Cosmopolitan law?Cosmopolitanism: Ethics in a World of Strangers BY KWAME ANTHONY APPIAH Kwame Anthony Appiah (1954-) is a Ghanaian-American philosopher, cultural theorist, and novelist whose interests include political and moral theory, the philosophy of language and mind, and African intellectual history. NEW YORK New York, state, United States New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of : W.W. NORTON & CO., 2006. PP. 256. $23.95 The Ethics of Identity BY KWAME ANTHONY APPIAH PRINCETON: PRINCETON UNIVERSITY Princeton University, at Princeton, N.J.; coeducational; chartered 1746, opened 1747, rechartered 1748, called the College of New Jersey until 1896. Schools and Research Facilities PRESS, 2005. PP. 384. $32.95 Frontiers of Justice: Disability, Nationality, Species Membership BY MARTHA C. NUSSBAUM CAMBRIDGE: HARVARD UNIVERSITY PRESS The Harvard University Press is a publishing house, a division of Harvard University, that is highly respected in academic publishing. It was established on January 13, 1913. In 2005, it published 220 new titles. , 2006. PP. 512. $35.00
REVIEW CONTENTS
INTRODUCTION
I. WHAT IS COSMOPOLITANISM?
A. Political Theory and the Citizen of the World
B. Prelude to Complex Cosmopolitanism
II. MORALS BEYOND BORDERS
A. What's Wrong with the Social Contract?
B. The Social Contract and the State
C. Law and the Consequences of Capabilities
III. ETHICS AND OTHERS
A. The Cosmopolitan Self
B. Neutrality, Cosmopolitanism, and Coercion
IV. COSMOPOLITAN LAW
A. The Political Conception of Law
1. Political Association as a Condition of Law
2. The Political Conception and U.S. Law
B. Cosmopolitan Law
1. Nature's Option
2. The Moral Argument for Universal Jurisdiction
3. Minimalist Legal Cosmopolitanism
CONCLUSION
INTRODUCTION We have ethical and moral responsibilities to citizens of other countries who live far away and whose lives barely interact with ours. But do we have legal duties to those people? Do we have legal duties, that is, to people who do not personally belong to any political association to which we belong and whose governments and ours do not both belong to relevant legal or political associations? If so, are the duties reciprocal? Can we also make legal demands and impose legal liabilities on people with whom we are not joined in any meaningful form of political association? These questions are of the utmost practical importance. In one form or another, they have haunted several of the most important decisions to face our courts and our government in recent years. What legal duties have we toward persons captured outside the United States--in Afghanistan and elsewhere--and then held outside the United States--in Guantanamo and beyond? (1) Are there some people in some places whose treatment falls entirely outside any legal order or regime? What kinds of legal claims--if any--are cognizable The adjective "cognizable" has two distinct (and unrelated) applications within the field of law. A cognizable claim or controversy is one that meets the basic criteria of viability for being tried or adjudicated before a particular tribunal. in U.S. courts regarding events that took place outside the United States United States, officially United States of America, republic (2005 est. pop. 295,734,000), 3,539,227 sq mi (9,166,598 sq km), North America. The United States is the world's third largest country in population and the fourth largest country in area. and may not even have involved any U.S. citizens? (2) In the realm of partisan politics, these questions have generated a range of cross-cutting answers, not all of which are internally consistent. Many on the left of the political spectrum believe that war criminals such as former Chilean dictator Augusto Pinochet Augusto José Ramón Pinochet Ugarte[1] (November 25, 1915 – December 10, 2006) was President of Chile from 1974 to 1990, and head of the military junta from 1973 to 1974. should be tried by courts wherever they may be found under a theory of universal jurisdiction; yet many of these same people oppose the idea that Osama bin Laden's driver, one Salim Ahmed Hamdan For Hamdan's Supreme Court case, see . Salim Ahmed Hamdan (born 1970 (no one, including Hamdan himself, knows for sure[1])) is a Yemeni, captured during the invasion of Afghanistan, and imprisoned at Guantanamo Bay. , can be put on trial by the United States in Guantanamo. Meanwhile, on the right, many who embrace the Guantanamo military tribunals reject out of hand the notion of universal jurisdiction for heads of state and strongly oppose entrance by the United States into the treaty creating the International Criminal Court. Within the U.S. government, answers to these pressing questions have been proffered by courts striving to determine and specify the law of the United States The law of the United States was originally largely derived from the common law of the system of English law, which was in force at the time of the Revolutionary War. However, the supreme law of the land is the United States Constitution and, under the Constitution's Supremacy ; by officials seeking to guide the executive branch with predictions of what courts might do in future cases; (3) and by legislators considering the best way to design U.S. law to accord with American values and interests. These government actors have tackled the issues from different perspectives corresponding to their different institutional roles. Although they have not always acknowledged it, each of their inquiries implicates a fundamental problem in legal theory: is political association a necessary condition for law? Traditional liberal conceptions of law tend to hold that law, properly so called, can only exist and justifiably coerce people when it emanates from some political association such as a state, a treaty regime, or the international community (conceived as a meaningful political association). In what follows, I set out to explore the possibility that law may arise, and coercion to comply with it may be justified, even when the law does not issue from a political association. Doubtless political associations have the capacity to make law and to justify legal coercion. And any institution that applies law will probably have to be some sort of political association. But perhaps there are other ways for binding law to come into existence. To see what these might be, I draw on the difficult, contested, but nonetheless important concept of cosmopolitanism. In particular, I consider two recent, powerful attempts--by Martha Nussbaum Martha Nussbaum (born Martha Craven on May 6, 1947) is an American philosopher with a particular interest in ancient Greek and Roman philosophy, political philosophy and ethics. (4) and Kwame Anthony Appiah (5)--to make cosmopolitanism useful for political theory, and I reflect on the legal implications of these undertakings. The reason for this turn to cosmopolitanism is that, while much liberal theory treats political association as a necessary condition for law, cosmopolitanism generally directs our attention away from political associations like states as relevant makers of moral categories. By treating the individual as primary, and his or her political associations as secondary, cosmopolitanism can clear the way to imagining not only moral and ethical but also legal duties justifiably arising outside the bounds of state or other political power. It is no coincidence, I suggest, that modern legal and political theory treats the state (or some comparable association) as the necessary source of legal obligation: these theories developed to justify the coercion characteristic of the modern state and its claim to monopolize mo·nop·o·lize tr.v. mo·nop·o·lized, mo·nop·o·liz·ing, mo·nop·o·liz·es 1. To acquire or maintain a monopoly of. 2. To dominate by excluding others: monopolized the conversation. violence. But there was law before there were modern states--law that claimed to derive its binding authority not from political association but from other sources and that was applied by institutions of very limited and certainly nonexclusive power. That law may have been capable of having the moral authority to bind through coercion--and it still may, whether it is found in failed states, where no one has a monopoly on violence, or in the international sphere, where there are many laws whose authority cannot so easily be said to derive from political association. My argument proceeds in three steps. First, I consider briefly what is meant by cosmopolitanism itself. I then consider Nussbaum's and Appiah's arguments and investigate their implications for the question of law on which I focus. Finally, I offer three possible approaches to the problem of cosmopolitanism and law. I. WHAT IS COSMOPOLITANISM? A. Political Theory and the Citizen of the World In today's English, a "cosmopolitan" is the kind of person who knows where to find the good tapas bars in Barcelona, the graphic artists in Osaka, the most interesting khat-fueled salon conversation in Aden. (6) A cosmopolitan judge (the standard is lower) wears English suits, speaks French or Swedish, and is not averse to citing international legal materials he or she picked up while summering in Salzburg with judges from other countries. "Cosmopolitan" is, of course, also the name of a mid-market magazine and, more tellingly, of a pinkish vodka drink (now thankfully passe pas·sé adj. 1. No longer current or in fashion; out-of-date. 2. Past the prime; faded or aged. [French, past participle of passer, to pass, from Old French; see ) that somehow was thought to capture the glamour of the pre-9/11 cultural moment in New York. The evident triviality of these contemporary uses of the term bears some consideration in the light of its historical origins. Its inventor seems to have been Diogenes the Cynic cyn·ic n. 1. A person who believes all people are motivated by selfishness. 2. A person whose outlook is scornfully and often habitually negative. 3. (d. 323 B.C.E.), who, when asked where he came from, replied, "I am a citizen of the world [kosmopolites]." (7) Diogenes was himself an exile from his native Sinope. (8) Like his contemporary Aristotle, though unlike Socrates and Plato, he was a stranger in Athens, not a citizen. His answer, then, captured both his own sense of unrootedness and a more profound suggestion about the pointlessness of citizenship. To be a citizen of the world, Diogenes implied, is to feel at once common affective bonds with the whole world and--in the absence of any imaginable world state--to acknowledge political bonds with no one at all. As with most comments attributed to Diogenes, we have this cryptic statement only by secondhand report and without much context. But it is fair to say that, as in many of his recorded remarks, Diogenes intended some complicated combination of superficial parody and foundational depth. His suggestion would have been deeply subversive of contemporary Greek ideals of the virtue of participatory citizenship. (9) Indeed, Diogenes's whole career may be read as a sort of critical send-up of the familiar Athenian virtues of action and contemplation. Asked what sort of a man he considered himself to be, he replied, "A Socrates gone mad." (10) Diogenes, then, was not a theorist of the polis, but a gadfly gadfly, name for various biting flies, especially those that attack livestock, e.g., the botfly and the horsefly. . His coinage was meant to call into question the centrality of political allegiance as a category of self-construction. So it is intriguing that today, political theorists in particular use the term "cosmopolitan" in a serious, distinctive, and developed way. It was not always thus. As its name implies, political theory is primarily directed toward the relations formed within and around the polls. The polis has been, in its day, a city, a kingdom, and even, for some theorists, a religious community like St. Augustine's City of God (11) or the umma of the Muslims. (12) In the modern era, however, the polls par excellence has been the state. Consequently, political theory since Thomas Hobbes's Leviathan (13) has focused largely on the functioning of states. With its three epochal wars among states, (14) the twentieth century seemed to confirm the value of this state-centered focus. The most influential work of political theory written during the third--or "cold"--war of the century was John Rawls's A Theory of Justice, (15) which focused mainly on evaluating the distributive dis·trib·u·tive adj. 1. a. Of, relating to, or involving distribution. b. Serving to distribute. 2. arrangements adopted internally by states. (16) The end of the twentieth century, however, led to some reconsideration of political theory's focus on the polls. The rise of the European Union and the end of the Cold War combined to make states seem both less necessary and (after the collapse of the Soviet Union and Yugoslavia) less durable than before. Political theorists gradually started to focus on other levels of communal organization and to ask questions about the relationship between those organizations and the state. One direction taken, under the rubric RUBRIC, civil law. The title or inscription of any law or statute, because the copyists formerly drew and painted the title of laws and statutes rubro colore, in red letters. Ayl. Pand. B. 1, t. 8; Diet. do Juris. h.t. of multiculturalism, was to focus on cultural or ethnic groupings that typically operated at the sub-state level. (17) Another was to focus on identities, groupings, and organizations that might operate above and outside the state. (18) This latter conversation, closely related to the top For contemporary political theorists, cosmopolitanism as citizenship of the world also implies a critique of ordinary theories of political obligation, with their tendency to focus on our duties to fellow citizens, not to people elsewhere. The ultimate literal expression of cosmopolitanism would of course be a single world government with corresponding global citizenship Global Citizenship is both a moral and ethical disposition which might guide an individual or groups' understanding of the local and global contexts — and their relative responsibilities within different communities. . Today, such an aspiration is almost unheard of Not heard of; of which there are no tidings. Unknown to fame; obscure. - Glanvill. See also: Unheard Unheard in serious circles, notwithstanding the imaginings imaginings Noun, pl speculative thoughts about what might be the case or what might happen; fantasies: lurid imaginings of the Michigan Militia and their paranoid brethren everywhere. (19) Nevertheless, there is a type of contemporary cosmopolitanism with origins before the end of the Cold War that seeks to include everyone in the world in a single global web of mutual obligations. This approach took Rawls's influential theory and expanded it to the international plane. (20) Rawls had famously proposed that, in the original position, behind the veil of ignorance, the members of a society would rationally agree to a system of redistribution that would leave the worst-off person at least as comfortable as he would have been under conditions of strict egalitarian redistribution. The global approach--call it contractarian cosmopolitanism (21)--took this Rawlsian redistribution to the world level. At a theoretical level, this expansion may be accomplished either by treating states (or the peoples composing them) as members of a redistributive social contract that follows an initial social contract within states, (22) or by treating individual people, wherever they live, as the participants in a single, one-stage hypothetical social contract. (23) Whatever its theoretical appeal, however, at a practical level there is something unsatisfying about contractarian cosmopolitanism. Though not as utopian as world government, it is plagued by the mismatch between the theory of a global contract and the reality of the power and persistence of the state system in the face of the weakness and unenforceability of international agreements. A theorist of contractarian cosmopolitanism could find it "astonishing a·ston·ish tr.v. as·ton·ished, as·ton·ish·ing, as·ton·ish·es To fill with sudden wonder or amazement. See Synonyms at surprise. " that Rawls himself appeared to accept familiar, state-centered principles of international law. (24) But in making the social contract first a phenomenon of individual peoples and only second and more weakly a global phenomenon, Rawls was in effect acknowledging the reality of the preeminence of states and the weakness of international institutions. (25) The practical limitations of contractarian cosmopolitanism opened the door to another trend in political theory: the attempt to bring something of the ideals of cosmopolitanism into relation with existing duties of citizenship. It is not easy to epitomize the content of such an approach or to explain exactly what is cosmopolitan about it. Contractarian cosmopolitanism at least has the advantage of being obviously cosmopolitan, in that it confers rights and duties on people everywhere as though they were citizens of the same world entity. More subtle, complex kinds of cosmopolitanism, however, insist on a balance between thinking of oneself as a citizen of an actual state and imagining oneself in terms of global obligation. Balancing makes for good political theory, of course, but it does not always make for clarity or ease of exposition. Nonetheless it deserves our attention, now more than ever. B. Prelude to Complex Cosmopolitanism One step in the development of the political theory of complex cosmopolitanism took place in 1994, when Martha Nussbaum published an essay under the title Patriotism and Cosmopolitanism. (26) In the essay, Nussbaum, who is not only a philosopher but also a classicist clas·si·cist n. 1. One versed in the classics; a classical scholar. 2. An adherent of classicism. 3. An advocate of the study of ancient Greek and Latin. Noun 1. , introduced cosmopolitanism through its Stoic origins. The Stoics, she argued, transformed Diogenes's bon mot bon mot n. pl. bons mots A clever saying; a witticism. [French : bon, good + mot, word. into a more fully formed theory. For them, the aspiration to be a citizen not of a particular polls but of the world meant "that we should give our first allegiance to no mere form of government, no temporal power The temporal power of the Popes describes the political and governmental activity of the Popes of the Roman Catholic Church, as distinguished from their spiritual and pastoral activity, which is also called eternal power, to contrast it with the Church's , but to the moral community made up by the humanity of all human beings." (27) Nussbaum hastened to note that the Stoics were not seeking "the abolition of local and national forms of political organization and the creation of a world state." (28) They had in mind something else altogether--a shift in one's internal perspective away from the "local origins and group memberships, so central to the self-image of the conventional Greek male." (29) In presenting Stoic cosmopolitanism, Nussbaum emphasized the participatory aspects of the view over its self-alienating aspect. The choice reflected her goal of making cosmopolitanism into a useful tool for political theory. As she well knew, the Stoics embraced the notion of exile in a deep sense. (30) They were fully capable of seeing the cosmopolitan--even one who lived as a citizen in the place where he was born--as a kind of internal exile, a lonely man who by embracing a universal perspective weakened his affective bonds to the existing political community around him. (31) This notion has a long subsequent philosophical history. From Avempace (d. 1138) in The Governance of the Solitary (32) to Joseph Soloveitchik (d. 1993) in The Lonely Man of Faith, (33) there have always been thinkers who emphasized the obligation of the reflective individual to separate himself inwardly from the society in which he is enmeshed en·mesh also im·mesh tr.v. en·meshed, en·mesh·ing, en·mesh·es To entangle, involve, or catch in or as if in a mesh. See Synonyms at catch. . But this particular philosophical tendency, embraced by at least some ancient thinkers who could be called cosmopolitans, is in tension with the alternative impulse to make the philosophical content of political theory useful to state governance in the real world. In a parallel sense, Nussbaum deemphasized the world government theme that arguably ar·gu·a·ble adj. 1. Open to argument: an arguable question, still unresolved. 2. That can be argued plausibly; defensible in argument: three arguable points of law. can be found in Roman Stoicism Stoicism (stō`ĭsĭzəm), school of philosophy founded by Zeno of Citium (in Cyprus) c.300 B.C. The first Stoics were so called because they met in the Stoa Poecile [Gr. . If a world state were unimaginable to Diogenes at Athens, and if the Greek Stoics speaking of citizenship were "picturing, as it were, a dream or image of the philosopher's well regulated society," (34) the same was hardly the case for the citizens of the Roman Empire at its world-dominating height. One leading Stoic, Marcus Aurelius Marcus Aurelius (Marcus Aelius Aurelius Antoninus) (mär`kəs ôrē`lēəs), 121–180, Roman emperor, named originally Marcus Annius Verus. He was a nephew of Faustina, the wife of Antoninus Pius, who adopted him. , was actually the emperor. For him, and perhaps for other Roman Stoics, the notion of citizenship of the world may have corresponded to citizenship of the Empire. This cosmopolitan interest in at least the possibility of world government would have been inappropriate for Nussbaum's purposes, given the unpopularity and great unlikelihood of world government today, not to mention the discrediting of the Roman Empire itself. By injecting cosmopolitanism into practical prescriptions for political theory and insisting on a cosmopolitanism with room for local, "patriotic" attachments, Nussbaum foreshadowed what would become a characteristic and often difficult feature of complex cosmopolitanism. For cosmopolitanism to contribute to political theory--not to mention policy debate--it must necessarily abjure some of the radicalism that may be found in its ancient origins, and indeed beyond. It must move away from Diogenes the Cynic's hint that civic duty is a bit pointless. To be useful in the real world, cosmopolitanism must be understood to engage actual political duties, not to demonstrate their evanescence and unimportance. It must deemphasize the side of Stoicism that commands internal alienation and focus on the side that commends political activity to help people everywhere. To some degree, complex cosmopolitanism must also steer away from the universalist one-worldism arguably present in some of its forms. A political cosmopolitanism must be modified, regulated, and controlled so as to engage the realities of the modern state and the system in which it operates. Such a reining-in of cosmopolitanism was visible in the response to Nussbaum's essay written by the philosopher and cultural theorist Kwame Anthony Appiah. (35) This essay, entitled Cosmopolitan Patriots, took as its starting point Noun 1. starting point - earliest limiting point terminus a quo commencement, get-go, offset, outset, showtime, starting time, beginning, start, kickoff, first - the time at which something is supposed to begin; "they got an early start"; "she knew from the two different statements by Appiah's father: a newspaper article arguing that Ghana (his home country) was worth dying for, and an ethical will Please [improve the article] or discuss this issue on the talk page. to his children reminding them that, as both Ghanaians and Englishmen, they should "[r]emember that [they] are citizens of the world." (36) Appiah reconciled the two "sentiments" (37) of cosmopolitanism and patriotism by asserting that cosmopolitanism, far from demanding a universal form of identity, "celebrates the fact that there are different local human ways of being." (38) At the same time, Appiah went on to suggest that the state itself is a morally significant (and desirable) structure, insofar in·so·far adv. To such an extent. Adv. 1. insofar - to the degree or extent that; "insofar as it can be ascertained, the horse lung is comparable to that of man"; "so far as it is reasonably practical he should practice as "living in political communities narrower than the species is better for us than would be our engulfment en·gulf tr.v. en·gulfed, en·gulf·ing, en·gulfs To swallow up or overwhelm by or as if by overflowing and enclosing: The spring tide engulfed the beach houses. in a single world-state." (39) Appiah's formulation of two balanced sentiments was well drawn to contribute to political theory. It eschewed the alienation and extreme universalism Universalism Belief in the salvation of all souls. Arising as early as the time of Origen and at various points in Christian history, the concept became an organized movement in North America in the mid-18th century. of radical cosmopolitanism. It was also well timed Adj. 1. well timed - done or happening at the appropriate or proper time; "a timely warning"; "with timely treatment the patient has a good chance of recovery"; "a seasonable time for discussion"; "the book's publication was well timed" . As Appiah explicitly noted, the "current preoccupation" within political theory was coming to center on the question of how to extend Rawls's political theory to the international realm, where Rawls himself had not (yet) taken it. (40) As it turned out, Nussbaum and Appiah were to become two of the major figures in the conversation about complex cosmopolitanism. In 2006, more than a decade after their essays appeared, they both published books addressing the issues first raised therein. It is to these works that we now turn. II. MORALS BEYOND BORDERS A. What's Wrong with the Social Contract? Although Nussbaum's Frontiers of Justice takes the form of a sustained criticism of Rawls, by her own account Nussbaum is after even bigger game. She sets out to criticize and supplement the basic idea of the social contract, which has dominated political theory since Hobbes. One important tool she uses to accomplish this task is a species of complex cosmopolitanism. It rests on the insight that social contract theories correspond so closely to the design of states that they cannot really tell us how to do justice to those who fall outside the basic requirements of equal citizenship. The argument of the book is involved, but Nussbaum's challenge to liberal social contract theory (41) can be summarized with only limited damage to its structure. (42) It begins with the "Circumstances of Justice" (always capitalized in the book), which are, approximately, the conditions under which justice can be said to apply as a relevant criterion. The locus classicus locus clas·si·cus n. pl. loci clas·si·ci A passage from a classic or standard work that is cited as an illustration or instance. for an account of these conditions is the work of David Hume, who argued that the facts of human selfishness, limited generosity, and the comparative scarcity of the material stuff we need to sustain ourselves were the circumstances that created a need for cooperation through a system of laws. (43) Rawls drew on Hume's account, emphasizing that the possibility and need for cooperation arise when individuals coexist in the same territory; are "roughly similar in physical and mental powers" so that none alone can dominate the others; live subject to conditions of "moderate scarcity"; and have differing life plans alongside their complementary interests in cooperation. (44) Nussbaum argues that social contract theories usually rely on something like the circumstances of justice to explain why the contract would be desirable for individuals to enter. This worries her, for two reasons. First, she focuses on Rawls's suggestion that the parties suitable for social cooperation must be free, equal, and independent. (45) What troubles Nussbaum are the cases in which these conditions cannot be said to apply. Most important for our purposes, she argues that nation-states cannot be imagined as rough equals, given that they differ so widely in size, power, and resources. (46) This would appear to preclude states from having the right incentives to enter into a redistributive social contract of their own, which in turn means that the citizens of those states may end up living under conditions of great inequality in which some are barely surviving or are not surviving at all. Bracketing the possibility that the social contract should exist among all persons regardless of their states, (47) Nussbaum considers this result to reflect a major problem for social contractarianism con·trac·tar·i·an·ism n. Any of various theories that justify moral principles or political arrangements by appealing to a social contract that is voluntarily committed to under ideal conditions for such commitment. Also called contractualism. . Nussbaum's second worry about the conditions for the social contract has to do with the idea that human selfishness provides the motivation that explains why people would (either actually or hypothetically) enter into an agreement for mutual advantage. (48) Hobbes managed this problem by pointing out that although our natural passions put us at odds with one another, the fact that humans are by nature roughly equal in physical and mental capacities means they have an incentive to enter into the social contract. (49) Without fully embracing Hobbes's anthropology, Locke likewise thought that mutual advantage was a source for the social contract, and, says Nussbaum, even "Kant seems to hold that it is ... advantageous ... for all persons to join the contract." (50) Nussbaum finds this starting assumption about mutual advantage problematic. What happens when we cannot find a mutual advantage for cooperation in a given situation in which some people--such as those living in other countries--are nevertheless in dire need? Can it really be the case that justice as a category does not apply under these circumstances? For Nussbaum, this limitation of social contract theory gives us a reason to seek an alternative account of political justice. (51) The place to start looking, Nussbaum suggests, is Hugo Grotius's account of the "basic principles of international relations international relations, study of the relations among states and other political and economic units in the international system. Particular areas of study within the field of international relations include diplomacy and diplomatic history, international law, ," which have domestic uses as well. (52) The core of these principles, she says, derived from the ancient Stoics (also, recall, the inventors of cosmopolitanism), who believed that humans had both an inherent dignity and an inherent bent toward sociability. (53) Emphasizing these features--rather than equality or selfishness--led Grotius to reject a theory of mutual advantage: "Grotius argues explicitly that we must not attempt to derive our fundamental principles from an idea of mutual advantage alone; human sociability indicates that advantage is not the only reason for which human beings act justly." (54) The avowedly Grotian alternative Nussbaum proposes grounds justice in the idea of what she calls central human capabilities. (55) These are universal capacities of everyone everywhere, without which one cannot live a life "worthy of human dignity Human dignity is an expression that can be used as a moral concept or as a legal term. Sometimes it means no more than that human beings should not be treated as objects. Beyond this, it is meant to convey an idea of absolute and inherent worth that does not need to be acquired and ." (56) Nussbaum explains that her theory shares with Rawls's theory (and with liberalism generally) the core ideas of human dignity and the inviolability INVIOLABILITY. That which is not to be violated. The persons of ambassadors are inviolable. See Ambassador. of the person. (57) It differs, though, by explicitly rejecting the procedural fairness model in favor of particular outcomes. Indeed, says Nussbaum, the capabilities approach is outcome-driven and consequentialist: it begins with the basic human capabilities, then works backward to develop an account of justice that assures that people everywhere will be entitled to exercise those capabilities. Taken on its own terms, the capabilities approach would seem to represent a basic challenge to contractarianism: if the social contract cannot provide justice to all who deserve it, this would seem to call into question its value as the basis for a theory of justice. Nussbaum modestly prefers to say "not that we should reject Rawls's theory or any other contractarian theory, but that we should keep working on alternative theories, which may possibly enhance our understanding of justice and enable us to extend those very theories." (58) Elsewhere she states that the capabilities approach may be seen as "an extension of or complement to Rawls's theory, with ... new problems in focus." (59) She also explains that she does not wish to reject the contractarian cosmopolitanism of Thomas Pogge or Charles Beitz, (60) and her main criticisms of them relate to their vagueness. (61) Given Nussbaum's professedly consequentialist view with respect to capabilities, however, and her observation that her project is "urgently practical," (62) one might wonder whether her unwillingness to jettison jettison (jĕt`əsən, –zən) [O.Fr.,=throwing], in maritime law, casting all or part of a ship's cargo overboard to lighten the vessel or to meet some danger, such as fire. contractarianism might stem from similarly consequentialist motives. Cosmopolitanism is not explicitly invoked in Frontiers of Justice--in fact, the term does not even appear in the book's index. Nonetheless its relevance to the capabilities approach is clear, and not only from the Stoic origins that Nussbaum assigns to Grotius. Nussbaum says that her argument grew out of her thinking about international development policy, (63) the area from which Amartya Sen's cognate work on capabilities also sprung. (64) As she acknowledges, the capabilities approach was originally born as a way to replace the utilitarian economic reasoning so prevalent in this field, (65) but of course utilitarianism utilitarianism (y 'tĭlĭtr`ēənĭzəm, y is not the only target of the
progressive movement in international development. Still more
fundamental an enemy is the view that certain moral duties do not run
across borders, to people in faraway places. (66) Nussbaum's
concern that an adequate theory of justice must apply to all persons
everywhere flows naturally from her cosmopolitan view that national
boundaries are morally arbitrary.
B. The Social Contract and the State It is, I think, significant that Nussbaum's cosmopolitan skepticism, which dates back at least to her 1994 essay, has now led her to question social contract theory. Her outcome-oriented approach grows from the problem that social contract theory does not do an adequate job of accounting for justice to persons outside the state. The historical context in which social contract theory developed helps illuminate why this should be so: born and reared alongside the modern state, social contract theory gets into difficulties when it must confront either premodern pre·mod·ern adj. Existing or coming before a modern period or time: the feudal system of premodern Japan. or postmodern challenges of the kinds raised by cosmopolitan theory. Social contract theory is the archetypal ar·che·type n. 1. An original model or type after which other similar things are patterned; a prototype: "'Frankenstein' . . . 'Dracula' . . . 'Dr. Jekyll and Mr. Hyde' . . . liberal solution to the question of the justifiability of the modern state. It does its strongest work in making sense of the state's structures and the duties and obligations of citizens living within it, and in justifying the coercive legal apparatus that the state deploys to accomplish its goals. If we begin with assumptions about the autonomy of individuals, we need some theory to explain why the state might be justified in coercing those rights-bearing individuals against their wills to do the things that the state deems necessary. Social contract theory traditionally answered this question by the controversial mechanism of consent. We may justifiably be coerced either because we have agreed to be coerced (actual consent) or because we would have agreed to be coerced were we rational and given the choice (hypothetical consent). Because we have agreed--or ought to have agreed--we are not really being coerced at all, and (in principle at least) our autonomy remains intact. If the state wishes to do something to us that we would not have agreed to have done, then in fact this cannot be justified. Our inalienable rights The term inalienable rights (or unalienable rights) refers to a theoretical set of human rights that are fundamental, are not awarded by human power, and cannot be surrendered. They are by definition, rights retained by the people. are protected, and through them our dignity and inviolability as humans. Notice that in its classical, Lockean form, social contract theory mostly accounted for rights held against the state, while authorizing coercion that did not violate those rights. (67) This function corresponded to the legal structures of the eighteenth century, which protected negative liberties (rights against the state) rather than positive liberties (rights to opportunities or resources). Rawls saved social contract theory from oblivion by using it to justify the redistributive structure of the modern welfare state. Had it not been able to explain the emergence of a positive right to share in the overall wealth of society, social contract theory would have seemed irretrievably ir·re·triev·a·ble adj. Difficult or impossible to retrieve or recover: Once the ring fell down the drain, it was irretrievable. ir irrelevant to the existing political order. In the process, Rawls also sought to shift the function of consent in contractarianism. Instead of following the traditional view that hypothetical consent to certain principles authorizes coercion, he proposed that the heuristic A method of problem solving using exploration and trial and error methods. Heuristic program design provides a framework for solving the problem in contrast with a fixed set of rules (algorithmic) that cannot vary. 1. device of the hypothetical agreement of reasonable people offers a reason for believing that there is a natural duty to comply with the state's just demands. Rawls's historical importance thus derives from his extraordinary accomplishment of grafting a Kantian-inspired moral theory onto a familiar--yet modified--discourse of social contract and then using the resulting product to justify the Western welfare state, and thus welfare capitalism itself. In Rawls's work, then, as in that of his predecessors, social contract theory corresponded to the legal structures of the state, which now through taxation appropriated wealth and redistributed it in the form of property. It is no coincidence that A Theory of Justice (1971) was roughly contemporaneous with Goldberg v. Kelly (1970), (68) in which the constitutional-legal character of the redistributive welfare state came closest to being acknowledged by the Supreme Court. According to according to prep. 1. As stated or indicated by; on the authority of: according to historians. 2. In keeping with: according to instructions. 3. the logic of Goldberg's holding, welfare entitlements were not just government largesse lar·gess also lar·gesse n. 1. a. Liberality in bestowing gifts, especially in a lofty or condescending manner. b. Money or gifts bestowed. 2. Generosity of spirit or attitude. ; they were actual entitlements due to citizens and held by them in some version of familiar property terms. (69) The state, on this view, was redistributing wealth as a matter of the citizen's right--and contractarian political theory explained why this was justified. So we should not be especially surprised if, as cosmopolitanism moves political theory beyond the level of the state itself, social contract theory begins to look inadequate to the task. Through Rawls, one may see the astonishing flexibility and durability of social contract theory. Hobbes's contractarianism could justify despotism despotism, government by an absolute ruler unchecked by effective constitutional limits to his power. In Greek usage, a despot was ruler of a household and master of its slaves. ; Rousseau's contractarianism could, if necessary, be made to justify a dictatorship of the proletariat The "dictatorship of the proletariat" is a term employed by Marxists that refers to a temporary state between the capitalist society and the classless and stateless communist society; during this transition period, "the state can be nothing but the revolutionary dictatorship of the ; Locke's, a property-protecting slave republic; Rawls's, the welfare state. Indeed, one could be forgiven for thinking that social contract theory, properly tinkered with, could justify any internal state structure. But this flexibility depended, crucially, on the metaphor of cooperation among politically associated people trying to preserve mutual advantage, and that metaphor was closely conjoined conjoined /con·joined/ (kon-joind´) joined together; united. conjoined joined together. conjoined monsters two deformed fetuses fused together. to the structure of the state. The force of Nussbaum's complex cosmopolitanism is to urge us to move our attention away from the state, to persons far away--and when we do so, the power of the contract metaphor begins to melt away. Nussbaum is quite right that we cannot easily be imagined to have entered into a mutually advantageous agreement with all the people in the world, much less all the beings. Similarly, we would not find it easy to imagine joining others everywhere in being governed by a common law-not unless we were to postulate postulate: see axiom. a world-governing God for whom distance is as nothing and the nations of the world are as a drop from the bucket. C. Law and the Consequences of Capabilities What actual, legal obligations or institutions would arise if we were to adopt Nussbaum's capabilities approach as our own? The specter of world government and the need to avoid it haunt Nussbaum's concrete proposals for implementing the capabilities approach. She wants everyone everywhere to be entitled to all the capabilities on her list. She wants rich nations to transfer wealth to poor ones, and she wants multinational corporations to promote capabilities wherever they do business. (70) But she also wants state sovereignty to be protected, because the state is a morally meaningful "expression of human choice and autonomy" (71) and because of the risks of tyranny, unaccountability un·ac·count·a·ble adj. 1. Impossible to account for; inexplicable: unaccountable absences. 2. , and the erosion of diversity. (72) So when it comes to establishing international institutions to facilitate the transfer of wealth necessary to deliver on the capabilities approach, Nussbaum calls for only a "thin system of global governance Global governance refers to political interaction and the creation and empowering of international organizations aimed at solving problems that affect more than one state or region, when there is no democratic power of enforcing compliance. " with limited coercive powers. (73) On Further investigation, this system turns out to resemble closely the international order we have now, albeit with certain improvements. Here are, in essence, a World Bank, an International Monetary Fund, a General Agreement on Trade and Tariffs, a World Health Organization, and other usual suspects; to these Nussbaum would add "world environmental regulations with enforcement mechanisms," enhanced "global labor standards For both the Formal and the informal sector," and "some limited forms" of globally redistributive taxation. (74) This recommendation is perfectly reasonable, and it successfully represses the threat of world government. But in so doing it runs into the other horn of the dilemma created by a chastened chas·ten tr.v. chas·tened, chas·ten·ing, chas·tens 1. To correct by punishment or reproof; take to task. 2. To restrain; subdue: chasten a proud spirit. 3. and constrained cosmopolitanism: will it matter, in legal terms? States are not so different from individuals when it comes to doing the right thing: laziness, self-interest, and collective action problems all stand in the way of universal voluntary compliance with improving the status of people elsewhere. If we are not to have a world government, who is going to make sovereign states comply with their duties under the capabilities approach by actually funding international institutions and transferring wealth to poorer countries? (75) I suggest later in this Review that it may be possible to envision legal duties without a unified government or treaty regime at the back of them, (76) but for now it suffices to raise the question of how we should give practical effect to the cosmopolitanism of capabilities. Of course states inspired by the capabilities approach could pass their own laws directing their governments to promote capabilities of persons elsewhere. But these would not amount to the creation of legal relations between the citizen' of the donor states and the recipients of their Nussbaum-inspired redistribution. A worldwide treaty promising to deliver the key capabilities to all persons everywhere might do the trick. It would certainly create international legal duties between the signatory states and maybe, by association, between signatory states and the individuals to whom duties are owed. But on closer examination such a treaty looks like contractual cosmopolitanism, a position Nussbaum does not, in this work, adopt. Her reasons for this restraint are plausible ones, to be sure--namely, the difficulty of imagining such an arrangement working in theory or in practice. It emerges that the capabilities approach differs from the contractarian in that it does perhaps a better job of telling us what people outside the contract are owed morally--but it does not tell us why or even if we would be justified in coercing other people to give them their due. Nussbaum acknowledges as much when she says that the allocation of responsibility for capabilities-promotion to various international institutions is "aspirational" and lacks any "coercive structure over the whole that would enforce on any given part a definite set of tasks." (77) Indeed, says Nussbaum, referring back to Grotius and his Stoic predecessors, her approach "is a version of the old natural law approach: the requirements at the world level are moral requirements, not captured fully in any set of coercive political structures." (78) In principle, the capabilities approach could justify coercion regarding, say, the transfer of property without recourse A phrase used by an endorser (a signer other than the original maker) of a negotiable instrument (for example, a check or promissory note) to mean that if payment of the instrument is refused, the endorser will not be responsible. to a global social contract. The state may be justified in taking my property through force or threat of force because someone else needs it more than I do and, indeed, cannot live a life of human dignity without it. The location of that other person is morally irrelevant. According to this avowedly non-contractarian view, it does not matter that I myself might not consent (hypothetically or otherwise) to a system of government that takes my property for the purpose of raising to decency the standard of living of people on another continent. Those people are owed such a basic standard as a matter of morality, and it is my bad luck if I object. Nussbaum does not take this tack, (79) perhaps because she does not wish to compromise the ideal of autonomy in order to effectuate the ideal of universal dignity--a tradeoff that sounds in the tradition of Marx's 1844 Manuscripts, (80) with their classic formulation of the notion of a "truly human functioning." (81) There may be a connection between the state-centered localism lo·cal·ism n. 1. a. A local linguistic feature. b. A local custom or peculiarity. 2. Devotion to local interests and customs. of social contract theory and what is usually thought to make that theory liberal: the focus on autonomy. The ideal of autonomy underlies the mythic notion of free individuals coming together by choice to form the polis. By encouraging a view of humans not primarily as citizens of such voluntarily constructed entities, but rather as members of a broader world, Nussbaum's version of cosmopolitanism encourages us to consider the unchosen fact of being human over what classical liberalism Classical liberalism (also known as traditional liberalism[1] and laissez-faire liberalism[2]) is a doctrine stressing the importance of human rationality, individual property rights, natural rights, the protection of civil imagined as the chosen fact of political citizenship. In this sense, at least, cosmopolitanism creates some tension with traditional contractarian liberalism and its concern with justifying coercive law. According to classical social contract theory, our status as citizens of particular law-governed states is freely chosen and, by hypothetical consent, continuously re-chosen. None of us, however, chooses to be born into the world. III. ETHICS AND OTHERS A. The Cosmopolitan Self Appiah would surely reject the notion that a focus on autonomy runs counter to cosmopolitanism. Indeed, in two nearly simultaneously published books, The Ethics of Identity and Cosmopolitanism: Ethics in a World of Strangers, he develops an attractive version of cosmopolitanism that derives from a Millian commitment to the construction of the self through a series of highly autonomous personal choices. (82) Both books build on the ideas Appiah first laid out in his 1994 reply to Nussbaum; (83) and if The Ethics of Identity is a systematic work while Cosmopolitanism is more of an extended philosophical meditation on his father's two dicta Opinions of a judge that do not embody the resolution or determination of the specific case before the court. Expressions in a court's opinion that go beyond the facts before the court and therefore are individual views of the author of the opinion and not binding in subsequent cases , (84) both sustain an internally consistent ethical vision, according to which we must remember our obligations to people far away even as we take an interest in the peculiarities of human difference. For Appiah, taking an interest in difference means noticing the ways individuals shape their lives using the tools and materials provided by culture. This, then, is a cosmopolitanism driven precisely by liberal autonomy. The differences between Appiah's cosmopolitanism and Nussbaum's are pronounced. Appiah's brand--which he calls both "rooted cosmopolitanism" (85) and, in a moment of candor, "wishy-washy" cosmopolitanism (86)--is more fine-grained and subtle than Nussbaum's and is also less radically demanding in the sphere of recentered consciousness. His ancient motto comes not from a philosopher wracked by the torments of self-alienation, but from Terence, the Carthaginian slave turned successful comic playwright: "I am human: nothing human is alien to me." (87) For Appiah, the key to a defensible and manageable cosmopolitanism is that it must reconcile itself to "at least some forms of partiality." (88) (This acknowledgment goes all the way back to Appiah's 1994 response to Nussbaum and his desire to reconcile the twin sentiments of patriotism and cosmopolitanism. (89)) To justify such partiality, Appiah has recourse to Ronald Dworkin's distinction between ethics, which "includes convictions about which kinds of lives are good or bad for a person to lead," and morality, which "includes principles about how a person should treat other people." (90) Ethics is a way of talking that makes sense only within a particular community of persons who share a vision of the good life: "Ethical obligation ... is internal to ... identity." (91) In the ethical sphere, therefore, partiality is appropriate, and even necessary, to the extent that one is partial to the ethical community to which one belongs. Partiality, however, has no place in moral discourse, in which all persons must be treated as possessing equal worth. Distinguishing partial ethics from universal morality turns out to have far-reaching effects. It leads Appiah to propose a further distinction between the state and other forms of community, ranging from the nation to "the county, the town, the street, the business, the craft, the profession," and beyond. (92) These forms of organization have ethical significance because they are "cared about by autonomous agents." (93) Communities like these deserve our partiality to the extent that they enable (and presumably pre·sum·a·ble adj. That can be presumed or taken for granted; reasonable as a supposition: presumable causes of the disaster. result from) the autonomous choices of individuals to author their own lives in the Millian sense that Appiah values. The state, by contrast, is something else again. "States ... have intrinsic moral value: they matter not because people care about them but because they regulate our lives through forms of coercion that will always require moral justification." (94) What does this distinction between ethically significant communities and the morally significant state mean for rooted cosmopolitanism? Rootedness--partiality to one's community--is desirable on ethical grounds. So, too, is cosmopolitanism, understood as concern for others elsewhere and an interest in how they live. Within states, Appiah says, there can be "decrees and injunctions" (95)--in other words, laws with coercive effect that must be justified in moral terms. (96) But when the conversation is not "within but among polities," (97) law no longer applies, so moral justification is not the issue. "We must rely on the ability to listen and to talk to people whose commitments, beliefs, and projects may seem distant from our own." (98) This is cosmopolitanism as ethical enquiry--rich and deeply valuable, but operating on a different plane than that occupied by a political theory focused on the state. As a result of the distinction between ethically significant communities and the morally significant state, it turns out that Appiah's "rooted cosmopolitanism" applies to the realm of personal relations situated within communities but is of limited applicability at the level of the state. To speak of rooted cosmopolitanism as an approach capable of justifying binding laws would be an analytic error. Cosmopolitan ethics cannot on their own justify the decrees and injunctions of coercive law--for that work of political theory we need a moral accounting, not an ethical one. It follows, I think, that for Appiah the cosmopolitan ethical attitude is not well formed to do the work of justifying legal coercion. Rather, it will give us good ideas for how we ought to structure our lives. We may well want to adopt some of those ethical insights into positive law, but we are not going to be under a moral obligation to do so, and indeed some forms of partiality that would be ethically desirable within communities would be morally impermissible im·per·mis·si·ble adj. Not permitted; not permissible: impermissible behavior. im if the state were to attempt to make them into law. The justification for coercion in our system will have to come from some other source than cosmopolitan ethics. This approach of Appiah's is wonderfully clear, and in applying it to law one can see that it is also theoretically elegant. But for our purposes, it is important to note the apparently limited applicability of Appiah's ethical cosmopolitanism to the analysis of legal duty. In its small-scale horizon, the measured, witty cosmopolitanism of Terence has little to do with the wild-eyed philosophical ideal of the Stoics or, for that matter, the relentless universalism of the contractarian cosmopolitans. Being worldly-wise is not quite the same as being a citizen of the world. B. Neutrality, Cosmopolitanism, and Coercion Appiah is rigorously consistent in maintaining a distinction between moral forms of argument that justify state coercion and ethical forms of argument that, at least when applied to states, amount to nonbinding (though by no means weak) normative suggestions. This leads to some surprising results in the controversial areas of lawmaking that one might expect to be informed by cosmopolitan ethical attitudes. In particular, when Appiah addresses the question of how law should engage problems of identity, his terms of reference Terms of reference allude to a mutual agreement under which a command, element, or unit exercises authority or undertakes specific missions or tasks relative to another command, element, or unit. Also called TORs. derive from moral theory, not ethical theory. Take as one example the problem of respect for beliefs that we might consider unreasonable. Imagine that the state adopts a law ordering blood transfusions for unconscious patients who have a medical need for them. In The Ethics of Identity, Appiah introduces a moral principle--"neutrality as equal respect"--according to which the state must not "disadvantage anyone in virtue of his identity." (99) He then applies this principle to blood transfusion blood transfusion, transfer of blood from one person to another, or from one animal to another of the same species. Transfusions are performed to replace a substantial loss of blood and as supportive treatment in certain diseases and blood disorders. law. Jehovah's Witnesses, he says, may object to the law on the ground that a transfusion will lead to damnation. The state must then consider whether there is some policy that would avoid thwarting the Witnesses. (100) But there is no such policy, for "a policy requiring us to establish consent would endanger the lives of many." (101) The state may therefore justifiably adopt the law imposing transfusions on the unconscious. Even though the Witnesses (among others) will be coerced, Appiah contends, they are not being coerced because they are Witnesses but because we have made a general law that cannot tolerate exceptions without costing lives. They have therefore been given equal respect. Of course it will not look that way to the Witnesses. They will surely feel that their concerns were rejected precisely because they were the concerns of a fringe religious minority. Appiah acknowledges that if we believed the Witnesses and agreed that transfusions lead to damnation, we would have a reason not to pass the law in the first place. (102) Indeed, says Appiah, "[w]e mostly do not think it is even reasonable to believe" that transfusions lead to damnation. (103) The key to his view that the Witnesses are nonetheless being respected equally must be that their belief is false (and irrational)--irrespective of the fact that they hold it as Jehovah's Witnesses. We would react the same way to the false, irrational views of nonreligious persons or indeed anyone. The moral claim to equal treatment does not entitle a group to have its partial views accepted or even treated as plausible, just not to be rejected on identitarian grounds. Yet in Cosmopolitanism, Appiah offers a striking counterpoint through a discussion of theories about the causes of disease. In Ghana, he says, it is not uncommon to ascribe as·cribe tr.v. as·cribed, as·crib·ing, as·cribes 1. To attribute to a specified cause, source, or origin: "Other people ascribe his exclusion from the canon to an unsubtle form of racism" illness to witchcraft. (104) Appiah acknowledges that this attribution will seem mistaken to Westerners who have been reared on the germ theory germ theory Theory that certain diseases are caused by invasion of the body by microorganisms. Louis Pasteur, Joseph Lister, and Robert Koch are given much of the credit for its acceptance in the later 19th century. , and he in fact raises the possibility that the belief in witchcraft is not merely false but "irrational," (105) much like the Witnesses' belief that blood transfusions lead to damnation. Yet he rejects this suggestion, and on interesting grounds. He points out that when most Manhattanites encounter minor illness, they attribute the cause to viruses even when the virus cannot be treated and no tests have been done to ascertain the cause. (106) Unless they are virologists, the Manhattanites are relying on authority, not independent proof, for their theory of disease, just as the residents of Kumasi, Ghana, rely on authority in ascribing similar illnesses to witchcraft. (107) From the undeniable fact that most people rely on authority rather than proof to explain the world around them, Appiah concludes that Ghanaians who believe in witchcraft are not being unreasonable: "What it's reasonable for you to think, faced with a particular experience, depends on what ideas you already have." (108) This recognition turns out to be an important piece of the cosmopolitan ethical picture. It clarifies that we must engage in cross-cultural conversation without necessarily expecting agreement. (109) To be a cosmopolitan does not require relativism about the truth--I am still entitled to believe that viruses affect health while witchcraft does not--but it does require a certain attitude toward reasonableness. What is remarkable about the Cosmopolitanism passage on the reasonableness of witchcraft is how it differs from the passage in The Ethics of Identity on blood transfusions. Strictly speaking Adv. 1. strictly speaking - in actual fact; "properly speaking, they are not husband and wife" properly speaking, to be precise , the two passages do not contradict each other: according to Appiah, the falsehood of the Witnesses' view--not its unreasonableness--is what allows us morally to overrule The refusal by a judge to sustain an objection set forth by an attorney during a trial, such as an objection to a particular question posed to a witness. To make void, annul, supersede, or reject through a subsequent decision or action. it. (In this Appiah differs from Thomas Nagel, according to whom we have no need to justify the state's rational decisions in the face of irrational beliefs. (110) But compare the attitudes in Appiah's two contemporaneous books. When it comes to malting law, there are truths and falsehoods, winners and losers. The Witnesses have a moral right to be treated neutrally but not to win the argument, because (we assert) they are wrong about damnation. But when it comes to developing a cosmopolitan ethical attitude, we are urged to consider that the belief in witchcraft is no less reasonable than the (coincidentally co·in·ci·den·tal adj. 1. Occurring as or resulting from coincidence. 2. Happening or existing at the same time. co·in true) belief in the germ theory of disease The germ theory of disease, also called the pathogenic theory of medicine, is a theory that proposes that microorganisms are the cause of many diseases. Although highly controversial when first proposed, it is now a cornerstone of modern medicine and clinical microbiology, . The difference here depends on the distinction between the impersonal morality of the state and the deeply personalized ethic of cosmopolitanism. This result is striking, to say the least. The respectful cosmopolitan attitude buys the minority little that is legally useful to them. Their particularity--in the sense of the ideas they "already have" (111)--is what makes their views reasonable; yet the state must ignore this particularity par·tic·u·lar·i·ty n. pl. par·tic·u·lar·i·ties 1. The quality or state of being particular rather than general. 2. to fulfill its moral duty of neutrality. Even Appiah's concern to try to avoid coercing the Witnesses comes not from his cosmopolitanism but from the liberal moral duty of equal respect. Notice the difference between this outcome and the one that might be urged by an alternative cosmopolitan legal order. Beginning with Appiah's expansive cosmopolitan conception of reasonableness, we might conclude that the state should treat equally all conceptions of the world that are in this sense reasonable. If that were so, we could not so cavalierly dismiss the Witnesses' belief as false, and we could not so easily justify coercing them through the force of law. Cosmopolitanism of this sort, with legal teeth, would raise serious and difficult problems for explaining how it might ever be justified to coerce people who in practice do not accept the reigning orthodoxies of the state. It might lead us to the conclusion that the state in fact cannot coerce people who reject the grounds for coercion. That would mean that the government of a cosmopolis cos·mop·o·lis n. A large city inhabited by people from many different countries. [cosmo- + Greek polis, city; see pel might be pretty weak internally when it came to certain outlying cases--but it would also be a government with very attractive and extensive respect for rights. Its affirmative responsibilities to give aid to people living elsewhere might not be very extensive, but its duty to respect the views of persons everywhere might well be rigorous. The difficulty with applying Appiah's cosmopolitan ideas to law is also revealed when Appiah, in Cosmopolitanism, discusses the right regime to govern cultural patrimony PATRIMONY. Patrimony is sometimes understood to mean all kinds of property but its more limited signification, includes only such estate, as has descended in the same family and in a still more confined sense, it is only that which has descended or been devised in a direct line from the . He adopts a cosmopolitan ethical standpoint, (112) one that pays attention both to local cultures and to the interest of people everywhere in being exposed directly to important art of all kinds. Appiah thinks that articles of cultural heritage should not themselves be repatriated, for they in some sense belong to humanity. But he also thinks Western museums should compensate the peoples whose artifacts they plundered by sending them world art, including Western art. (113) This is true cosmopolitanism: reasonable, worldly, and perhaps just the slightest bit utopian. The result of this original and rather appealing analysis, however, is not a single legal or moral principle that must be applied by states. Instead we get a looser set of recommendations that states or international organizations would (by Appiah's lights) do well to consider. Laws could certainly be adopted that flow from Appiah's ethical arguments, but the justifiability of any coercion that followed would come not from the ethical character of the laws but from the moral justifiability of the entities that adopted them and their internal political procedures--no small concern in the realm of international law. The well-developed difference between the moral and the ethical in Appiah's writing ultimately makes it difficult to think of cosmopolitanism as a source for justifying legal obligation. IV. COSMOPOLITAN LAW A. The Political Conception of Law 1. Political Association as a Condition of Law To reexamine re·ex·am·ine also re-ex·am·ine tr.v. re·ex·am·ined, re·ex·am·in·ing, re·ex·am·ines 1. To examine again or anew; review. 2. Law To question (a witness) again after cross-examination. the question of cosmopolitan law, it is worthwhile to begin by reminding ourselves how we think law justifiably arises within the polis. The traditional liberal answer to why the state is justified in coercing us through law--and why we have a corresponding duty to obey the law, if we do--relies on consent. In one familiar version of the consent story, the polis itself is understood to arise out of collective agreement among autonomous individuals. Duly constituted by contractual agreement, the polis was from its very origin empowered to enact and apply coercive law subject to the limitation that it may not violate basic rights. (114) The consent could be presented as an event that actually occurred, either expressly or tacitly (the Lockean view), or it could be understood as hypothetical consent that a reasonable person would logically give (Kant's approach). (115) Either way, classical liberal theory makes entrance into political agreement a condition precedent condition precedent n. 1) in a contract, an event which must take place before a party to a contract must perform or do their part. 2) in a deed to real property, an event which has to occur before the title (or other right) to the property will actually be in the for the imposition of justifiable legal duty. (116) In recent decades, skepticism about the mechanism of consent has given rise to a new set of liberal arguments designed to ground the justifiability of state coercion in some other moral framework. Such justifications grow out of doubt about whether tacit consent Noun 1. tacit consent - (law) tacit approval of someone's wrongdoing secret approval, connivance commendation, approval - a message expressing a favorable opinion; "words of approval seldom passed his lips" is meaningful and whether hypothetical consent can ever really do the work of consent at all. Aiming to avoid these problems, such theories do not rely on traditional notions of consent but rather on some other feature of membership in a political community that is thought to provide a ground for justifying coercion. Thus, for example, as part of his influential theory of law, Dworkin argues that "associative or communal obligations" provide the basis for justified state coercion. (117) When certain conditions of mutuality, concern, and respect apply, says Dworkin, people in communities have these associative obligations "whether or not they want them." (118) According to this view, the fact of associative membership is necessary to justify coercion. Absent such association, binding obligations cannot justifiably be conferred: "I would not become a citizen of Fiji if people there decided for some reason to treat me as one of them." (119) Let us call apolitical a·po·lit·i·cal adj. 1. Having no interest in or association with politics. 2. Having no political relevance or importance: claimed that the President's upcoming trip was purely apolitical. conception of law any theory that makes either consent or some weaker form of communal association a condition of law. (120) Nussbaum seems to hold some version of this view, and something like it is also implicit in Adj. 1. implicit in - in the nature of something though not readily apparent; "shortcomings inherent in our approach"; "an underlying meaning" underlying, inherent Appiah's view that legal obligation arises within states, not among them. (121) It has several important consequences for legal duties to people who are outside the polls--consequences that operate at the level of legal duties of both individuals and states. It follows from a political conception of law that in the absence of political membership, there can be no justified legal duty. (122) According to the political conception, individual legal duties justifiably arise toward individual people who live outside the polis only to the extent that such duties may be derived from legal duties that the state imposes on its own citizens, who belong to a political association and are therefore bound by its laws. Thus, the state may justifiably direct its citizens not to engage in certain harmful conduct wherever they might be and thereby create in its citizens a duty not to do certain kinds of harm even when they are outside the polls. The United States Congress may, for example, justifiably pass a law prohibiting its citizens from traveling abroad for the purpose of having sex with minors. (123) This law creates a legal duty to minors abroad--insofar as they encounter Americans. As for the state, it may enact laws binding itself (through its own actors) from engaging in certain conduct, wherever it might be acting. A salient example in this context would be the statute recently enacted by Congress prohibiting government personnel from engaging in acts of torture anywhere. (124) This law also creates a duty that applies outside the polity insofar as Americans (in this case, government officials) are active there. A variant on this scenario is the entrance by the state into an international treaty obligation, such as the Convention Against Torture. (125) Even if the treaty is not self-executing, so that no individual legal duty arises absent the enactment of a separate statute, the state nevertheless incurs an international legal duty not to torture. (126) According to a political conception of law, however, a state could not justifiably enact or enforce laws governing the conduct of persons who have never been in political association with it. Congress, on this view, could not pass a law prohibiting just anyone from having sex with minors anywhere; it would be unjustified for the United States to enforce such a law against, say, a German citizen who had sex with a minor in Thailand. Unlike an American citizen, the German could not be said to have consented, actually or hypothetically, to be bound by U.S. law. It is an important but easily overlooked feature of this theory that under it, logically there can be no law except where political association exists. Thus, according to the political conception of law, if the United States is under no international or domestic legal duty not to engage in certain conduct, that conduct necessarily remains unrestricted. Consider inhumane in·hu·mane adj. Lacking pity or compassion. in hu·mane ly adv. treatment that falls short of torture as
defined by either positive or customary international law (127) and is
outside the purview The part of a statute or a law that delineates its purpose and scope.Purview refers to the enacting part of a statute. It generally begins with the words be it enacted and continues as far as the repealing clause. of the Eighth Amendment: if no law prohibits the U.S. government from engaging in the conduct, then according to the political theory of legal duty it remains lawful. This feature has been at the heart of the debate about recent legislation specifying U.S. obligations to detainees under the Geneva Conventions (128): critics have argued that the legislation in effect permits (by not criminalizing) inhumane treatment that falls short of torture. (129) 2. The Political Conception and U.S. Law Does the political conception of legal duty underlie the practices of U.S. law? This is not at all clear. Consider the following formulation from section 402 of the Restatement (Third) of the Foreign Relations Foreign relations may refer to:
Subject to [section] 403 [which prohibits jurisdiction when it would be "unreasonable" for a set of specified reasons], a state has jurisdiction to prescribe law with respect to (1) (a) conduct that, wholly or in substantial part, takes place within its territory; (b) the status of persons, or interests in things, present within its territory; (c) conduct outside its territory that has or is intended to have substantial effect within its territory; (2) the activities, interests, status, or relations of its nationals outside as well as within its territory; and (3) certain conduct outside its territory by persons not its nationals that is directed against the security of the state or against a limited class of other state interests. (130) The Restatement is not (consciously) a book of moral philosophy. Nevertheless, this passage is intended normatively, and it makes sense only if construed as intended to give an account of where and to whom U.S. law may justifiably be applied. (131) Its logic corresponds closely to the political conception as I have presented it. The focus is first on the state's territory, the space in which the political association finds its primary expression; second on the "nationals" of the state, which is to say those who are directly implicated in the association; and third and most remotely on extraterritorial ex·tra·ter·ri·to·ri·al adj. 1. Located outside territorial boundaries: fishing in extraterritorial waters. 2. conduct by nonnationals that nevertheless directly affects the state or its (important) interests. Conduct abroad not involving the state or its citizens is putatively excluded. Yet despite this formulation, some U.S. laws seem to go beyond a political conception of law by holding liable persons who have not entered into political association with the United States. The Alien Tort Statute This article or section has multiple issues: * It may contain original research or unverifiable claims. * It is in need of attention from an expert on the subject. may be able to help recruit one. (ATS) confers subject matter jurisdiction on U.S. courts to adjudicate adjudicate ( v cases in which noncitizens have violated either a U.S. treaty or "the law of nations," without regard to where that conduct has occurred. (132) Although the treaty regime or the law of nations might be said to derive from some form of international political association, at least some kinds of international law cannot be so derived. Federal law makes it a crime for anyone to kill--or even conspire con·spire v. con·spired, con·spir·ing, con·spires v.intr. 1. To plan together secretly to commit an illegal or wrongful act or accomplish a legal purpose through illegal action. 2. to kill--Americans abroad. (133) This law embodies what is sometimes called the "passive personality principle," which might be justified under a political conception of legal duty on the ground that the state is protecting its citizens wherever they go. (Although it remains unclear why this self-protective motive justifies the imposition of duties on others.) The Torture Victim Protection Act goes further, creating civil liability in the U.S. courts against anyone who has engaged in extrajudicial That which is done, given, or effected outside the course of regular judicial proceedings. Not founded upon, or unconnected with, the action of a court of law, as in extrajudicial evidence or an extrajudicial oath. torture or killing outside the United States under color of law The appearance of a legal right. The act of a state officer, regardless of whether or not the act is within the limits of his or her authority, is considered an act under color of law if the officer purports to be conducting himself or herself in the course of official . (134) Another U.S. law criminalizes hijacking hijacking Crime of seizing possession or control of a vehicle from another by force or threat of force. Although by the late 20th century hijacking most frequently involved the seizure of an airplane and its forcible diversion to destinations chosen by the air pirates, when an aircraft outside the United States. (135) The Restatement provides a principle that covers such expansive exercises of extraterritorial jurisdiction Extraterritorial jurisdiction or ETJ is the legal ability of a government to exercise authority beyond its normal boundaries. Any authority can of course claim ETJ over any external territory they wish. : A state has jurisdiction to define and prescribe punishment for certain offenses recognized by the community of nations as of universal concern, such as piracy, slave trade, attacks on or hijacking of aircraft, genocide, war crimes, and perhaps certain acts of terrorism, even where none of the bases of jurisdiction indicated in [section] 402 is present. (136) It seems possible that this formulation of universal jurisdiction, like the ATS that it arguably covers, does not rest on the political conception of legal duty. Persons subjected to liability under the terms of a U.S. treaty or even the law of nations may never have entered into political association with the United States. It would appear that, when the crimes get serious enough, the baseline assumption of a political conception of law begins to be supplemented by something else. Of course a political conception of legal duty could be at work here. International political agreements or duties arising out of the association of nations with each other ("the community of nations") might be the reason that prosecutions under universal jurisdiction are justified, and all persons might be understood to belong to such associations. But it seems at least a little far-fetched as an account of why it is justifiable to hold an individual--who, let us imagine, may be a stateless person Noun 1. stateless person - a person forced to flee from home or country displaced person, DP refugee - an exile who flees for safety Civilian who has been denationalized or whose country of origin cannot be determined or who cannot establish a like a pirate--liable for actions barred by a law derived from the association among states. It is true that the U.S. legal principle of personal jurisdiction requires that a party either be in the United States or have substantial contacts with the United States before U.S. courts can apply to him laws such as the ATS. (137) One could perhaps argue, then, that the personal jurisdiction requirement incorporates the political conception of legal duty. Through its application, U.S. laws will be applied in U.S. courts only to persons who have entered into some sort of (limited) association with the state by being present therein. The problem with this suggestion is that the ATS--like all U.S. laws--can be applied to persons who are unwillingly and even unlawfully present within the jurisdiction of the U.S. courts. (138) They might have been kidnapped ("male captus"), or extradited, or captured on the battlefield, or served with a subpoena subpoena (səpē`nə) [Lat.,=under penalty], in law, an order to a witness to appear before a court. A subpoena ad testificandum [Lat. while in the country on United Nations business, but in any case it is very difficult to claim that they have a political or communal association with the United States sufficient to make them subject to U.S. law. Even if such a claim could be sustained in the case of someone who kills a U.S. citizen--the doubtful theory being that by that act the killer associates himself with the community of persons subject to U.S. jurisdiction--it would not work, presumably, for a person who is abducted abroad, brought into the United States, and then subjected to jurisdiction. (139) This would surely be taking too far the theory of involuntary political association as a condition for legal duty. Furthermore, in the case of the ATS, even if the defendant enters the United States willingly, it is far from clear that by this act he associates himself with the United States in such a way as to justifiably be held liable for conduct he may have performed years before, outside the United States. In the extreme case, the conduct may have been lawful when it was performed but then became unlawful via a retrospective treaty conferring civil liability. (140) This does not look much like a political conception of law. It leaves us to wonder if some other theory might be at work. B. Cosmopolitan Law 1. Nature's Option How would a cosmopolitan conception of law differ from a political conception? A world government would create legal duties on all and toward all--and could do so without, in theory, violating the principle of political membership. Contractarian cosmopolitanism offers another possible version of cosmopolitan law, according to which all persons, wherever they are, are said to be sufficiently associated in the world community that the community may justifiably bind and coerce them through universal law. A world treaty arrangement might effect the same result in a less abstract manner. Its institutions could create political associations across borders sufficient to ground the conferral of legal duties on and toward all states or citizens. But notice that these views, though undoubtedly cosmopolitan in their substance, essentially embrace the political conception of legal duty. Association is made the condition of legal duty--it is just that the association is extended globally, either through the original social contract or through some secondary contract among peoples or states. Legal coercion is said to be justified by virtue of participation in that border-transcending association. I take it as given that political associations may, under the right conditions, justifiably make laws. I want to suggest, however, that it is possible to imagine--and subsequently to evaluate--a conception of law that is cosmopolitan in a different and arguably deeper sense. Such a conception would eschew es·chew tr.v. es·chewed, es·chew·ing, es·chews To avoid; shun. See Synonyms at escape. [Middle English escheuen, from Old French eschivir, of Germanic origin the notion that law necessarily derives from political association, however extended. Perhaps the coercive imposition of legal duty could be justified on the basis of some other principle that would extend to people and places everywhere, regardless of whether they had ever been in political association with each other; perhaps this principle would also justify a corresponding duty to obey certain laws. What principle, then, would satisfy this cosmopolitan conception of law? One possible answer is that legal duty is justified insofar as it may be understood as a species of natural duty. It seems implausible to think that there could be a natural duty to comply with any old law promulgated by any old lawgiving entity. But perhaps some laws do rise to the level of justifiably mandating obedience as a matter of natural duty. If so, the duty to obey such a law could apply even if one had no association of any kind with the entity that brought the law into existence. The duty would apply everywhere, and to everyone. Such a conception of law would be distinctively cosmopolitan, not political in the sense I have been using of deriving from association. What laws would fill this bill of mandating obedience as a natural duty? The most obvious and traditional answer--and one in some disrepute dis·re·pute n. Damage to or loss of reputation. disrepute Noun a loss or lack of good reputation Noun 1. today--is that natural laws (laws inherent to the nature of humans and their relations) must be followed as a matter of natural duty, regardless of political association. As Nussbaum hints by pointing our attention to that great natural lawyer Grotius and then back to antiquity, (141) this would certainly have been the answer of the Stoic cosmopolitans, who were sympathetic to the notion of a universal law of nature. Another person who treats me with hostility, said Marcus Aurelius, must be met with the recognition of his common humanity. I must acknowledge that he "is from one of the same stock, and a kinsman kins·man n. 1. A male relative. 2. A man sharing the same racial, cultural, or national background as another. kinsman Noun pl -men and partner, one who knows not, however, what is according to his nature. But I know; for this reason I behave towards him according to the natural law of fellowship with benevolence BENEVOLENCE, duty. The doing a kind action to another, from mere good will, without any legal obligation. It is a moral duty only, and it cannot be enforced by law. A good wan is benevolent to the poor, but no law can compel him to be so. BENEVOLENCE, English law. and justice." (142) This natural law deserves my obedience just because it is natural, and it certainly transcends political association. Indeed, this view of humans as belonging to a common stock tends to undercut the very notion of political duty by destabilizing the archetypal political distinction between friend and foe. (143) But Marcus Aurelius was not undermining the notion of legal duty. (After all, as emperor he Emperor He (和帝) is the Posthumous name of several Chinese emperors. It can refer to:
2. by a political association. (145) Take the state away, and that duty would remain. Closer to home than ancient Stoicism, the affinity between natural law theory and a cosmopolitan conception of legal duty may go some way toward explaining those elements of U.S. law that seem to rely on such a cosmopolitan conception of law. After all, the authors of the Declaration of Independence articulated a universal natural law ideal to justify what was otherwise an act of disobedience to the norms of the British Constitution. The U.S. Constitution itself studiously stu·di·ous adj. 1. a. Given to diligent study: a quiet, studious child. b. Conducive to study. 2. avoided the problem of natural law, but vestiges of natural law theory may be found in various places in our legal universe. (146) Natural law ideas have also come into play whenever complex problems of obedience to legal duty have arisen in American legal thought. Martin Luther King, Jr.'s Letter from a Birmingham Jail, with its dual appeal to the law of God and the laws of man, provides one of the most famous examples. (147) Of course today it is at the very least unfashionable--and, given the great difficulty in identifying the laws of nature, very possibly irresponsible--to subscribe to Verb 1. subscribe to - receive or obtain regularly; "We take the Times every day" subscribe, take buy, purchase - obtain by purchase; acquire by means of a financial transaction; "The family purchased a new car"; "The conglomerate acquired a new company"; the notion of natural laws. Our account of which laws mandate a natural duty of obedience will have to be more circumscribed circumscribed /cir·cum·scribed/ (serk´um-skribd) bounded or limited; confined to a limited space. cir·cum·scribed adj. Bounded by a line; limited or confined. and will have to derive not from nature but from the inherent justice of those laws. Nevertheless, this possibility of a natural duty to obey at least some just laws, regardless of association with a political entity that enacted them, is not as outre ou·tré adj. Highly unconventional; eccentric or bizarre: "outré and affected stage antics" Michael Heaton. as it might at first sound. Building upon Rawls's view that the duty of justice is "a fundamental natural duty" requiring us "to support and to comply with just institutions that ... apply to us," (148) Jeremy Waldron Jeremy Waldron (born October 13, 1953, New Zealand) is a professor of law and philosophy at the New York University School of Law. Career Waldron holds a B.A. (1974) and an LL.B. (1978) from the University of Otago, New Zealand, and a D.Phil. has argued that "we have a natural duty to support the laws and institutions of a just state." (149) For Rawls, the words "apply to us" seem to capture some notion of political association. Waldron, too, acknowledges that there is something special about the duty to comply with just institutions that, in Rawls's phrase, "apply to us" in that we may be counted among the persons "in respect of whose interests a just institution is just." (150) But he extends this duty beyond borders to include what one might call the weakly cosmopolitan natural obligation not to interfere with just institutions in someone else's country, with which one has no particular political association. (151) More important for our purposes, Waldron goes on to suggest that if an institution presents itself as capable of administering justice for some relevant range of persons and actually is capable of so doing, there may be some duty to support and comply with it, not only to refrain from interfering. He concludes that his theory of natural duty "envisages moral requirements binding us to a political organization ... quite apart from our agreement to be so bound, and quite apart from any benefits the organization has conferred on us." (152) What I am imagining as a cosmopolitan natural duty to comply with a just law, regardless of political association, builds upon but goes still further than Waldron's natural duty to obey the laws of a just state. For Waldron, the natural duty flows to the just state that promulgates the law, and that organization can only claim our compliance if it is actually capable of delivering on its promise of justice. It must, it seems, be a state or some other sovereign political institution to make its legal dictates binding. But the institutional pedigree of a law is not necessarily relevant to the existence of a natural duty to comply with it. In fact, I want to propose that there may be a natural duty to obey a truly just law even if it was not promulgated by a state (or states) at all. To see why this is so, consider why it is that Waldron makes the natural duty to obey a just law run to the state: it is because he is following Rawls's view (derived in turn from Hume (153)) that justice is the virtue of political organizations. It would, according to this view, be absurd to speak of a "just" law promulgated by anything other than a political organization. The feature of justice in a law is borrowed from the justice of the institution that gives the law life. But this view depends, I think, on the idea that laws properly so called always come into existence from the top down, from the commands of unitary sovereigns or sovereign-like entities capable of assuring cooperation. Waldron explains that assurance of cooperation is a key feature of justice, and he says that such assurance "can be provided only if the number of institutions addressing the problem ... is limited (perhaps to one)." (154) This need not be the case. Legal systems often come into existence piecemeal, first competing with other means of dispute resolution and of the exercise of power. The modern state may need to assert a monopoly on violence, but there can be (there were!) laws without modern states. Whether it is a medieval English king urging individuals to seek justice in his courts rather than in those of the feudal lords, or a qadi setting up shop to adjudicate disputes under Islamic law Noun 1. Islamic law - the code of law derived from the Koran and from the teachings and example of Mohammed; "sharia is only applicable to Muslims"; "under Islamic law there is no separation of church and state" sharia, sharia law, shariah, shariah law in the wake of the state's collapse in Somalia or Afghanistan, there are persons and institutions who do law in the absence of any political agreement--and their legal judgments are susceptible of being adjudged just or unjust. Thus, when one initially powerless person or entity proposes some law, and many persons or states then develop the practice of complying with it, there can emerge a just norm that eventually may be enforced by a collectivity that has formed around the practice of compliance. Historically, this would be a king offering to dispense justice in a proto-state where a plurality of legal options exists, then gradually building his legal system until it eventually monopolizes justice. Today, it might be a Muslim scholar offering to decide a case between neighbors in Mogadishu where there is no functioning state at all, then finding that other scholars in similar courts did the same, until an association of such courts might make a claim to governing and reestablishing the state. Or it might be a group of countries establishing a particular dispute-resolution mechanism that eventually gains ground and comes to be seen as legally binding. I mean to suggest that even before broad-based compliance has arisen in these cases--indeed, even if it never does arise--there are still laws in place that may make a claim to obedience if in substance they are just. It would be a mistake, I think, to say that in any of these cases the initial proposal to do law is not susceptible of being described as just, and that only the fully developed, enforceable norm associated with a robust institution is capable of being so described. A feudal or royal court operating under conditions of legal pluralism This article is about the concept of legal pluralism. For other uses of the term see, see Pluralism. Legal pluralism allows for moral laws that are unwritten as formal laws. is still doing law, even if it does not have a legal monopoly Legal monopoly A government-regulated firm that is legally entitled to be the only company offering a particular service in a particular area. . An Islamic court The term Islamic court or Islamic courts can mean:
Now if it is true that there can be just laws without states attached to them, then there could perhaps be a natural duty to obey some such laws. This natural duty would exist wholly outside of political association of any kind. In fact, such a natural duty to obey just laws may be especially salient when there is no single dominant political agreement, no effective modern state. This situation--the circumstances of justice for such laws, if you will--would obtain in failed states or quasi-anarchic situations. And it would obtain, mutatis mutandis MUTATIS MUTANDIS. The necessary changes. This is a phrase of frequent practical occurrence, meaning that matters or things are generally the same, but to be altered, when necessary, as to names, offices, and the like. , in the international sphere. Certain asserted international laws could be just, and there could be a natural duty to obey them, not because they derive from the political association of states, but simply because they are, in fact, just. These laws need not be backed by the threat of force from an overarching international association; but it might well be justifiable to enforce them through coercion. 2. The Moral Argument for Universal Jurisdiction It is possible, then, to imagine a cosmopolitan conception of law that relies on a natural duty to comply with just laws. But what if we wish to avoid the difficult subject of natural duty altogether and postulate other versions of a cosmopolitan conception? One way to get at an alternative is to examine the legal doctrines that seem to rest upon such a conception and to try to uncover their theoretical roots. Universal jurisdiction is the leading example of a legal doctrine Legal doctrine is a framework, set of rules, procedural steps, or test, often established through precedent in the common law, through which judgments can be determined in a given legal case. that sits uneasily with the political conception of legal duty. The view associated with universal jurisdiction seems to be that all legitimate local legal systems ought to embrace some universal commitments to persons everywhere. But why? It is of course possible that the laws to which universal jurisdiction applies are derived from the political association among all nations or persons--from, let us say, the international community. (155) But not everyone thinks that the international community is sufficiently powerful in associational terms to promulgate To officially announce, to publish, to make known to the public; to formally announce a statute or a decision by a court. justifiably binding law in the way a state does; and on some important matters, it will be difficult to claim that a law actually has been promulgated at all. To see if it is possible to account for universal jurisdiction in such cases, it is worth asking whether there might be another explanation of the practice. One alternative answer is to argue that legal systems must embrace certain universal commitments simply in virtue of being legitimate legal systems. To be a legitimate legal system, on this view, requires satisfying some basic moral requirements. Those requirements will add up to a moral account of what justifies the very undertaking of doing law, of coercing and demanding compliance. This account does not focus on the duty to comply with a system that satisfies these moral requirements. Instead it focuses on the justifiability of coercing people who, as a matter of luck, come into contact with the system. The justification for subjecting them to jurisdiction would derive from the cosmopolitan insight that the moral significance of persons or actions should not depend on accidents of place. (156) In other words Adv. 1. in other words - otherwise stated; "in other words, we are broke" put differently , it would be morally arbitrary to exempt some persons from legal regulation just because of where they happened to live or where they happened to be when the system encountered them. (157) Let me begin by sketching the claim that a legal system, to qualify as legitimate, must satisfy certain moral requirements. (158) I will not try to list all such requirements here. But let us say that one such moral requirement is the one Appiah applies to the state: a legal system must not make morally arbitrary judgments among persons. (159) Another might be that heinous hei·nous adj. Grossly wicked or reprehensible; abominable: a heinous crime. [Middle English, from Old French haineus, from haine, hatred, from crimes--a category defined in moral terms--must not be left unpunished unpunished Adjective without suffering or resulting in a penalty: the guilty must not go unpunished, such crimes should not remain unpunished Adj. 1. when the system has the capacity to punish them at reasonable cost. A third requirement might be that basic human rights must be protected. These three moral requirements, which are only a subset of all the requirements one could imagine, should suffice to make out the basic argument I have in mind. There will no doubt be disagreement among legal systems about which distinctions among persons are arbitrary, which crimes are heinous, and what exactly counts as a basic human right. But no matter: we should be able to agree that no legal system that fails to satisfy some version of any of these three principles should be counted as a morally legitimate system. Now consider the situation of a particular local legal system that finds itself seized of someone who has committed unquestionably un·ques·tion·a·ble adj. Beyond question or doubt. See Synonyms at authentic. un·ques tion·a·bil heinous
crimes. (The standard theory of universal jurisdiction includes piracy,
hijacking, and other crimes notable mostly for occurring outside the
boundaries of states; but it also includes genocide, presumably because
it is thought to be so horrible. (160)) The system must not let these
crimes go unpunished. It would be morally arbitrary to punish only
nationals, not nonnationals, for these crimes.
Notice that this systemic approach differs subtly from the natural law view, embraced by both Grotius and Locke, that there is a natural right to punish that derives not from the state but from a prior natural right of the individual. (161) Both Grotius and Locke used natural law to explain why the state was justified in punishing foreigners who had not consented to be governed by the state's law. According to the view I am suggesting here, it is not that the state exercises its citizens' delegated right to punish, but rather that the act of establishing a legal system that exercises coercive power subjects the system itself to certain moral duties, among them the duty not to make morally arbitrary distinctions among persons. If the legal system is to satisfy its requirements for moral legitimacy, it must therefore try to punish the offender, albeit without violating his basic human rights. It is not a satisfying answer to say that whether a nonnational may be tried is itself an instance of the question whether it would be morally arbitrary not to punish foreign nationals. Even if one were to concede that different moral standards are applicable to the question of the wrongfulness of the defendant's conduct or the propriety of holding him liable, (162) it still must be explained why it would not be arbitrary to punish one murderer and free another just because of the accident of where the crime was committed. The cosmopolitan would surely hold the view that the location of the crime is irrelevant: murder is as wrong here as in Persia. The justifiability of coercive legal action in this instance does not rest primarily on the legal duty of the defendant. It is simply an accident that he has fallen into the hands of this legal system. It is his bad luck. Indeed, even if some legal wrong has been done in bringing him into custody-if he falls under the doctrine of male captus--this fact may also be morally arbitrary with respect to the system's duty to punish him. (This is the cosmopolitan moral insight behind the Ker-Frisbie rule, which allows a person to be subjected to jurisdiction even when he should not be in the United States. (163)) We are faced here with a case not dissimilar to the freeing of a murderer on a procedural technicality; and as we know, justifying such a decision on moral grounds will generally depend on some claim about the justice of the system. Here, the legitimacy of the system probably cannot withstand the decision to release the murderer because of his crime's accident of place. Fully cashed out, this view would generate a cosmopolitan conception of legal duty insofar as each system would have the duty to apply its version of the set of universal laws to everyone with whom it comes into contact. According to this view, the cure for the quandary of failing to do justice to the people who fall outside a jurisdiction is simply to override the jurisdictional boundaries and do justice to all comers all who come, or offer, to take part in a matter, especially in a contest or controversy. - Bp. Stillingfleet. See also: Comer . The United States, accordingly, might not be warranted in enacting and then seeking to apply a traffic code purporting to govern the behavior of Germans in Thailand. But it might well be warranted in passing and applying laws that protect the universal human rights of all minors against forcible forc·i·ble adj. 1. Effected against resistance through the use of force: The police used forcible restraint in order to subdue the assailant. 2. Characterized by force; powerful. sexual exploitation. Human rights violations anywhere are the business of good persons--and good legal systems--everywhere. Notice that this universal jurisdiction idea, which is by no means fanciful, does not imply or require any institutions of world government. To the contrary, it leaves us with the local legal systems we have and seeks to have each of them do what is morally right. Something like this notion arguably inheres in the ATS's authorization of suits by one foreigner against another for violations of the law of nations that may have taken place outside the United States. (164) The strongest theoretical argument against this kind of universal jurisdiction is that it conflates the moral wrongs done by human rights violators with legal wrongs and so assumes that any serious moral harm must be susceptible to legal sanction. In a sense this is a fair criticism. Nevertheless, the argument rests not on the notion that some wrongs are so grave that they must be unlawful, but rather on the proposition that actually existing legal systems must address grave wrongs that come before them if they are to justify their existence. Legality and morality are not wholly conflated. The universal moral principles enforced in various jurisdictions can be made known in advance. They will not reach all wrongs, only the most egregious e·gre·gious adj. Conspicuously bad or offensive. See Synonyms at flagrant. [From Latin . Those wrongs may be sanctioned, not because their doers have agreed to be bound but because it would be morally illegitimate for a just legal system to let them pass unpunished. 3. Minimalist Legal Cosmopolitanism Although not unrealistic from the standpoint of implementation, the foregoing account of a cosmopolitan conception of legal duty derived from the theory of universal jurisdiction is nonetheless potentially quite radical in its practical reach. It could be used to expand universal jurisdiction to cover a broad range of crimes on which there is no international consensus. As a result, it is likely to be unpopular with those who fear expanding the grounds on which individuals may be subjected to the legal regimes of other countries. It could also lead to practical unworkability, with many courts attempting to try people all over the world, and odd forum-shopping distortions introduced by prosecutors, victims, and defendants alike. So it is also worth considering a more modest version of a cosmopolitan conception of legal duty. Like the approach derived from universal jurisdiction, this approach would begin with an account of the morality of legal systems. But instead of focusing on the moral legitimacy of any one particular legal system, this approach--call it minimalist legal cosmopolitanism--would focus on the moral legitimacy of the summed set of all operating legal systems around the world. Although the point could be disputed, the suggestion here is that it is possible to consider a set of institutions taken as a whole and to deem the collective set legitimate or illegitimate. The intuition behind this claim is that frequently an institution taken in isolation does not claim to be able to satisfy the full range of conditions that would make it morally legitimate. Background conditions beyond the control of a particular institution, as well as the decisions and actions of persons outside the institution, may directly affect its moral legitimacy. (165) The central claim of minimalist legal cosmopolitanism would be that we are justified in applying coercive law to particular persons in order to achieve the overall goal of rendering legitimate the entire global set of legal systems. The core insight behind such a minimalist cosmopolitan approach is the normative view that some law must apply to every person as well as to every action, either authorizing or prohibiting it. According to this view, no conduct or person should be deemed "off the grid," legally speaking, because of the morally arbitrary accident of where the person is or where the conduct occurs. The set of global legal systems would be morally illegitimate if it allowed law-free zones in which the accident of place or status meant that there was no law at all. Not all law must reach everywhere, but every place and person must be subject to some law. It would be insufficient, according to this view, if the local law that did apply were wholly inadequate to satisfy basic substantive standards of moral legitimacy. For the summed set of legal systems to be legitimate, each person must be within the reach not just of some law, but of some morally adequate law. The argument I advanced for universal jurisdiction depended on the idea that a legal system that purports to coerce necessarily incurs certain moral obligations. (166) The argument here relies on the parallel idea that the summed set of legal institutions, taken as a whole, must satisfy some basic moral standards. The reason is not that these institutions are in any political association with one another, but simply that they coexist within the world and that their moral legitimacy cannot adequately be assessed in isolation. In this sense, minimalist legal cosmopolitanism shares with Nussbaum's capabilities approach a certain outcome orientation (167): we can measure moral legitimacy by whether individuals are being treated according to morally adequate legal standards. This approach differs from universal jurisdiction, because in the world envisioned by minimalist legal cosmopolitanism, individual legal systems would ordinarily stick to applying their own local laws. But those local laws would be arranged and interpreted so as to avoid the anomaly of situations in which no law at all applies and in which failing to apply law would rise to the level of creating some moral illegitimacy illegitimacy: see bastard. Illegitimacy bend sinister supposed stigma of illegitimate birth. [Heraldry: Misc.] Clinker, Humphry servant of Bramble family turns out to be illegitimate son of Mr. Bramble. [Br. Lit. in the set of all legal systems. If some local legal system refused to admit that its laws applied to a given (serious) situation, then other legal systems would, in a limited way, be justified in expanding their jurisdictions to fill the apparent gap. Indeed, there would exist a general moral duty that at least one legal system extend itself to fill it, provided of course that the gap be important enough that its continued existence would undercut the moral legitimacy of the whole summed set of systems. There would not need to be a single principle of universal jurisdiction, but some jurisdiction would apply everywhere. The result would preclude the possibility of legal vacuum--a possibility that could logically arise under the political conception of legal duty. No place on earth (168) would be treated as a law-free zone. The Rome Statute of the International Criminal Court The Rome Statute of the International Criminal Court (or Rome Statute) is the treaty which established the International Criminal Court (ICC). It sets out the Court's jurisdiction, structure and functions and it provides for its entry into force 60 days after 60 States have (ICC ICC See: International Chamber of Commerce ) arguably enacts a version of this sort of minimalist legal cosmopolitanism. (169) Although the ICC is sometimes depicted in the United States as the harbinger har·bin·ger n. One that indicates or foreshadows what is to come; a forerunner. tr.v. har·bin·gered, har·bin·ger·ing, har·bin·gers To signal the approach of; presage. of universal jurisdiction, in fact its jurisdiction kicks in only when a local legal system has inadequately addressed a major and serious crime (crimes against humanity, war crimes, genocide, or aggression), by failing either to prohibit the conduct or to bring an offender to justice. (170) The ICC therefore functions as a stopgap to fill legal vacuums that are treated as morally illegitimate. It would of course be possible to have minimalist legal cosmopolitanism without an international organization stepping in to fill local gaps. The gaps could be filled locally. But it is easy to see that there is a practical benefit to a single entity's playing this role, provided it has adequate resources and performs well. Guantanamo Bay Noun 1. Guantanamo Bay - an inlet of the Caribbean Sea; a United States naval station was established on the bay in 1903 bay, embayment - an indentation of a shoreline larger than a cove but smaller than a gulf gives us an illustrative example of what minimalist legal cosmopolitanism would look like in practice at the local level. In front of the Supreme Court, the Bush Administration maintained that Guantanamo was not governed by U.S. law, but also was not governed by Cuban law because it was leased in perpetuity Of endless duration; not subject to termination. The phrase in perpetuity is often used in the grant of an Easement to a utility company. in perpetuity adj. forever, as in one's right to keep the profits from the land in perpetuity. from the predecessor government of Cuba. (171) (The island of Diego Garcia Diego Garcia, coral island, 11 sq mi (28 sq km). Indian Ocean, largest island of the Chagos Archipelago, SW of Sri Lanka. Part of the British Indian Ocean Territory, the island was leased (1970) to the United States and later developed as a joint U.S. , leased by the United States from the British Crown, is another example of a spot where the "off the grid" argument could be mounted; (172) there are persistent reports of secret U.S. detention facilities there. (173)) Minimalist legal cosmopolitanism would hold that it is justified and indeed obligatory for some law to apply in Guantanamo. It is possible to interpret the Court's decision in Rasul v. Bush Rasul v. Bush, 542 U.S. 466 (2004), is a landmark United States Supreme Court decision establishing that the U.S. court system has the authority to decide whether foreign nationals (non-U.S. citizens) held in Guantanamo Bay were rightfully imprisoned. along these lines. Although a precedent of the Court had denied that the federal habeas corpus statute applied in Guantanamo (174) (which was the reason the government had put the detainees there in the first place), the Court bent over baclcwards to distinguish that case, all but overruling it. (175) The Court asserted that the United States exercised effective control over Guantanamo and that the federal habeas law therefore applied there. (176) These statements suggest that the Court did not want to accept the government's argument that Guantanamo is a place where no law applies. The Justices' motivation could have been simply that such a holding would render U.S. law morally illegitimate; but even this view suggests that the illegitimacy would be part of a broader international problem about the legitimacy of the set of all legal systems. Allowing such a gap would have invited the international community to attempt to plug it in some way. A different version of the argument against legal gaps may be seen in Hamdan v. Rumsfeld For the case involving a United States citizen, see . Hamdan v. Rumsfeld, 126 S. Ct. 2749 (2006), is a case in which the Supreme Court of the United States held that military commissions set up by the Bush administration to try detainees at Guantanamo Bay lack "the . (177) This time the government maintained not that a place was off the legal grid, but that certain persons were: it asserted, inter alia [Latin, Among other things.] A phrase used in Pleading to designate that a particular statute set out therein is only a part of the statute that is relevant to the facts of the lawsuit and not the entire statute. , that no provision of the Geneva Conventions applied to "enemy combatants" captured on the battlefield in Afghanistan. (178) Once again, the Court rejected the government's view. It held narrowly that Common Article 3 of the Geneva Conventions did apply to the detainee de·tain·ee n. A person held in custody or confinement: a political detainee. Noun 1. detainee - some held in custody political detainee in question and to others similarly situated similarly situated adj. with the same problems and circumstances, referring to the people represented by a plaintiff in a "class action," brought for the benefit of the party filing the suit as well as all those "similarly situated. . (179) What makes this view cosmopolitan, despite its reliance on U.S. laws implementing Common Article 3, is its normative suggestion that as a citizen of the world, I should always be protected by some law--in this case provisions of international law codified cod·i·fy tr.v. cod·i·fied, cod·i·fy·ing, cod·i·fies 1. To reduce to a code: codify laws. 2. To arrange or systematize. by U.S. statutes. This is not, or at least not necessarily, because I owe or am owed some political duty to the polls in that place, nor is it because some agreement unites the world. It is because law ought to protect the citizen of the world everywhere in the world. On this view, legal duties still correspond to political boundaries. But jurisdiction is not a moral or theoretical consequence of borders; it is a practical consequence of them. To a cosmopolitan, we are only accidentally citizens of states. We are not, however, only accidentally bound by laws. Wherever we go, some law should find us and bind us. CONCLUSION At its irreducible irreducible /ir·re·duc·i·ble/ (ir?i-doo´si-b'l) not susceptible to reduction, as a fracture, hernia, or chemical substance. ir·re·duc·i·ble adj. 1. core, cosmopolitanism demands that general human qualities be put ahead of particular allegiances. Notwithstanding the rooted cosmopolitanisms of Nussbaum and Appiah, it follows that, through the heuristic device of the "citizen of the world," cosmopolitanism does intend to weaken somewhat our sense of the primacy of political obligation. It is therefore intriguing that, taken on its own terms, the cosmopolitan attitude does not weaken legal obligation the way it does particular political bonds. One might imagine that given the close association between the polis and the law, weakening bonds to the one might weaken the sense of duty to the other. Yet there is no discernible antinomian an·ti·no·mi·an n. An adherent of antinomianism. adj. 1. Of or relating to the doctrine of antinomianism. 2. thread in the cosmopolitan tradition. Why doesn't cosmopolitanism weaken legal obligation alongside political obligation? The reason lies, I think, precisely in its stubborn insistence that the state is not the right level of analysis for making sense of our lives and obligations, even our legal obligations. For the cosmopolitan, there is no weakening of legal duty when one turns away from the state because legal duty does not ultimately derive from the state--nor, one might add, from fear of punishment by it. Cosmopolitanism has always been interested in the predicament of the stranger, whether it is the expatriate who has abandoned his state to become a citizen of the world or the inwardly exiled philosopher who has weakened his affective bonds to the political community. I have argued in this Review that the emphasis on the stranger may also suggest some theories that would account for our legal duties to the stranger, and his to us. Law, on the account I have offered, contains at once the commands of a particular community and an aspiration to the universal. Diogenes the Cynic made a characteristically barbed comment that may be read to incorporate this duality of the global and the local. "[I]t is impossible," he said, "for society to exist without law." (180) Yet at the same time, "there is no advantage in law without a city." (181) Law, in its purest and most general sense, is the condition for civilization itself. But the institutions that apply law best are in the end political ones; and without them, the best legal principles can give humans no advantage. (1.) See, e.g., Hamdan v. Rumsfeld, 126 S. Ct. 2749 (2006); Hamdi v. Rumsfeld For the case involving Guantanamo military commissions, see . Hamdi v. Rumsfeld, 542 U.S. 507 (2004) was a U.S. Supreme Court decision reversing the dismissal of a habeas corpus petition brought on behalf of Yaser Esam Hamdi, a U.S. , 542 U.S. 507 (2004); Rasul v. Bush, 542 U.S. 466 (2004). (2.) See, e.g., Sosa v. Alvarez-Machain, 542 U.S. 692 (2004) (considering the liability of one noncitizen to another noncitizen for events taking place outside the United States under the Alien Tort Statute and the Federal Tort Claims Act Enacted in 1946 the Federal Tort Claims Act (FTCA) (60 Stat. 842) removed the inherent Immunity of the federal government from most tort actions brought against it and established the conditions for the commencement of such suits. ). (3.) Many such internal government memoranda appear in THE TORTURE PAPERS: THE ROAD TO ABU GHRAIB See Abu Ghraib prison and Abu Ghraib torture and prisoner abuse. The city of Abu Ghraib (BGN/PCGN romanization: Abū Ghurayb; أبو غريب in Arabic) in the Anbar Governorate of Iraq is located 32 kilometres (20 mi) west of (Karen J. Greenberg & Joshua L. Dratel Joshua L. Dratel (March 2 1957 — ) is an American attorney.[] Education and Practice Dratel graduated from Columbia University, with a Bachelor of Arts in 1978.[1] Dratel got his law degree from Harvard University in 1981. eds., 2005). For my view on their character, see Noah Feldman Dr. Noah Feldman, D.Phil (Oxon), J.D. is an American author and professor of law at Harvard Law School. Education and career Noah Feldman is a graduate of Harvard University, Oxford University, and Yale Law School. , Ugly Americans, in THE TORTURE DEBATE IN AMERICA 267 (Karen J. Greenberg ed., 2006). (4.) MARTHA C. NUSSBAUM, FRONTIERS OF JUSTICE: DISABILITY, NATIONALITY, SPECIES MEMBERSHIP (2006). (5.) KWAME ANTHONY APPIAH, COSMOPOLITANISM: ETHICS IN A WORLD OF STRANGERS (2006) [hereinafter here·in·af·ter adv. In a following part of this document, statement, or book. hereinafter Adverb Formal or law from this point on in this document, matter, or case Adv. 1. APPIAH, COSMOPOLITANISM]; KWAME ANTHONY APPIAH, THE ETHICS OF IDENTITY (2005) [hereinafter APPIAH, ETHICS OF IDENTITY]. (6.) Cf. Jeremy Waldron, Minority Cultures and the Cosmopolitan Alternative, 25 U. MICH v. i. 1. To lie hid; to skulk; to act, or carry one's self, sneakingly. . J.L. REFORM 751, 754 (1992). Waldron revisits some of these ideas in Jeremy Waldron, What Is Cosmopolitan?, 8 J. POL. PHIL. 227, 231-34, 243 (2000). (7.) 2 DIOGENES LAERTIUS, LIVES OF EMINENT PHILOSOPHERS bk. VI, para. 63, at 65 (Jeffrey Henderson ed., R.D. Hicks Hicks , Edward 1780-1849. American painter of primitive works, notably The Peaceable Kingdom, of which nearly 100 versions exist. trans., Harvard Univ. Press 2005) [hereinafter DIOGENES LAERTIUS]. (8.) Id. bk. V, para. 20, at 23. "[W]hen some one reminded [Diogenes] that the people of Sinope had sentenced him to exile, 'and I them,' said he, 'to home-staying.'" Id. bk. VI, para. 49, at 51. (9.) See, e.g., ARISTOTLE, NICOMACHEAN ETHICS Nicomachean Ethics (sometimes spelled 'Nichomachean'), or Ta Ethika, is a work by Aristotle on virtue and moral character which plays a prominent role in defining Aristotelian ethics. bk. W, at 15-16 (G.P. Goold ed., H. Rackham trans., Harvard Univ. Press rev. ed. 1934) (c. 384-322 B.C.E.) (discussing the active life of politics). (10.) DIOGENES LAERTIUS, supra A relational DBMS from Cincom Systems, Inc., Cincinnati, OH (www.cincom.com) that runs on IBM mainframes and VAXs. It includes a query language and a program that automates the database design process. note 7, bk. V, para. 54, at 55. (11.) See AUGUSTINE, THE CITY OF GOD (Marcus Dods Notable people named Marcus Dods include:
(12.) For works treating the umma as a polis see, for example, AVERROES ON PLATO'S REPUBLIC (Ralph Lerner trans., Cornell Univ. Press 2005); and IBN KHALDUN Ibn Khaldun (ĭ`bən khäld n`), 1332–1406, Arab historian, b. Tunis. , THE MUQADDIMAH: AN INTRODUCTION TO HISTORY
(Franz Rosenthal Franz Rosenthal (August 31, 1914 – April 8, 2003) was the Louis M. Rabinowitz and Sterling Professor Emeritus of Arabic, scholar of Arabic literature and Islam.Rosenthal was born in Berlin, Germany. trans., Princeton Univ. Press 1967). (13.) THOMAS HOBBES, LEVIATHAN (Richard Tuck ed., Cambridge Univ. Press 1991) (1651). (14.) See generally PHILIP BOBBITT Philip Chase Bobbitt (born July 22, 1948, Temple, Texas), is an American author, academic, and public servant who has also lectured in Britain. He is best known for work on military strategy and constitutional law and theory, and as the author of The Shield of Achilles. , THE SHIELD OF ACHILLES: WAR, PEACE, AND THE COURSE OF HISTORY (2002) (describing a single long war in the twentieth century made up of the two world wars and the Cold War). (15.) JOHN RAWLS John Rawls (February 21, 1921 – November 24, 2002) was an American philosopher, a professor of political philosophy at Harvard University and author of A Theory of Justice (1971), Political Liberalism, , and The Law of Peoples. , A THEORY OF JUSTICE (1971). (16.) Robert Nozick's famous contemporary work Anarchy, State, and Utopia also related primarily to the distributive consequences of the author's account of the justifiable state structure. ROBERT NOZICK Robert Nozick (November 16, 1938 – January 23, 2002) was an American philosopher and Pellegrino University Professor at Harvard University. Nozick, schooled at Columbia, Oxford and Princeton, was a prominent American political philosopher in the 1970s and 1980s. , ANARCHY, STATE, AND UTOPIA (1974). Rawls did of course touch on international issues in A Theory of Justice, see RAWLS, supra note 15, at 377-79, but the book's overall focus was on justice at the state level. (17.) See, e.g., WILL KYMLICKA Will Kymlicka is a Canadian political philosopher. He is currently Professor of Philosophy and Canada Research Chair (Tier 1) in Political Philosophy at Queen's University, and Recurrent Visiting Professor in the Nationalism Studies Program at the Central European University in , MULTICULTURAL CITIZENSHIP: A LIBERAL THEORY OF MINORITY RIGHTS (1995); THE RIGHTS OF MINORITY CULTURES (Will Kymlicka ed., 1995). (18.) See, e.g., CHARLES R. BEITZ, POLITICAL THEORY AND INTERNATIONAL RELATIONS (1979) [hereinafter BEITZ, POLITICAL THEORY]; THOMAS W. POGGE, REALIZING RAWLS (1989) [hereinafter POGGE, REALIZING RAWLS]. Also useful are shorter works by these authors, such as Charles R. Beitz, Bounded Morality: Justice and the State in World Politics, 33 INT'L ORG. 405 (1979), and Thomas Pogge, Rawls and Global Justice, 18 CAN. J. PHIL. 227 (1988). Although both Beitz and Pogge have been important in the subsequent cosmopolitanism debates, neither by himself sparked the degree of attention to problems of international justice that followed the end of the Cold War. (19.) See Jack Goldsmith Jack Goldsmith is a Harvard Law School professor who has written a number of texts regarding international law and the Internet.[1] From October 2003 to July 2004,[2] he served under Attorney General John Ashcroft and Deputy Attorney General James Comey , Liberal Democracy and Cosmopolitan Duty, 55 STAN. L. REV. 1667, 1691-92 (2003) (summarizing the primary objections to world government and noting that "[c]osmopolitan theorists are usually quick to deny any desire for [one]"). This was not true a century ago, when world government was the rage among a certain group of utopian thinkers. See John Fabian Witt, Crystal Eastman and the Internationalist in·ter·na·tion·al·ism n. 1. The condition or quality of being international in character, principles, concern, or attitude. 2. A policy or practice of cooperation among nations, especially in politics and economic matters. Beginnings of American Civil Liberties, 54 DUKE L.J. 705 (2004). (20.) See BEITZ, POLITICAL THEORY, supra note 18, at 136-43 (describing a Rawls-inspired principle of cross-border natural resource redistribution); POGGE, REALIZING RAWLS, supra note 18, at 240-73 (arguing for globalized contractarianism). (21.) Cf. POGGE, REALIZING RAWLS, supra note 18, at 240 (referring to Rawls's vision as "cosmopolitan"). (22.) See, e.g., BEITZ, POLITICAL THEORY, supra note 18, at 136-43. (23.) See, e.g., POGGE, REALIZING RAWLS, supra note 18, at 243-44. (24.) Id. at 243. (25.) See id. at 241 (noting that Rawls conceived of justice as a property of institutions that, "by hypothesis, are absent on the global plane"); see also RAWLS, supra note 15, at 8 (asserting that the "significance" of considering justice within a particular society "is obvious and needs no explanation"). (26.) The essay appeared in the Boston Review The Boston Review is a bimonthly national political and literary magazine. The magazine covers, specifically, political debates, literature and poetry, and serves as host to the New Democracy Forum and the New Fiction Forum. The editors are Deborah Chasman and Joshua Cohen. together with a number of responses by important philosophical and legal figures. Martha C. Nussbaum, Patriotism and Cosmopolitanism, BOSTON REV., Oct.-Nov. 1994, at 3. It was later collected and expanded into a short book alongside those and other responses. Martha C. Nussbaum, Patriotism and Cosmopolitanism, in FOR LOW OF COUNTRY: DEBATING THE LIMITS OF PATRIOTISM 2 (Joshua Cohen Joshua Cohen may refer to one of the following persons:
(27.) Nussbaum, Patriotism and Cosmopolitanism, supra note 26, at 7. (28.) Id. (29.)Id. at 6-7. (30.)Cf. PLUTARCH, On Exile (c. 90-110), in 7 PLUTARCH'S MORALIA 513, 527 (Phillip H. de Lacy & Benedict Einarson trans., Harvard Univ. Press 1959) ("For by nature there is no such thing as a native land, any more than there is by nature a house or farm or forge or surgery...."); id. at 533 ("For nature leaves us free and untrammeled; it is we who bind ourselves, confine ourselves, immure im·mure tr.v. im·mured, im·mur·ing, im·mures 1. To confine within or as if within walls; imprison. 2. To build into a wall: immure a shrine. 3. ourselves, herd ourselves into cramped and sordid quarters."); id. at 537 ("Indeed, if you lay aside unfounded opinion and consider the truth, the man who has a single city is a stranger and an alien to all the rest...." ; id. at 545, 547 ("Zeno indeed, when he learned that his only remaining ship had been engulfed with its cargo by the sea, exclaimed: 'Well done, Fortune! thus to confine me to a threadbare cloak' and a philosopher's life...."). In at least one subsequent work, Nussbaum has explicitly addressed the tension between Stoic cosmopolitanism's participatory and self-alienating aspects. Martha C. Nussbaum, Kant and Stoic Cosmopolitanism, 5 J. POL. PHIL. 1 (1997). (31.)Nussbaum herself has acknowledged as much. See Martha C. Nussbaum, Compassion and Terror, DAEDALUS, Winter 2003, at 10, 22 (noting that for Marcus Aurelius, achieving evenhanded concern for humans required the extirpation ex·tir·pa·tion n. The surgical removal of an organ, part of an organ, or diseased tissue. ex tir·pate of personal attachments, creating a
world "strangely lonely and hollow").
(32.) ABU BAKR Abu Bakr (ä`b bäk`ər), 573–634, 1st caliph, friend, father-in-law, and successor of Muhammad. MUHAMMAD IBN BAJJAH Abū-Bakr Muhammad ibn Yahya ibn al-Sāyigh (Arabic أبو بكر محمد بن يحيى بن الصايغ), known as Ibn Bājjah [AVEMPACE], TADBIR AL-MUTAWAHHID
(Ma'an Ziade ed., 1978) (c. 1095-1138). For excerpts in English,
see Avempace, The Governance of the Solitary, in MEDIEVAL POLITICAL
PHILOSOPHY 122 (Ralph Lerner & Muhsin Mahdi eds., Lawrence Berman
trans., Cornell Univ. Press 1963).
(33.) Joseph B. Soloveitchik, The Lonely Man of Faith, TRADITION, Summer 1965, at 5, reprinted as JOSEPH B. SOLOVEITCHIK, THE LONELY MAN OF FAITH (1992). (34.) Plutarch, On the Fortune of Alexander (c. 46-120), in 1 THE HELLENISTIC PHILOSOPHERS 67a (A.A. Long & D. Sedleyt eds., 1987). For a discussion of this passage, see Sandrine Berges, Loneliness and Belonging: Is Stoic Cosmopolitanism Still Defensible?, 11 RES PUBLICA: J. LEGAL & SOC. PHIL. 3, 6-9 (2005). (35.) Like Nussbaum's essay, Appiah's essay first appeared in the Boston Review. Kwame Anthony Appiah, Loyalty to Humanity, BOSTON REV., Oct.-Nov. 1994, at 10. It was then reprinted in expanded form. Kwame Anthony Appiah, Cosmopolitan Patriots, in FOR LOVE OF COUNTRY, supra note 26, at 21 [hereinafter Appiah, Cosmopolitan Patriots]. (36.) Appiah, Cosmopolitan Patriots, supra note 35, at 21. (37.) Id. at 23. (38.) Id. at 25. (39.) Id. at 29. (40) Id. at 24. In 1993, Rawls gave a lecture entitled The Law of Peoples. John Rawls, The Law of Peoples (1993), in ON HUMAN RIGHTS: THE OXFORD AMNESTY LECTURES 41 (Stephen Shute & Susan Hurley eds., 1993). That same year, he also published Political Liberalism, and in 1999, The Law of Peoples. These works took up the challenge of considering, in Rawls's formulation, "how reasonable citizens and peoples might live together peacefully in a just world." JOHN RAWLS, THE LAW OF PEOPLES, at vi (1999). (41.) Nussbaum restricts her critique to liberal (i.e., non-Rousseauian) social contract theories. See NUSSBAUM, supra note 4, at 25. (42.) For ease of exposition, the order of the argument presented here differs slightly from Nussbaum's own. (43.) Hume's discussion may be found in DAVID HUME, A TREATISE OF HUMAN NATURE bk. 3, pt. 2, [section] 2, at 311-22 (David Fate Norton & Mary J. Norton eds., 2000) (1737-1740). (44.) RAWLS, supra note 15, at 126 & n.3, 127. (45.) See NUSSBAUM, supra note 4, at 28. (46.) Id. at 32. The severely disabled, Nussbaum says, also cannot be imagined as roughly equal for social contract purposes. See id. at 31-32. Neither can nonhuman animals, who moreover are not free. See id. Important as these subjects are, they are not directly relevant to the topic of cosmopolitanism, and I therefore do not address them here. (47.) Nussbaum points out that Rawls in his later work did imagine that the social contract ideal might be applied among peoples organized into states. See id. at 238-55. (48.) See id. at 34. (49.) See id. at 30 (citing HOBBES, supra note 13, ch. 13, at 86-87). (50.) Id. at 51. (51.) See id. at 25. (52.) Id. at 36. (53.) Id. (54.) Id. at 37. (55.) See id. at 76-78. Nussbaum has developed the capabilities idea in her earlier work. See, e.g., MARTHA C. NUSSBAUM, WOMEN AND HUMAN DEVELOPMENT: THE CAPABILITIES APPROACH (2000). (56.) NUSSBAUM, supra note 4, at 78. (57.) Id. at 75. (58.) Id. at 25. (59.) Id. at 69; see also id. at 95 (describing contractarian theories as "close allies of the capabilities approach"). (60.) See supra notes 19-24 and accompanying text. (61.) See NUSSBAUM, supra note 4, at 264-70. (62.) Id. at 306. (63.) See id. at 71-72. (64.) For the comparison, see id. at 70, 284-87, 315-16. For Sen's work on capabilities, see, for example, AMARTYA SEN Amartya Kumar Sen CH (Hon) (Bengali: অমর্ত্য কুমার সেন Ômorto Kumar Shen , COMMODITIES AND CAPABILITIES (1985); AMARTYA SEN, DEVELOPMENT AS FREEDOM (1999) ; and AMARTYA SEN, INEQUALITY REEXAMINED (1992). (65.) NUSSBAUM, supra note 4, at 71. (66.) Thus, in one important essay, Nussbaum defends Cicero's "cosmopolitan" view that duties of justice run to all humans, while rejecting his (corresponding) view that duties of material aid run in the first instance to one's own fellow citizens. Martha C. Nussbaum, Duties of Justice, Duties of Material Aid: Cicero's Problematic Legacy, 8 J. POL. PHIL. 176 (2000). (67.) See generally JOHN LOCKE, TWO TREATISES OF GOVERNMENT (Peter Laslett ed., Cambridge Univ. Press 1988) (1690). On positive and negative liberty, see ISAIAH BERLIN Sir Isaiah Berlin, OM (June 6 1909 – November 5 1997), was a political philosopher and historian of ideas, regarded as one of the leading liberal thinkers of the 20th century. , Two Concepts of Liberty, in FOUR ESSAYS ON LIBERTY 118 (1969). (68.) 397 U.S. 254 (1970). (69.) See id. at 262 n.8 (quoting Charles A. Reich, Individual Rights and Social Welfare: The Emerging Legal Issues, 74 YALE L.J. 1245, 1255 (1965)) (citing Charles A. Reich, The New Property, 73 YALE L.J. 733 (1964)). (70.) See NUSSBAUM, supra note 4, at 316-18. (71.) Id. at 262. Nussbaum does not expand on this point except to insist that, unlike Rawls, she attributes no agency to "peoples." Id. (72.) See id. at 313-14. (73.) Id. at 319. (74.) Id. at 319-20. (75.) For Nussbaum's own expression of this concern, see id. at 315-20. (76.) See infra [Latin, Below, under, beneath, underneath.] A term employed in legal writing to indicate that the matter designated will appear beneath or in the pages following the reference. infra prep. Part IV. (77.) NUSSBAUM, supra note 4, at 315. (78.) Id. (79.)Nussbaum does acknowledge the work of Pogge and Beitz, which seeks to move the ground of the contractarian model to the whole world. See id. at 264-70. (80.) KARL MARX, ECONOMIC AND PHILOSOPHIC MANUSCRIPTS OF 1844 (Dirk J. Struik ed., Martin Milligan trans., Int'l Publishers 1964). (81.) NUSSBAUM, supra note 4, at 74 (quoting Marx). (82.) On Appiah's debt to John Smart Mill, see, for example, APPIAH, ETHICS OF IDENTITY, supra note 5, at 1-13, 271-72. (83.) See sources cited supra note 35. (84.) See supra note 36 and accompanying text. (85.) APPIAH, ETHICS OF IDENTITY, supra note 5, at 213. (86.) Id. at 222. (87.) APPIAH, COSMOPOLITANISM, supra note 5, at 111. (88.) APPIAH, ETHICS OF IDENTITY, supra note 5, at 223. See supra notes 35-39 and accompanying text. (90.) APPIAH, ETHICS OF IDENTITY, supra note 5, at xiii, 230 (citing RONALD DWORKIN This article is about the legal philosopher. For the anesthesiologist and author, see Ronald W. Dworkin. Ronald Dworkin, QC, FBA (born 1931) is an American legal philosopher, and currently professor of Jurisprudence at University College London and the New , SOVEREIGN VIRTUE: THE THEORY AND PRACTICE OF EQUALITY 485 n.1 (2000)). The distinction is developed over several pages, see id. at 230-37, with reference added to Hegelian Sittlichkeit and Moralitat, see id. at 232-33. (91.) Id. at 236. (92.) Id. at 246. (93.) Id. at 245. (94.) Id. (emphasis added). (95.) Id. at 246. (96.) For Appiah, state coercion is justified only when the state treats persons impartially and as possessing equal moral worth. See id. at 88-99, 228-30. (97.) Id. at 246. (98.) Id. (99.) Id. at 91. (100.) Id. at 93-94. (101.) Id. at 93. (102.) Id. (103.) Id. (104.) APPIAH, COSMOPOLITANISM, supra note 5, at 35. (105.) Id. at 36. (106.) Id. at 38. (107.) See id. at 38-39. (108.) Id. at 39. (109.) See id. at 44. (110.) See APPIAH, ETHICS OF IDENTITY, supra note 5, at 92-96 (discussing Thomas Nagel, Moral Conflict and Political Legitimacy, 16 PHIL. & PUB. AFF AFF Affectionate AFF Affirmative AFF Adult FriendFinder (website) AFF American FactFinder (US Census data retrieval system) AFF Accelerated Free Fall (type of skydiving training) . 215 (1987)). (111.) APPIAH, COSMOPOLITANISM, supra note 5, at 39. (112.) See id. at 126-27. (113.) See id. at 122-24. (114.) A related yet distinct answer, focusing on the "agency or will that is inseparable from membership in a political society," may be gleaned from Thomas Nagel, The Problem of Global Justice, 33 PHIL. & PUB. AFF. 113, 128 (2005). Technically, Nagel here is not justifying legal coercion in the first place but is giving an argument for why we are responsible for addressing arbitrary economic inequalities within a given political society in which coercive law already operates. In the course of so doing, however, he describes the state of membership in terms of the observation that "we are both putative joint authors of the coercively imposed system, and subject to its norms." Id. It is worth noting that Nagel downplays the element of consent in entering political society--he considers the act of membership accidental--while emphasizing the element of agency (and by implication, consent) that comes from participating in political society. (115.) For this account of two forms of consent theory, see Leslie Green For the philosopher of law, see . Leslie William Green (1875—31 August 1908) was an English architect known for his design of iconic stations constructed on the London Underground railway system in central London during the first decade of the 20th century. , Globalization globalization Process by which the experience of everyday life, marked by the diffusion of commodities and ideas, is becoming standardized around the world. Factors that have contributed to globalization include increasingly sophisticated communications and transportation , Disobedience, and the Rule of Law, http://www.law.nyu.edu/kingsburyb/fall06/ globalization/papers/Leslie%20Green.pdf (last visited Jan. 31, 2007). (116.) There are quirky cases like the legal duties of foreign visitors or residents. But it is customary (and somewhat plausible) to say that these individuals have also consented to be governed by their host country's law by being there, despite the fact that they have not entered into the political agreement that applies to citizens. See Jeremy Waldron, Special Ties and Natural Duties, 22 PHIL. & PuB. AFF. 3, 8-9 (1993). (117.) RONALD DWORKIN, LAW'S EMPIRE 196 (1986). (118.) Id. at 201. (119.) Id. at 202. (120.) In The Problem of Global Justice, Nagel distinguishes between what he calls the political conception of justice and the cosmopolitan conception of justice. In his account, according to the political conception, justice properly speaking Adv. 1. properly speaking - in actual fact; "properly speaking, they are not husband and wife" strictly speaking, to be precise is a virtue of states. See Nagel, supra note 114, at 119-21. The political conception of legal duty that I am developing is a little different. It makes political agreement the condition for justified legal duty, but it admits of the possibility that this political agreement could be between states--hence the legal duties of international law could be thought to arise from the political theory of legal duty. (121.) See APPIAH, ETHICS OF IDENTITY, supra note 5, at 246 ("[O]nce we are speaking not within but among polities, we cannot rely upon decrees and injunctions."). (122.) Note that this view need not entail any commitment regarding whether law is best understood in positivist pos·i·tiv·ism n. 1. Philosophy a. A doctrine contending that sense perceptions are the only admissible basis of human knowledge and precise thought. b. or interpretivist terms. The agreement that is a condition of justified legal duty according to this view is the political agreement to form or enter the polity, not an agreement about the content of law. (123.) See Prosecutorial Remedies and Other Tools To End the Exploitation of Children Today (PROTECT) Act of 2003, Pub. L. No. 108-21, 117 Stat. 650 (codified as amended in scattered sections of 18, 21, 28, and 42 U.S.C.). (124.) Detainee Treatment Act of 2005, Pub. L. No. 109-148, div. A, tit. X, [section] 1003, 119 Stat. 2739, 2739-40 (codified at 10 U.S.C.A [section] 801 note and 42 U.S.C.A. [section] 2000dd to 2000dd-1 (West Supp. 2006)) ("No individual in the custody or under the physical control of the United States Government, regardless of nationality or physical location, shall be subject to cruel, inhuman, or degrading treatment or punishment."). (125.) Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment, Dec. 10, 1984, S. TREATY DOC. NO. 100-20 (1988), 1465 U.N.T.S. 85. (126.) One would think it obvious that this obligation applies everywhere. But astonishingly a·ston·ish tr.v. as·ton·ished, as·ton·ish·ing, as·ton·ish·es To fill with sudden wonder or amazement. See Synonyms at surprise. , the U.S. government has sometimes suggested otherwise. Article a, section 1 of the Convention Against Torture states that "[e]ach State Party shall take effective legislative, administrative, judicial or other measures to prevent acts of torture in any territory under its jurisdiction," id. art. 2, [section] 1, and Article 16, section 1 adds that "[e]ach State Party shall undertake to prevent in any territory under its jurisdiction other acts of cruel, inhuman or degrading treatment or punishment which do not amount to torture," id. art. 16, [section] 1. The government has occasionally claimed that this language means the Convention does not apply to its activities outside "its jurisdiction"--i.e., the United States. See Letter from William E. Moschella, Assistant Attorney Gen., to Sen. Patrick J. Leahy, Ranking Minority Member, Senate Comm. on the Judiciary (Apr. 4, 2005), available at http://www.scotusblog.com/movabletype/archives/ CAT%20Article%2016.Leahy-Feinstein-Feingold%20Letters.pdf; Marty Lederman Martin "Marty" S. Lederman is a Visiting Professor of Law at the Georgetown University Law Center, where he teaches various courses in constitutional law. He regularly contributes to the weblogs SCOTUSblog and Balkinization, including on matters relating to Executive power, , Has Congress Prohibited "Torture Light"?, Balkinization, May H, 2005, http://balkin.blogspot.com/2005/05/has-congress-prohibited- torture-light.html. This seems to me a misreading. (127.) The complex and important question of customary international law is beyond the scope of this Review. For our purposes it should suffice to note that just as the political conception of legal duty entails no commitment to one or another theory of the nature of domestic law, it also entails no necessary commitment to any theory about the nature or sources of international law. Customary international law could be understood as binding because state parties have actually or hypothetically consented to be bound by its norms by their entrance into the world community. Cf Alvarez-Machain v. United States, 331 F.3d 604, 613 (9th Cir. 2003) (en banc [Latin, French. In the bench.] Full bench. Refers to a session where the entire membership of the court will participate in the decision rather than the regular quorum. In other countries, it is common for a court to have more members than are ), rev'd sub nora. Sosa v. Alvarez-Machain, 542 U.S. 692 (2004) (asserting that customary international law "derives solely from the consent of states"). (128.) The key pieces of legislation are the Military Commissions Act of 2006, Pub. L. No. 109-366, 2006 U.S.C.C.A.N. (120 Stat.) 2600 (to be codified in scattered sections of so, 18, and 28 U.S.C.), which was signed on October 17, 2006, and the Detainee Treatment Act of 2005. (129.) See Marty Lederman, Senators Snatch Defeat from Jaws of Victory: U.S. To Be First Nation To Authorize Violations of Geneva Geneva, canton and city, Switzerland Geneva (jənē`və), Fr. Genève, canton (1990 pop. 373,019), 109 sq mi (282 sq km), SW Switzerland, surrounding the southwest tip of the Lake of Geneva. , Balkinization, Sept. 21, 2005, http://balkin.blogspot.com/ 2006/09/senators-snatch-defeat-from-jaws-of.html. (130.) RESTATEMENT (THIRD) OF THE FOREIGN RELATIONS LAW OF THE UNITED STATES [section] 402 (1987). (131.) Thus if Congress were to pass a law that applied more broadly, the authors of the Restatement would presumably consider the law unwise and unjustified but not invalid or unconstitutional. (132.) 28 U.S.C. [section] 1350 (2000) ("The district courts shall have original jurisdiction of any civil action by an alien for a tort only, committed in violation of the law of nations or a treaty of the United States."); see also U.S. CONST CONST Construction CONST Constant CONST Construct(ed) CONST Constitution CONST Under Construction CONST Commission for Constitutional Affairs and European Governance (COR) . art. I, [section] 8, cl. 10 (granting Congress the power "[t]o define and punish Piracies and Felonies committed on the high Seas high seas In maritime law, the waters lying outside the territorial waters of any and all states. In the Middle Ages, a number of maritime states asserted sovereignty over large portions of the high seas. , and Offences against the Law of Nations"). (133.) See 18 U.S.C. [section] 2332(a)-(b) (2000) (criminalizing murder of and conspiracy to murder a U.S. national outside the United States). (134.) Torture Victims Protection Act of 1991, Pub. L. No. 102-256, 106 Stat. 73 (1992) (codified at 28 U.S.C. [section] 1350). (135.) 49 U.S.C. [section] 46,502(b) (2000). On the history of this law and on extraterritorial enforcement more broadly, see Andreas F. Lowenfeld, U.S. Law Enforcement Abroad: The Constitution and International Law, 83 AM. J. INT'L L. 880 (1989). (136.) RESTATEMENT (THIRD) OF THE FOREIGN RELATIONS LAW OF THE UNITED STATES [section] 404 (1987). (137.) See, e.g., Int'l Shoe Co. v. Washington, 326 U.S. 310, 316-19 (1945). (138.) This is the so-called Ker-Frisbie rule. See Frisbie v. Collins, 342 U.S. 519 (1952); Ker v. Illinois, 119 U.S. 436 (1886). On this rule, see Andreas F. Lowenfeld, U.S. Law Enforcement Abroad: The Constitution and International Law, Continued, 84 AM. J. INT'L L. 444, 460-67 (1990). (139.) As was the case with, for example, the Panamanian dictator Manuel Noriega
(140.) Following Calder v. Bull Calder v. Bull, 3 U.S. (3 Dall.) 386 (1798), is a famous United States Supreme Court case dealing with Americans' individual rights, and whether the Supreme Court has the authority to review state legislature decisions. , 3 U.S. (3 Dall.) 386 (1798), retroactive civil liability has often been found not to violate the Ex Post Facto Clause or constitutional due process. See, e.g., Landgraf v. USI Film Prods., 511 U.S. 244 (1994); United States v. Sperry Corp. 493 U.S. 52 (1989). (141.) See supra note 78 and accompanying text. (142.) This is the felicitous fe·lic·i·tous adj. 1. Admirably suited; apt: a felicitous comparison. 2. Exhibiting an agreeably appropriate manner or style: a felicitous writer. 3. translation of George Long, appearing in THE THOUGHTS OF THE EMPEROR MARCUS AURELIUS ANTONINUS 114 (George Long trans., Boston, Little, Brown & Co. 1891) (c. 161-180). For the Greek text, see MARCUS AURELIUS, THE COMMUNINGS WITH HIMSELF OF MARCUS AURELIUS ANTONINUS EMPEROR OF ROME bk. III, [section] 11, at 60 (C.R. Haines ed. & trans., Harvard Univ. Press 1916). Charles Haines translates this passage as: "while that comes from a clansman and a kinsman and a neighbour, albeit one who is ignorant of what is really in accordance with his nature. But I am not ignorant, therefore I treat him kindly and justly, in accordance with the natural law of neighbourliness Noun 1. neighbourliness - a disposition to be friendly and helpful to neighbors good-neighborliness, good-neighbourliness, neighborliness friendliness - a friendly disposition ...." Id. bk. III, [section] 11, at 61 (emphasis omitted). (143.) Cf. CARL SCHMITT Carl Schmitt (July 11 1888 – April 7 1985) was a German jurist, political theorist, and professor of law. Schmitt was born the son of a small businessman in Plettenberg, Westphalia on July 11 1888; he studied political science and law in Berlin, Munich and Strasbourg , THE CONCEPT OF THE POLITICAL (George Schwab trans., Univ. of Chi. Press 1996) (1932). (144.) See 1 THE SCRIPTORES HISTORIAE AUGUSTAE 157-63 (David Magie trans., Harvard Univ. Press 1921). (145.) See THE THOUGHTS OF THE EMPEROR MARCUS AURELIUS ANTONINUS, supra note 142, at 114 (describing "the natural law of fellowship with benevolence and justice"); id. at 174 ("For there is one universe made up of all things, and one god who pervades all things, and one substance, and one law, [one] common reason in all intelligent animals, and one truth...." (footnote omitted)). (146.) See, e.g., Lawrence v. Texas The Supreme Court issued a landmark decision in Lawrence v. Texas, 539 U.S., 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003), striking down state Sodomy laws as applied to gays and lesbians. , 539 U.S. 558 (2003) (grounding the due process right to be free from prohibitions on consensual same-sex sexual conduct in an account of human functioning); Planned Parenthood Planned Parenthood A service mark used for an organization that provides family planning services. of Se. Pa. v. Casey, 505 U.S. 833, 851 (1992) ("At the heart of liberty is the right to define one's own concept of existence, of meaning, of the universe, and of the mystery of human life."). (147.) MARTIN LUTHER KING, JR., Letter from a Birmingham Jail (1963), in WHY WE CAN'T WAIT 77 (1964). (148.) RAWLS, supra note 15, at 115. (149.) Waldron, supra note 116, at 3. (150.) Id. at 19. (151.) See id. at 13. (152.) Id. at 20. (153.) See HUME, supra note 43, bk. 3, pt. 2, [section] 2, at 321-22. (154.) Waldron, supra note 116, at 23. (155.) This seems to be, for example, the view of the authors of The Princeton Principles The Princeton Principles is a policy paper made up of Ten Principles on Marriage and the Public Good. It was released in May 2006 as the culmination of discussions among scholars that began at a 2004 meeting in Princeton, New Jersey. on Universal Jurisdiction, which presents universal jurisdiction as a tool for vindicating "the fundamental interests of the international community as a whole." PRINCETON PROJECT The Princeton Project on National Security is a multi-year, bipartisan initiative to develop a sustainable and effective national security strategy for the United States of America. Under the stewardship of honorary co-chairs George P. ON UNIVERSAL JURISDICTION, Introduction to THE PRINCETON PRINCIPLES ON UNIVERSAL JURISDICTION 23 (2001). (156.) See id. princ. 1.1, at 28 ("[U]niversal jurisdiction is criminal jurisdiction based solely on the nature of the crime, without regard to where the crime was committed ... or any other connection to the state exercising jurisdiction."). (157.) There could of course be pragmatic reasons for trying someone in the first instance in the jurisdiction where the crime occurred. But these concerns need not rise to the moral level, and according to the theory I am now sketching, it is the system in which the accused finds himself that must be justified. (158.) I have in mind substantive requirements, not the procedural requirements described in Jeremy Waldron, The Concept and the Rule of Law, http://www.law.nyu.edu/clppt/program2006/readings/ Concept%20and%20Rule%20of%20Law%20WALDRON.pdf (last visited Jan. 31, 2007). (159.) See APPIAH, ETHICS OF IDENTITY, supra note 5, at 88-99, 228-30; see also supra text accompanying notes 95-98. (160.) See supra note 136 and accompanying text (quoting the list of crimes in the Restatement (Third) of the Foreign Relations Law of the United States that may trigger extraterritorial jurisdiction). (161.) For the parallel between Grotius and Locke, see RICHARD TUCK, NATURAL RIGHTS THEORIES: THEIR ORIGIN AND DEVELOPMENT 62-63 (1979). For the passages from Grotius's De iure praedae, see Benjamin Straumann, The Right To Punish as a Just Cause of War in Hugo Grotius' Natural Law, STUD. HIST interj. 1. Hush; be silent; - a signal for silence. . ETHICS, Feb. 2006, at 6-7, http://www.historyofethics.org/022006/ StraumannRightToPunish.pdf. For Locke's passages, see LOCKE, supra note 67, bk. II, [subsection] 8-9, at 272-73. (162.) This would be an example of what Liam Murphy calls non-monism in analysis--differentiating an institutional morality from a personal one. See Liam B. Murphy, Institutions and the Demands of Justice, 27 PHIL. & PUB. AFF. 251, 254-57 (1998). (163.) See supra note 138 and accompanying text. (164.) See supra note 132 and accompanying text. (165.) Take, for example, a state's provision of asylum. If an asylum-seeker can get asylum in several places, the decision of a given state not to provide asylum seems to be morally unproblematic. But if no one else will provide asylum, the same policy of denial might begin to veer toward moral illegitimacy. (I am grateful to Stephen Holmes for the example.) (166.) See supra Subsection IV.B.2. (167.) See supra text accompanying notes 55-62. (168.) International space law lies outside the bounds of this Review. (169.) Rome Statute of the International Criminal Court, July 17, 1998, 2187 U.N.T.S. 90. (170.) Id. arts. 5, 17. (171.) See Rasul v. Bush, 542 U.S. 466, 480-81 (2004). (172.) But see R (Bancoult) v. Sec'y of State, [2001] Q.B. 1067 (U.K.) (holding that persons expelled from Diego Garcia by the Crown were entitled to redress as "belongers" to territory under the Queen's jurisdiction). Bancoult was decided on facts that applied before the United States leased the island. (173.) See, e.g., Dana Priest & Scott Higham, At Guantanamo, a Prison Within a Prison: CIA CIA: see Central Intelligence Agency. (1) (Confidentiality Integrity Authentication) The three important concerns with regards to information security. Encryption is used to provide confidentiality (privacy, secrecy). Has Run a Secret Facility for Some Al Qaeda Detainees, Officials Say, WASH. POST, Dec. 17, 2004, at A1. (174.) See Johnson v. Eisentrager Johnson v. Eisentrager, , was a major decision of the U.S. Supreme Court, where it decided that U.S. courts had no jurisdiction over German war criminals held in a U.S.-administered German prison. , 339 U.S. 763 (1950). (175.) See Rasul, 542 U.S. at 475-79. (176.) See id. at 480-85. In Rasul, it was not necessary for the Court to decide whether, in the absence of a statute, the Constitution would have applied in Guantanamo. But with Congress's subsequent enactments restricting the statutory reach of habeas to detainees held outside the United States, see sources cited supra note 128, it may still be necessary for the Court to reach this issue in a further case. (177.) 126 S. Ct. 2749 (2006). (178.) See id. at 2794-96; see also Memorandum from Jay S. Bybee, Assistant Attorney Gen., to Alberto R. Gonzales, Counsel to the President, and William J. Haynes II, Gen. Counsel, Dep't of Def. (Jan. 22, 2002), available at http://www.washingtonpost.com/wpsrv/nation/documents/012202bybee.pdf (articulating this argument in more detail). (179.) See Hamdan, 126 S. Ct. at 2796-97. (180.) DIOGENES LAERTIUS, supra note 7, bk. VI, para. 72, at 75. (181.) Id. Cecelia Goetz Professor of Law, New York University School of Law The New York University School of Law (NYU Law) is the law school of New York University. Established in 1835, the school offers the J.D., LL.M., and J.S.D. . Thanks to Ronald Dworkin, David Golove, Leslie Green, Rick Hills, Lewis Kornhauser, Mattias Kumm, Andreas Lowenfeld, Stephen Macedo Stephen Macedo is the Director for the Center for Human Values at Princeton University and is also the Laurance S. Rockefeller Professor of Politics. Education Macedo has taught at Harvard University and at the Maxwell School at Syracuse University. He earned his B.A. , Liam Murphy, Tom Nagel, Jeannie Suk SUK Sveriges Unga Katoliker (Swedens Young Catholics) , Jeremy Waldron, and Katrina Wyman, and to Jennifer Hainsfurther and Ian Mitch for research assistance. |
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