  
tr.v. ful·filled, ful·fill·ing, ful·fills also ful·fils
1. To bring into actuality; effect: fulfilled their promises.

2.
 of the requirements for his Doctor of Physical Therapy The Doctor of Physical Therapy (DPT) is a postbaccalaureate degree conferred upon successful completion of an entry-level postprofessional education program. The specific nomenclature "DPT" is not a substitute or alternative for the physical therapist clinical designator "PT.  degree from the University of Utah.

A platform presentation of the research was given at the Annual Meeting

of the Utah Chapter of the American Physical Therapy Association The American Physical Therapy Association (APTA) is a national professional organization representing more than 66,000 members. Its goal is to foster advancements in physical therapy practice, research, and education. , September 2006.

Funding for this study was provided, in part, by grants from the American Parkinson Disease Association (National and Utah Chapter).

This article was received March 14, 2007, and was accepted November 15, 2007.

DOI (Digital Object Identifier) A method of applying a persistent name to documents, publications and other resources on the Internet rather than using a URL, which can change over time. : 10.2522/ptj.20070082
Table 1.
Participant Demographics (a)

Variable                Fall Group    Nonfall Group
                        (n=36)        (n=34)
Sex (n)
  Men                   28            26
  Women                 8             8
Age (y)
  [bar.X]               75.25         72.50
  SD                    5.15          7.40
  95% CI                73.51-76.99   69.92-75.08
Duration of Parkinson
disease (y)
  [bar.X]               8.32          6.49
  SD                    8.67          4.93
  95% CI                5.39-11.25    4.77-8.21
Modified Hoehn and
Yahr staging level
  Median                2.50          2.00
  Range                 1-4           1-3

(a) CI = confidence interval.

Table 2
Between-Group Comparisons of Individual Clinical
Balance Tests (a)

Variable                 Fall Group (n=36)

                         [bar.X] (SD)     95% CI

Functional Reach
  Test (cm)              18.33 (6.91)     16.00-20.68
Dynamic Gait
  Index (0-24)           17.92 (3.27)     16.57-19.27
Berg Balance
  Scale score (0-56)     40.75 (8.96)     37.72-43.78
Up and Go Test (s)       12.19 (5.55)     10.26-14.13

Variable                 Nonfall Group (n=34)

                         [bar.X] (SD)     95% CI

Functional Reach
  Test (cm)              23.88 (8.26)     20.85-26.92
Dynamic Gait
  Index (0-24)           20.81 (2.15)     19.96-21.66
Berg Balance
  Scale score (0-56)     50.00 (5.97)     47.81-52.19
Up and Go Test (s)       9.50 (6.21)      7.30-11.71

(a) Significant difference between groups (P<.05),
determined by nonseparate nonparametric tests for
independent groups. CI = confidence interval.

Table 3.
Sensitivity, Specificity, and Likelihood Ratios (LR)
for the Individual Clinical Balance Tests (a)

                              Sensitivity         Specificity
Variable                        (95% CI)           (95% CI)
(Cutoff Score)

Functional Reach Test       0.77 (0.61-0.88)   0.55 (0.38-0.71)
  (25.4 cm) (18)

Dynamic Gait Index          0.64 (0.45-0.8)    0.85 (0.68-0.94)
  (19/24) (14)

Berg Balance Scale score    0.64 (0.48-0.78)   0.83 (0.66-0.93)
  (45/56) (32)

Up and Go Test              0.68 (0.50-0.80)   0.53 (0.37-0.69)
  (8.5 s) (13, 30)

                              Negative LR         Positive LR
Variable                        (95% CI)           (95% CI)
(Cutoff Score)

Functional Reach Test       0.42 (0.21-0.83)   1.71 (1.11-2.62)
  (25.4 cm) (18)

Dynamic Gait Index          0.42 (0.24-0.73)   4.26 (1.67-11.18)
  (19/24) (14)

Berg Balance Scale score    0.43 (0.27-0.69)   3.83 (1.66-8.85)
  (45/56) (32)

Up and Go Test              0.46 (0.18-1.23)   1.23 (0.95-1.60)
  (8.5 s) (13, 30)

(a) CI--confidence interval.

Table 4.
Sensitivity, Specificity, and Likelihood Ratios (LR) for
the Battery of Clinical Balance Tests (a)

                          Sensitivity        Specificity
Variable (n)                (95% CI)           (95% CI)

[greater than           0.97 (0.83-0.99)   0.32 (0.19-0.49)
  or equal to] 1 (62)

[greater than           0.82 (0.67-0.92)   0.51 (0.36-0.67)
  or equal to] 2 (44)

[greater than           0.65 (0.49-0.79)   0.80 (0.57-0.85)
  or equal to] 3 (32)

                          Negative LR        Positive LR
Variable (n)                (95% CI)           (95% CI)

[greater than           0.09 (0.01-0.82)   1.44 (1.13-1.82)
  or equal to] 1 (62)

[greater than           0.34 (0.16-0.76)   1.69 (1.16-2.47)
  or equal to] 2 (44)

[greater than           0.47 (0.28-0.77)   2.48 (1.35-4.57)
  or equal to] 3 (32)

(a) n = number of people who tested positive within each
condition. [greater than or equal to] 1 indicates the
condition in which at least 1 clinical balance test was
positive for fall risk, [greater than or equal to] 2
indicates the condition in which at least 2 clinical
balance tests were positive for fall risk, and [greater
than or equal to] 3 indicates the condition in which
at least 3 clinical balance tests were positive for
fall risk. CI-confidence interval.
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Title Annotation:Research Report
Author:Dibble, Leland E.; Christensen, Jesse; Ballard, D. James; Foreman, K. Bo
Publication:Physical Therapy
Article Type:Clinical report
Geographic Code:1USA
Date:Mar 1, 2008
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