CapWest Securities Chooses Investigo Following Rigorous Selection Process.MINNEAPOLIS -- Investigo (http://investigo.net) -- the leading provider of the web-based practice management system for broker-dealers, registered investment advisors, clearing firms and institutional custodians -- announced today that Colorado-based CapWest Securities Inc. has chosen Investigo for their practice management system. CapWest is a full-service broker dealer that operates more than 60 branch offices nationwide with over 80 licensed registered representatives. It is a member of the Financial Industry Regulatory Authority Not to be confused with NASD. In the United States, the Financial Industry Regulatory Authority (FINRA) is a new self-regulatory organization (SRO) under the Securities Exchange Act of 1934, successor to the National Association of Securities Dealers, Inc. (NASD). (FINRA FINRA Financial Industry Regulatory Authority (formerly Securities Industry Regulatory Authority) ), Securities Investors Protection Corporation (SIPC (Simply Interactive PC) An earlier umbrella term from Microsoft and Intel for a PC that works like a home appliance. For example, it has a sealed case, uses external connectors for expansion and boots in just a couple of seconds. ), and the Municipal Securities Rulemaking Board The Municipal Securities Rulemaking Board, often referred to simply as the MSRB, makes rules regulating broker-dealers and banks that deal in municipal bonds, municipal notes, and other municipal securities in the United States. (MSRB MSRB See Municipal Securities Rulemaking Board (MSRB). ). "We searched the market for a single solution that was able to offer an unprecedented combination of financial management, sales and marketing productivity, and regulatory compliance tools for our firm," said Dale Hall, president of CapWest Securities. "Investigo was the clear choice. They demonstrated a deep understanding of our requirements, and their integrated suite provided us with flexibility, portability and scalability." In view of its growth projections, CapWest wanted a robust, single solution to improve their operational efficiency while allowing the firm to continue delivering its superior level of client service. "We are very pleased that CapWest has selected Investigo for their practice management solution," said Tom Rozman, CEO (1) (Chief Executive Officer) The highest individual in command of an organization. Typically the president of the company, the CEO reports to the Chairman of the Board. of Investigo. "Investigo's Practice Management System will provide CapWest with unmatched flexibility, portability and scalability. The fact that a broker dealer of CapWest's caliber and reputation has chosen to leverage our solutions demonstrates our status as a proven provider for this market." About Investigo Investigo is the most comprehensive enterprise practice management system in the financial services industry. The web-based system integrates a broad range of functions--including data aggregation, reporting, CRM (Customer Relationship Management) An integrated information system that is used to plan, schedule and control the presales and postsales activities in an organization. , regulatory compliance and online document management--saving users time and money, as well as improving client service. Investigo clients include hundreds of major financial institutions and their advisors, such as broker/dealers, clearing firms, institutional custodians, money managers and insurance carriers. Investigo aggregates millions of accounts, representing hundreds of billions in assets under management Assets Under Management (AUM) is a term used by financial services companies in the mutual fund and money management or investment management business to gauge how much money they are managing. . Please call 952-920-1441 or visit www.investigo.net for more information. About CapWest CapWest is an Independent Broker/Dealer headquartered in Lakewood, Colorado, licensed to do business in all 50 states. CapWest is working from a total net worth management platform while maintaining individual needs for the clients. |
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