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Commercial document suppliers: how many of the ILL/DD periodical article requests can they fulfill?


INTRODUCTION

Commercial document supply firms have served as an alternative to libraries for procuring Procuring, in general, is the act of acquiring goods or services, usually by contract. It may refer to:
  • Procurement, a business process to acquire goods or services.
  • Procuring, the act of aiding a prostitute in the arrangement of a sex act with a customer.
 copies of periodical periodical, a publication that is issued regularly. It is distinguished from the newspaper in format in that its pages are smaller and are usually bound, and it is published at weekly, monthly, quarterly, or other intervals, rather than daily.  articles for over twenty-five years. Given that photocopying photocopying, process whereby written or printed matter is directly copied by photographic techniques. Generally, photocopying is practical when just a few copies of an original are needed. When many copies are required, printing processes are more economical.  technology was widely deployed only in the late 1960s, it is apparent that the private sector has been quick to find a market for document supply. Commercial document suppliers "generally operate for profit, do not support on-site borrowers, and are accessible in many ways, including online search services such as DIALORDER, bibliographic services such as OCLC OCLC - Online Computer Library Center  and RLIN RLIN Research Libraries Information Network ,..." (Hurd & Molyneux, 1986, p. 182). interlibrary loan Interlibrary loan (abbreviated ILL, and sometimes called interloan, document delivery, or document supply etc.) is a service whereby a user of one library can borrow books, videos, DVDs, sound recordings, microfilms, or receive photocopies of  (ILL) literally refers to the act of one library lending an item from its collection to another library in response to a request from the latter. Loaned items are then returned. Once photocopying became affordable, libraries began to send copies of requested articles instead of loaning the source periodical. Copies of articles are not returned. Thus, erroneously er·ro·ne·ous  
adj.
Containing or derived from error; mistaken: erroneous conclusions.



[Middle English, from Latin err
, we have for a long time continued to use the term "interlibrary loan" to refer to the request or supply of copies of periodical articles. Just in the last few years have we begun to see the use of the term "interlibrary loan and document delivery (ILL/DD)" which fully reflects the services rendered.

The explosion in the demand for ILL/DD service during much of this decade and the previous one has been well documented (e.g., Farr & Brown [1991]; ARL ARL - ASSET Reuse Library  Annual Statistics). The resultant financial and organizational strains and the increasing awareness of the cost of the ILL process are all prompting the profession to reassess reassess
Verb

to reconsider the value or importance of

reassessment n

Verb 1. reassess - revise or renew one's assessment
reevaluate
 the current uses of ILL/DD services (Roche, 1993). Incorporation into the ILL/DD operation of recent developments in technology, such as e-mail and the World Wide Web (WWW WWW or W3: see World Wide Web.


(World Wide Web) The common host name for a Web server. The "www-dot" prefix on Web addresses is widely used to provide a recognizable way of identifying a Web site.
), which allow patrons to present requests electronically, has portended questioning of the best application of library staff labor. Unmediated Adj. 1. unmediated - having no intervening persons, agents, conditions; "in direct sunlight"; "in direct contact with the voters"; "direct exposure to the disease"; "a direct link"; "the direct cause of the accident"; "direct vote"
direct
 access (without the ILL/DD staff effort to identify and select a lending library lend·ing library
n.
A library from which books may be borrowed or rented for a minimal fee. Also called circulating library.

Noun 1.
 for each request) goes a step further in programmatically Using programming to accomplish a task.  choosing a lending library for the sought item. Where consortial arrangements have been made, patrons borrow (or check out) a book directly from an off-site library (e.g., ILLINET ILLINET Illinois Library Network  online or OhioLink libraries). If unmediated access is possible for books, why not for periodical articles?

Baker and Jackson (1993) envision a future when requests for mainstream periodical articles are directed programmatically to the most cost-effective supplier (p. 9). The library staff would specify or modify the criteria for this automatic redirection Diverting data from their normal destination to another; for example, to a disk file instead of the printer, or to a server's disk instead of the local disk. See virtual directory, symbolic link, shortcut, redirector and DOS redirection.

1.
. The expectation is that the commercial document supplier may be a cost-effective alternative to libraries. The hope is that automatic routing of qualified requests to commercial suppliers might relieve the ILL/DD staff from the labor-intensive task of identifying libraries which have the wanted items, request by request, and then selecting those libraries which meet the guidelines guidelines,
n.pl a set of standards, criteria, or specifications to be used or followed in the performance of certain tasks.
 developed by the ILL/DD units.

This study presents new data on the availability of periodical articles at five frequently used commercial document suppliers. The research is based on the premise that, before exploring the feasibility of developing software for the unmediated processing of article requests, we need to investigate whether commercial document suppliers can handle the range of article requests ILL/DD units routinely receive from sister libraries. Availability data become useful interpreted in terms of the characteristics of the article requests and of the periodicals in which the articles appear. Characteristics of article requests and of periodicals are therefore provided, along with characteristics of the libraries which requested the articles.

Since copies of articles are not returned, the term "request" instead of "borrow" is used in this article. This study focuses on requests submitted to the OCLC ILL PRISM prism, in optics, a piece of translucent glass or crystal used to form a spectrum of light separated according to colors. Its cross section is usually triangular.  service over a recent twelve-month period. With the exception of public libraries and those which support specialized programs, requests for articles comprise a sizable siz·a·ble also size·a·ble  
adj.
Of considerable size; fairly large.



siza·ble·ness n.
 volume of the ILL/DD activity in many types of libraries. Equally important, what is generally referred to as the serial crisis is felt most with respect to periodicals. These factors led to the choice of article requests over requests for other types of library materials.

COMMERCIAL DOCUMENT SUPPLIERS

Recent literature has drawn attention to the role of commercial document suppliers. In their book Access versus Assets, Higginbotham and Bowdoin (1993) devote an entire chapter to cover in depth the nature, scope, and characteristics of commercial document suppliers. In the book Document Delivery Services: Issues and Answers, Mitchell and Walters (1995) likewise devote a chapter to discuss commercial document suppliers. A study by Arthur D. Little Arthur D. Little, Inc. is the world's first management consulting firm. Founded in 1886 by Arthur Dehon Little, an MIT chemist who discovered acetate, and co-worker Roger Griffin, in Cambridge, Massachusetts, Arthur D. Little pioneered the concept of contracted technology research.  in 1979 noted that the volume of document delivery by commercial document suppliers was increasing at a higher rate than interlending among libraries (Miller & Tegler, 1988, p. 352). Special libraries routinely use commercial document suppliers. In a 1994 survey of its members, the Association of Research Libraries (ARL) found that 87 percent of the respondents In the context of marketing research, a representative sample drawn from a larger population of people from whom information is collected and used to develop or confirm marketing strategy.  used commercial suppliers and 62 percent of respondents reported an increase in the use of document suppliers from the previous year (ARL, 1994). A slightly higher percentage of respondents projected a further increase in the following year. Even smaller community colleges are using commercial suppliers to either supplement or to completely replace libraries as suppliers, which is what the County College of Morris County College of Morris (also known as CCM) is a two-year, public community college located off of Route 10 on Center Grove Road in Randolph Township, New Jersey, serving Morris County, New Jersey. The college currently offers 87 degree and certificate programs.  in New Jersey did (Kelsey & Davenport Davenport, city (1990 pop. 95,333), seat of Scott co., E central Iowa, on the Mississippi River; inc. 1836. Bridges connect it with the Illinois cities of Rock Island and Moline; the three communities and neighboring Bettendorf, Iowa, are known as the Quad Cities. , 1993). Clearly the use of commercial document suppliers is on the rise (e.g., Leach & Tribble, 1993, p. 359).

Some commercial document suppliers (CDS) provide a range of services, including procurement The fancy word for "purchasing." The procurement department within an organization manages all the major purchases.  of any type of document (e.g., periodical articles, government documents, patents, reports); libraries, however, tend to use CDS mainly for getting periodical articles. Even though CDS firms seem to be capturing an increasing share of the document supply market, it is probably fair to say that many libraries continue to obtain articles from sister libraries. Their preference for choosing sister libraries as suppliers seems natural and even valid because purchasing articles from commercial suppliers adds to the cost of ILL/DD service.

There is a brewing brewing: see beer.  opinion, however, that it may be cost effective to purchase articles, given the requesting library's cost of labor for selecting other libraries which provide articles for "free" (or minimal charge) and the supplying library's cost of retrieving, copying, and dispatching articles. An ILL/DD Performance Measures Study, funded by the Mellon Foundation Mellon Foundation, officially the Andrew W. Mellon Foundation, philanthropic trust formed (1969) through the merger of the Avalon Foundation (est. 1940 by Ailsa Mellon Bruce) and the Old Dominion Foundation (est. 1941 by Paul Mellon).  and directed by Jackson from the Association of Research Libraries (ARL, Press Release, June 21, 1995) is expected to provide comparative data on the cost of obtaining periodical articles from libraries and commercial sources.

Although the majority of CDS firms do not have in-house collections of periodicals, the ready availability of periodicals may be critical for fulfilling a large volume of requests in a guaranteed timely manner. Based on the ARL survey finding (ARL, 1994) pertaining per·tain  
intr.v. per·tained, per·tain·ing, per·tains
1. To have reference; relate: evidence that pertains to the accident.

2.
 to selection of suppliers by its members and based also on consultation with Mary Jackson For the Canadian medical doctor, see Dr. Mary Percy Jackson.
Mary Jackson (November 22, 1910 – December 10, 2005) was an American actress.

She is best known for the role of the lovelorn "Miss Emily Baldwin" in The Waltons and was the original choice to play "Alice
, an ILL national expert, five suppliers were selected: the British Library British Library, national library of Great Britain, located in London. Long a part of the British Museum, the library collection originated in 1753 when the government purchased the Harleian Library, the library of Sir Robert Bruce Cotton, and groups of manuscripts.  Document Supply Centre (BLDSC BLDSC British Library Document Supply Centre ), The Canadian Institute for Scientific and Technical Information (CISTI CISTI Canada Institute for Scientific and Technical Information
CISTI Civil Space Technology Initiative
CISTI Canadian Institute of Telecommunications Engineers
), the Institute for Scientific Information (ISI ISI International Sensitivity Index, see there ), University Microfilms Inc. (UMI UMI University Microfilms International
UMI United States Minor Outlying Islands (ISO Country code)
UMI University of Miami
UMI Universal Management Infrastructure (IBM) 
), and UnCover. Except for UnCover, all have a dedicated collection.

The British Library Document Supply Centre

The British Library Document Supply Centre was conceived as a centralized cen·tral·ize  
v. cen·tral·ized, cen·tral·iz·ing, cen·tral·iz·es

v.tr.
1. To draw into or toward a center; consolidate.

2.
 backup resource center for United Kingdom libraries. Begun as the National Central Library in 1916, it was merged with the National Lending Library for Science and Technology (NLLST NLLST National Lending Library for Science and Technology (UK) ) in 1973. The division was renamed the British Library Document Supply Centre in 1986. The BLDSC has an impressive number of documents within its broad collection including 220,000 journal titles, 500,000 theses, 300,000 conference reports, and 3 million books. The BLDSC also collects a large number of government documents from the United Kingdom, United States United States, officially United States of America, republic (2005 est. pop. 295,734,000), 3,539,227 sq mi (9,166,598 sq km), North America. The United States is the world's third largest country in population and the fourth largest country in area. , Europe, and Asia.

The Canadian Institute of Scientific and Technical Information

The Canadian Institute of Scientific and Technical Information is an arm of the National Research Council of Canada The National Research Council Canada (NRC) is Canada's leading organization for scientific research and development. History
NRC was established in 1916, mainly to advise the government. Then, in the early 1930s, laboratories were built in Ottawa.
. Begun in 1916, the National Research Council of Canada is the leading agency for research and development in Canada. The National Science Library, which began in 1957, became CISTI in 1974. The collection is strong in science, technology, and medicine. Although CISTI has many branches, its main collection (over 50,000 serials) is housed in one building in Ottawa.

University Microfilms Incorporated

University Microfilms Incorporated began in 1938 as a resource for microform In micrographics, a medium that contains microminiaturized images such as microfiche and microfilm. See micrographics.  editions of rare books. Purchased by the Xerox Corporation (company) XEROX Corporation -

http://xerox.com/.

See also XEROX PARC, XEROX Network Services.
 in 1962 and subsequently by Bell & Howell in 1985, UMI expanded its collection to include serials (periodicals and newspapers), dissertations, and out-of-print books. UMI currently provides document delivery from nearly 25,000 periodicals in any subject field with particular strength in computer science, engineering, life sciences, medicine, business, education, humanities, and social sciences.

The Institute for Scientific Information

The Institute for Scientific Information was established in 1958 by Eugene Garfield Eugene "Gene" Garfield (born September 16 1925 in New York City) is an American scientist, one of the founders of bibliometrics and scientometrics.

Following ideas inspired by Vannevar Bush's famous 1945 article As We May Think, Garfield undertook the development of a
 who pioneered citation indexing A citation index is an index of citations between publications, allowing the user to easily establish which later documents cite which earlier documents.

The first citation indices were legal citators such as Shepard's Citations (1873).
 for articles. The document supply service is an offshoot of its primary citation indexing service. The ISI collection covers 16,000 international journals, books, and proceedings in the sciences, social sciences, and the arts and humanities. ISI keeps recent periodicals (those published within the last five years) in-house for ready access. Older periodicals are housed off-site.

UnCover

UnCover is the database and document delivery service that has grown from the Colorado Alliance of Research Libraries The Colorado Alliance of Research Libraries is an association of a number of libraries in Colorado and Wyoming, established in 1974. One major purpose of the Alliance is to share resources and provide the best terms and price to its members by group purchasing.  (CARL). Begun in 1978 as an alliance of eastern Colorado academic libraries, it grew to encompass academic and public libraries, including those of the Colorado Western slope Please help [ improve this article] by expanding this section.
See talk page for details. Please remove this message once the section has been expanded. (tagged since January 2007)
The Western Slope of Colorado refers to a region of the U.S.
 and Colorado State University Colorado State University, at Fort Collins; land-grant with state and federal support; chartered 1870, opened 1879 as an agricultural college, assumed present name in 1957. There is a veterinary teaching hospital, an agricultural campus, and a research campus. . In 1993, CARL Systems joined with The Blackwell Group to form The UnCover Company, which was purchased subsequently by Knight-Ridder Information in 1995. The UnCover database includes over 16,000, mostly English-language, journal titles. Almost two-thirds of the titles pertain to pertain to
verb relate to, concern, refer to, regard, be part of, belong to, apply to, bear on, befit, be relevant to, be appropriate to, appertain to
 science and technology.

Summary

Each supplier was contacted to obtain printed or electronic indexes to its periodical collection. The BLDSC sent us a CD-ROM CD-ROM: see compact disc.
CD-ROM
 in full compact disc read-only memory

Type of computer storage medium that is read optically (e.g., by a laser).
 copy of its serial collection; ISI and UMI provided their holdings information on diskettes. Indexes of CISTI and UnCover were searched via the WWW. All of the suppliers helped resolve ambiguous entries.

PERIODICAL ARTICLE REQUESTS

Approximately 8.5 million requests were processed through the OCLC PRISM ILL system between December 1994 and November 1995. OCLC samples 1 percent of ILL requests on a daily basis. From this 1 percent sample of ILL requests, 2,000 were randomly selected. The cataloging codes in fixed fields of matching bibliographic records in the OCLC World Catalog catalog, descriptive list, on cards or in a book, of the contents of a library. Assurbanipal's library at Nineveh was cataloged on shelves of slate. The first known subject catalog was compiled by Callimachus at the Alexandrian Library in the 3d cent. B.C.  were used as filters to limit the sample to requests for articles from periodicals.

Figure 1 shows the distribution of the 2,000 ILL/DD requests by format. Requests for monographs, 47 percent, were removed. From the remaining 1,058 requests, monographic mon·o·graph  
n.
A scholarly piece of writing of essay or book length on a specific, often limited subject.

tr.v. mon·o·graphed, mon·o·graph·ing, mon·o·graphs
To write a monograph on.
 series and newspapers were eliminated. The technical definition of periodical includes annuals, semi-annuals, and irregular serials. In common usage, the term "periodical" usually refers to journals and magazines which are published at a regular interval several times a year. Because the serial crisis is most pronounced for "periodicals" as commonly used, requests which referred to annuals, semi-annuals, and irregularly published serials were further disqualified dis·qual·i·fy  
tr.v. dis·qual·i·fied, dis·qual·i·fy·ing, dis·qual·i·fies
1.
a. To render unqualified or unfit.

b. To declare unqualified or ineligible.

2.
. The remaining 734 requests (approximately 37 percent of 2,000 ILL/DD requests) were for "periodical" articles.

[Figure 1 ILLUSTRATION OMITTED]

The objective was to examine about 300 to 400 requests for regular "periodical" articles. As noted above, 734 of these requests were obtained. For analysis, 390 of these were randomly chosen. From this working set of 390 requests, 4 percent of the requests were disqualified because citations were incomplete (no volume, year, and/or pages). The findings presented herein are based on the remaining 373 article requests.

PROFILE OF REQUESTING LIBRARIES

Figure 2 shows that academic libraries generated 66 percent of the 373 requests. Of these requests, 14 percent were from major academic research libraries; junior college and medical libraries contributed 7 percent each; federal and public libraries accounted for 5 percent each. All other types of libraries together accounted for the remaining 10 percent of the requests. Four-fifths of the 373 article requests examined seemed to originate in Verb 1. originate in - come from
stem - grow out of, have roots in, originate in; "The increase in the national debt stems from the last war"
 academic environments.

[Figure 2 ILLUSTRATION OMITTED]

ILL request forms require library staff to enter the library's preferred method of delivery and the maximum cost the library is willing to pay. Of the requesting libraries, 66 percent indicated a preference for receiving the article via U.S. mail library rate; 16 percent via courier service; 8 percent via first class U.S. mail; 5 percent via fax; and 1 percent via air mail. Another 1 percent was willing to pay for the fastest method possible. The remaining 3 percent did not indicate a preference.

How much are libraries willing to pay? Of the libraries surveyed, 29 percent wanted the article at no cost, while 14 percent of the libraries were willing to pay in the range of $1 to $5 with another 16 percent willing to pay $6 to $10. A quarter of the libraries were willing to pay anywhere between $11 and $20. Seven percent indicated that they were willing to pay between $21 and $50 while the remaining 9 percent were willing to pay any amount. Overall, nearly 60 percent wanted the article at $10 or lower.

That two-thirds of the libraries indicate a preference for article delivery via U.S. mail at library rate, and nearly 60 percent want the cost to be $10 or lower suggests that, while libraries may be trying for operational efficiency of ILL/DD units, they are not really allocating money for faster modes of delivery.

PROFILE OF REQUESTED ARTICLES

Three attributes of wide interest were selected for characterization: (1) article publication date, (2) periodical scatter scat·ter
v.
1. To cause to separate and go in different directions.

2. To separate and go in different directions; disperse.

3. To deflect radiation or particles.

n.
, and (3) subject dispersion dispersion, in chemistry
dispersion, in chemistry, mixture in which fine particles of one substance are scattered throughout another substance. A dispersion is classed as a suspension, colloid, or solution.
.

Publication Date

Table 1 presents percentages of articles for selected intervals and the corresponding cumulative percentage. One-fifth of the 373 articles was published in the year preceding the year of the request. This percentage drops gradually as the articles age. Note that 64 percent of requests were for articles published within the previous five years, 88 percent within the previous fifteen years, and over 95 percent within the previous twenty-five years.

Table 1. Percentage of Article Requests by Publication Year

Year      Percentage   Cumulative
           (n=373)     Percentage

1995            8         8
1994           21        29
1993           14        43
1992           12        55
1991            9        64
1990            6        70
1989-1980      18        88
1979-1970       9        97
1969 or earlier 3       100




Periodical Scatter

In contrast to the concentration of requests for current articles, the requests are scattered Scattered

Used for listed equity securities. Unconcentrated buy or sell interest.
 with respect to periodical sources. Table 2 shows that 48 percent of the 120 periodicals received one request each. Eighty four percent of the periodicals were requested by member libraries five or fewer times during a twelve-month period.

Table 2. Number of Requests per Periodical (Periodicals [n=120])

Number of   Percentage   Cumulative
Requests                 Percentage

1          48        48
2-3        23        71
4-5        13        84
6-9        10        94
10 or more  6       100




Subject Dispersion

The articles were categorized cat·e·go·rize  
tr.v. cat·e·go·rized, cat·e·go·riz·ing, cat·e·go·riz·es
To put into a category or categories; classify.



cat
 according to according to
prep.
1. As stated or indicated by; on the authority of: according to historians.

2. In keeping with: according to instructions.

3.
 the subject area of the source periodical. Dewey Decimal Classification Dewey Decimal Classification
 or Dewey Decimal System

System for organizing the contents of a library based on the division of all knowledge into 10 groups. Each group is assigned 100 numbers.
 (DDC See VESA DDC. ) is chosen over the Library of Congress Classification Library of Congress Classification
 or LC Classification

System of library organization developed during the reorganization of the U.S. Library of Congress.
 scheme because of its simplicity. Table 3 shows that one-third (32 percent) of the articles came from periodicals classed in social sciences (DDC 300). Nearly one-fourth (23 percent) of the articles pertained to applied sciences and technology (DDC 600) while another one-eighth (12 percent) were from mathematics and pure sciences (DDC 500). If the articles classed in DDC 500 are grouped with those classed in DDC 600, then the percentages of requests in sciences and social sciences are roughly equal.

Table 3. Subject Dispersion of Articles

                       Percentage
DDC Classes             (n=373)(*)

000s Generalities           6
100s Philosophy
& Psychology                9
300s Social Sciences       32
500s Natural Sciences
& Mathematics              12
600s Technology (Applied
Sciences)                  23
700s The Arts               4
800s Literature & Rhetoric  1
900s Geography & History    2
Unknown                    11
All                       100


(*) No article requests fell in either the 200s (religion) or 400s (languages)

While strong demand for recent publications is not surprising, the extent of this skew (1) The misalignment of a document or punch card in the feed tray or hopper that prohibits it from being scanned or read properly.

(2) In facsimile, the difference in rectangularity between the received and transmitted page.
 is illuminating il·lu·mi·nate  
v. il·lu·mi·nat·ed, il·lu·mi·nat·ing, il·lu·mi·nates

v.tr.
1. To provide or brighten with light.

2. To decorate or hang with lights.

3.
. Were it not for this phenomenon of article dispersion among a vast array of both subject-direct and ancillary periodicals, user needs could be fulfilled ful·fill also ful·fil  
tr.v. ful·filled, ful·fill·ing, ful·fills also ful·fils
1. To bring into actuality; effect: fulfilled their promises.

2.
 to a greater degree from the collections of the requesting libraries.

PROFILE OF PERIODICAL TITLES

Periodicals can be characterized in a number of ways. We selected four common attributes of periodicals: (1) country and language of publication, (2) age of periodical, (3) type of publisher, and (4) price. An examination of these attributes may explain why it has been necessary to obtain the periodical article through the ILL/DD service.

Country and Language of Publication

Country and language of publication should not be significant barriers to subscribing to periodicals. Major publishers tend to be multinationals, and the English language English language, member of the West Germanic group of the Germanic subfamily of the Indo-European family of languages (see Germanic languages). Spoken by about 470 million people throughout the world, English is the official language of about 45 nations.  is predominant in scientific and scholarly communication Scholarly Communication is an umbrella term used to describe the process of academics, scholars and researchers sharing and publishing their research findings so that they are available to the wider academic community (such as university academics) and beyond. .

Age of Periodical

Age of a periodical is obtained by subtracting the year the periodical was launched from the current year. Older periodicals, especially those launched fifty or more years ago, are likely to pertain to classical disciplines of study. An example is the Transactions of the American Entomological Society The American Entomological Society is one of the oldest scientific societies in the United States. It is headquartered in Philadelphia, Pennsylvania. The society publishes Entomological News, Transactions of the American Entomological Society, and , which began publication in 1879. An older periodical may also be of general interest, such as Donahoe's Magazine, which also began in 1879. The former ceased in 1889, and the latter ceased in 1908. Both appeared in the study sample.

As new knowledge is gained, new specialties are born, which in turn give rise to periodicals in the new areas of study. New periodicals are also started sometimes as vehicles for communicating social issues or concerns. In this study, two articles were requested from two new periodicals which began in the same year as the requests for ILL/DD were placed. Two periodicals, Narcotics narcotics n. 1) techinically, drugs which dull the senses. 2) a popular generic term for drugs which cannot be legally possessed, sold, or transported except for medicinal uses for which a physician or dentist's prescription is required.  Enforcement and Prevention Digest and Violence Against Women, began in 1995.

As is the case with many bibliometric distributions, the age distribution of the periodical titles is not normal (see Table 4). Note that nearly 50 percent of the periodicals were started in the most recent twenty years TWENTY YEARS. The lapse of twenty years raises a presumption of certain facts, and after such a time, the party against whom the presumption has been raised, will be required to prove a negative to establish his rights.
     2.
; 25 percent of the titles began publication in the most recent ten years. These data seem to support the fact that emerging periodicals add to the financial strain libraries face in view of upward spiraling serial prices.
Table 4. Percentage of Periodicals by Starting Years (Periodicals
[n=120])
                                           Cumulative
Start Years            Percentage           Percentage

1995-1990                12                   12

1989-1985                13                   25

1984-1975                25                   50

1974-1950                30                   80

1949-1900                14                   94

[less than] 1900          3                   97

Unknown                   3                  100




Type of Publisher

Publishers of periodicals were grouped into four categories: (1) for-profit (e.g., Blackwell, Academic Press), (2) professional or trade associations and societies (e.g., Central States Speech Association, American Entomological Society), (3) universities and colleges (e.g., Harvard University Harvard University, mainly at Cambridge, Mass., including Harvard College, the oldest American college. Harvard College


Harvard College, originally for men, was founded in 1636 with a grant from the General Court of the Massachusetts Bay Colony.
, National College of Teachers of the Deaf), and (4) civic or cultural institutions (e.g., The Whale Museum).

For-profit publishers comprised the largest category, producing over 50 percent of the periodical titles in the sample. One-third of the periodical titles (33 percent) were published by professional associations or societies and 11 percent by universities. The remaining 5 percent of the periodicals were from civic or cultural institutions.

Price

Subscription prices of periodicals were obtained from reference sources, primarily EBSCO EBSCO Elton B. Stephens Company . The median subscription price of a periodical is $98.50. The price distribution is not normal as revealed by the average subscription price of $289. Periodical prices by the three major publisher types are shown in Figure 3. Note that the median price of periodicals from for-profit publishers ($175) is more than three times the median price of periodicals from professional/trade associations ($55). Periodical prices were also broken down by broad disciplines based on DDC classification. The median subscription prices for three large classes of periodicals were: social sciences, $96; technology, $165; and sciences, $305. A comparison of prices based on the number of library holdings for each periodical title did not reveal any pattern.

[Figure 3 ILLUSTRATION OMITTED]

In summary, an overwhelming majority of the periodicals are published in the English language in a handful of Western countries. Because this is a well-recognized fact, percentage breakdowns are not included. Most periodicals needed for article references were of recent publication and over half were produced by for-profit publishers. The average periodical subscription price varies by publisher type, with the for-profit publisher price being substantially above the others.

AVAILABILITY OF ARTICLES AT SELECTED SUPPLIERS

Checking for article availability from suppliers results in three possibilities. The supplier may: (1) have the specific issue of the periodical in which the article was published, (2) have the periodical title but not the specific issue in which the article appeared, and (3) not have the periodical title at all. UnCover alone provides indexing at the volume and issue level. Although in exceptional cases the cited volume could be missing at suppliers, these collections (except UnCover) do not have on-site users as libraries do. Based on inquiries to staff at BLDSC, CISTI, and UMI, it was assumed that the supplier had the volume unless otherwise indicated. Whenever holdings descriptions were ambiguous, the respective suppliers were contacted, and the problems were discussed and resolved.

ISI indicates whether the volumes are held on-site, off-site, or whether other collections are used. ISI stores periodicals over five years old at a remote site. Retrieving an article from off-site storage increases turnaround time (1) In batch processing, the time it takes to receive finished reports after submission of documents or files for processing. In an online environment, turnaround time is the same as response time. . Because the focus of this study is availability, not speed of delivery, the availability score for off-site collection was collapsed with the score for on-site collection. In instances where outside collections were given as a resource, we recorded that article as unavailable.

Percentages of article availability at the suppliers which are presented here should not be interpreted as performance indicators. Whether a supplier is likely to have the sought article, as noted, depends on its primary mission and the scope of the collection which reflects its mission.

Overall, 92 percent of the 373 sample articles were available from at least one document supplier. All five suppliers held 7 percent of all the articles. At least four of the five suppliers held 17 percent of all the articles. At least three suppliers held one-third (33 percent), while at least two held one-fourth (24 percent) of all the articles, while none of the suppliers could offer 8 percent of the articles.

The percentages which follow refer to scores based on volume availability. As shown in Figure 4, the BLDSC has 81 percent of the articles; CISTI, 39 percent; ISI, 53 percent; UMI, 57 percent; and UnCover, 53 percent. As also shown in Figure 4, small percentages of articles were not available even when the suppliers carried the periodical titles, since the specific volumes were unavailable. At BLDSC, 13 percent of the articles were not available because it did not collect the periodical (Figure 4). The corresponding percentages for CISTI, ISI, UMI, and UnCover are 58 percent, 37 percent, 39 percent, and 21 percent, respectively. Eleven periodical titles required for article requests were not available at any of the suppliers, as shown in Table 5.

[Figure 4 ILLUSTRATION OMITTED]
Table 5. Periodicals Not Available at Any Supplier
                                 Article
Periodical Titles                Publication Date

Donahoe's Magazine                  1899

Teacher of the Deaf                 1975

Ancestry Newsletter                 1986

Cetus                               1987

The Plough                          1990

The Teaching Professor              1990

M Inc.                              1990

Communications & Strategies         1991

Choice                              1991

The Common Boundary                 1994

The Psychotherapy Letter            1994




Since the late 1980s, a few studies have measured performance of commercial suppliers (e.g., Miller & Tegler, 1988; McFarland, 1992; Pederson & Gregory, 1994). Fill rate or success rate (i.e., the number of articles received from a supplier as a percentage of the number of articles requested in the study) comes close to measuring availability. In several of these studies, the supplier was selected for the subject strength. It would be erroneous erroneous adj. 1) in error, wrong. 2) not according to established law, particularly in a legal decision or court ruling.  to compare the findings of this study with those of the aforementioned a·fore·men·tioned  
adj.
Mentioned previously.

n.
The one or ones mentioned previously.


aforementioned
Adjective

mentioned before

Adj. 1.
 studies, since this study focused on the availability of a common pool of requests at each of the suppliers in a uniform manner.

KEY FINDINGS

Availability of Articles at Suppliers

The primary purpose of this study, as noted at the outset, was to examine whether commercial suppliers can handle the range of article requests ILL/DD Units routinely process. Again, the following data do not reflect upon supplier performance, as article availability is significantly affected by the individual supplier's primary mission. The findings suggest that the five suppliers together can fulfill 92 percent of all article requests. Of the five, the BLDSC alone can respond to 81 percent of the article requests. The BLDSC's score is nearly 25 percentage points higher than that of UMI, 28 percentage points higher than that of both ISI and UnCover, and 42 percentage points higher than CISTI (see Figure 4). Why is the availability score for BLDSC so much higher than for others? Perhaps because BLDSC was conceived as a resource center to serve other libraries in the United Kingdom. The underlying notion was that it would be more efficient to send a patron request directly to a centralized source instead of one library trying to borrow from another.

While CISTI's primary function is also to serve as a national resource (for Canada), its explicit mandate to support science, technology, and medicine lowers its overall score. As noted, unlike other performance studies, the requests were not presorted by collection strength. Each request in the sample was checked for availability at all five suppliers. Although UMI and ISI are key players in the document supply business, they were not founded for operating primarily as resource centers for libraries of all types.

UnCover, like BLDSC, was formed to operate as a document supplier. Although it does not have a unified physical collection in one place, UnCover's arrangement with the participating libraries is such that the availability score for UnCover is impressive. Given that it was started in the late 1980s, a score of 53 percent for availability is striking. A distinguishing feature of UnCover is the availability of indexes for searching periodicals at the volume and issue level.

Magnitude of ILL/DD Requests for Periodical Articles

As noted, this study began with a comprehensive sample of requests submitted to the OCLC ILL PRISM System. Requests which were not appropriate for the study objective were systematically eliminated--to examine requests for articles from periodicals, i.e., periodicals as commonly used. Instead of filtering step by step, the initial sample could have been limited to periodical articles. However, the approach used provided insight on the magnitude of demand for ILL/DD in various formats (e.g., books, newspapers, and so on). Because the findings are based on just one sample, the corresponding format percentages for about 85,000 requests (1 percent of 8.5 million requests) were compared at the close of the study. Remarkably, the proportions are exactly the same, except for the "periodicals" category which was 5 percentage points higher in the 1 percent sample than in the study sample (refer to Figure 1 for study sample percentages). It is therefore a safe assumption that approximately 40 percent of the requests processed through the OCLC ILL PRISM System relate to periodical articles.

Share of Article Requests by Library Type

Among OCLC membership, academic libraries constitute the largest group, accounting for 26 percent of the membership. It is worth noting that 66 percent of the 373 requests were placed by academic libraries. The public libraries comprise roughly 13 percent of the membership, whereas their share of article requests is 5 percent. The percentage of requests from junior college and medical libraries, however, were about the same as their relative size in the membership (roughly 7 percent each).

Measure of Demand for Recent Articles

The finding pertaining to the distribution of article publication dates merits mention. Based on age as derived from the year of publication, Table 6 compares the distribution of the data in this study with that of the 1 percent sample and that of the Williams and Hubbard study (1991). The heavy demand for articles published within five years (two-thirds or more of total article requests) is pronounced in all three sets of data. While many of us may have had a general sense that recent publications are in much demand, this collocation collocation - co-location  of data offers empirical evidence of this trend.
Table 6. Distribution of Age of Article Requests

                                                     Williams &
                    Study Sample    1% Sample    Hubbard Data(*)
Age in Year          sn=373         n=30, 198       n=3,208

                            Cumulative Percentage
0                        7              7                6

1                       29             27               28

2                       43             43               46

3                       54             53               56

4                       63             61               65

5                       69             66               72

6-15                    88             89               96

16-25                   97             94              100

> 25                   100             100


(*) Source: Williams & Hubbard (1991)

CONCLUSION

The findings of this study suggest that criteria can be specified for developing software which could relieve libraries of the labor-intensive task of identifying suppliers which fulfill typical periodical requests. Just two variables, the format and date of the request, together can go a long way in selecting and batching requests which have high probability of being supplied by the commercial segment. In any real operation, speed of delivery and cost for the service will obviously be included in choosing an appropriate supplier.

Commercial document supplier availability information for periodicals at the volume/issue level is important. Ideally, a union catalog union catalog
n.
A library catalog combining in alphabetical sequence the contents of more than one catalog or library.
 of periodicals which are available at the major document suppliers would be developed. In the absence of such a tool, library staff must search indexes of one supplier after another. Perhaps this is one of the reasons which is contributing to libraries' preference for working with sister libraries. Although the periodical holdings information of libraries is inadequate, what is available is at least brought together in the form of union catalogs.

It is now well established that users are reluctant to pay any more than $2 to $4 for an article. This reluctance may stem partly from the fact that the user requests an article with some uncertainty that it will contain the "information" desired. If users were able to read an abstract first and develop a higher level of confidence in receiving the desired information, they might be willing to pay more. This ability to browse the abstract first would also tend to reduce requests for articles which were not pertinent.

The overwhelming demand for recent articles suggests that, in the long run, the stress ILL/DD units face may perhaps lessen less·en  
v. less·ened, less·en·ing, less·ens

v.tr.
1. To make less; reduce.

2. Archaic To make little of; belittle.

v.intr.
To become less; decrease.
 as periodicals released in full text via online or CD-ROM grow in number. As Cornish (1991) notes: "The future for document supply is full of change and challenge" (p. 133).

ACKNOWLEDGMENT acknowledgment, in law, formal declaration or admission by a person who executed an instrument (e.g., a will or a deed) that the instrument is his. The acknowledgment is made before a court, a notary public, or any other authorized person.

We would like to thank Patrick D. McClain, Systems Analyst of OCLC for extracting, preparing, and organizing a sample of ILL requests and the corresponding bibliographic records for this study.

REFERENCES

Association of Research Libraries. ( 1995). ARL annual statistics. Washington, DC: ARL.

Association of Research Libraries. (1995). ARL awarded grant to measure the performance of interlibrary loan and document delivery. Press Release (Tune 21, 1995).

Association of Research Libraries. Office of Management services. (1994). SPEC (1) See specs and specification.

(2) (SPEC) (Standard Performance Evaluation Corporation, Warrenton, VA, www.specbench.org) An organization founded in 1988 to establish standard benchmarks for computers.
 survey--uses of commercial document delivery services (p. 4). In M. E. Jackson (Comp.), Uses of document delivery services. Washington, DC: ARL.

Baker, S. K., &Jackson, M. E. (1992). Maximizing access, minimizing cost: A first step toward the information access future. Washington, DC: ARL Committee on Access to Information Resources (1) The data and information assets of an organization, department or unit. See data administration.

(2) Another name for the Information Systems (IS) or Information Technology (IT) department. See IT.
, Association of Research Libraries.

Cornish, G. R (1991). Document supply in the new information environment. Journal of Librarianship and Information Science, 23(3), 126-133.

Farr, M., & Brown, S. (1991). Explosive ILL growth at the University of Montana: A case study. Journal of Interlibrary Loan & Information Supply, 2(2), 41-54.

Higginbotham, B. B., & Bowdoin, S. (1993). Access versus assets. Chicago, IL: American Library Association American Library Association, founded 1876, organization whose purpose is to increase the usefulness of books through the improvement and extension of library services. .

Hurd, D. R, & Molyneux, R. E. (1986). An evaluation of delivery times and costs of a nonlibrary document delivery service. In D. A. Nitecki (Ed.), Energies for transition (Proceedings of the fourth national conference of the Association of College and Research Libraries). Chicago, IL: Association of College and Research Libraries, American Library Association.

Kelsey, A. L., & Davenport, D. M. (1993). Information express: The use of commercial document delivery in the county college of Morris LRC (Longitudinal Redundancy Check) An error checking method that generates a parity bit from a specified string of bits on a longitudinal track. In a row and column format, such as on magnetic tape, LRC is often used with VRC, which creates a parity bit for each . Journal of Academic Librarianship, 19(5), 310-312.

Leach, R. G., & Tribble, J. E. (1993). Electronic document delivery: New options for libraries. Journal of Academic Librarianship, 18(6), 359-364.

McFarland, R. T. (1992). A comparison of science related document delivery services. In C. A. Steinke (Ed.), Sci-tech libraries of the future. New York New York, state, United States
New York, Middle Atlantic state of the United States. It is bordered by Vermont, Massachusetts, Connecticut, and the Atlantic Ocean (E), New Jersey and Pennsylvania (S), Lakes Erie and Ontario and the Canadian province of
: Haworth Press, Inc.

Mancini, A. D. (1996). Evaluating commercial document suppliers: Improving access to current journal literature. College & Research Libraries, 57(3), 123-131.

Miller, C., & Tegler, R (1988). An analysis of interlibrary loan and commercial document supply performance. Library Quarterly, 58(4), 352-366.

Mitchell, E., & Walters, S. A. (1995). Document delivery services: Issues and answers. Medford NJ: Learned Information, Inc.

Pedersen, W., & Gregory, D. (1994). Interlibrary loan and commercial document supply: Finding the right fit. Journal of Academic Librarianship, 20( 5/6), 263-272.

Roche, M. M. (1993). ARL/RLG interlibrary loan cost study. Washington, DC: Association of Research Libraries.

Seaman SEAMAN. A sailor; a mariner; one whose business is navigation. 2 Boulay Paty, Dr. Com. 232; Code de Commerce art. 262; Laws of Oleron, art. 7; Laws of Wishuy, art. 19. The term seamen, in it most enlarged sense, includes the captain a well as other persons of the crew; in a more confined , S. (1992). An examination of unfilled OCLC lending and photocopy requests. Information Technology and Libraries, 11(3), 229-235.

Williams, B. W., & Hubbard,J. G. (1991). Interlibrary loan and collection management applications of an ILL database management system. Journal of Interlibrary Loan &Information Supply, 1(3), 63-90.

Chanda Prabha, OCLC Office of Research, OCLC, Inc., 6565 Frantz Road, Dublin, OH 43017 Elizabeth C. Marsh, OCLC Office Research, OCLC, Inc., 6565 Frantz Road, Dublin, OH 43017
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Title Annotation:interlibrary loan/document delivery; Resource Sharing in a Changing Environment
Author:Marsh, Elizabeth C.
Publication:Library Trends
Date:Jan 1, 1997
Words:5551
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