Browse Investment companies topic

Accounting and auditing subtopic

1-14 out of 14 article(s)

Title	Author	Type	Date	Words
Let a Little light in: how internal audits can help private equity firms work themselves out of trouble.	Matthews, Curtis		Apr 6, 2009	802
Amendments To National Instrument 81-106 Investment Fund Continuous Disclosure Come Into Force On September 8.	Thomas, R. Steve		Sep 8, 2008	700
LEAD: Nikko sues 3 ex-execs on accounting fraud, demanding 3.4 bil. yen.			Apr 30, 2007	555
TSE not to penalize Nikko Cordial Securities over accounting fraud.			Apr 2, 2007	262
4TH LD: Nikko Cordial to sue ex-top executives over accounting fraud.			Mar 5, 2007	778
Nikko Cordial exec quits for alleged part in accounting fraud.			Feb 5, 2007	197
Partnerships, PFICs and QEFs.	Cowan, Jeffrey P.		Jun 1, 2005	1883
SEC Extends Internal Control Report Compliance Dates.			Mar 2, 2004	383
SOPs being issued on reporting financial highlights by separate accounts of insurance enterprises, and by nonregistered investment partnerships.		Brief Article	Dec 1, 2003	245
Two exposure drafts of proposed SOPs issued.			Sep 1, 2003	292
Exposure draft of SOP issued on audits of investment companies. (accounting & auditing news).		Brief Article	Feb 1, 2003	205
The Sarbanes-Oxley Act: Application to Registered Investment Companies.			Oct 16, 2002	5752
Overseeing retirement funds: only internal auditors can offer a truly independent perspective on the risks associated with the management of an organization's pension plan. (Risk Watch).	Stolte, Mike		Jun 1, 2002	1435
Avoiding the PFIC web when liquidating a non-QEF.	Mach, Joseph		May 1, 2000	1483