Printer Friendly
The Free Library
4,481,458 articles and books
Member login
User name  
Password 
 
Join us Forgot password?

Browse Securities industry topic

Cases subtopic

 

Articles

1-100 out of 100 article(s)
Title Author Type Date Words
Summary Of MSCG v. Snohomish. Pantano, Paul, Jr. Case overview Jul 4, 2008 623
Litigation Update: Test Case On The Redemption Of Shares. Jul 3, 2008 508
Compliance @ Gowlings: Landmark Verdict On Trading. Jun 30, 2008 965
Investment Funds' Failure To Report Beneficial Ownership Of CSX Shares "Owned" Through Total Return Swaps Violated Section 13(d). Jun 27, 2008 2348
Law Offices of Curtis V. Trinko, LLP Files Class Action Lawsuit against JP Morgan Chase & Co. Jun 25, 2008 499
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Bank of America Corporation (NYSE:BAC). May 22, 2008 751
Corporate And Financial Weekly Digest - May 16, 2008. May 20, 2008 2414
Delaware Chancery Court Interprets Advance-Notice Bylaw As Not Requiring A Shareholder To Provide Advance Notice For Director Nominations. Case overview May 14, 2008 1911
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against RBC Dain Rauscher Inc. (NYSE:RY). May 12, 2008 775
Supreme Court Ruling On Outsourcing: Part Two. May 5, 2008 3793
West Coast Securities Litigation & SEC Enforcement Report 2007-2008. Apr 17, 2008 2035
Wolf Haldenstein Adler Freeman & Herz LLP Commences Class Action Lawsuit on Behalf of Schwab YieldPlus Fund Purchasers. Apr 16, 2008 630
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Wells Fargo & Co. (NYSE: WFC). Apr 15, 2008 677
Hagens Berman Sobol Shapiro Announces Class Action Lawsuit Against Charles Schwab Concerning YieldPlus Funds. Apr 10, 2008 723
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Raymond James Financial Inc. (NYSE:RJF). Apr 8, 2008 730
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against E* TRADE Financial Corporation (Nasdaq:ETFC). Apr 2, 2008 718
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Citigroup Inc. (NYSE:C). Mar 27, 2008 721
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against Merrill Lynch & Co., Inc. (NYSE:MER). Mar 25, 2008 735
Hagens Berman Sobol Shapiro Files Proposed Class-Action Lawsuit on Behalf of Investors in the Schwab YieldPlus Funds. Mar 24, 2008 583
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against UBS AG (NYSE:UBS). Mar 21, 2008 721
Girard Gibbs LLP Announces Class Action Lawsuit Filed Against TD Ameritrade Holding Corporation (Nasdaq: AMTD). Mar 20, 2008 746
Liquid Assets? Feb 10, 2008 1442
Allegheny Energy Signs Agreement to Settle Merrill Lynch Case. Jan 28, 2008 511
Recent Trends In Shareholder Class Actions: Filings Return To 2005 Levels As Subprime Cases Take Off; Average Settlements Hit New High. Dec 21, 2007 2449
Want to cut litigation costs? Get executives involved: effectively defending against a lawsuit requires preparation and participation by senior executives, especially in an era in which huge sums may be at stake over routine items like emails. Emory, Frank E., Jr. Dec 1, 2007 1579
Spector, Roseman & Kodroff, P.C. Announces Class Action Lawsuit Against Merrill Lynch & Co., Inc. Nov 30, 2007 373
Offshore Investment Funds - Where's Your COMI? Company overview Nov 21, 2007 1358
Grossing Up Your Exclusion Clause: The Devil In The Detail. Nov 12, 2007 845
TSX Requests Comments Regarding Security Holder Approval Requirements For Public Company Acquisitions. Case overview Nov 12, 2007 549
Concord: The state Bureau of Securities Regulation is accusing Ameriprise Financial Services of breaking state security laws, forging and tampering with documents and limiting oversight by regulators. Brief article Nov 9, 2007 96
Morgan Stanley and Ronald A. Katz Technology Licensing, L.P. Settle Patent Lawsuit and Enter into License Agreement. Nov 7, 2007 507
Merrill Lynch & Co., Inc. (MER) Reports $8 Billion Charge Related to Collateralized Debt Obligations and is Sued for Securities Fraud. Nov 3, 2007 616
Appeals Court Rules in Favor of Allegheny Energy in Merrill Lynch Case. Aug 31, 2007 725
Orrick Prevails for Charles Schwab & Company in Marshall, Texas Patent Suit. Aug 22, 2007 439
Seventh Circuit Condemns Reliance On Anonymous Sources In Securities Fraud Cases. McGuinness, William G.; Flaum, Douglas H.; Weiner, Gregg L.; Goldstein, Stephanie; Hennes, David B.; Aug 7, 2007 548
Supreme Court Holds That Securities Laws Preclude Application Of Antitrust Laws To Underwriting Agreements Relating To Initial Public Offerings. Bruch, Gregory Jun 21, 2007 1246
The Timing Of A TUPE Transfer. Hill, Robert; Dent, Nick May 16, 2007 876
Ponzi Scheme Transfers By Hedgefund To Broker Avoided In Bankruptcy. Bigelow, Bronson Apr 20, 2007 1414
The Duties Of Departing Employees: Are They On The Move? Clarke, Gary Apr 2, 2007 2754
Federal Appeals Court Affirms ICAP's View in eSpeed Patent Case. Mar 20, 2007 221
Investment firms sue. Mar 1, 2007 172
Delaware Court Issues Ruling In Backdating Case. Feb 8, 2007 568
Foreign Exchange Class Action Certified In B.C. Feb 7, 2007 614
First Montauk Financial Corp. Sues Edward Okun and Affiliates for Breach of Merger Agreement. Jan 11, 2007 636
Asset-Freezing Injunctions: Can Dividends To Shareholders Be "Ordinary Course" Payments? Jan 8, 2007 905
When An Expert Is Not Really An Expert. Dec 7, 2006 450
Jmar appeals Nasdaq delisting. Allen, Mike Brief article Dec 4, 2006 164
High court gives clarity to litigation venues: in a key decision issued earlier this year, the Supreme Court has restricted the ability of plaintiffs' attorneys to shop for accommodating state venues for class action suits. Most must now be pursued in more predictable federal courts. Goldfarb, James K. Dec 1, 2006 1581
Recent Securities Market Offence In Finland. Nov 10, 2006 1025
Averting Potentially Costly Electronic Discovery Lapses. Schwarz, Eric Nov 2, 2006 1637
Ability to Trade Options on Exchange-Traded Funds Without a License Affirmed. Aug 1, 2006 588
What Hath Electronic Discovery Wrought? Jul 5, 2006 1930
Infosonics fall prompts lawsuits. Allen, Mike Jul 3, 2006 224
Construction, Property & Real Estate (Case Law Review - June 2006). Law overview Jun 27, 2006 3992
Mehri & Skalet, PLLC and Sprenger & Lang, PLLC, On Behalf of Female Brokers, File Class Action Suit and Announce Progress Toward Nationwide Settlement With Morgan Stanley. Jun 23, 2006 368
Malpractice insurer proxy fight. Berry, Kate Brief article Jun 19, 2006 191
Appellate Court Considers Claim Construction Despite Pending Counterclaims. Jun 6, 2006 501
Supreme Court Decides That Patent Owners Are Not Entitled To Automatic Injunction On A Finding Of Infringement. Carlson, Michael M.; Fitton, Will B. Jun 4, 2006 1360
To Enjoin or Not to Enjoin: The Supreme Court Opines on When a Permanent Injunction Should Issue. North, John L.; Toney, Jeffrey J.; Fritts, Laura Fahey Jun 4, 2006 887
Supreme Court Eliminates General Rule of Permanent Injunctions in Patent Cases. Jun 1, 2006 580
Morgan Stanley Pays $15 Million To Settle SEC Civil Injunctive Action Alleging That It Failed To Timely Produce Documents During Two SEC Investigations. D'Amore, Matthew; Fons, Randall J.; Haims, Joel C.; Taylor, Kimberly Jun 1, 2006 1229
Rule broken. Brief article May 29, 2006 136
Supreme Court Reins In Permanent Injunctions in Patent Cases. May 19, 2006 956
Recent Insolvency Cases - Are You up to Date? Dowd, David May 19, 2006 1761
U.S. Supreme Court Ruling Will Prevent Certain Securities Fraud Class Actions. McCallum, Leslie; III, Charles E. Dorkey; Caparelli, Christopher May 5, 2006 392
Supreme Court Hears Arguments Regarding the Right to an Injunction in Patent Cases. Apr 11, 2006 2313
Supreme Court Thwarts Securities "Holder" Class Actions. Apr 7, 2006 1258
U.S. Supreme Court Unanimously Bars State Law Class Action Securities "Holding" Claims. Apr 3, 2006 821
Caveat Emptor: Claim in Innocent Transferee's Hands Can Be Equitably Subordinated Based Upon Transferor's Misconduct. Mar 27, 2006 3079
Broker's Report. Douglas, James D.G.; Blair, John D.; Thibaudeau, Georges R.; Brown, Carole J.; Paolo, David Di; John Case overview Mar 17, 2006 1031
Broker-Dealer Settles Overtime Claims Brought By Financial Advisors Across The Country. Mar 15, 2006 530
Algoma Properly Called Its March 22 Special Meeting of Shareholders in Response to Paulson Requisition. Feb 6, 2006 515
Averting potentially costly electronic discovery lapses: while lawyers have been concerned about the implications of electronic discovery for some time, recent court judgments--including a $1.45 billion verdict--have made this a significant financial issue. Wetmore, David Dec 1, 2005 1589
Enron Bankruptcy Court Rejects Safe Harbor Defense When Underlying Transaction Was Against State Law. Cain, James; Davis, Warren; Fenichel, Erin; Turner, Paul; Weil, Tess Sep 28, 2005 1105
Energy Restructuring and Creditors' Rights Legal Perspective Bulletin. Turner, Paul; Murphy, Rick; Sherrill, Mark; Byrne, Thomas M.; Dobbins, B. Knox; Dweck, Jake; Davis, Sep 16, 2005 1005
FINANCIAL SERVICES UPDATE. Hobbins, Robert Aug 15, 2005 1417
Ten Merrill Lynch staffers make move to RBC Dain Rauscher: lawsuit charges misappropriation of trade secrets. Allen, Mike Aug 1, 2005 391
Recent Cases Illustrate Perils In Management of Electronic Documents. Jul 28, 2005 674
Crisis manager has financial crisis of his own. Bronstad, Amanda Jun 13, 2005 432
Morgan Stanley's email bounceback. Jun 10, 2005 632
Litigation Update: Recent Trends in Securities Litigation. May 12, 2005 1625
Jacuzzi fights judgment. Brief Article Apr 25, 2005 301
Bonus: The Exercise Of Employer's Discretion. Hill, Robert Mar 3, 2005 834
Zubulake: The real issues. Montana, John C. Jan 1, 2005 1812
The end of the ostrich defense: While it did not set new precedents or change the world, Zubulake v UBS Warburg signals a big shift--rational analysis is at least entering the realm of electronic records and the courts. Montana, John C. Jan 1, 2005 2961
Merrill still ignores decree to hire more women. Antilla, Susan Dec 6, 2004 693
Bondholders claim Wedbush misled them on Vacaville project. Berry, Kate Nov 29, 2004 537
The Latest on Managing e-Discovery in Litigation. Nov 3, 2004 972
Preserving, Protecting and Producing Electronic Data. Sep 30, 2004 845
JB Oxford's CEO reaped millions while red ink flowed, SEC probed. Berry, Kate Aug 30, 2004 894
Wall Street rogues: fast cars, women, and cash. These financial whizzes had it all. But some of them crossed the line to get rich and ended up serving hard time, creating scandals that continue to affect the black investment community. Hughes, Alan Aug 1, 2004 4191
... As change comes slowly but surely to culture of Wall Street. Woolner, Ann Jul 26, 2004 754
Morgan Stanley deal doesn't address women's issues ... Lewis, Michael Jul 26, 2004 910
Spitzer V. Grasso: Compensation-Related Governance Issues For Not-For-Profits. Jun 15, 2004 2268
NEW YORK LAW JOURNAL - "Decision of the Day: Wilson v. Nomura Securities Inc.". Brief Article Apr 30, 2004 126
Global suit. Brief Article Feb 2, 2004 75
Implied Trust and Confidence: An Update. Abate, Duncan; Wong, Chester Jan 6, 2004 559
Wall Street Investment Firms Reach Settlement On Research Analyst Conflicts. Kurtz, Thiago; Sherman, David May 27, 2003 1100
Wall Street shakeup--or not? (LABJ Forum). May 5, 2003 562
Settlement nets $4 million for securities agency. (Inside Business). Henry, John Brief Article May 5, 2003 249

Terms of use | Copyright © 2008 Farlex, Inc. | Feedback | For webmasters | Submit articles