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1-100 out of 100 article(s)

Title	Author	Type	Date	Words
Broker/dealers.			Dec 1, 2009	1799
SEC Affiliate Marketing Rules For Broker Dealer Investment Advisers, Transfer Agents And Investment Companies - Compliance Required June 1, 2010.	Mattus, James; Shreve, James		Nov 23, 2009	1374
United States : 3 former insurance broker executives acquitted of bid-rigging.			Nov 22, 2009	343
Broker BUYS; Broker SELLS.			Nov 21, 2009	172
Sweden : Nordic banks react to broker comment.			Nov 21, 2009	105
BROKERS Cazenove yesterday unveiled a [...]; Business IN BRIEF.			Nov 20, 2009	81
Select Grubb & Ellis, Lee & Associates Commercial Brokers Adopt AuctionPoint Online Auction Platform.			Nov 19, 2009	626
BGC Partners Wins Best Inter-dealer Broker at Waters Magazine's Inaugural European Financial IT Awards.			Nov 18, 2009	520
FINRA Fines MetLife Securities and Affiliates $1.2 Million for Email Supervision Failures.			Nov 18, 2009	754
Starboard TCN Retail Brokers Get Down and Dirty Working to Cleanup Mid-Market Street in San Francisco, CA.			Nov 18, 2009	390
Lack of broker enthusiasm gives Enterprise a drubbing.			Nov 17, 2009	165
Economic Turmoil Brings Benefits Costs to the Forefront.			Nov 16, 2009	711
Broker BUYS.			Nov 14, 2009	184
13 years for freezer-cash congressman; Stiff sentence; Ex-lawmaker accepted bribes to broker African business deals.			Nov 14, 2009	560
Broker loses her 'sex bully' claim; IN BRIEF.			Nov 13, 2009	53
PuriCore Appoints Financial Adviser and Corporate Broker.			Nov 12, 2009	225
Broker is fined for waste offence.			Nov 12, 2009	191
United States: TransCore Introduces Credit Patrol to Protect Freight Brokers and Carriers against Fraud.			Nov 11, 2009	226
Fund Administrators' Role at Hedge Funds Second Only to Prime Brokers, Says TABB Group.			Nov 11, 2009	944
San Francisco Fire Credit Union Relaunches Its Investment Program with CUSO Financial Services L.P. as its Broker Dealer.			Nov 11, 2009	498
Fisher Island condos sold for $7.4M, brokers taking on management services for long-distance buyers ... and more.			Nov 10, 2009	167
TransCore Introduces Credit Patrol to Protect Freight Brokers and Carriers against Fraud.			Nov 10, 2009	363
New Office of VR Business Brokers Opens in Tarrant County.			Nov 10, 2009	515
United States: Unique Features are Displayed Throughout Bruce McGovern's Website with a Custom IDX Broker Integration.			Nov 10, 2009	354
AppTrigger's Ignite Service Broker Extends Industry-Leading "Any to Any" Functionality.			Nov 9, 2009	562
Cloud service broker announced by Ireland's Vordel.			Nov 5, 2009	163
Shuaa Securities 'number one broker in UAE'.			Nov 4, 2009	316
FINRA Bars California Broker for Insider Trading.			Nov 4, 2009	473
Ex Pak MNA claims US contacted him again to broker talks with Taliban.			Nov 4, 2009	252
A.M. Best Affirms Ratings of Brokers National Life Assurance Company.			Nov 3, 2009	241
ONE Merrill broker recounts wistfully [...].			Nov 2, 2009	35
Interactive Brokers Group Reports Brokerage Metrics For October 2009 and Announces Upcoming Presentation.			Nov 2, 2009	554
Newmarket Investments nears broker deadline.			Nov 1, 2009	316
Come together Assurex Global's case study reveals how a Web-based software program helped to boost productivity.	Hackbarth, Jim		Nov 1, 2009	1383
United States: IDX Broker Software Provides Consumers with the Most Highly Customizable Real Estate Search on the Web.			Oct 31, 2009	219
Brokers Give Unum Strong Marks for Products, Service.			Oct 30, 2009	580
J.P. Morgan to Provide Global Clearance Services to Regional Broker Hilliard Lyons.			Oct 29, 2009	614
IL&P's broker cuts.			Oct 29, 2009	64
Invesco buys Cork pensions broker.			Oct 28, 2009	132
United States : World Energy Brokers 1.4 Million CER Deal over the World Green Exchange.			Oct 28, 2009	363
Small space users keep brokers busy at 55 broadway.			Oct 28, 2009	351
Research and Markets: 2010 U.S. Mortgage & Non-Mortgage Brokers Industry Report.		Report	Oct 27, 2009	253
FHA plans may hinder condo sales; New rules on Nov. 2; Mortgage brokers, real-estate agents worry about impact.			Oct 25, 2009	797
Broker BUYS.			Oct 24, 2009	189
Interactive Brokers Group Announces 3Q09 Results.		Financial report	Oct 22, 2009	846
United States : Epicor Software shares rise 10 pct on broker upgrade.			Oct 22, 2009	201
Brokers flock to 156 William for cash give-away.			Oct 21, 2009	392
Borough prices buoy brokers.	Turcotte, Jason		Oct 21, 2009	548
"Ten Essentials: What a Broker TMS Should Do for You" White Paper, Available Free at www.transcorebrokertms.com.			Oct 21, 2009	448
Gesa Credit Union Chooses CUSO Financial Services L.P. as its Broker Dealer for New Managed Investment Program.			Oct 20, 2009	592
Shipbroker Sued For Breach Of Warranty Of Authority, And Of Sections 52, 53(bb) And 53(d) Of The Trade Practices Act; No Implied Term That Ship Broker Provide Relevant Information To Its Principal.			Oct 20, 2009	1727
TOCOM Sets Registration Fee for Remote Member at 1 Million Yen, 10% of the Fee Applicable to Broker and Trade Members.			Oct 20, 2009	305
United Kingdom: UK government opens consultation on spectrum broker recommendations.			Oct 19, 2009	387
FASTSIGNS President Opens McKinney Office of VR Business Brokers, International Business Broker Firm.			Oct 19, 2009	363
Broker BUYS.			Oct 17, 2009	183
Brokers go to court over double dealing.			Oct 16, 2009	482
30 SECOND GUIDE TO... INTER-DEALER BROKERS.			Oct 16, 2009	184
Brokers go to court over 'double dealing'.			Oct 16, 2009	482
30 SECOND GUIDE TO ... INTER-DEALER BROKERS.			Oct 16, 2009	184
The cubist; Nearly everything that happens in London's contemporary art scene has been influenced, if not dictated, by Jay Jopling. From his White Cube HQ, the superdealer brokers sales, spots talent and dreams up sell-out shows. Marcus Field investigates the man in the frame.			Oct 16, 2009	3038
Minister says city should re-open stock exchange; Plan wins cautious welcome from brokers.			Oct 14, 2009	434
FinReg fines broker.			Oct 14, 2009	61
Webinar Teaches Brokers To Become Independent Advisors.			Oct 14, 2009	453
New York Commercial Real Estate, Ltd. has been named listing broker for a 13,000 s/f shopping center located at 205 Terry Road in Nesconset, NY.			Oct 14, 2009	77
When State Regulators Come Knocking - Brokers Should Understand What To Do Before And After Enforcement Actions.			Oct 13, 2009	1729
Switzerland : Brokerage cited for undisclosed commissions to Swiss financier.			Oct 12, 2009	425
Brown Brokers prisoner--for-oil deal: England's Prime Minister Gordon Brown says he's innocent, but evidence is mounting that he played an important role in freeing the terrorist who brought down a plane over Scotland.	Wolverton, Joe, II		Oct 12, 2009	3089
Broker seeking alliance of condo owners downtown: boards could share the pain in a down market.	York, Tom		Oct 12, 2009	533
Sorrento Pacific buys brokerage: Sorrento Pacific Financial.	Allen, Mike		Oct 12, 2009	146
Allen Lund, chief executive of third-party travel broker Allen Lund Co. in La Canada-Flintridge, and his wife, Kathleen, have been awarded the St. Elizabeth Ann Seton Award by the National Catholic Education Association, a Washington, D.C., non-profit.		Brief article	Oct 12, 2009	50
Broker BUYS.			Oct 10, 2009	193
J.P. Morgan Launches Broker Dealer Fee Lock Solution for Depositary Receipt Issuance & Cancellation.			Oct 8, 2009	340
Interactive Brokers Group to Host Third Quarter Earnings Conference Call.			Oct 8, 2009	274
Police f ight huge surge in middle class fraud; Lawyers, accountants and brokers fuel [pounds sterling]20bn rip-off.			Oct 7, 2009	541
Police fight huge surge in middle class fraud; Lawyers, accountants and brokers fuel [pounds sterling]20bn rip-off.			Oct 7, 2009	539
Eastbridge Consulting Group Announces an Update to Its Benefit Broker Research!			Oct 7, 2009	255
New TABB Group Research Details Market Share Drivers for Next Phase of the Post-Lehman Evolution of Prime Brokerage.			Oct 7, 2009	886
FundQuest Announces the Advisor Gateway[TM] Platform for Clients of J.P. Morgan's Broker Dealer Services Business.			Oct 7, 2009	303
Service Broker Forum to Participate in Light Reading Webinar on Bridging the Legacy/Next-Generation Service Divide: Service Brokers.			Oct 6, 2009	953
Investors 'dissatisfied' with Dubai brokers.			Oct 6, 2009	490
At last, a more honest American broker.			Oct 5, 2009	1118
BROKER Execution says sell [...]; MARKET REPORT.			Oct 3, 2009	88
BROKER Execution says sell BT, [...]; MARKET REPORT.			Oct 3, 2009	74
Broker BUYS.			Oct 3, 2009	209
Brokers cash in on Footsie's bull run.			Oct 2, 2009	166
Ellie Mae's evolution: a technology company that started out heavily focused on brokers made a shift just in time to focus on mortgage bankers.	McGarity, Mary	Company overview	Oct 1, 2009	4389
How to work with an E&S broker.	Franzese, Michael		Oct 1, 2009	905
Lawyered up.		Brief article	Sep 28, 2009	240
Brokers see light at end of tunnel.	Geiger, Daniel		Sep 23, 2009	934
Saying goodbye to broker votes: the immediate impact on director elections may not be meaningful, but potential repercussions loom.	Walkling, Ralph A.		Sep 22, 2009	794
Largest broker dealers.	Friedman, Mark		Sep 21, 2009	1769
Commercial landlords lure brokers with new incentives.	Pincus, Adam		Aug 11, 2009	172
Retail Brokers National Marketshare Group Inc. and Signature Sales Group Select Aldata's Apollo Space Optimization Solution to Improve Category Performance in Major Retail Accounts.			Aug 4, 2009	630
Renowned Residential Broker Marty Trugman Joins Leading Los Angeles Luxury Brokerage Teles Properties.			Aug 3, 2009	438
Brokers from shuttered firms land at new companies.	Hughes, C.J.		Jul 9, 2009	111
Steve Weeks Jr., Broker and owner of Coldwell Banker Commercial Weeks Associates of Laconia, has sold Lot #9 (369 Hounsell Avenue) in the Lakes Business Park which Will be the location of the Lakes Professional Center.		Brief article	Jun 5, 2009	103
Brokers hope research and development will reignite Palm Beach market.			May 11, 2009	89
Congress, BJP policies influenced by big houses, brokers: Mayawati.			Mar 29, 2009	220
FiDi offers rental alternative.		Brief article	Feb 11, 2009	88
Muslim sisters to reveal culture of drugs, porn at London's top broker firm.			Nov 25, 2008	410

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