CFP(R) Certificant Disciplined in Oregon.

DENVER -- Ronald J. Sloy of Portland, Ore., was issued a public Letter of Admonition Any formal verbal statement made during a trial by a judge to advise and caution the jury on their duty as jurors, on the admissibility or nonadmissibility of evidence, or on the purpose for which any evidence admitted may be considered by them. by Certified Financial Planner Certified Financial Planner (CFP)

A person who has passed examinations accredited by the Certified Financial Planner Board of Standards, showing that the person is able to manage a client's banking, estate, insurance, investment, and tax affairs. Board of Standards (CFP 1. CFP - Constraint Functional Programming.
2. CFP - Communicating Functional Processes.
3. CFP - Call For Papers (for a conference). Board) as a result of American Arbitration Association The American Arbitration Association (AAA) is a private enterprise in the business of arbitration, and one of several arbitration organizations that administers arbitration proceedings. The AAA also administers mediation and other forms of alternative dispute resolution. (AAA AAA: see American Automobile Association.

(Triple A) A common single-cell battery used in a myriad of electronic devices of all variety. Like its double A (AA) cousin, it provides 1.5 volts of DC power. When used in series, the voltage is multiplied. ) findings that Sloy had sold unsuitable, high-risk investments to a client. Sloy had failed to inform his client of the unsuitability of such a risky stock portfolio.

CFP Board concluded that the sale of risky, high-technology stock portfolios that used a high percentage of margin debt to purchase the stock was a violation of Sloy's duty to his client. In mitigation, CFP Board found that Sloy had made changes to his practice.

CFP Board, a nonprofit regulatory organization, fosters professional standards in personal financial planning to help people benefit from competent, professional and ethical financial planning. CFP Board owns the certification marks CFP(R), CERTIFIED FINANCIAL PLANNER(TM) and federally registered CFP (with flame logo) in the United States, which it awards to individuals who successfully complete initial and ongoing certification requirements. CFP Board currently authorizes more than 49,000 individuals to use these marks in the United States. For more information about CFP Board, visit www.CFP.net.

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Publication:	Business Wire
Date:	Nov 3, 2005
Words:	190
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